0001683168-23-006622.txt : 20230922 0001683168-23-006622.hdr.sgml : 20230922 20230922125146 ACCESSION NUMBER: 0001683168-23-006622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230921 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carleone Joseph CENTRAL INDEX KEY: 0001212515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 231271029 MAIL ADDRESS: STREET 1: 3883 HOWARD HUGHES PKWY STREET 2: SUITE 700 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER NAME: FORMER CONFORMED NAME: CARLEONE JOSEPH DATE OF NAME CHANGE: 20021231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0508 4 2023-09-21 0 0000704562 Avid Bioservices, Inc. CDMO 0001212515 Carleone Joseph 14191 MYFORD ROAD TUSTIN CA 92780 1 0 0 0 0 Common Stock, $0.001 par value 2023-09-21 4 P 0 20000 9.5348 A 93956 D Represents a weighted average purchase price per share. These shares were purchased at prices ranging from $9.46 to $9.54. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares purchased at each respective price within the range set forth in this footnote. /s/ Stephen Hedberg, by Power of Attorney for Joseph Carleone, Ph.D. 2023-09-22