0001683168-23-004787.txt : 20230711 0001683168-23-004787.hdr.sgml : 20230711 20230711201138 ACCESSION NUMBER: 0001683168-23-004787 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230709 FILED AS OF DATE: 20230711 DATE AS OF CHANGE: 20230711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alegria Esther M. CENTRAL INDEX KEY: 0001867056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 231083070 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE STREET 2: SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0407 4 2023-07-09 0 0000704562 Avid Bioservices, Inc. CDMO 0001867056 Alegria Esther M. 14191 MYFORD ROAD TUSTIN CA 92780 1 0 0 0 0 Common Stock, $0.001 par value 2023-07-09 4 M 0 689 A 689 D Restricted Stock Units 2023-07-09 4 M 0 689 0.0000 D Common Stock 689 10301 D Each Restricted Stock Unit represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock. The Restricted Stock Units granted to the reporting person on July 9, 2021, vest in three (3) equal annual installments beginning July 9, 2022 and each year thereafter until fully vested, subject to the reporting person's continuous service to the Issuer on such vesting dates. /s/ Stephen Hedberg, by Power of Attorney for Esther M. Alegria, Ph.D. 2023-07-11