0001683168-23-005179.txt : 20230731 0001683168-23-005179.hdr.sgml : 20230731 20230731194015 ACCESSION NUMBER: 0001683168-23-005179 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 231129106 BUSINESS ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Green Nicholas Stewart CENTRAL INDEX KEY: 0001817685 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE STREET 2: SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 144 1 primary_doc.xml 144 0001817685 XXXXXXXX LIVE 0000704562 Avid Bioservices, Inc. 001-32839 14191 Myford Road Tustin CA 92780 714-508-6100 Nicholas S. Green Officer Common E*TRADE Financial Corporation

3 Edison Drive Alpharetta GA 30005

19519 253551.26 62729154 07/31/2023 NASDAQ Common 07/30/2023 Vested RSUs Issuer N 37500 07/30/2023 Services rendered. Shares sold to cover tax withholding obligations. N Nicholas S. Green

14191 Myford Road Tustin CA 92780

Common 06/29/2023 40856 518930.02 Nicholas S. Green

14191 Myford Road Tustin CA 92780

Common 07/10/2023 7530 103691.11 07/31/2023 /s/ Nicholas S. Green