0000932440-11-000261.txt : 20110318 0000932440-11-000261.hdr.sgml : 20110318 20110318144552 ACCESSION NUMBER: 0000932440-11-000261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100203 FILED AS OF DATE: 20110318 DATE AS OF CHANGE: 20110318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AGIC Convertible & Income Fund II CENTRAL INDEX KEY: 0001227857 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: C/O ALLIANZ GLOBAL INVESTORS FUND MGMT STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212 739 3371 MAIL ADDRESS: STREET 1: C/O ALLIANZ GLOBAL INVESTORS FUND MGMT STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II DATE OF NAME CHANGE: 20030605 FORMER COMPANY: FORMER CONFORMED NAME: PAFM NICHOLAS APPLEGATE NFJ CONVERTIBLE & INCOME FUND DATE OF NAME CHANGE: 20030417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21338 FILM NUMBER: 11698011 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21338 FILM NUMBER: 11698010 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 980-383-5633 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER NAME: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-03 0001227857 AGIC Convertible & Income Fund II NCZ 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N. TRYON STREET CHARLOTTE NC 28255 0 0 1 0 0000728612 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080 0 0 1 0 Common Stock 2010-02-03 4 P 0 300 8.62 A 300 I By Subsidiary Common Stock 2010-02-03 4 S 0 300 8.56 D 0 I By Subsidiary Common Stock 2010-02-08 4 P 0 2000 8.74 A 2000 I By Subsidiary Common Stock 2010-02-08 4 P 0 400 8.71 A 2400 I By Subsidiary Common Stock 2010-02-08 4 P 0 2300 8.72 A 4700 I By Subsidiary Common Stock 2010-02-08 4 S 0 400 8.27 D 4300 I By Subsidiary Common Stock 2010-02-08 4 S 0 4300 8.26 D 0 I By Subsidiary Common Stock 2010-09-22 4 P 0 2 9.11 A 2 I By Subsidiary Common Stock 2010-09-22 4 S 0 2 9.12 D 0 I By Subsidiary Common Stock 2010-12-29 4 P 0 2182 9.36 A 2182 I By Subsidiary Common Stock 2010-12-29 4 S 0 2182 9.39 D 0 I By Subsidiary The transactions reported on this Form 4 were effected by Merrill Lynch, Pierce, Fenner & Smith Incorporated, an indirect, wholly owned subsidiary of Bank of America Corporation. Disgorgement of profits, if applicable, based on transactions reported above is being made by the Reporting Persons to the Issuer. Bank of America Corporation, By: /s/ Beth Dorfman, Authorized Signatory 2011-03-18 Merrill Lynch, Pierce, Fenner & Smith Incorporated, By: /s/ Lawrence Emerson, Title: Attorney-In-Fact 2011-03-18