-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MX5wYQ2kProteY6h+NEcnjNB0vF0tzzlkQXKlQAJ6+PO/q8LFrXmh31Sop9zmz0p ksp7O7a0QUsORHoa37lGtQ== 0000891618-99-003136.txt : 19990715 0000891618-99-003136.hdr.sgml : 19990715 ACCESSION NUMBER: 0000891618-99-003136 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-39167 FILM NUMBER: 99664541 BUSINESS ADDRESS: STREET 1: 4650 CUSHING PKWY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 424B3 1 PROSPECTUS SUPPLEMENT NO. 10 1 FILED PURSUANT TO RULE 424(b)(3) REGISTRATION STATEMENT NO. 333-39167 PROSPECTUS SUPPLEMENT NO. 10 (TO PROSPECTUS DATED NOVEMBER 10, 1997) $310,000,000 LAM RESEARCH CORPORATION 5% CONVERTIBLE SUBORDINATED NOTES DUE 2002 This Prospectus Supplement supplements information contained in that certain Prospectus dated November 10, 1997 and supersedes Prospectus Supplement No. 9 dated April 9, 1999 (the "Prospectus"), relating to the potential sale from time to time of up to $310,000,000 aggregate amount of Notes and the Common Stock issuable upon conversion thereof by the Selling Securityholders. This Prospectus Supplement is not complete without, and may not be delivered or utilized except in connection with, the Prospectus. Capitalized terms used herein but not defined have the meanings assigned to such terms in the Prospectus. The following information is added in the appropriate alphabetical sequence to the table set forth in the Prospectus under the caption "Selling Securityholders" with respect to the Selling Securityholders and the respective principal amounts of Registrable Notes beneficially owned by such Selling Securityholder that may be offered pursuant to the Prospectus, as amended or supplemented: Arnhold and S. Bleichoeder Inc........... 68,000 * 774 * People's Bank............................ 1,000,000 * 11,393
The line item "Forum Capital Markets LLC, 31,000, *, 353, *" contained in the table set forth in the Prospectus under the caption "Selling Securityholders" is deleted in its entirety and replaced with the following: Forum Capital Markets LLC................ 247,000 * 2,814 *
The following line items contained in the table set forth in the Prospectus under the caption "Selling Securityholders" are deleted in their entirety. BancBoston Robertson Stephens & Co....... 44,000 * 501 * NationsBanc Montgomery Securities, LLC... 5,000,000 1.61% 59,967 *
The last three line items contained in the table set forth in the Prospectus under the caption "Selling Securityholders": "Any other holder . . . " , "Notes Sold Under Registration Statement", and "Total . . . " (other than the footnotes to the table which remain unchanged), are deleted in their entirety and replaced with the following: Any other holder of Notes or future transferee from any such holder (3) ..... Notes Sold Under Registration Statement................... $223,914,000 2,551,145 Total.......................... $310,000,000 100% 3,531,958
All information provided in this Prospectus Supplement is as of July 14, 1999. THE DATE OF THIS PROSPECTUS SUPPLEMENT IS JULY 14, 1999.
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