0001683168-20-004318.txt : 20201216 0001683168-20-004318.hdr.sgml : 20201216 20201216200032 ACCESSION NUMBER: 0001683168-20-004318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARGEN GREGORY CENTRAL INDEX KEY: 0001227835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 201393890 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2020-12-14 0 0000704562 Avid Bioservices, Inc. CDMO 0001227835 SARGEN GREGORY 2642 MICHELLE DRIVE, SUITE 200 TUSTIN CA 92780 1 0 0 0 Stock Option (right to buy) 10.72 2020-12-14 4 A 0 10030 0.0000 A 2021-12-14 2027-12-14 Common Stock 10030 124305 D Restricted Stock Units 2020-12-14 4 A 0 2379 0.0000 A 2021-12-14 Common Stock 2379 2379 D Annual grant of equity awards pursuant to the Issuer's non-employee director compensation program. 100% of each equity award granted to the reporting person shall vest on December 14, 2021. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. /s/ Stephen Hedberg, by Power of Attorney for Gregory P. Sargen 2020-12-16