0001140361-22-041699.txt : 20221115 0001140361-22-041699.hdr.sgml : 20221115 20221115162136 ACCESSION NUMBER: 0001140361-22-041699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20221114 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21168 FILM NUMBER: 221391435 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21168 FILM NUMBER: 221391434 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN MUNICIPAL FUND INC. CENTRAL INDEX KEY: 0001178839 IRS NUMBER: 522372415 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2124768800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER BERMAN MUNICIPAL FUND, INC. DATE OF NAME CHANGE: 20180831 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC DATE OF NAME CHANGE: 20020726 4 1 form4.xml X0306 4 2022-11-14 0001178839 NEUBERGER BERMAN MUNICIPAL FUND INC. NBH 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 true 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 true Variable Rate Municipal Term Preferred Shares 2022-11-14 4 J 0 200 D 1457 I By Subsidiary The 200 variable rate municipal term preferred shares reported as disposed of in Table I represent variable rate municipal term preferred shares of the Issuer (the "VMTP Shares") that were beneficially owned by Banc of America Preferred Funding Corporation ("PFC"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,072.6027 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $72.6027 per share). PFC is a wholly owned subsidiary of Bank of America Corporation. This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary PFC. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information BANK OF AMERICA CORPORATION by: /s/ Michael Jentis 2022-11-15 BANC OF AMERICA PREFERRED FUNDING CORPORATION by: /s/ Michael Jentis 2022-11-15 EX-99.1 2 brhc10044263_ex99-1.htm EXHIBIT 99.1
EXHIBIT 99.1
 
JOINT FILING AGREEMENT
 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: November  15, 2022

BANK OF AMERICA CORPORATION 
 
  
 
  
 
By:

/s/ Michael Jentis  
 
Name: Michael Jentis
  
 
Title: Attorney-in-fact
  
 
  
 
  
 
BANC OF AMERICA PREFERRED FUNDING CORPORATION
 
  
 
  
 
By:

/s/ Michael Jentis  
 
Name: Michael Jentis
  

Title: Authorized Signatory
  


       

EX-99.2 3 brhc10044263_ex99-2.htm EXHIBIT 99.2
EXHIBIT 99.2

JOINT FILER INFORMATION
 
Item
  
Information

Name:
  
Banc of America Preferred Funding Corporation
 

Address:
  
214 North Tryon Street
Charlotte, North Carolina 28255

Date of Event Requiring
Statement (Month/Day/Year):
 
  
November 14, 2022

Issuer Name and Ticker or
Trading Symbol:
 
  
Neuberger Berman Municipal Fund Inc. (NBH)

Relationship of Reporting
Person(s) to Issuer:
 
  
10% Owner

If Amendment, Date Original
Filed (Month/Day/Year):
 
  
Not Applicable

Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person

Signature:
  
Banc of America Preferred Funding Corporation
 

By:  /s/ Michael Jentis  

Name:  Michael Jentis  

Title:  Authorized Signatory  

Date:
 November 15, 2022