Chief Compliance Officer

0001398344-21-020174.txt : 20211021 0001398344-21-020174.hdr.sgml : 20211021 20211021161452 ACCESSION NUMBER: 0001398344-21-020174 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211021 DATE AS OF CHANGE: 20211021 EFFECTIVENESS DATE: 20211021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 211337168 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 09-30-2021 09-30-2021 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 10-14-2021 0 205 188312 INFORMATION TABLE 2 fp0069429_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 437 2492 SH SOLE 2492 0 0 ABBOTT LABS COM 002824100 213 1800 SH SOLE 1800 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2929 9155 SH SOLE 9155 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 6632 31751 SH SOLE 31751 0 0 AFLAC INC COM 001055102 1103 21163 SH SOLE 21163 0 0 ALPHABET INC CAP STK CL C 02079K107 760 285 SH SOLE 285 0 0 ALPHABET INC CAP STK CL A 02079K305 2732 1022 SH SOLE 1022 0 0 ALTRIA GROUP INC COM 02209S103 293 6440 SH SOLE 6440 0 0 AMAZON COM INC COM 023135106 3807 1159 SH SOLE 1159 0 0 AMEDISYS INC COM 023436108 278 1864 SH SOLE 1864 0 0 AMERICAN ELEC PWR CO INC COM 025537101 245 3021 SH SOLE 3021 0 0 AMERICAN TOWER CORP NEW COM 03027X100 943 3554 SH SOLE 3554 0 0 AMGEN INC COM 031162100 277 1301 SH SOLE 1301 0 0 APPLE INC COM 037833100 5608 39632 SH SOLE 39632 0 0 AT&T INC COM 00206R102 327 12096 SH SOLE 12096 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1730 8653 SH SOLE 8653 0 0 BALL CORP COM 058498106 486 5400 SH SOLE 5400 0 0 BECTON DICKINSON & CO COM 075887109 301 1225 SH SOLE 1225 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1617 5926 SH SOLE 5926 0 0 BK OF AMERICA CORP COM 060505104 570 13434 SH SOLE 13434 0 0 BLACKSTONE INC COM 09260D107 964 8282 SH SOLE 8282 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 469 7922 SH SOLE 7922 0 0 BROADCOM INC COM 11135F101 502 1036 SH SOLE 1036 0 0 CATERPILLAR INC COM 149123101 404 2107 SH SOLE 2107 0 0 CHEVRON CORP NEW COM 166764100 654 6443 SH SOLE 6443 0 0 CISCO SYS INC COM 17275R102 207 3809 SH SOLE 3809 0 0 CLOROX CO DEL COM 189054109 358 2161 SH SOLE 2161 0 0 COCA COLA CO COM 191216100 499 9519 SH SOLE 9519 0 0 CONOCOPHILLIPS COM 20825C104 212 3122 SH SOLE 3122 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4333 20566 SH SOLE 20566 0 0 CORNING INC COM 219350105 298 8177 SH SOLE 8177 0 0 COSTCO WHSL CORP NEW COM 22160K105 2893 6439 SH SOLE 6439 0 0 CSX CORP COM 126408103 216 7275 SH SOLE 7275 0 0 CVS HEALTH CORP COM 126650100 1464 17248 SH SOLE 17248 0 0 DANAHER CORPORATION COM 235851102 4991 16393 SH SOLE 16393 0 0 DIGITAL RLTY TR INC COM 253868103 347 2402 SH SOLE 2402 0 0 DISNEY WALT CO COM 254687106 5065 29938 SH SOLE 29938 0 0 DOW INC COM 260557103 266 4624 SH SOLE 4624 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2850 29199 SH SOLE 29199 0 0 EBAY INC. COM 278642103 219 3150 SH SOLE 3150 0 0 ECOLAB INC COM 278865100 2110 10116 SH SOLE 10116 0 0 EXXON MOBIL CORP COM 30231G102 286 4856 SH SOLE 4856 0 0 FACEBOOK INC CL A 30303M102 618 1820 SH SOLE 1820 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 300 4798 SH SOLE 4798 0 0 FISERV INC COM 337738108 769 7084 SH SOLE 7084 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 619 1637 SH SOLE 1637 0 0 HOME DEPOT INC COM 437076102 1639 4992 SH SOLE 4992 0 0 HONEYWELL INTL INC COM 438516106 706 3324 SH SOLE 3324 0 0 INTEL CORP COM 458140100 245 4605 SH SOLE 4605 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 263 1896 SH SOLE 1896 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 681 11194 SH SOLE 11194 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 41 958 SH SOLE 958 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 294 4025 SH SOLE 4025 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 50 3345 SH SOLE 3345 0 0 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 247 7488 SH SOLE 7488 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 319 3990 SH SOLE 3990 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 39 1200 SH SOLE 1200 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 294 3805 SH SOLE 3805 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 52 272 SH SOLE 272 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 37 410 SH SOLE 410 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 1 5 SH SOLE 5 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 14 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1200 8011 SH SOLE 8011 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 425 2330 SH SOLE 2330 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 65 413 