0001193125-13-145271.txt : 20130408 0001193125-13-145271.hdr.sgml : 20130408 20130408102757 ACCESSION NUMBER: 0001193125-13-145271 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130408 DATE AS OF CHANGE: 20130408 EFFECTIVENESS DATE: 20130408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCORPORATION INC CENTRAL INDEX KEY: 0000708848 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 570738665 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12553 FILM NUMBER: 13747566 BUSINESS ADDRESS: STREET 1: P O BOX 29 STREET 2: 1225 LADY STREET CITY: COLUMBIA STATE: SC ZIP: 29202 BUSINESS PHONE: 803-253-6028 MAIL ADDRESS: STREET 1: ACCOUNTING DEPT STREET 2: 1314 PARK ST PO BOX 29 CITY: COLUMBIA STATE: SC ZIP: 29201 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITIZENS BANCORPORATION OF SOUTH CAROLINA INC DATE OF NAME CHANGE: 19920703 13F-HR 1 d517824d13fhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013. Check here if Amendment [_]; Amendment Number: _____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: First Citizens Bank and Trust Company, Inc. Address: 1230 Main Street Columbia, SC 29201 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that al required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George Durban Title: Director of Trust Services Phone: 803-931-8589 Signature, Place, and Date of Signing: Columbia, /s/ George Durban South Carolina March 31, 2013 ------------------- ---------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included None Managers: Form 13F Information Table Entry Total: 168.00 Form 13F Information Table Value Total: (thousands) 111375 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC INC COM 001055102 230 4415 SH SOLE 4415 0 0 AFLAC INC COM 001055102 12 235 SH DEFINED 235 0 0 AT&T INC COM 00206R102 2443 66616 SH SOLE 66616 0 0 AT&T INC COM 00206R102 21 570 SH DEFINED 570 0 0 ABBOTT LABS COM 002824100 1205 34134 SH SOLE 34134 0 0 ABBOTT LABS COM 002824100 11 315 SH DEFINED 315 0 0 ABBVIE INC 00287Y109 1505 36924 SH SOLE 36924 0 0 ABBVIE INC 00287Y109 13 315 SH DEFINED 315 0 0 ALLSTATE CORP COM 020002101 1061 21630 SH SOLE 21630 0 0 ALLSTATE CORP COM 020002101 26 525 SH DEFINED 525 0 0 AMERICAN ELEC PWR INC COM 025537101 1235 25390 SH SOLE 25390 0 0 AMGEN INC COM 031162100 927 9040 SH SOLE 9040 0 0 AMGEN INC COM 031162100 19 185 SH DEFINED 185 0 0 ANHEUSER BUSCH INBEV SA/NV 03524A108 736 7390 SH SOLE 7390 0 0 ANHEUSER BUSCH INBEV SA/NV 03524A108 11 110 SH DEFINED 110 0 0 APACHE CORP COM 037411105 462 5995 SH SOLE 5995 0 0 APACHE CORP COM 037411105 10 135 SH DEFINED 135 0 0 APPLE INC COM 037833100 1265 2857 SH SOLE 2857 0 0 APPLE INC COM 037833100 24 55 SH DEFINED 55 0 0 BB&T CORP COM 054937107 1906 60741 SH SOLE 60741 0 0 BB&T CORP COM 054937107 28 880 SH DEFINED 880 0 0 BANK OF AMERICA CORP COM 060505104 308 25313 SH SOLE 25313 0 0 BANK OF MONTREAL 063671101 1404 22306 SH SOLE 22306 0 0 BAXTER INTL INC COM 071813109 