0000070858-23-000267.txt : 20231030
0000070858-23-000267.hdr.sgml : 20231030
20231030115445
ACCESSION NUMBER: 0000070858-23-000267
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231011
FILED AS OF DATE: 20231030
DATE AS OF CHANGE: 20231030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-09243
FILM NUMBER: 231358566
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER NAME:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER NAME:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA NA
CENTRAL INDEX KEY: 0001102113
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-09243
FILM NUMBER: 231358567
BUSINESS ADDRESS:
STREET 1: 100 N. TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: (704) 386-5494
MAIL ADDRESS:
STREET 1: 100 N. TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI UTILITY TRUST
CENTRAL INDEX KEY: 0001080720
IRS NUMBER: 134046522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149215083
MAIL ADDRESS:
STREET 1: 1 CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI UTILITY FUND
DATE OF NAME CHANGE: 19990225
3
1
doc3.xml
PRIMARY DOCUMENT
X0206
3
2023-10-11
0
0001080720
GABELLI UTILITY TRUST
GUT
0001102113
BANK OF AMERICA NA
100 NORTH TRYON STREET
CHARLOTTE
NC
28255
false
false
true
false
0000070858
BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORPORATE CENTER
100 NORTH TRYON STREET
CHARLOTTE
NC
28255
false
false
true
false
GUT 5.25% 31-DEC-2024 Promissory Note
20249064
I
By Subsidiary
The Promissory Note reported as acquired in Table 1, with $20,249,064 face amount, represents a debt security issued by The Gabelli Utility Trust (the "Issuer") beneficially owned by Bank of America N.A. ("BANA"). The Promissory Note was received in connection with the Exchange offer, as set forth in Schedule TO filed by the Issuer on September 6, 2023 and amended on October 12, 2023, where BANA exchanged 888 Series B Auction Market Preferred Shares for the Note.
This statement is jointly filed by Bank of America Corporation ("Bank of America") and BANA. Bank of America holds an indirect interest of the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary, BANA.
Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Michael Jentis, Authorized Signatory, on behalf of Bank of America, N.A. (BANK OF AMERICA, NA)
2023-10-30
Michael Jentis, Authorized Signatory, on behalf of Bank of America Corporation (BANK OF AMERICA CORP)
2023-10-30
EX-99
2
bana_jfajentis.txt
JOINT FILING AGREEMENT
Pursuant to and in accordance with the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), and the rules and regulations thereunder, each
party hereto hereby agrees to the joint filing, on behalf of each of them, of
any filing required by such party under Section 13 or Section 16 of the
Exchange Act or any rule or regulation thereunder (including any amendment,
restatement, supplement, and/or exhibit thereto) with the Securities and
Exchange Commission (and, if such security is registered on a national
securities exchange, also with the exchange), and further agrees to the
filing,furnishing, and/or incorporation by reference of this agreement as an
exhibit thereto. This agreement shall remain in full force and effect until
revoked by any party hereto in a signed writing provided to each other party
hereto, and then only with respect to such revoking party.
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this
agreement to be executed and effective as of October 30, 2023.
BANK OF AMERICA CORPORATION
By: /s/ Michael Jentis
Name: Michael Jentis
Title: Authorized Signatory
BANK OF AMERICA, NATIONAL ASSOCIATION
By: /s/ Michael Jentis
Name: Michael Jentis
Title: Authorized Signatory