0001683168-20-000106.txt : 20200113 0001683168-20-000106.hdr.sgml : 20200113 20200113203449 ACCESSION NUMBER: 0001683168-20-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200109 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLEONE JOSEPH CENTRAL INDEX KEY: 0001212515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 20524820 MAIL ADDRESS: STREET 1: 3883 HOWARD HUGHES PKWY STREET 2: SUITE 700 CITY: LAS VEGAS STATE: NV ZIP: 89169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2020-01-09 0 0000704562 Avid Bioservices, Inc. CDMO 0001212515 CARLEONE JOSEPH 2642 MICHELLE DRIVE, SUITE 200 TUSTIN CA 92780 1 0 0 0 Stock Option (right to buy) 6.87 2020-01-09 4 A 0 19675 0.0000 A 2021-01-09 2027-01-09 Common Stock 19675 114275 D Annual grant of stock options pursuant to the Issuer's non-employee director compensation program. This option fully vests one year from the date of grant. /s/ Stephen Hedberg, by Power of Attorney for Joseph Carleone 2020-01-13