0001680070-21-000005.txt : 20211018
0001680070-21-000005.hdr.sgml : 20211018
20211018114346
ACCESSION NUMBER: 0001680070-21-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211018
FILED AS OF DATE: 20211018
DATE AS OF CHANGE: 20211018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herbst Marcel
CENTRAL INDEX KEY: 0001680070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11104
FILM NUMBER: 211327719
MAIL ADDRESS:
STREET 1: 834 W. ROSCOE ST.
STREET 2: UNIT 2
CITY: CHICAGO
STATE: X1
ZIP: 60657
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOBLE ROMANS INC
CENTRAL INDEX KEY: 0000709005
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 351281154
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE VIRGINIA AVE
STREET 2: STE 800
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
BUSINESS PHONE: 3176343377
MAIL ADDRESS:
STREET 1: ONE VIRGINIA AVENUE
STREET 2: SUITE 800
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-10-18
0
0000709005
NOBLE ROMANS INC
NROM
0001680070
Herbst Marcel
2846 N SOUTHPORT AVE
UNIT 3N
CHICAGO
IL
60657-4125
1
0
0
0
Common Stock
2021-10-18
4
J
0
0
0
D
130000
I
footnote
60000 shares are held in the account of Herbst Capital Management, LLC. (the ""fund"") for which Herbst Capital Partners, LLC (the ""General Partner"") serves as its manager. Marcel Herbst is the General Manager of Herbst Capital Partners, LLC and also serves as the Portfolio Manager of Herbst Capital Management, LLC. Mr. Herbst may be deemed to beneficially own these securities held by the fund by virtue of the General Partner's position in the fund and Mr. Herbst's status as the general manager of the General Partner and his status as portfolio manager of the fund. 10000 shares are held direct.176000 shares are held in individual client accounts over which Marcel Herbst had discretionary trading authority. Marcel Herbst no longer has trading authority over 116000 of those shares. By virtue of removal of this discretionary trading authority, these shares can no longer be deemed beneficially owned.
The purpose of this filing is to update the indirect beneficial ownership from 246000 to 130000 shares because of a change in discretionary trading authority. See other footnote for details.
marcel herbst
2021-10-18