0001019687-12-000624.txt : 20120221 0001019687-12-000624.hdr.sgml : 20120220 20120221201503 ACCESSION NUMBER: 0001019687-12-000624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120217 FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KING STEVEN W CENTRAL INDEX KEY: 0001244106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 12628464 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 king_f4.xml OWNERSHIP DOCUMENT X0304 4 2012-02-17 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001244106 KING STEVEN W 14282 FRANKLIN AVE. TUSTIN CA 92780-7017 1 1 0 0 President & CEO Incentive Stock Options (right to buy) .95 2012-02-17 4 A 0 82561 0.0000 A 2012-05-17 2022-02-17 Common Stock 82561 606061 D Non-Qualified Stock Options (right to buy) .95 2012-02-17 4 A 0 267439 0.0000 A 2012-05-17 2022-02-17 Common Stock 267439 873500 D This option vests quarterly over a two year period. /s/ Michelle May For Steven W. King 2012-02-17