0001683168-23-007042.txt : 20231010 0001683168-23-007042.hdr.sgml : 20231010 20231010211851 ACCESSION NUMBER: 0001683168-23-007042 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231010 DATE AS OF CHANGE: 20231010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 231319279 BUSINESS ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Richieri Richard A. CENTRAL INDEX KEY: 0001976193 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 144 1 primary_doc.xml 144 0001976193 XXXXXXXX LIVE 0000704562 Avid Bioservices, Inc. 001-32839 14191 Myford Road Tustin CA 92780 714-508-6100 Richard A. Richieri Officer Common E*TRADE Financial Corporation

3 Edison Drive Alpharetta GA 30005

1006 9254.82 63112934 10/10/2023 NASDAQ Common 10/09/2023 Vested RSUs Issuer N 2765 10/09/2023 Services rendered. Shares sold to cover tax withholding obligations. N Richard A. Richieri

14191 Myford Road Tustin CA 92780

Common 07/10/2023 564 7766.37 Richard A. Richieri

14191 Myford Road Tustin CA 92780

Common 07/11/2023 1542 21371.03 Richard A. Richieri

14191 Myford Road Tustin CA 92780

Common 07/13/2023 2734 36635.60 10/10/2023 /s/ Richard A. Richieri