0001654954-17-003176.txt : 20170410 0001654954-17-003176.hdr.sgml : 20170410 20170410123635 ACCESSION NUMBER: 0001654954-17-003176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161108 FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOBLE ROMANS INC CENTRAL INDEX KEY: 0000709005 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 351281154 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VIRGINIA AVE STREET 2: STE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176343377 MAIL ADDRESS: STREET 1: ONE VIRGINIA AVENUE STREET 2: SUITE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOBLEY PAUL W CENTRAL INDEX KEY: 0001193901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 17752551 4 1 section16.xml FORM 4 X0306 4 2016-11-08 0000709005 NOBLE ROMANS INC NROM 0001193901 MOBLEY PAUL W ONE VIRGINIA AVENUE, SUITE 300 INDIANAPOLIS IN 46204 true true true false Executive Chairman Convertible, Subordinated, Unsecured Promissory Note 0.5 2016-11-08 4 A false 150000 0.5 A 2016-11-08 2019-11-08 Noble Roman's Inc 450000 1723333 D Convertible, Subordinated, Unsecured Promissory Note 0.5 2016-12-16 4 A false 150000 0.5 A 2016-12-29 2019-12-29 Noble Roman's Inc 450000 1723333 D Interest on the notes accrues at the annual rate of 10% payable quarterly in arrears. Principal of the notes matures three years after issuance. Each holder of the notes may convert them at any time during the term of the notes into common stock of the company at a conversion rate of $.50 per share. Also with the notes are warrants which may be redeemed for common stock of the company at the exercise price of $1.00 per share. The warrants expire at the end of three years. /s/Paul Mobley 2017-04-09