0000070858-23-000267.txt : 20231030 0000070858-23-000267.hdr.sgml : 20231030 20231030115445 ACCESSION NUMBER: 0000070858-23-000267 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231011 FILED AS OF DATE: 20231030 DATE AS OF CHANGE: 20231030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-09243 FILM NUMBER: 231358566 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA NA CENTRAL INDEX KEY: 0001102113 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-09243 FILM NUMBER: 231358567 BUSINESS ADDRESS: STREET 1: 100 N. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (704) 386-5494 MAIL ADDRESS: STREET 1: 100 N. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI UTILITY TRUST CENTRAL INDEX KEY: 0001080720 IRS NUMBER: 134046522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149215083 MAIL ADDRESS: STREET 1: 1 CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI UTILITY FUND DATE OF NAME CHANGE: 19990225 3 1 doc3.xml PRIMARY DOCUMENT X0206 3 2023-10-11 0 0001080720 GABELLI UTILITY TRUST GUT 0001102113 BANK OF AMERICA NA 100 NORTH TRYON STREET CHARLOTTE NC 28255 false false true false 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 NORTH TRYON STREET CHARLOTTE NC 28255 false false true false GUT 5.25% 31-DEC-2024 Promissory Note 20249064 I By Subsidiary The Promissory Note reported as acquired in Table 1, with $20,249,064 face amount, represents a debt security issued by The Gabelli Utility Trust (the "Issuer") beneficially owned by Bank of America N.A. ("BANA"). The Promissory Note was received in connection with the Exchange offer, as set forth in Schedule TO filed by the Issuer on September 6, 2023 and amended on October 12, 2023, where BANA exchanged 888 Series B Auction Market Preferred Shares for the Note. This statement is jointly filed by Bank of America Corporation ("Bank of America") and BANA. Bank of America holds an indirect interest of the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary, BANA. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Michael Jentis, Authorized Signatory, on behalf of Bank of America, N.A. (BANK OF AMERICA, NA) 2023-10-30 Michael Jentis, Authorized Signatory, on behalf of Bank of America Corporation (BANK OF AMERICA CORP) 2023-10-30 EX-99 2 bana_jfajentis.txt JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing,furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party. IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of October 30, 2023. BANK OF AMERICA CORPORATION By: /s/ Michael Jentis Name: Michael Jentis Title: Authorized Signatory BANK OF AMERICA, NATIONAL ASSOCIATION By: /s/ Michael Jentis Name: Michael Jentis Title: Authorized Signatory