1302 17924 SH SOLE 17924 0 0 BAXTER INTL INC COM 071813109 33 460 SH DEFINED 460 0 0 BLACKROCK INC CLA COM 09247X101 315 1227 SH SOLE 1227 0 0 BLACKROCK INC CLA COM 09247X101 15 60 SH DEFINED 60 0 0 BORG WARNER INC 099724106 619 8000 SH SOLE 8000 0 0 BORG WARNER INC 099724106 11 140 SH DEFINED 140 0 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BRISTOL MYERS SQUIBB CO COM 110122108 1793 43535 SH SOLE 43535 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 12 280 SH DEFINED 280 0 0 BROADCOM CORP CL A COM 111320107 551 15880 SH SOLE 15880 0 0 BROADCOM CORP CL A COM 111320107 5 150 SH DEFINED 150 0 0 CVS CAREMARK CORPORATION COM 126650100 925 16820 SH SOLE 16820 0 0 CVS CAREMARK CORPORATION COM 126650100 27 500 SH DEFINED 500 0 0 CELGENE CORP COM 151020104 1132 9770 SH SOLE 9770 0 0 CELGENE CORP COM 151020104 14 125 SH DEFINED 125 0 0 CHEVRON CORP COM 166764100 2686 22605 SH SOLE 22605 0 0 CHEVRON CORP COM 166764100 39 330 SH DEFINED 330 0 0 CISCO SYS INC COM 17275R102 203 9730 SH SOLE 9730 0 0 COCA COLA CO COM 191216100 1045 25850 SH SOLE 25850 0 0 COCA COLA CO COM 191216100 1728 42734 SH DEFINED 42734 0 0 COLGATE PALMOLIVE CO COM 194162103 413 3495 SH SOLE 3495 0 0 COMMERCIAL METALS CO COM 201723103 273 17200 SH SOLE 17200 0 0 COMMUNITY HEALTH SYS INC NEW 203668108 1143 24120 SH SOLE 24120 0 0 COMMUNITY HEALTH SYS INC NEW 203668108 18 375 SH DEFINED 375 0 0 CONOCOPHILLIPS COM 20825C104 1324 22029 SH SOLE 22029 0 0 CONOCOPHILLIPS COM 20825C104 11 180 SH DEFINED 180 0 0 DEERE & CO COM 244199105 876 10190 SH SOLE 10190 0 0 DEERE & CO COM 244199105 15 180 SH DEFINED 180 0 0 WALT DISNEY CO 254687106 998 17567 SH SOLE 17567 0 0 WALT DISNEY CO 254687106 21 375 SH DEFINED 375 0 0 DUPONT EI DE NEMOURS & CO 263534109 528 10745 SH SOLE 10745 0 0 DUPONT EI DE NEMOURS & CO 263534109 7 145 SH DEFINED 145 0 0 DUKE ENERGY CORP NEW 26441C204 1438 19811 SH SOLE 19811 0 0 DUKE ENERGY CORP NEW 26441C204 54 742 SH DEFINED 742 0 0 EXPEDITORS INTL WASH INC COM 302130109 488 13675 SH SOLE 13675 0 0 EXPEDITORS INTL WASH INC COM 302130109 9 250 SH DEFINED 250 0 0 EXXON MOBIL CORP COM 30231G102 1750 19421 SH SOLE 19421 0 0 EXXON MOBIL CORP COM 30231G102 41 455 SH DEFINED 455 0 0 FISERV INC COM 337738108 894 10180 SH SOLE 10180 0 0 FISERV INC COM 337738108 20 225 SH DEFINED 225 0 0
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- GENERAL ELEC CO COM 369604103 1256 54367 SH SOLE 54367 0 0 GENERAL ELEC CO COM 369604103 27 1175 SH DEFINED 1175 0 0 GOLDMAN SACHS GROUP INC 38141G104 1004 6825 SH SOLE 6825 0 0 GOLDMAN SACHS GROUP INC 38141G104 15 100 SH DEFINED 100 0 0 GOOGLE INC CL A 38259P508 889 1120 SH SOLE 1120 0 0 GOOGLE INC CL A 38259P508 24 30 SH DEFINED 30 0 0 HALLIBURTON CO COM 406216101 688 17038 SH SOLE 17038 0 0 HALLIBURTON CO COM 406216101 13 315 SH DEFINED 315 0 0 HARMAN INTL INDS INC COM 413086109 218 4875 SH SOLE 4875 0 0 HOLLYFRONTIER CORP 436106108 782 15193 SH SOLE 15193 0 0 HOLLYFRONTIER