0001140361-23-049052.txt : 20231020 0001140361-23-049052.hdr.sgml : 20231020 20231020170043 ACCESSION NUMBER: 0001140361-23-049052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20231018 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21321 FILM NUMBER: 231337657 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21321 FILM NUMBER: 231337656 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER MUNICIPAL HIGH INCOME FUND, INC. CENTRAL INDEX KEY: 0001223026 IRS NUMBER: 030512430 STATE OF INCORPORATION: MD FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER MUNICIPAL HIGH INCOME TRUST DATE OF NAME CHANGE: 20030314 4 1 form4.xml X0508 4 2023-10-18 0001223026 PIONEER MUNICIPAL HIGH INCOME FUND, INC. MHI 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 NORTH TRYON STREET CHARLOTTE NC 28255 true 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 true false Variable Rate MuniFund Term Preferred Shares 2023-10-18 4 J 0 155 D 1135 I By Subsidiary The 155 Variable Rate MuniFund Term Preferred Shares (the "VMTP Shares") shown reported as disposed of in Table I represent VMTP Shares of the Issuer that were beneficially owned by Banc of America Preferred Funding Corporation ("PFC"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,814.31 per share (which includes a liquidation preference of $100,000.00 per share, accrued dividends of $173.82 per share, and an optional redemption premium of $640.49 per share). BAPFC is a wholly owned subsidiary of Bank of America Corporation ("BAC"). This statement is jointly filed by BAC and PFC. BAC holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information BANK OF AMERICA CORPORATION by: /s/ Michael Jentis 2023-10-20 BANC OF AMERICA PREFERRED FUNDING CORPORATION by: /s/ Michael Jentis 2023-10-20 EX-99.1 2 ef20012599_ex99-1.htm EXHIBIT 99.1
EXHIBIT 99.1

 JOINT FILING AGREEMENT
 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: October 20, 2023
BANK OF AMERICA CORPORATION
     
 
By:

/s/ Michael Jentis  
 
Name:
Michael Jentis
 
Title:
Attorney-in-fact
    
 
BANC OF AMERICA PREFERRED FUNDING CORPORATION
     
 
By:
 
 /s/ Michael Jentis  
 
Name:
Michael Jentis
 
Title:
Authorized Signatory


EX-99.2 3 ef20012599_ex99-2.htm EXHIBIT 99.2
EXHIBIT 99.2

JOINT FILER INFORMATION
 
 
Item
    
Information
 
Name:
    
Banc of America Preferred Funding Corporation
         
 
Address:
    
214 North Tryon Street
         
       
Charlotte, North Carolina 28255
         
 
Date of Event Requiring
Statement (Month/Day/Year):
    
October 18, 2023
         
 
Issuer Name and Ticker or
Trading Symbol:
    
PIONEER MUNICIPAL HIGH INCOME FUND, INC. [MHI]
         
 
Relationship of Reporting
Person(s) to Issuer:
    
10% Owner
         
 
If Amendment, Date Original
Filed (Month/Day/Year):
    
Not Applicable
         
 
Individual or Joint/Group Filing:
    
Form filed by More than One Reporting Person
         
 
Signature:
    
Banc of America Preferred Funding Corporation
         
        By:
/s/ Michael Jentis  
        Name: Michael Jentis
        Title: Authorized Signatory
        Date: October 20, 2023