-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BQhXLlBjYFv8WrZa5nghlRP/1stHNFV/7PNV7lGmCk1ifEtOy1zOBzaVpiVwbayZ yXrfiYTGnT6Iu5cboC2rgA== 0001227050-08-000001.txt : 20080926 0001227050-08-000001.hdr.sgml : 20080926 20080926190624 ACCESSION NUMBER: 0001227050-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080501 FILED AS OF DATE: 20080926 DATE AS OF CHANGE: 20080926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4650 CUSHING BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDOCK ERNEST E CENTRAL INDEX KEY: 0001227050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12933 FILM NUMBER: 081092264 BUSINESS ADDRESS: BUSINESS PHONE: 510 572 0200 MAIL ADDRESS: STREET 1: LAM RESEARCH STREET 2: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 FORMER NAME: FORMER CONFORMED NAME: MADDOCK ERNIE DATE OF NAME CHANGE: 20030411 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-05-01 0 0000707549 LAM RESEARCH CORP LRCX 0001227050 MADDOCK ERNEST E LAM RESEARCH 4650 CUSHING PARKWAY FREMONT CA 94538 0 1 0 0 Senior Vice President Stock Option (right to buy) 16.14 2008-05-01 4 D 0 2050 D 2011-10-01 Common Stock 2050 0 D Stock Option (right to buy) 16.64 2008-05-01 4 A 0 2050 A 2011-10-01 Common Stock 2050 0 D Stock Option (right to buy) 22.79 2008-05-01 4 D 0 1000 D 2011-12-24 Common Stock 1000 0 D Stock Option (right to buy) 24.19 2008-05-01 4 A 0 1000 A 2011-12-24 Common Stock 1000 0 D Stock Option (right to buy) 22.05 2008-05-01 4 D 0 28800 D 2009-02-27 Common Stock 28800 0 D Stock Option (right to buy) 25.53 2008-05-01 4 A 0 28800 A 2009-02-27 Common Stock 28800 31850 D On 10/01/01 the reporting person was granted an option to purchase 2,050 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. This option is fully vested and exercisable. In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $1,025. On 12/24/01 the reporting person was granted an option to purchase 1,000 shares of the Issuer's Common Stock at a purchase price of $22.79 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($24.19) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $1,400. On 2/27/02 the reporting person was granted an option to purchase 86,700 shares of the Issuer's Common Stock at a purchase price of $22.05 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend the outstanding portion of this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($25.53) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $100,224.00. Kym Hall by Power of Attorney 2008-09-26 -----END PRIVACY-ENHANCED MESSAGE-----