0001567619-19-019850.txt : 20191022 0001567619-19-019850.hdr.sgml : 20191022 20191022143349 ACCESSION NUMBER: 0001567619-19-019850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20191018 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21235 FILM NUMBER: 191161395 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21235 FILM NUMBER: 191161396 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blue Ridge Investments, L.L.C. CENTRAL INDEX KEY: 0001453700 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21235 FILM NUMBER: 191161397 BUSINESS ADDRESS: STREET 1: ONE BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 980-254-4395 MAIL ADDRESS: STREET 1: ONE BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA NA CENTRAL INDEX KEY: 0001102113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21235 FILM NUMBER: 191161398 BUSINESS ADDRESS: STREET 1: 100 N. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (704) 386-5494 MAIL ADDRESS: STREET 1: 100 N. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED PREMIER MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001199004 IRS NUMBER: 470896539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 BUSINESS PHONE: 18003417400 MAIL ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED MUNICIPAL INCOME FUND DATE OF NAME CHANGE: 20021016 4 1 doc1.xml FORM 4 X0306 4 2019-10-18 0 0001199004 FEDERATED PREMIER MUNICIPAL INCOME FUND FMN 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 0001453700 Blue Ridge Investments, L.L.C. ONE BRYANT PARK NEW YORK NY 10036 0 0 1 0 0001102113 BANK OF AMERICA NA 100 N. TRYON STREET CHARLOTTE NC 28255 0 0 1 0 Auction Rate Preferred Shares 2019-10-18 4 J 0 1163 D 0 I By Subsidiary Variable Rate Municipal Term Preferred Shares 2019-10-18 4 J 0 2272 A 2272 I By Subsidiary The 1,163 auction rate preferred shares (the "ARPS Shares") shown reported as disposed of in Table I represent ARPS Shares of the Issuer that were beneficially owned in part by Bank of America, N.A. ("BANA") and in part by Blue Ridge Investments, L.L.C. ("Blue Ridge"). The ARPS Shares were sold to the Issuer as a result of a tender offer made by the Issuer for an aggregate tender price of $28,785,890.95 (which included a payment equal to $24,750 per share (representing 99% percent of the $25,000 liquidation preference per share) and accrued dividends of $1,640.95). The 2,272 variable rate municipal term preferred shares (the "VMTP Shares") reported as acquired in Table I represent VMTP Shares of which 1,809 VMTP Shares are beneficially owned by Banc of America Preferred Funding Corporation ("PFC") and 463 VMTP Shares are beneficially owned by Blue Ridge. The VMTP Shares were acquired from the Issuer at a price of $50,000 per share. BANA, PFC, and Blue Ridge are each a wholly owned subs This statement is jointly filed by BAC, PFC and Blue Ridge. BAC holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries PFC and Blue Ridge. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. /s/ Ally Pecarro (BANK OF AMERICA CORPORATION) 2019-10-22 /s/ Michael Jentis (BANK OF AMERICA, N.A.) 2019-10-22 /s/ Michael Jentis (BANC OF AMERICA PREFERRED FUNDING CORPORATION) 2019-10-22 /s/ Michael Jentis (BLUE RIDGE INVESTMENTS, L.L.C.) 2019-10-22 EX-99.1 2 ex99_1.htm
EXHIBIT 99.1

JOINT FILING AGREEMENT

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.

IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.

Date: October 22, 2019
BANK OF AMERICA CORPORATION
   
 
By:
/s/ Ally Pecarro
  
 
Name:  Ally Pecarro
 
Title:  Attorney-in-fact
   
 
BANK OF AMERICA, N.A.
 
By:
/s/ Michael Jentis
  
 
Name:  Michael Jentis
 
Title:  Managing Director
   
 
BANC OF AMERICA PREFERRED FUNDING CORPORATION
 
By:
/s/ Michael Jentis
  
 
Name:  Michael Jentis
 
Title:  Authorized Signatory
   
 
BLUE RIDGE INVESTMENTS, L.L.C.
 
By:
/s/ Michael Jentis
  
 
Name:  Michael Jentis
 
Title:  Authorized Signatory


EX-99.2 3 ex99_2.htm
EXHIBIT 99.2

JOINT FILER INFORMATION

Item
  
Information
Name:

  
Banc of America Preferred Funding Corporation
 
Address:

  
214 North Tryon Street

Charlotte, North Carolina 28255
Date of Event Requiring
Statement (Month/Day/Year):
 
  
October 18, 2019
Issuer Name and Ticker or
Trading Symbol:
 
  
FEDERATED PREMIER MUNICIPAL INCOME FUND [FMN]
Relationship of Reporting
Person(s) to Issuer:
 
  
10% Owner
If Amendment, Date Original
Filed (Month/Day/Year):
 
  
Not Applicable
Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person
Signature:
  
Banc of America Preferred Funding Corporation
 
  
 
 
  
By:
/s/ Michael Jentis
  
 
  
Name: Michael Jentis
 
  
Title: Authorized Signatory
 
  
Date: October 22, 2019
 
 
    

Item
  
Information
Name:

  
Blue Ridge Investments, L.L.C.
 
Address:

  
One Bryant Park

New York, New York 10036
Date of Event Requiring
Statement (Month/Day/Year):

  
October 18, 2019
Issuer Name and Ticker or
Trading Symbol:

  
FEDERATED PREMIER MUNICIPAL INCOME FUND [FMN]
Relationship of Reporting
Person(s) to Issuer:

  
10% Owner
If Amendment, Date Original
Filed (Month/Day/Year):

  
Not Applicable
Individual or Joint/Group Filing:

  
Form filed by More than One Reporting Person
Signature:
  
Blue Ridge Investments, L.L.C.
 
  
 
 
  
By:
/s/ Michael Jentis
  
 
  
Name: Michael Jentis
 
  
Title: Authorized Signatory
 
  
Date: October 22, 2019