0001680070-21-000005.txt : 20211018 0001680070-21-000005.hdr.sgml : 20211018 20211018114346 ACCESSION NUMBER: 0001680070-21-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211018 FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herbst Marcel CENTRAL INDEX KEY: 0001680070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 211327719 MAIL ADDRESS: STREET 1: 834 W. ROSCOE ST. STREET 2: UNIT 2 CITY: CHICAGO STATE: X1 ZIP: 60657 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOBLE ROMANS INC CENTRAL INDEX KEY: 0000709005 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 351281154 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VIRGINIA AVE STREET 2: STE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176343377 MAIL ADDRESS: STREET 1: ONE VIRGINIA AVENUE STREET 2: SUITE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-10-18 0 0000709005 NOBLE ROMANS INC NROM 0001680070 Herbst Marcel 2846 N SOUTHPORT AVE UNIT 3N CHICAGO IL 60657-4125 1 0 0 0 Common Stock 2021-10-18 4 J 0 0 0 D 130000 I footnote 60000 shares are held in the account of Herbst Capital Management, LLC. (the ""fund"") for which Herbst Capital Partners, LLC (the ""General Partner"") serves as its manager. Marcel Herbst is the General Manager of Herbst Capital Partners, LLC and also serves as the Portfolio Manager of Herbst Capital Management, LLC. Mr. Herbst may be deemed to beneficially own these securities held by the fund by virtue of the General Partner's position in the fund and Mr. Herbst's status as the general manager of the General Partner and his status as portfolio manager of the fund. 10000 shares are held direct.176000 shares are held in individual client accounts over which Marcel Herbst had discretionary trading authority. Marcel Herbst no longer has trading authority over 116000 of those shares. By virtue of removal of this discretionary trading authority, these shares can no longer be deemed beneficially owned. The purpose of this filing is to update the indirect beneficial ownership from 246000 to 130000 shares because of a change in discretionary trading authority. See other footnote for details. marcel herbst 2021-10-18