0000070858-23-000318.txt : 20231220 0000070858-23-000318.hdr.sgml : 20231220 20231220145419 ACCESSION NUMBER: 0000070858-23-000318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20231218 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41073 FILM NUMBER: 231501092 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOFA SECURITIES, INC. CENTRAL INDEX KEY: 0001675365 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41073 FILM NUMBER: 231501093 BUSINESS ADDRESS: STREET 1: ONE BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 704-930-9699 MAIL ADDRESS: STREET 1: 100 N TRYON ST STREET 2: NC1-007-14-30 CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BOFAML SECURITIES, INC. DATE OF NAME CHANGE: 20190121 FORMER NAME: FORMER CONFORMED NAME: BOFA SECURITIES, INC. DATE OF NAME CHANGE: 20190121 FORMER NAME: FORMER CONFORMED NAME: BOFAML SECURITIES, INC. DATE OF NAME CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nabors Energy Transition Corp. CENTRAL INDEX KEY: 0001854458 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 862916523 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 W. GREENS ROAD STREET 2: SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77067 BUSINESS PHONE: (281) 874-0034 MAIL ADDRESS: STREET 1: 515 W. GREENS ROAD STREET 2: SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77067 4 1 doc4.xml PRIMARY DOCUMENT X0508 4 2023-12-18 true 0001854458 Nabors Energy Transition Corp. NETC 0001675365 BOFA SECURITIES, INC. 100 NORTH TRYON STREET CHARLOTTE NC 28255 false false false true Former 10% Owner 0000070858 BANK OF AMERICA CORP /DE/ 100 NORTH TRYON STREET CHARLOTTE NC 28255 false false false true Former 10% Owner false Warrants 11.50 2023-12-18 4 J false 29900 0.10 D 2022-06-08 2026-11-17 Class A common stock 29900 70200 I By Subsidiary Warrants 11.50 2023-12-18 4 J false 70200 0.10 D 2022-06-08 2026-11-17 Class A common stock 70200 0 I By Subsidiary Open market sale of warrants. Non-rounded trade price is $0.09984. Bank of America Corporation held an indirect interest in the securities listed in Table II by virtue of its indirect ownership of its subsidiary BofA Securities, Inc. As mentioned in the Form 3 submitted by the Reporting Persons on 12/20/2023, the Reporting Persons became a 10% beneficial owner solely due to the redemption of 9,762,392 Class A common stock by shareholders as announced by the Issuer in the Form 8-K filed on 12/15/2023 (the "Redemptions"). The Reporting Persons has only executed the reported transactions, disposing of all warrants owned, since the Form 3 filing. Andres Ortiz, Authorized Signatory on behalf of (BofA Securities, Inc.) 2023-12-20 Andres Ortiz, Authorized Signatory on behalf of (BANK OF AMERICA CORP) 2023-12-20 EX-99.1 2 bac_poa.htm

BANK OF AMERICA CORPORATION

LIMITED POWER OF ATTORNEY


BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Szabina Biro, Hannah Chae, Andres Ortiz Custodio, Kamil Dziedzic, Krishnan Harihanran, Kelvin Kwok, Frank Lui, James Todd, Michelle Wong, and Monica Yako as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by their execution of those agreements, forms and documents related specifically to Section 13 and Section 16 of the Securities Exchange Act of 1934, and other large shareholder and short position regulatory reporting requirements in other jurisdictions.

Any documents executed by an attorney-in-fact in accordance with this Limited Power of Attorney shall fully bind and commit the Corporation and all other parties to such documents may rely upon the execution thereof by the attorney-in fact as if executed by the Corporation and as the true and lawful act of the Corporation.

This Limited Power of Attorney shall automatically terminate as to the authority of Szabina Biro, Hannah Chae, Andres Ortiz Custodio, Kamil Dziedzic, Krishnan Harihanran, Kelvin Kwok, Frank Lui, James Todd, Michelle Wong, and Monica Yako upon the earlier of the date period of 12 months from the date hereof or the attorney-in-fact's resignation or termination from or transfer out of the Global Markets Non-Financial Regulatory Reporting Department; however, any such resignation, termination or transfer shall have no impact on any documents or instruments executed by any
att orn ey-in- fact named above for the Corporation prior to such resignation, termination or transfer.

This Limited Power of Attorney shall revoke the Limited Power of Attorney executed by the Corporation on May 4, 2022; however, such revocation shall have no impact on any actions taken pursuant to that Power of Attorney.

IN WITNESS WHEREOF, this Power of Attorney has been executed and delivered by the Corporation to the Attorney-in-Fact on this 11th day of May, 2023.


 
BANK OF AMERICA CORPORATION
     
     
     
 
By:.
Ellen A. Perrin
   
Ellen A. Perrin
   
Assistant General Counsel, Senior
   
Vice President and Assistant Secretary

EX-99.2 3 bofas_poa.htm

 

POWER OF ATTORNEY

To Prepare and Execute Documents Pursuant to

Sections 13 and 16 of the Securities and Exchange Act of 1934, as Amended, And Rules Promulgated thereunder, by and on Behalf of

BofA Securities, Inc.

 

BofA Securities, Inc. a Delaware corporation (the "Corporation"), hereby appoints Hannah Chae, Andres Ortiz Custodio, Tze Wei Kelvin Kwok, Frank Liu, James Todd,  Tolu Tade, Zainab Tarteel, Mei Suet Michelle Wong and Monica Yako as Attorneys-in-Fact for the Corporation (each an " Attorney-in-Fact") acting for the Corporation and in the Corporation' s name, place and stead to:

 

1. execute and deliver agreements, forms and documents arising  during  the Company' s ordinary course of business related to all Large Shareholder, Short Position and Takeover Panel regulatory reporting requirements in all applicable jurisdictions .

 

2. do any act or enter into any other document necessary or ancillary  to  the foregoing.

 

Any Documents executed by an Attorney-in-Fact shall fully bind and commit the Corporation and all other parties to such Documents may rely upon the execution thereof by the Attorney-in-Fact as if executed by the Corporation and as the true and lawful act of the Corporation.

 

This Power of Attorney shall (i) supersede the Power of Attorney dated August 9, 2019,

(ii) automatically terminate as to the authority of any Attorney-in-Fact on upon such Attorney-in­ Fact's resignation or termination from Bank of America's Global Compliance and Operational Risk Group and (iii) unless earlier terminated under clause (ii), otherwise remain in effect until revoked in writing by the Corporation; provided however, such termination shall have no impact on any Document or instrument connected therewith executed by such Attorney-in-Fact for the Corporation prior to such termination.

 

The Secretary of the Corporation shall retain this Power of Attorney as an official document of the Corporation.

 

IN WITNESS WHEREOF, this Power of Attorney has been executed and delivered by Corporation to each Attorney-in-Fact on this 25th day of May, 2022.

 

BofA Securities, Inc.

By:   W. Eric Gallinek

Name: W. Eric Gallinek

Title: Chief Compliance Officer/Broker-Dealer

& Managing Director