0001783267-20-000004.txt : 20200519 0001783267-20-000004.hdr.sgml : 20200519 20200519172026 ACCESSION NUMBER: 0001783267-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Etzler Todd A. CENTRAL INDEX KEY: 0001783267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10792 FILM NUMBER: 20894752 MAIL ADDRESS: STREET 1: 515 FRANKLIN STREET CITY: MICHIGAN CITY STATE: IN ZIP: 46360 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP INC /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN STREET CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN STREET CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON BANCORP /IN/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-05-18 0 0000706129 HORIZON BANCORP INC /IN/ HBNC 0001783267 Etzler Todd A. 515 FRANKLIN STREET MICHIGAN CITY IN 46360 0 1 0 0 Senior Vice President & GC Common Stock 7767 D Common Stock 213 I By ESOP Common Stock 999 I By ThriftPlan Common Stock 589 I By SERP Deferred Stock Units 2020-05-18 4 A 0 784 9.56 A Common Stock 784 784 D Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock. The DSUs become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp 2005 Supplemental Executive Retirement Plan. /s/Todd A. Etzler 2020-05-19