(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Bank of America Corporation Floating Rate Non-Cumulative | ||
Preferred Stock, Series 1 | ||
Bank of America Corporation Floating Rate Non-Cumulative | ||
Preferred Stock, Series 2 | ||
Bank of America Corporation Floating Rate Non-Cumulative | ||
Preferred Stock, Series 4 | ||
Bank of America Corporation Floating Rate Non-Cumulative | ||
Preferred Stock, Series 5 | ||
November 28, 2031 of BofA Finance LLC (and the guarantee of the | ||
Registrant with respect thereto) | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). | |
Emerging growth company ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ |
1. Electing directors: | ||||||||||||||||
For | Against | Abstain | Broker Non-Votes | |||||||||||||
Sharon L. Allen | 6,196,252,054 | 37,216,803 | 54,935,193 | 1,164,339,944 | ||||||||||||
Susan S. Bies | 6,176,747,125 | 56,479,562 | 55,177,363 | 1,164,339,944 | ||||||||||||
Jack O, Bovender, Jr. | 6,197,974,108 | 33,395,629 | 57,034,313 | 1,164,339,944 | ||||||||||||
Frank P. Bramble, Sr. | 6,110,641,687 | 120,992,823 | 56,769,540 | 1,164,339,944 | ||||||||||||
Pierre J.P. de Weck | 6,179,222,142 | 52,170,967 | 57,010,941 | 1,164,339,944 | ||||||||||||
Arnold W. Donald | 6,174,770,324 | 56,718,029 | 56,915,697 | 1,164,339,944 | ||||||||||||
Linda P. Hudson | 6,184,030,025 | 49,094,624 | 55,279,401 | 1,164,339,944 | ||||||||||||
Monica C. Lozano | 6,039,059,896 | 193,932,721 | 55,411,433 | 1,164,339,944 | ||||||||||||
Thomas J. May | 6,020,861,207 | 202,445,783 | 65,097,060 | 1,164,339,944 | ||||||||||||
Brian T. Moynihan | 5,968,631,608 | 267,288,671 | 52,483,771 | 1,164,339,944 | ||||||||||||
Lionel L. Nowell, III | 6,200,410,712 | 31,307,557 | 56,685,781 | 1,164,339,944 | ||||||||||||
Denise L. Ramos | 6,182,183,731 | 50,580,082 | 55,640,237 | 1,164,339,944 | ||||||||||||
Clayton S. Rose | 6,179,937,999 | 51,600,083 | 56,865,968 | 1,164,339,944 | ||||||||||||
Michael D. White | 6,172,021,269 | 59,498,596 | 56,884,185 | 1,164,339,944 | ||||||||||||
Thomas D. Woods | 6,204,345,484 | 27,111,987 | 56,946,579 | 1,164,339,944 | ||||||||||||
R. David Yost | 6,178,061,814 | 52,632,536 | 57,709,700 | 1,164,339,944 | ||||||||||||
Maria T. Zuber | 5,824,483,137 | 407,548,121 | 56,372,792 | 1,164,339,944 |
2. Approving our executive compensation (an advisory, non-binding “Say on Pay” resolution): | ||
For | 5,879,622,940 | |
Against | 337,358,869 | |
Abstain | 71,422,241 | |
Broker Non-Votes | 1,164,339,944 |
3. Ratifying the appointment of our independent registered public accounting firm for 2020: | ||
For | 7,146,030,366 | |
Against | 240,294,296 | |
Abstain | 66,419,332 |
4. Shareholder proposal - Make shareholder proxy access more accessible: | ||
For | 1,648,297,664 | |
Against | 4,565,012,897 | |
Abstain | 75,093,489 | |
Broker Non-Votes | 1,164,339,944 |
5. Shareholder proposal - Adopt a new shareholder right - written consent: | ||
For | 1,763,674,765 | |
Against | 4,445,331,968 | |
Abstain | 79,397,317 | |
Broker Non-Votes | 1,164,339,944 |
6. Shareholder proposal - Report concerning gender/racial pay equity: | ||
For | 605,699,572 | |
Against | 5,592,310,182 | |
Abstain | 90,394,296 | |
Broker Non-Votes | 1,164,339,944 |
7. Shareholder proposal - Review of Statement of the Purpose of a Corporation and report on recommended changes to governance documents, policies and practices: | ||
For | 575,969,666 | |
Against | 5,594,237,565 | |
Abstain | 118,196,819 | |
Broker Non-Votes | 1,164,339,944 |
BANK OF AMERICA CORPORATION | ||
By: | /s/ Ross E. Jeffries, Jr. | |
Ross E. Jeffries, Jr. | ||
Deputy General Counsel and Corporate Secretary |
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