<SEC-DOCUMENT>0001683168-21-000923-index.html : 20210312 <SEC-HEADER>0001683168-21-000923.hdr.sgml : 20210312 <ACCEPTANCE-DATETIME>20210312165342 ACCESSION NUMBER: 0001683168-21-000923 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20210308 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 21738249 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>avid_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: avid_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>avid_ex0401.htm <DESCRIPTION>INDENTURE & FORM OF CERTIFICATE <TEXT> Document 2 - file: avid_ex0401.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>avid_ex1001.htm <DESCRIPTION>FORM OF CAPPED CALL TRANSACTIONS CONFIRMATION <TEXT> Document 3 - file: avid_ex1001.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>4 <FILENAME>avid_ex9901.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 4 - file: avid_ex9901.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>5 <FILENAME>avid_ex9902.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 5 - file: avid_ex9902.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: image_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>image_003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: image_003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>image_004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: image_004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>image_005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: image_005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>image_006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: image_006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>logo2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: logo2.jpg
</DOCUMENT> </SEC-DOCUMENT>