0001683168-20-000106.txt : 20200113
0001683168-20-000106.hdr.sgml : 20200113
20200113203449
ACCESSION NUMBER: 0001683168-20-000106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200109
FILED AS OF DATE: 20200113
DATE AS OF CHANGE: 20200113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLEONE JOSEPH
CENTRAL INDEX KEY: 0001212515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 20524820
MAIL ADDRESS:
STREET 1: 3883 HOWARD HUGHES PKWY
STREET 2: SUITE 700
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2020-01-09
0
0000704562
Avid Bioservices, Inc.
CDMO
0001212515
CARLEONE JOSEPH
2642 MICHELLE DRIVE, SUITE 200
TUSTIN
CA
92780
1
0
0
0
Stock Option (right to buy)
6.87
2020-01-09
4
A
0
19675
0.0000
A
2021-01-09
2027-01-09
Common Stock
19675
114275
D
Annual grant of stock options pursuant to the Issuer's non-employee director compensation program.
This option fully vests one year from the date of grant.
/s/ Stephen Hedberg, by Power of Attorney for Joseph Carleone
2020-01-13