CORP 436106108 15 300 SH DEFINED 300 0 0 HOME DEPOT INC COM 437076102 714 10226 SH SOLE 10226 0 0 HOME DEPOT INC COM 437076102 17 250 SH DEFINED 250 0 0 INTEL CORP COM 458140100 1386 63481 SH SOLE 63481 0 0 INTEL CORP COM 458140100 8 380 SH DEFINED 380 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1386 6496 SH SOLE 6496 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 34 160 SH DEFINED 160 0 0 INTERNATIONAL PAPER CO COM 460146103 627 13465 SH SOLE 13465 0 0 INTERNATIONAL PAPER CO COM 460146103 16 350 SH DEFINED 350 0 0 ISHARES S&P 500 INDEX FUND 464287200 335 2130 SH SOLE 2130 0 0 ETF ISHARES TRUST BETTER I SHARES EFAE TRST 464287465 3215 54519 SH SOLE 54519 0 0 ISHARES RUSSELL MIDCAP INDEX FUND 464287499 3031 23814 SH SOLE 23814 0 0 ISHARES TR S&P BETTER I SHARES TR S&P MID CAP 464287507 1391 12090 SH SOLE 12090 0 0 ISHARES RUSSELL 2000 INDEX FFD 464287655 2899 30703 SH SOLE 30703 0 0 ISHARES BARCLAYS MBS BOND FUND 464288588 254 2350 SH SOLE 2350 0 0 ISHARES BARCLAYS 1-3 CREDIT BOND FUND 464288646 202 1913 SH SOLE 1913 0 0 JP MORGAN CHASE & CO INC 46625H100 1026 21627 SH SOLE 21627 0 0 JP MORGAN CHASE & CO INC 46625H100 33 685 SH DEFINED 685 0 0 JOHNSON & JOHNSON COM 478160104 2054 25195 SH SOLE 25195 0 0 JOHNSON & JOHNSON COM 478160104 25 310 SH DEFINED 310 0 0 KAISER ALUM CORP 483007704 571 8840 SH SOLE 8840 0 0 KAISER ALUM CORP 483007704 12 185 SH DEFINED 185 0 0 KIMBERLY CLARK CORP COM 494368103 1702 17367 SH SOLE 17367 0 0 KIMBERLY CLARK CORP COM 494368103 12 120 SH DEFINED 120 0 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- KRAFT FOODS GROUP INC 50076Q106 1366 26516 SH SOLE 26516 0 0 LILLY ELI & CO COM 532457108 1999 35192 SH SOLE 35192 0 0 LILLY ELI & CO COM 532457108 27 475 SH DEFINED 475 0 0 LOCKHEED MARTIN CORP COM 539830109 1580 16373 SH SOLE 16373 0 0 MARATHON OIL CORP COM 565849106 922 27340 SH SOLE 27340 0 0 MARATHON OIL CORP COM 565849106 9 275 SH DEFINED 275 0 0 MATTEL INC COM 577081102 1832 41855 SH SOLE 41855 0 0 MCDONALDS CORP COM 580135101 1537 15415 SH SOLE 15415 0 0 MCDONALDS CORP COM 580135101 14 140 SH DEFINED 140 0 0 MERCK & CO INC COM 58933Y105 1233 27900 SH SOLE 27900 0 0 MERCK & CO INC COM 58933Y105 46 1045 SH DEFINED 1045 0 0 MICROSOFT CORP COM 594918104 1692 59164 SH SOLE 59164 0 0 MICROSOFT CORP COM 594918104 23 790 SH DEFINED 790 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1449 39405 SH SOLE 39405 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 11 310 SH DEFINED 310 0 0 NATIONAL OILWELL VARCO INC COM 637071101 657 9283 SH SOLE 9283 0 0 NATIONAL OILWELL VARCO INC COM 637071101 14 200 SH DEFINED 200 0 0 NORFOLK SOUTHERN CORP COM 655844108 217 2810 SH SOLE 2810 0 0 NORFOLK SOUTHERN CORP COM 655844108 13 170 SH DEFINED 170 0 0 NUCOR CORP COM 670346105 1259 27278 SH SOLE 27278 0 0 NUCOR CORP COM 670346105 12 265 SH DEFINED 265 0 0 NV ENERGY INC 67073Y106 690 34475 SH SOLE 34475 0 0 NV ENERGY INC 67073Y106 7 350 SH DEFINED 