0000707549-21-000033.txt : 20210209 0000707549-21-000033.hdr.sgml : 20210209 20210209115027 ACCESSION NUMBER: 0000707549-21-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210205 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARCHER TIMOTHY CENTRAL INDEX KEY: 0001343600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12933 FILM NUMBER: 21604767 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 4650 CUSHING BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_161288941146498.xml FORM 4 X0306 4 2021-02-05 0 0000707549 LAM RESEARCH CORP LRCX 0001343600 ARCHER TIMOTHY 4650 CUSHING PARKWAY FREMONT CA 94538 0 1 0 0 President and CEO Common Stock 2021-02-05 4 M 0 19738 0 A 98959 D Common Stock 2021-02-05 4 F 0 122 509.76 D 98837 D Common Stock 2021-02-08 4 M 0 4464 145.73 A 103301 D Common Stock 2021-02-08 4 S 0 4464 515 D 98837 D Common Stock 4706.872 I By 401(k) Common Stock 555.871 I By Spouse 401(k) Market-based Performance Restricted Stock Unit 0.0 2021-02-05 4 M 0 13159 0 D Common Stock 13159.0 0 D Employee Stock Option (Right to Buy) 145.73 2021-02-08 4 M 0 4464 145.73 D 2025-12-06 Common Stock 4464.0 32740 D On 03/01/2018, the Reporting Person received a target grant of 13,159 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 03/01/2021. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2018 to 01/31/2021.The performance payout was approved at 150% of target. The amount reported includes shares subject to unvested restricted stock units. Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19,2020. The Market-based performance restricted stock units will vest between 0% and 150% on 03/01/2021. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2018 through 01/31/2021. The stock options will become exercisable over four years, a quarter on the one-year anniversary of the grant date and the remainder on a pro-rated basis on the 6th day of every month thereafter for the next 36 months. Leign Cramer by Power of Attorney 2021-02-09