0001683168-23-004643.txt : 20230703
0001683168-23-004643.hdr.sgml : 20230703
20230703184941
ACCESSION NUMBER: 0001683168-23-004643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230703
DATE AS OF CHANGE: 20230703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richieri Richard A.
CENTRAL INDEX KEY: 0001976193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 231066293
MAIL ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0407
4
2023-06-30
0
0000704562
Avid Bioservices, Inc.
CDMO
0001976193
Richieri Richard A.
14191 MYFORD ROAD
TUSTIN
CA
92780
0
1
0
0
Chief Operations Officer
0
Common Stock, $0.001 par value
2023-06-30
4
J
0
927
11.4580
A
18090
D
Common Stock, $0.001 par value
2023-06-30
4
J
0
628
11.4580
A
6533
I
By Spouse
Shares purchased under the issuer's Employee Stock Purchase Plan ("ESPP") for the ESPP offering period January 1, 2023 through June 30, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on January 3, 2023.
/s/ Stephen Hedberg, by Power of Attorney for Richard A. Richieri
2023-07-03