Chief Compliance Officer

0001398344-21-014633.txt : 20210721 0001398344-21-014633.hdr.sgml : 20210721 20210721124643 ACCESSION NUMBER: 0001398344-21-014633 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210721 DATE AS OF CHANGE: 20210721 EFFECTIVENESS DATE: 20210721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 211103729 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 06-30-2021 06-30-2021 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 07-20-2021 0 201 180358 INFORMATION TABLE 2 fp0067239_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 515 2592 SH SOLE 2592 0 0 ABBOTT LABS COM 002824100 209 1800 SH SOLE 1800 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2699 9155 SH SOLE 9155 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 6195 30201 SH SOLE 30201 0 0 AFLAC INC COM 001055102 1192 22212 SH SOLE 22212 0 0 ALPHABET INC CAP STK CL C 02079K107 714 285 SH SOLE 285 0 0 ALPHABET INC CAP STK CL A 02079K305 2496 1022 SH SOLE 1022 0 0 ALTRIA GROUP INC COM 02209S103 307 6437 SH SOLE 6437 0 0 AMAZON COM INC COM 023135106 3478 1011 SH SOLE 1011 0 0 AMEDISYS INC COM 023436108 457 1864 SH SOLE 1864 0 0 AMERICAN ELEC PWR CO INC COM 025537101 256 3021 SH SOLE 3021 0 0 AMGEN INC COM 031162100 335 1373 SH SOLE 1373 0 0 APPLE INC COM 037833100 5285 38591 SH SOLE 38591 0 0 AT&T INC COM 00206R102 417 14491 SH SOLE 14491 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1719 8653 SH SOLE 8653 0 0 BECTON DICKINSON & CO COM 075887109 355 1460 SH SOLE 1460 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1660 5973 SH SOLE 5973 0 0 BK OF AMERICA CORP COM 060505104 556 13491 SH SOLE 13491 0 0 BLACKSTONE GROUP INC COM 09260D107 804 8280 SH SOLE 8280 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 529 7922 SH SOLE 7922 0 0 BROADCOM INC COM 11135F101 468 982 SH SOLE 982 0 0 CATERPILLAR INC COM 149123101 447 2055 SH SOLE 2055 0 0 CHEVRON CORP NEW COM 166764100 673 6425 SH SOLE 6425 0 0 CLOROX CO DEL COM 189054109 391 2173 SH SOLE 2173 0 0 COCA COLA CO COM 191216100 513 9489 SH SOLE 9489 0 0 CONOCOPHILLIPS COM 20825C104 211 3471 SH SOLE 3471 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4669 19963 SH SOLE 19963 0 0 CORNING INC COM 219350105 334 8173 SH SOLE 8173 0 0 COSTCO WHSL CORP NEW COM 22160K105 2338 5910 SH SOLE 5910 0 0 CSX CORP COM 126408103 233 7275 SH SOLE 7275 0 0 CUMMINS INC COM 231021106 278 1140 SH SOLE 1140 0 0 CVS HEALTH CORP COM 126650100 1398 16752 SH SOLE 16752 0 0 DANAHER CORPORATION COM 235851102 4367 16273 SH SOLE 16273 0 0 DIGITAL RLTY TR INC COM 253868103 279 1855 SH SOLE 1855 0 0 DISNEY WALT CO COM 254687106 5055 28758 SH SOLE 28758 0 0 DOW INC COM 260557103 299 4728 SH SOLE 4728 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2834 28705 SH SOLE 28705 0 0 EBAY INC. COM 278642103 221 3150 SH SOLE 3150 0 0 ECOLAB INC COM 278865100 2040 9906 SH SOLE 9906 0 0 EXXON MOBIL CORP COM 30231G102 324 5138 SH SOLE 5138 0 0 FACEBOOK INC CL A 30303M102 623 1793 SH SOLE 1793 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 332 4797 SH SOLE 4797 0 0 FISERV INC COM 337738108 853 7984 SH SOLE 7984 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 382 1006 SH SOLE 1006 0 0 HOME DEPOT INC COM 437076102 2068 6485 SH SOLE 6485 0 0 HONEYWELL INTL INC COM 438516106 729 3324 SH SOLE 3324 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 277 1889 SH SOLE 1889 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 690 11323 SH SOLE 11323 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 42 951 SH SOLE 951 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 304 4025 SH SOLE 4025 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 51 3345 SH SOLE 3345 0 0 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 289 8399 SH SOLE 8399 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 360 4035 SH SOLE 4035 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 60 1815 SH SOLE 1815 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 338 3631 SH SOLE 3631 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 50 272 SH SOLE 272 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 1 05 SH SOLE 5 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 13 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1089 7222 SH SOLE 7222 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 447 2389 SH SOLE 2389 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 66 413 SH SOLE 413 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8597 24256 SH SOLE 24256 0 0 ISHARES TR SELECT DIVID ETF 464287168 1774 15210 SH SOLE 15210 