X0202 4 1995-12-21 0 0000706015 FILENET CORP FILE 0001169920 SMITH THEODORE J 3565 HARBOR BOULEVARD COSTA MESA CA 92626 1 0 0 0 Common Stock 1995-12-21 4 S 0 23000 47 D 0 I By Family Trust Common Stock 2001-03-03 4 P 0 457 22 A 10207 I By Family Trust Common Stock 2004-01-29 4 G 0 10000 0 D 207 I By Family Trust The Reporting Person contributed the common stock to an exchange fund in exchange for interests in the exchange fund. The common stock was valued at $23.50 by the exchange fund for the purpose of determining the number of interests in the exchange fund issuable to the Reporting Person. These numbers do not give effect to the Issuer's 2-for-1 stock split in June, 1998. The Reporting person received 457 shares of common stock in connection with the redemption of his interest in the Exchange Fund. The shares were valued at $22.00 per share for the purpose of determining the number of shares distributable to him in connection with the redemption. The Reporting Person has disgorged all profits to the Issuer from this deemed purchase transaction that was matachable with the reporting persons February 2001 sales. The number of shares held in 1995 as of the end of this transaction is not readily determinable. /s/ Theodore J. Smith 2004-06-21