0000707549-20-000046.txt : 20200303 0000707549-20-000046.hdr.sgml : 20200303 20200303165353 ACCESSION NUMBER: 0000707549-20-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottscho Richard A CENTRAL INDEX KEY: 0001392424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12933 FILM NUMBER: 20683305 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 4650 CUSHING BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_158327241642303.xml FORM 4 X0306 4 2020-02-28 0 0000707549 LAM RESEARCH CORP LRCX 0001392424 Gottscho Richard A 4650 CUSHING PARKWAY FREMONT CA 94538 0 1 0 0 Executive Vice President & CTO Common Stock 2020-02-28 4 F 0 10182 293.43 D 61115 D Common Stock 2020-02-28 4 F 0 657 293.43 D 60458 D Common Stock 2020-02-28 4 F 0 1855 293.43 D 58603 D Common Stock 2020-02-28 4 F 0 869 293.43 D 57734 D Common Stock 2020-03-02 4 A 0 3195 0 A 60929 D Common Stock 2020-03-02 4 S 0 14306 296.64 D 46623 D Common Stock 2020-03-02 4 M 0 3742 119.67 A 50365 D Common Stock 2020-03-02 4 S 0 3742 296.64 D 46623 D Market-based Performance Restricted Stock Unit 0.0 2020-03-02 4 A 0 3994 0 A Common Stock 3994.0 3994 D Employee Stock Option (Right to Buy) 300.33 2020-03-02 4 A 0 3192 300.33 A 2027-03-02 Common Stock 3192.0 3192 D Employee Stock Option (Right to Buy) 119.67 2020-03-02 4 M 0 3742 119.67 D 2024-03-01 Common Stock 3742.0 0 D Represents the number of shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. Amount reported includes shares subject to unvested Restricted Stock Units. The Restricted Stock Units will vest in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023. Shares sold pursuant to 10b5-1 Trading Plan. Shares exercised pursuant to 10b5-1 Trading Plan These Market-based Performance Restricted Stock Units vest between 0% and 150% on 03/02/2023. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/03/2020 through 02/02/2023. The stock option becomes exercisable in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023. 33.3% of the stock options will vest on 03/01/2018, 03/01/2019, and 03/01/2020. Brenna Hodgson by Power of Attorney 2020-03-03