0001683168-24-002321.txt : 20240411
0001683168-24-002321.hdr.sgml : 20240411
20240411194306
ACCESSION NUMBER: 0001683168-24-002321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240409
FILED AS OF DATE: 20240411
DATE AS OF CHANGE: 20240411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richieri Richard A.
CENTRAL INDEX KEY: 0001976193
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 24839706
MAIL ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0508
4
2024-04-09
0
0000704562
Avid Bioservices, Inc.
CDMO
0001976193
Richieri Richard A.
14191 MYFORD ROAD
TUSTIN
CA
92780
0
1
0
0
Chief Operations Officer
0
Common Stock, $0.001 par value
2024-04-09
4
M
0
506
A
26131
D
Common Stock, $0.001 par value
2024-04-09
4
M
0
946
A
27077
D
Common Stock, $0.001 par value
2024-04-09
4
M
0
1060
A
28137
D
Common Stock, $0.001 par value
2024-04-09
4
M
0
40
A
5248
I
By Spouse
Common Stock, $0.001 par value
2024-04-09
4
M
0
83
A
5331
I
By Spouse
Common Stock, $0.001 par value
2024-04-09
4
M
0
131
A
5462
I
By Spouse
Restricted Stock Units
2024-04-09
4
M
0
506
0.0000
D
Common Stock
506
30874
D
Restricted Stock Units
2024-04-09
4
M
0
946
0.0000
D
Common Stock
946
29928
D
Restricted Stock Units
2024-04-09
4
M
0
1060
0.0000
D
Common Stock
1060
28868
D
Restricted Stock Units
2024-04-09
4
M
0
40
0.0000
D
Common Stock
40
3007
I
By Spouse
Restricted Stock Units
2024-04-09
4
M
0
83
0.0000
D
Common Stock
83
2924
I
By Spouse
Restricted Stock Units
2024-04-09
4
M
0
131
0.0000
D
Common Stock
131
2793
I
By Spouse
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
RSUs granted to the reporting person and/or the reporting person's spouse on July 9, 2021, vest in sixteen (16) equal quarterly installments over a four (4) year period beginning October 9, 2021, and each quarter thereafter until fully-vested, subject to the reporting person's continuous service to the Issuer on such vesting dates.
RSUs granted to the reporting person and/or the reporting person's spouse on July 9, 2022, vest in sixteen (16) equal quarterly installments over a four (4) year period beginning October 9, 2022, and each quarter thereafter until fully-vested, subject to the reporting person's continuous service to the Issuer on such vesting dates.
RSUs granted to the reporting person and/or the reporting person's spouse on July 9, 2023, vest in sixteen (16) equal quarterly installments over a four (4) year period beginning October 9, 2023, and each quarter thereafter until fully-vested, subject to the reporting person's continuous service to the Issuer on such vesting dates.
/s/ Stephen Hedberg, by Power of Attorney for Richard A. Richieri
2024-04-11