SC 13G/A 1 0001.txt SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 SILICON VALLEY RESEARCH, INC. ------------------------------------------ (Name of Issuer) Common Stock --------------------------------- (Title of Class of Securities) 827068206 -------------------------------- (CUSIP Number) May 23, 2000 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 10 pages
CUSIP No. 827068206 Page 2 of 10 Pages -------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Bay Area Micro-Cap Fund, L.P. -------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X -------------------------------------------------------------------------------------------------------------- (3) SEC Use Only -------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California -------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 1,370,002 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 1,370,002 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,370,002 -------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* -------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 3.76% -------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person PN -------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 10 pages
CUSIP No. 827068206 Page 3 of 10 Pages -------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Bay Area Micro-Cap Management Company, LLC -------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X -------------------------------------------------------------------------------------------------------------- (3) SEC Use Only -------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California -------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 1,370,002 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 1,370,002 (8) Shared Dispositive Power -0- -------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,370,002 -------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* -------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 3.76% -------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person CO -------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 10 pages
CUSIP No.827068206 Page 4 of 10 Pages -------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Gregory F. Wilbur -------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) -------------------------------------------------------------------------------------------------------------- (3) SEC Use Only -------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California -------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 1,423,802 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 1,423,802 (8) Shared Dispositive Power -0- -------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,423,802 -------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* -------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 3.91% -------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN -------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 10 pages
CUSIP No. 827068206 Page 5 of 10 Pages -------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons William A. Smart III -------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) -------------------------------------------------------------------------------------------------------------- (3) SEC Use Only -------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California -------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 1,370,002 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 1,370,002 -------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,370,002 -------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* -------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 3.76% -------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN -------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 5 of 10 pages
CUSIP No. 27068206 Page 6 of 10 Pages -------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Peter L. Holland -------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) -------------------------------------------------------------------------------------------------------------- (3) SEC Use Only -------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California -------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 1,370,002 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 1,370,002 -------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,370,002 -------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* -------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 3.76% -------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN -------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 6 of 10 pages Item 1. (a) Name of Issuer: Silicon Valley Research, Inc. ("Issuer") (b) Address of Issuer's Principal Executive Offices: 6360 San Ignacio Avenue San Jose, California 95119 Item 2. (a) Name of Person Filing: Bay Area Micro-Cap Fund, L.P. ("BAMC") Bay Area Micro-Cap Management Co., LLC ("BAMCMC") Gregory F. Wilbur ("GFW") Peter L. Holland ("PLH") William A. Smart III ("WAS") (b) Address of Principal Business Office: BAMC, BAMCMC, GFW, PLH and WAS: 1151 Bay Laurel Drive Menlo Park, CA 94025 (c) Citizenship/Place of Organization: Entities: BAMC - California BAMCM - California Individuals: GFW - United States PLH - United States WAS - United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: . 827068206 Item 3. Not applicable. Page 7 of 10 pages Item 4 Ownership.
----------------------------------------------------------------------------------------------------------------------------- BAMC BAMCMC GFW PLH WAS ----------------------------------------------------------------------------------------------------------------------------- (a) Beneficial 1,370,002 1,370,002 1,423,802 1,370,002 1,370,002 Ownership ----------------------------------------------------------------------------------------------------------------------------- (b) Percentage of 3.76% 3.76% 3.91% 3.76% 3.76% Class ----------------------------------------------------------------------------------------------------------------------------- (c) Sole Voting Power 1,370,002 1,370,002 1,423,802 -0- -0- ----------------------------------------------------------------------------------------------------------------------------- Shared Voting -0- -0- -0- 1,370,002 1,370,002 Power ----------------------------------------------------------------------------------------------------------------------------- Sole Dispositive 1,370,002 1,370,002 1,423,802 -0- -0- Power ----------------------------------------------------------------------------------------------------------------------------- Shared -0- -0- -0- 1,370,002 1,370,002 Dispositive Power -----------------------------------------------------------------------------------------------------------------------------
Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: |X| Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course Page 8 of 10 pages of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Date: May 30, 2000 BAY AREA MICRO-CAP FUND, L.P. By: Bay Area Micro-Cap Management Co., LLC Its general partner By: /s/ Gregory F. Wilbur ------------------------------- Managing Member BAY AREA MICRO-CAP MANAGEMENT CO., LLC By: /s/ Gregory F. Wilbur ------------------------------- Managing Member /s/ Gregory F. Wilbur ------------------------------- Gregory F. Wilbur /s/ Peter L. Holland ------------------------------- Peter L. Holland /s/ William A. Smart III ------------------------------- William A. Smart III EXHIBITS A: Joint Filing Statement Page 9 of 10 pages EXHIBIT A AGREEMENT OF JOINT FILING We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: May 30, 2000 BAY AREA MICRO-CAP FUND, L.P. By: Bay Area Micro-Cap Management Co., LLC Its general partner By: /s/ Gregory F. Wilbur ------------------------------- Managing Member BAY AREA MICRO-CAP MANAGEMENT CO., LLC By: /s/ Gregory F. Wilbur ------------------------------- Managing Member /s/ Gregory F. Wilbur ------------------------------- Gregory F. Wilbur /s/ Peter L. Holland ------------------------------- Peter L. Holland /s/ William A. Smart III ------------------------------- William A. Smart III