0 0 ISHARES TR CORE S&P500 ETF 464287200 483 1124 SH SOLE 1124 0 0 ISHARES TR CORE US AGGBD ET 464287226 258 2235 SH SOLE 2235 0 0 ISHARES TR IBOXX INV CP ETF 464287242 697 5185 SH SOLE 5185 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 12 169 SH SOLE 169 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 780 9887 SH SOLE 9887 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 121 1051 SH SOLE 1051 0 0 ISHARES TR RUS MID CAP ETF 464287499 244 3082 SH SOLE 3082 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2752 10242 SH SOLE 10242 0 0 ISHARES TR ISHARES BIOTECH 464287556 17 105 SH SOLE 105 0 0 ISHARES TR GLOBAL 100 ETF 464287572 51 722 SH SOLE 722 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 448 2826 SH SOLE 2826 0 0 ISHARES TR S&P MC 400GR ETF 464287606 12 152 SH SOLE 152 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2218 8168 SH SOLE 8168 0 0 ISHARES TR RUS 1000 ETF 464287622 1534 6339 SH SOLE 6339 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 552 3330 SH SOLE 3330 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1307 4194 SH SOLE 4194 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1275 5561 SH SOLE 5561 0 0 ISHARES TR U.S. TECH ETF 464287721 61 612 SH SOLE 612 0 0 ISHARES TR US HLTHCARE ETF 464287762 40 146 SH SOLE 146 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1418 12553 SH SOLE 12553 0 0 ISHARES TR DOW JONES US ETF 464287846 43 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 2 22 SH SOLE 22 0 0 ISHARES TR S&P SML 600 GWT 464287887 3 24 SH SOLE 24 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 0 20 SH SOLE 20 0 0 ISHARES TR EAFE SML CP ETF 464288273 21 278 SH SOLE 278 0 0 ISHARES TR DEVSMCP EXNA ETF 464288497 1 20 SH SOLE 20 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 15 113 SH SOLE 113 0 0 ISHARES TR PFD AND INCM SEC 464288687 6 161 SH SOLE 161 0 0 ISHARES TR US HOME CONS ETF 464288752 9 133 SH SOLE 133 0 0 ISHARES TR U.S. MED DVC ETF 464288810 9 25 SH SOLE 25 0 0 ISHARES TR US HLTHCR PR ETF 464288828 356 1335 SH SOLE 1335 0 0 ISHARES TR EAFE GRWTH ETF 464288885 7 61 SH SOLE 61 0 0 ISHARES TR US TREAS BD ETF 46429B267 4 147 SH SOLE 147 0 0 ISHARES TR MSCI CHINA ETF 46429B671 8 99 SH SOLE 99 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 219 2898 SH SOLE 2898 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 700 9508 SH SOLE 9508 0 0 ISHARES TR MSCI USA MMENTM 46432F396 63 363 SH SOLE 363 0 0 ISHARES TR CORE MSCI EAFE 46432F842 398 5319 SH SOLE 5319 0 0 JOHNSON & JOHNSON COM 478160104 1568 9517 SH SOLE 9517 0 0 JPMORGAN CHASE & CO COM 46625H100 4736 30452 SH SOLE 30452 0 0 KIMBERLY-CLARK CORP COM 494368103 213 1589 SH SOLE 1589 0 0 LAUDER ESTEE COS INC CL A 518439104 1029 3234 SH SOLE 3234 0 0 LILLY ELI & CO COM 532457108 588 2563 SH SOLE 2563 0 0 LOWES COS INC COM 548661107 356 1837 SH SOLE 1837 0 0 MARRIOTT INTL INC NEW CL A 571903202 3470 25418 SH SOLE 25418 0 0 MASTEC INC COM 576323109 561 5285 SH SOLE 5285 0 0 MASTERCARD INCORPORATED CL A 57636Q104 284 777 SH SOLE 777 0 0 MCDONALDS CORP COM 580135101 1222 5290 SH SOLE 5290 0 0 MERCK & CO INC COM 58933Y105 600 7720 SH SOLE 7720 0 0 MICROSOFT CORP COM 594918104 6191 22853 SH SOLE 22853 0 0 NEXTERA ENERGY INC COM 65339F101 450 6145 SH SOLE 6145 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 271 3546 SH SOLE 3546 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 160 2485 SH SOLE 2485 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 162 2955 SH SOLE 2955 0 0 ORACLE CORP COM 68389X105 301 3864 SH SOLE 3864 0 0 PAYPAL HLDGS INC COM 70450Y103 1007 3455 SH SOLE 3455 0 0 PEPSICO INC COM 713448108 334 2256 SH SOLE 2256 0 0 PHILIP MORRIS INTL INC COM 718172109 311 3137 SH SOLE 3137 0 0 PHILLIPS 66 COM 718546104 248 2894 SH SOLE 2894 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 160 1439 SH SOLE 1439 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 41 401 SH SOLE 401 0 0 PROCTER AND GAMBLE CO COM 742718109 2167 16063 SH SOLE 16063 0 0 QUALCOMM INC COM 747525103 224 1567 SH SOLE 1567 0 0 QUEST DIAGNOSTICS INC COM 74834L100 261 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 431 6458 SH SOLE 6458 0 0 ROBERT HALF INTL INC COM 770323103 3067 34471 SH SOLE 34471 0 0 ROPER TECHNOLOGIES INC COM 776696106 1379 2932 SH SOLE 2932 0 0 S&P GLOBAL INC COM 78409V104 862 2100 SH SOLE 2100 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 733 7032 SH SOLE 7032 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2632 25318 SH SOLE 25318 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2308 