SH SOLE 413 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8910 24891 SH SOLE 24891 0 0 ISHARES TR CORE S&P TTL STK 464287150 3 35 SH SOLE 35 0 0 ISHARES TR SELECT DIVID ETF 464287168 1717 14964 SH SOLE 14964 0 0 ISHARES TR CORE S&P500 ETF 464287200 505 1172 SH SOLE 1172 0 0 ISHARES TR CORE US AGGBD ET 464287226 145 1265 SH SOLE 1265 0 0 ISHARES TR IBOXX INV CP ETF 464287242 635 4776 SH SOLE 4776 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 83 1119 SH SOLE 1119 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 782 10025 SH SOLE 10025 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 119 1051 SH SOLE 1051 0 0 ISHARES TR RUS MID CAP ETF 464287499 241 3082 SH SOLE 3082 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2679 10183 SH SOLE 10183 0 0 ISHARES TR EXPANDED TECH 464287515 116 290 SH SOLE 290 0 0 ISHARES TR ISHARES BIOTECH 464287556 17 105 SH SOLE 105 0 0 ISHARES TR GLOBAL 100 ETF 464287572 51 722 SH SOLE 722 0 0 ISHARES TR US CONSUM DISCRE 464287580 82 1060 SH SOLE 1060 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 442 2826 SH SOLE 2826 0 0 ISHARES TR S&P MC 400GR ETF 464287606 78 982 SH SOLE 982 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2219 8098 SH SOLE 8098 0 0 ISHARES TR RUS 1000 ETF 464287622 1532 6338 SH SOLE 6338 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 534 3330 SH SOLE 3330 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1231 4194 SH SOLE 4194 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1236 5650 SH SOLE 5650 0 0 ISHARES TR S&P MC 400VL ETF 464287705 75 725 SH SOLE 725 0 0 ISHARES TR U.S. TECH ETF 464287721 62 612 SH SOLE 612 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1357 12427 SH SOLE 12427 0 0 ISHARES TR DOW JONES US ETF 464287846 43 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 93 922 SH SOLE 922 0 0 ISHARES TR S&P SML 600 GWT 464287887 95 729 SH SOLE 729 0 0 ISHARES TR MORNINGSTAR VALU 464288109 64 1000 SH SOLE 1000 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 0 20 SH SOLE 20 0 0 ISHARES TR EAFE SML CP ETF 464288273 21 278 SH SOLE 278 0 0 ISHARES TR DEVSMCP EXNA ETF 464288497 1 20 SH SOLE 20 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 15 114 SH SOLE 114 0 0 ISHARES TR PFD AND INCM SEC 464288687 6 161 SH SOLE 161 0 0 ISHARES TR US HOME CONS ETF 464288752 75 1133 SH SOLE 1133 0 0 ISHARES TR U.S. MED DVC ETF 464288810 9 150 SH SOLE 150 0 0 ISHARES TR US HLTHCR PR ETF 464288828 341 1335 SH SOLE 1335 0 0 ISHARES TR EAFE GRWTH ETF 464288885 7 61 SH SOLE 61 0 0 ISHARES TR US TREAS BD ETF 46429B267 4 147 SH SOLE 147 0 0 ISHARES TR MSCI CHINA ETF 46429B671 7 99 SH SOLE 99 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 186 2465 SH SOLE 2465 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 687 9353 SH SOLE 9353 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 7 50 SH SOLE 50 0 0 ISHARES TR MSCI USA MMENTM 46432F396 51 288 SH SOLE 288 0 0 ISHARES TR CORE MSCI EAFE 46432F842 597 8039 SH SOLE 8039 0 0 JOHNSON & JOHNSON COM 478160104 1538 9523 SH SOLE 9523 0 0 JPMORGAN CHASE & CO COM 46625H100 5249 32064 SH SOLE 32064 0 0 KIMBERLY-CLARK CORP COM 494368103 210 1589 SH SOLE 1589 0 0 LAUDER ESTEE COS INC CL A 518439104 1000 3335 SH SOLE 3335 0 0 LILLY ELI & CO COM 532457108 592 2563 SH SOLE 2563 0 0 LOWES COS INC COM 548661107 296 1458 SH SOLE 1458 0 0 MARRIOTT INTL INC NEW CL A 571903202 4013 27098 SH SOLE 27098 0 0 MASTEC INC COM 576323109 1106 12815 SH SOLE 12815 0 0 MASTERCARD INCORPORATED CL A 57636Q104 238 683 SH SOLE 683 0 0 MCDONALDS CORP COM 580135101 1273 5281 SH SOLE 5281 0 0 MERCK & CO INC COM 58933Y105 561 7471 SH SOLE 7471 0 0 MICROSOFT CORP COM 594918104 6559 23265 SH SOLE 23265 0 0 NEXTERA ENERGY INC COM 65339F101 531 6761 SH SOLE 6761 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 218 2891 SH SOLE 2891 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 163 2485 SH SOLE 2485 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 161 2955 SH SOLE 2955 0 0 ORACLE CORP COM 68389X105 337 3865 SH SOLE 3865 0 0 PAYPAL HLDGS INC COM 70450Y103 873 3355 SH SOLE 3355 0 0 PEPSICO INC COM 713448108 339 2256 SH SOLE 2256 0 0 PFIZER INC COM 717081103 204 4744 SH SOLE 4744 0 0 PHILIP MORRIS INTL INC COM 718172109 353 3725 SH SOLE 3725 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 346 3134 SH SOLE 3134 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 41 401 SH SOLE 401 0 0 PROCTER AND GAMBLE CO COM 742718109 2247 16070 SH SOLE 16070 0 0 QUALCOMM INC COM 747525103 202 1567 SH SOLE 1567 0 0 QUEST DIAGNOSTICS INC COM 74834L100 287 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 419 6463 SH