0000707549-21-000047.txt : 20210303 0000707549-21-000047.hdr.sgml : 20210303 20210303111841 ACCESSION NUMBER: 0000707549-21-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottscho Richard A CENTRAL INDEX KEY: 0001392424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12933 FILM NUMBER: 21707685 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0627 BUSINESS ADDRESS: STREET 1: 4650 CUSHING BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_161478830691689.xml FORM 4 X0306 4 2021-03-01 0 0000707549 LAM RESEARCH CORP LRCX 0001392424 Gottscho Richard A 4650 CUSHING PARKWAY FREMONT CA 94538 0 1 0 0 Executive Vice President & CTO Common Stock 2021-03-01 4 M 0 1754 190.07 A 40604 D Common Stock 2021-03-01 4 S 0 1754 576.56 D 38850 D Common Stock 2021-03-01 4 M 0 3540 176.75 A 42390 D Common Stock 2021-03-01 4 S 0 3540 576.56 D 38850 D Common Stock 2021-03-01 4 F 0 4824 598.81 D 34026 D Common Stock 2021-03-01 4 F 0 658 598.81 D 33368 D Common Stock 2021-03-01 4 F 0 870 598.81 D 32498 D Common Stock 2021-03-01 4 A 0 1817 0 A 34315 D Employee Stock Option (Right to Buy) 190.07 2021-03-01 4 M 0 1754 0 D 2025-03-01 Common Stock 1754.0 0 D Employee Stock Option (Right to Buy) 176.75 2021-03-01 4 M 0 3540 0 D 2026-03-01 Common Stock 3540.0 3540 D Market-based Performance Restricted Stock Unit 0.0 2021-03-01 4 A 0 2272 0 A Common Stock 2272.0 2272 D Stock Option (right to buy) 598.81 2021-03-01 4 A 0 1362 0 A 2028-03-01 Common Stock 1362.0 1362 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/10/2020. The amount reported includes shares subject to unvested restricted stock units. Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. The restricted stock units will vest in three equal installments on 03/01/2022, 03/01/2023, and 03/01/2024. The stock options will become exercisable in three equal installments on 03/01/2019, 03/01/2020, and 03/01/2021. The stock options will become exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022. The Market-based performance restricted stock units will vest between 0% and 150% on 03/01/2024. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Total Return Index Total Shareholder Return during the performance period of 02/01/2021 through 01/31/2024. The stock options will become exercisable in three equal installments on 03/01/2022, 03/01/2023, and 03/01/2024. Leign Cramer by Power of Attorney 2021-03-03