0001680070-16-000001.txt : 20160720 0001680070-16-000001.hdr.sgml : 20160720 20160720141533 ACCESSION NUMBER: 0001680070-16-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160715 FILED AS OF DATE: 20160720 DATE AS OF CHANGE: 20160720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOBLE ROMANS INC CENTRAL INDEX KEY: 0000709005 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 351281154 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VIRGINIA AVE STREET 2: STE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176343377 MAIL ADDRESS: STREET 1: ONE VIRGINIA AVENUE STREET 2: SUITE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herbst Marcel CENTRAL INDEX KEY: 0001680070 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 161775157 MAIL ADDRESS: STREET 1: 834 W. ROSCOE ST. STREET 2: UNIT 2 CITY: CHICAGO STATE: X1 ZIP: 60657 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2016-07-15 0 0000709005 NOBLE ROMANS INC NROM 0001680070 Herbst Marcel 834 W. ROSCOE ST. UNIT 2 CHICAGO X1 60657 UNITED STATES 1 0 0 0 Noble Romans Inc 10000 D Noble Romans Inc 331000 I see explanation in footnote 250000 shares are held in the account of Herbst Capital Management, LLC. (the "fund") for which Herbst Capital Partners, LLC (the "General Partner") serves as its manager. Marcel Herbst is the General Manager of Herbst Capital Partners, LLC and also serves as the Portfolio Manager of Herbst Capital Management, LLC. Mr. Herbst may be deemed to beneficially own these securities held by the fund by virtue of the General Partner's position in the fund and Mr. Herbst's status as the general manager of the General Partner and his status as portfolio manager of the fund 2) 81000 shares are held in 4 individual client accounts over which Marcel Herbst has discretionary trading authority. By virtue of this discretionary trading authority, these shares can be deemed beneficially owned Marcel Herbst 2016-07-20