350 0 0 ORACLE CORP COM 68389X105 762 23565 SH SOLE 23565 0 0 ORACLE CORP COM 68389X105 16 500 SH DEFINED 500 0 0 PPL CORP 69351T106 1540 49190 SH SOLE 49190 0 0 PPL CORP 69351T106 12 375 SH DEFINED 375 0 0 PEPSICO INC COM 713448108 197 2496 SH SOLE 2496 0 0 PEPSICO INC COM 713448108 11 145 SH DEFINED 145 0 0 PFIZER INC COM 717081103 1202 41647 SH SOLE 41647 0 0 PFIZER INC COM 717081103 14 500 SH DEFINED 500 0 0 PHILIP MORRIS INTL 718172109 2121 22883 SH SOLE 22883 0 0 PHILIP MORRIS INTL 718172109 8 85 SH DEFINED 85 0 0
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- PIEDMONT NAT'L GAS INC COM 720186105 1390 42285 SH SOLE 42285 0 0 PIEDMONT NAT'L GAS INC COM 720186105 25 750 SH DEFINED 750 0 0 PROCTER & GAMBLE CO COM 742718109 1354 17567 SH SOLE 17567 0 0 PROCTER & GAMBLE CO COM 742718109 39 505 SH DEFINED 505 0 0 PROSPECT CAPITAL CORP 74348T102 859 78735 SH SOLE 78735 0 0 PROSPECT CAPITAL CORP 74348T102 19 1700 SH DEFINED 1700 0 0 QUALCOMM INC COM 747525103 977 14595 SH SOLE 14595 0 0 QUALCOMM INC COM 747525103 19 285 SH DEFINED 285 0 0 ROSS STORES INC COM 778296103 555 9155 SH SOLE 9155 0 0 ROSS STORES INC COM 778296103 8 135 SH DEFINED 135 0 0 SOUTHERN CO COM 842587107 178 3785 SH SOLE 3785 0 0 SOUTHERN CO COM 842587107 76 1610 SH DEFINED 1610 0 0 SPECTRA ENERGY CORP 847560109 281 9133 SH SOLE 9133 0 0 STARBUCKS CORP COM 855244109 920 16160 SH SOLE 16160 0 0 STARBUCKS CORP COM 855244109 20 350 SH DEFINED 350 0 0 SUN LIFE FINL INC 866796105 803 29425 SH SOLE 29425 0 0 SUN LIFE FINL INC 866796105 16 575 SH DEFINED 575 0 0 3M CO COM 88579Y101 2589 24355 SH SOLE 24355 0 0 3M CO COM 88579Y101 37 345 SH DEFINED 345 0 0 TRANSCANADA CORP 89353D107 1432 29900 SH SOLE 29900 0 0 TYSON FOODS INC 902494103 728 29340 SH SOLE 29340 0 0 TYSON FOODS INC 902494103 9 350 SH DEFINED 350 0 0 U S BANCORP DEL COM 902973304 1078 31780 SH SOLE 31780 0 0 U S BANCORP DEL COM 902973304 18 525 SH DEFINED 525 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1199 12835 SH SOLE 12835 0 0 UNITED TECHNOLOGIES CORP COM 913017109 36 385 SH DEFINED 385 0 0 V F CORPORATION 918204108 792 4723 SH SOLE 4723 0 0 ETF VANGUARD EMER MKT 922042858 1437 33497 SH SOLE 33497 0 0 VERIZON COMMUNICATIONS INC 92343V104 2850 57983 SH SOLE 57983 0 0 VERIZON COMMUNICATIONS INC 92343V104 37 750 SH DEFINED 750 0 0 VISA INC COM CL A 92826C839 914 5380 SH SOLE 5380 0 0 VISA INC COM CL A 92826C839 21 125 SH DEFINED 125 0 0 WAL-MART STORES INC COM 931142103 1062 14198 SH SOLE 14198 0 0 WAL-MART STORES INC COM 931142103 32 425 SH DEFINED 425 0 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- WASTE MANAGEMENT INC NEW 94106L109 1510 38515 SH SOLE 38515 0 0 WELLS FARGO & CO NEW COM 949746101 1247 33713 SH SOLE 33713 0 0 WELLS FARGO & CO NEW COM 949746101 31 850 SH DEFINED 850 0 0 WESTERN DIGITAL CORP 958102105 748 14880 SH SOLE 14880 0 0 WESTERN DIGITAL CORP 958102105 18 350 SH DEFINED 350 0 0 GRAND TOTALS 111375 2181916 2181916 0 0