-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHgWJ7l15TM8EcacHloV+ObTpOHy6hzSI7kRF2U+m/34lEnMGilAAF0iiKxO5F+U nIFh3gHDkqE5IH75cbECug== 0000891618-98-003498.txt : 19980729 0000891618-98-003498.hdr.sgml : 19980729 ACCESSION NUMBER: 0000891618-98-003498 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980728 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-39167 FILM NUMBER: 98672675 BUSINESS ADDRESS: STREET 1: 4650 CUSHING PKWY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 424B3 1 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(B)(3) 1 FILED PURSUANT TO RULE 424(b)(3) REGISTRATION STATEMENT NO. 333-39167 PROSPECTUS SUPPLEMENT NO. 4 (TO PROSPECTUS DATED NOVEMBER 10, 1997) $310,000,000 LAM RESEARCH CORPORATION 5% CONVERTIBLE SUBORDINATED NOTES DUE 2002 This Prospectus Supplement supplements information contained in that certain Prospectus dated November 10, 1997, Prospectus Supplement No. 1 to such Prospectus dated January 27, 1998, Prospectus Supplement No. 2 to such Prospectus dated March 20, 1998, and Prospectus Supplement No. 3 to such Prospectus dated May 14, 1998 (collectively, the "Prospectus"), each relating to the potential sale from time to time of up to $310,000,000 aggregate amount of Notes and the Common Stock issuable upon conversion thereof by the Selling Securityholders. This Prospectus Supplement is not complete without, and may not be delivered or utilized except in connection with, the Prospectus. Capitalized terms used herein but not defined have the meanings assigned to such terms in the Prospectus. The following information shall be added in the appropriate alphabetical sequence to the table set forth in the Prospectus under the caption "Selling Securityholders" with respect to the Selling Securityholders and the respective principal amounts of Registrable Notes beneficially owned by such Selling Securityholder that may be offered pursuant to the Prospectus, as amended or supplemented: Berger Balanced Fund, a series of the Berger 200,000 * 2,278 * Investment Portfolio Trust KA Management, LTD 847,529 * 9,656 * KA Trading, LP 417,471 * 4,756 * Nesbitt Burns 1,225,000 * 13,958 *
The following line items contained in the table set forth in the Prospectus under the caption "Selling Securityholders" shall be deleted in their entirety: Chase Securities 5,000,000 1.61% 56,967 * Fidelity Advisor Series VII: Fidelity Advisor 360,000 * 4,101 * Technology Fund Fidelity Select Portfolios: Technology Portfolio 2,640,000 * 30,078 * Foundation Account No. 1 335,000 * 3,816 * Jeffries & Co. 450,000 * 5,127 *
2 LLC Account No. 1 155,000 * 1,765 * Paloma Securities, LLC 8,800,000 2.84% 100,262 * R2 Investments, LDC 250,000 * 2,848 * Shepherd Trading Limited 300,000 * 3,418 * Winchester Convertible Plus, Ltd. 510,000 * 5,810 *
The line items "Associated Electric & Gas Insurance Services, 600,000, *, 6,836, *", "Deutsche Morgan Grenfell, Inc., 16,790,000, *, 191,245, *", "McMahan Securities Company, 540,000, *, 6,152, *", "Merrill Lynch, Pierce, Fenner & Smith, 1,000,000, *, 11,393, *", "Putnam Convertible Income Growth Trust, 55,000, *, 6,266, *" and "Silverton International Fund Limited, 6,900,000, 2.23%, 78,614, *" contained in the table set forth in the Prospectus under the caption "Selling Securityholders" shall be deleted in their entirety and replaced with the following: Associated Electric & Gas Insurance Services 250,000 * 2,848 * Deutsche Morgan Grenfell, Inc. 4,980,000 1.61% 56,739 * McMahan Securities Company, L.P. 50,000 * 569 * Merrill Lynch, Pierce, Fenner & Smith 1,500,000 * 17,090 * Putnam Convertible Income Growth Trust 550,000 * 6,266 * Silverton International Fund Limited 900,000 * 10,254 *
The last three line items contained in the table set forth in the Prospectus under the caption "Selling Securityholders": "Any other holder . . . " , "Notes Sold Under Registration Statement", and "Total . . . " (other than the footnotes thereto which remain unchanged), shall be deleted in their entirety and replaced with the following: Any other holder of Notes or future transferee from any such holder (3) Notes Sold Under $208,455,000 2,375,014 Registration Statement Total $310,000,000 100% 3,531,958
All information provided in this Prospectus Supplement is as of July 27, 1998. THE DATE OF THIS PROSPECTUS SUPPLEMENT IS JULY 28, 1998. -2-
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