0001683168-23-006622.txt : 20230922
0001683168-23-006622.hdr.sgml : 20230922
20230922125146
ACCESSION NUMBER: 0001683168-23-006622
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230921
FILED AS OF DATE: 20230922
DATE AS OF CHANGE: 20230922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carleone Joseph
CENTRAL INDEX KEY: 0001212515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 231271029
MAIL ADDRESS:
STREET 1: 3883 HOWARD HUGHES PKWY
STREET 2: SUITE 700
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER NAME:
FORMER CONFORMED NAME: CARLEONE JOSEPH
DATE OF NAME CHANGE: 20021231
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0508
4
2023-09-21
0
0000704562
Avid Bioservices, Inc.
CDMO
0001212515
Carleone Joseph
14191 MYFORD ROAD
TUSTIN
CA
92780
1
0
0
0
0
Common Stock, $0.001 par value
2023-09-21
4
P
0
20000
9.5348
A
93956
D
Represents a weighted average purchase price per share. These shares were purchased at prices ranging from $9.46 to $9.54. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
/s/ Stephen Hedberg, by Power of Attorney for Joseph Carleone, Ph.D.
2023-09-22