X0306 4 2017-07-25 0 0000704051 LEGG MASON, INC. LM 0001677229 Chen Tian Qiao 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 1 0 0 0 0001318400 Shanda Media LTD NO. 1 OFFICE BUILDING, NO. 690 PUDONG, NEW AREA SHANGHAI F4 201203 CHINA 1 0 0 0 0001633666 Shanda Investment Group Ltd FIRST REGISTER OFFICE WOODBOURNE HALL, ROAD TOWN TORTOLA D8 00000 VIRGIN ISLANDS, BRITISH 1 0 0 0 0001633667 Shanda Technology Overseas Capital Co. REGISTERED OFFICE, CRICKET SQUARE HUTCHINS DRIVE, PO BOX 2681 GRAND CAYMAN E9 KY1-1111 CAYMAN ISLANDS 1 0 0 0 0001672562 Shanda Asset Management Investment Ltd 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 1 0 0 0 Common Stock 2017-07-25 4 A 0 3041 0 A 6424 D Common Stock 5567653 I See Footnote Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. These shares of Common Stock are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. /s/ Tianqiao Chen 2017-07-27 /s/ Tianqiao Chen, Director of Shanda Media Limited 2017-07-27 /s/ Tianqiao Chen, Director of Shanda Investment Group Limited 2017-07-27 /s/ Tianqiao Chen, Director of Shanda Technology Overseas Capital Company Limited 2017-07-27 /s/ Tianqiao Chen, Director of Shanda Asset Management Investment Limited 2017-07-27