15809 SH SOLE 15809 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 795 10153 SH SOLE 10153 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 564 5411 SH SOLE 5411 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 478 14811 SH SOLE 14811 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 121 3643 SH SOLE 3643 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 385 7077 SH SOLE 7077 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 101 1854 SH SOLE 1854 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3764 69215 SH SOLE 69215 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1765 23335 SH SOLE 23335 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 106 1942 SH SOLE 1942 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 15 181 SH SOLE 181 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8 118 SH SOLE 118 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 79 442 SH SOLE 442 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 55 1014 SH SOLE 1014 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 33 318 SH SOLE 318 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 709 4804 SH SOLE 4804 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 97 1530 SH SOLE 1530 0 0 SHERWIN WILLIAMS CO COM 824348106 313 1147 SH SOLE 1147 0 0 SMITH A O CORP COM 831865209 200 2782 SH SOLE 2782 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1005 2348 SH SOLE 2348 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 14 162 SH SOLE 162 0 0 SPDR SER TR S&P REGL BKG 78464A698 11 169 SH SOLE 169 0 0 SPDR SER TR S&P DIVID ETF 78464A763 193 1579 SH SOLE 1579 0 0 SPDR SER TR S&P BK ETF 78464A797 1 10 SH SOLE 10 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 241 2466 SH SOLE 2466 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 112 1443 SH SOLE 1443 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 2 10 SH SOLE 10 0 0 STRYKER CORPORATION COM 863667101 204 784 SH SOLE 784 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 606 19179 SH SOLE 19179 0 0 TARGET CORP COM 87612E106 297 1229 SH SOLE 1229 0 0 TRUIST FINL CORP COM 89832Q109 313 5647 SH SOLE 5647 0 0 UNITEDHEALTH GROUP INC COM 91324P102 912 2278 SH SOLE 2278 0 0 VANECK VECTORS ETF TR LOW CARBN ENERGY 92189F502 249 1544 SH SOLE 1544 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 305 775 SH SOLE 775 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 356 1505 SH SOLE 1505 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 20 194 SH SOLE 194 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 846 2920 SH SOLE 2920 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 430 2474 SH SOLE 2474 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 513 2160 SH SOLE 2160 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 5 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 618 2155 SH SOLE 2155 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 633 4605 SH SOLE 4605 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 108 480 SH SOLE 480 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1143 5128 SH SOLE 5128 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 115 1393 SH SOLE 1393 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 10 144 SH SOLE 144 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 85 894 SH SOLE 894 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1596 10309 SH SOLE 10309 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 236 4581 SH SOLE 4581 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 204 2550 SH SOLE 2550 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 348 6217 SH SOLE 6217 0 0 VISA INC COM CL A 92826C839 6263 26784 SH SOLE 26784 0 0 WABTEC COM 929740108 4815 58508 SH SOLE 58508 0 0 WALMART INC COM 931142103 707 5013 SH SOLE 5013 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 9 79 SH SOLE 79 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 75 774 SH SOLE 774 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1 25 SH SOLE 25 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 223 5359 SH SOLE 5359 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 324 6210 SH SOLE 6210 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 289 6544 SH SOLE 6544 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 92 3650 SH SOLE 3650 0 0 WISDOMTREE TR US S CAP QTY DIV 97717X651 23 500 SH SOLE 500 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 7247 121455 SH SOLE 121455 0 0 WYNN RESORTS LTD COM 983134107 3670 30009 SH SOLE 30009 0 0 ZOETIS INC CL A 98978V103 3834 20573 SH SOLE 20573 0 0