0001161697-17-000257.txt : 20170523 0001161697-17-000257.hdr.sgml : 20170523 20170523160506 ACCESSION NUMBER: 0001161697-17-000257 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151228 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REPRO MED SYSTEMS INC CENTRAL INDEX KEY: 0000704440 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133044880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 CARPENTER RD CITY: CHESTER STATE: NY ZIP: 10918 BUSINESS PHONE: 845-469-2042 MAIL ADDRESS: STREET 1: 24 CARPENTER RD CITY: CHESTER STATE: NY ZIP: 10918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horton Capital Partners Fund, L.P. CENTRAL INDEX KEY: 0001567994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12305 FILM NUMBER: 17863786 BUSINESS ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-399-5402 MAIL ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horton Capital Partners, LLC CENTRAL INDEX KEY: 0001575443 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12305 FILM NUMBER: 17863787 BUSINESS ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (215) 399-5402 MAIL ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horton Capital Management, LLC CENTRAL INDEX KEY: 0001575444 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12305 FILM NUMBER: 17863788 BUSINESS ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (215) 399-5402 MAIL ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Manko Joseph M. Jr. CENTRAL INDEX KEY: 0001664091 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12305 FILM NUMBER: 17863789 MAIL ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 3/A 1 form_3.xml FORM 3/A X0206 3/A 2015-12-28 2016-01-19 0 0000704440 REPRO MED SYSTEMS INC REPR 0001664091 Manko Joseph M. Jr. 1717 ARCH STREET 39TH FLOOR PHILADELPHIA PA 19103 0 0 1 0 0001575444 Horton Capital Management, LLC 1717 ARCH STREET 39TH FLOOR PHILADELPHIA PA 19103 0 0 1 0 0001575443 Horton Capital Partners, LLC 1717 ARCH STREET 39TH FLOOR PHILADELPHIA PA 19103 0 0 1 0 0001567994 Horton Capital Partners Fund, L.P. 1717 ARCH STREET 39TH FLOOR PHILADELPHIA PA 19103 0 0 1 0 Common Stock 3747816 I By Horton Capital Partners Fund, LP Common Stock 140311 I By Horton Capital Management, LLC See Exhibit 99.1 to this Form 3 for explanation of note (1). See Exhibit 99.1 to this Form 3 for explanation of note (2). The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person. /s/ Joseph M. Manko, Jr. 2017-05-22 /s/ Joseph M. Manko, Jr., Managing Member of Horton Capital Management, LLC 2017-05-22 /s/ Joseph M. Manko, Jr., Managing Member of Horton Capital Partners, LLC 2017-05-22 /s/ Joseph M. Manko, Jr., Managing Member of Horton Capital Partners, LLC, the General Partner of Horton Capital Partners Fund, LP 2017-05-22 EX-99 2 ex_99-1.htm EXHIBIT 99.1 TO FORM 3

EXHIBIT 99.1 TO FORM 3

 

Explanation of Responses:

 

(1)

This Form amends the reporting persons’ original Form 3 filed on January 19, 2016 to include Horton Capital Partners Fund, LP, a Delaware limited partnership (“HCPF”).

 

 

(2)

This Form 3 is filed jointly by Horton Capital Management, LLC, a Delaware limited liability company (“HCM”), Horton Capital Partners LLC, a Delaware limited liability company (“HCP”), HCPF and Joseph M. Manko, Jr.  Pursuant to investment management agreements, HCM maintains investment and voting power shares of common stock of the issuer held by HCPF.  However, despite the delegation of investment and voting power to HCM, HCP may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM.  HCM also acts as an investment adviser to certain managed accounts.  Under investment management agreements with managed account clients, HCM has investment and voting power with respect to 140,311 shares of common stock of the issuer held in such managed accounts as of December 28, 2015.  HCP is the general partner of HCPF.  Mr. Manko is the managing member of both HCM and HCP.

 

The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person.