SOLE 6463 0 0 ROBERT HALF INTL INC COM 770323103 3566 35538 SH SOLE 35538 0 0 ROPER TECHNOLOGIES INC COM 776696106 1308 2932 SH SOLE 2932 0 0 S&P GLOBAL INC COM 78409V104 892 2100 SH SOLE 2100 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 712 6856 SH SOLE 6856 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2639 25369 SH SOLE 25369 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2462 16627 SH SOLE 16627 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 780 10172 SH SOLE 10172 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 542 5412 SH SOLE 5412 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 482 14941 SH SOLE 14941 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 120 3643 SH SOLE 3643 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 373 7081 SH SOLE 7081 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 100 1862 SH SOLE 1862 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3678 68672 SH SOLE 68672 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1798 24223 SH SOLE 24223 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 106 1949 SH SOLE 1949 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 14 181 SH SOLE 181 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8 118 SH SOLE 118 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 80 443 SH SOLE 443 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 19 361 SH SOLE 361 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 31 319 SH SOLE 319 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 761 5099 SH SOLE 5099 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 98 1534 SH SOLE 1534 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1008 2350 SH SOLE 2350 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 14 163 SH SOLE 163 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 18 210 SH SOLE 210 0 0 SPDR SER TR S&P REGL BKG 78464A698 11 169 SH SOLE 169 0 0 SPDR SER TR S&P DIVID ETF 78464A763 187 1588 SH SOLE 1588 0 0 SPDR SER TR S&P BK ETF 78464A797 1 10 SH SOLE 10 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 234 2467 SH SOLE 2467 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 110 1448 SH SOLE 1448 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 2 10 SH SOLE 10 0 0 STRYKER CORPORATION COM 863667101 207 784 SH SOLE 784 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 877 27489 SH SOLE 27489 0 0 TARGET CORP COM 87612E106 281 1229 SH SOLE 1229 0 0 TRUIST FINL CORP COM 89832Q109 325 5539 SH SOLE 5539 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1014 2595 SH SOLE 2595 0 0 VANECK ETF TRUST LOW CARBN ENERGY 92189F502 230 1544 SH SOLE 1544 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 358 908 SH SOLE 908 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 377 1597 SH SOLE 1597 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 24 232 SH SOLE 232 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 894 3191 SH SOLE 3191 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 461 2727 SH SOLE 2727 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 595 2513 SH SOLE 2513 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 5 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 637 2197 SH SOLE 2197 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 617 4561 SH SOLE 4561 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 105 480 SH SOLE 480 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1273 5733 SH SOLE 5733 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1657 10788 SH SOLE 10788 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 232 4598 SH SOLE 4598 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 204 2550 SH SOLE 2550 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 335 6206 SH SOLE 6206 0 0 VISA INC COM CL A 92826C839 6240 28013 SH SOLE 28013 0 0 WABTEC COM 929740108 5314 61640 SH SOLE 61640 0 0 WALMART INC COM 931142103 699 5013 SH SOLE 5013 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 9 79 SH SOLE 79 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 73 775 SH SOLE 775 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1 25 SH SOLE 25 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 217 5367 SH SOLE 5367 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 308 5932 SH SOLE 5932 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 294 6815 SH SOLE 6815 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 92 3650 SH SOLE 3650 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 7535 128063 SH SOLE 128063 0 0 WYNN RESORTS LTD COM 983134107 4261 50272 SH SOLE 50272 0 0 ZOETIS INC CL A 98978V103 4070 20965 SH SOLE 20965 0 0