0001493152-16-014783.txt : 20161114 0001493152-16-014783.hdr.sgml : 20161111 20161114060755 ACCESSION NUMBER: 0001493152-16-014783 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHI GROUP INC CENTRAL INDEX KEY: 0000704172 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 900114535 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 002-78335-NY FILM NUMBER: 161990052 BUSINESS ADDRESS: STREET 1: 5348 VEGAS DRIVE STREET 2: 237 CITY: LAS VEGAS STATE: NV ZIP: 89108 BUSINESS PHONE: 7146420571 MAIL ADDRESS: STREET 1: PO BOX 11620 CITY: WESTMINSTER STATE: CA ZIP: 92685 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENTIAL HOLDINGS INC DATE OF NAME CHANGE: 20000413 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENTIAL SECURITIES INC /NV/ DATE OF NAME CHANGE: 20000209 FORMER COMPANY: FORMER CONFORMED NAME: JR CONSULTING INC DATE OF NAME CHANGE: 19950712 NT 10-Q 1 nt10-q.htm

 

 

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

(Check one):

 

[  ] Form 10-K [  ] Form 20-F [  ] Form 11-K

[X] Form 10-Q [  ] Form 10-D [  ] Form N-SAR [  ] Form N-CSR

 

For the Period Ended: September 30, 2016

 

[  ] Transition Report on Form 10-K

[  ] Transition Report on Form 20-F

[  ] Transition Report on Form 11-K

[  ] Transition Report on Form 10-Q

[  ] Transition Report on Form N-SAR

 

For the Transition Period Ended:

 

Nothing in this Form shall be construed to imply that the Commission has verified

any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I - REGISTRANT INFORMATION

 

PHI GROUP, INC.

Full Name of Registrant

 

Providential Holdings, Inc.

Former Name if Applicable

 

5348 Vegas Drive # 237

Address of Principal Executive Office (Street and Number)

 

Las Vegas, NV 89108

City, State and Zip Code

  

 

 

 
 

 

PART II - RULES 12b-25 (b) AND (c)

 

If the subject report could not be filed without reasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

[X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

 

[X] (b) The subject annual report or semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

[  ] (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable).

 

PART III – NARRATIVE

 

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-Q for the fiscal quarter ended September 30, 2016, due to the requirement for additional time by the auditors to review its financial information to be included in the referenced Form 10-Q.

 

PART IV - OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification:

 

Henry Fahman   (702)   475-5430
(Name)   (Area Code)   (Telephone Number)

 

(2) Have all or other periodic report required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

 

[X] Yes [  ] No

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

[  ] Yes [X] No

 

If so, attach an explanation of the significant change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

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PHI GROUP, INC.

(Name of Registrant Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: November 14, 2016 By: /s/ Henry Fahman
  Name: Henry Fahman
  Title: Chairman & CEO

 

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations

(See 18 U.S.C. 1001).

 

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