0001181431-13-059802.txt : 20131120 0001181431-13-059802.hdr.sgml : 20131120 20131120092143 ACCESSION NUMBER: 0001181431-13-059802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASS INFORMATION SYSTEMS INC CENTRAL INDEX KEY: 0000708781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431265338 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-506-5500 MAIL ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CASS COMMERCIAL CORP DATE OF NAME CHANGE: 19950518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUNNGRABER ERIC H CENTRAL INDEX KEY: 0001216428 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20827 FILM NUMBER: 131231809 4 1 rrd395868.xml X0306 4 2013-11-18 0 0000708781 CASS INFORMATION SYSTEMS INC CASS 0001216428 BRUNNGRABER ERIC H 12444 POWERSCOURT DRIVE SUITE 550 ST. LOUIS MO 63131 1 1 0 0 President, CEO Common Stock 2013-11-18 4 S 0 1000 56.50 D 57628 D Common Stock 2013-11-19 4 S 0 1509 56.625 D 56119 D Stock Appreciation Rights 23.48 2009-01-23 2018-01-21 Common Stock 4980 11158 D Stock Appreciation Rights 24.93 2011-01-27 2020-01-25 Common Stock 6501 6501 D Stock Appreciation Rights 29.95 2012-01-26 2021-01-24 Common Stock 20065 20065 D Stock Appreciation Rights 33.56 2013-01-25 2022-01-23 Common Stock 20919 20919 D Stock Appreciation Rights 42.14 2014-01-23 2023-01-21 Common Stock 20253 20253 D Over a three year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Includes restricted stock bonus shares, subject to vesting and forfeiture. This transaction was executed in multiple trades at prices ranging from $56.25 to $57.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. /s/ Eric H. Brunngraber 2013-11-20