0001140361-17-007064.txt : 20170214 0001140361-17-007064.hdr.sgml : 20170214 20170214144210 ACCESSION NUMBER: 0001140361-17-007064 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01700 FILM NUMBER: 17607317 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000704051 XXXXXXXX 12-31-2016 12-31-2016 LEGG MASON, INC.

100 INTERNATIONAL DRIVE BALTIMORE MD 21202

13F COMBINATION REPORT 028-01700 0000829108 028-02204 Brandywine Global Investment Management, LLC 0001348883 028-11611 Clearbridge Investments, LLC 0000820330 028-01701 CLEARBRIDGE, LLC 0001438129 028-14027 EnTrustPermal Management LLC 0001316466 028-11198 Legg Mason Asset Management (Japan) Co., Ltd. 0001135778 028-06399 LMM LLC 0001094499 028-13902 MARTIN CURRIE LTD 0001501436 028-14009 QS Investors, LLC 0001499094 028-16543 Rare Infrastructure Ltd 0000906304 028-03780 ROYCE & ASSOCIATES LP 0001138897 028-10245 WESTERN ASSET MANAGEMENT CO N Thomas Merchant 410-454-4415 Thomas Merchant Baltimore MD 02-14-2017 1 17 832 false 1 Miscellaneous INFORMATION TABLE 2 form13fInfoTable.xml ISHARES TR TIPS BD ETF 464287176 90 789 SH DFND 1 789 0 0 ISHARES TR CORE S&P500 ETF 464287200 231 1024 SH DFND 1 1024 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1 25 SH DFND 1 25 0 0 ISHARES TR NA NAT RES 464287374 1 15 SH DFND 1 15 0 0 ISHARES TR MSCI EAFE ETF 464287465 3 44 SH DFND 1 44 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 110 1358 SH DFND 1 1358 0 0 ISHARES TR RUS MID-CAP ETF 464287499 2 10 SH DFND 1 10 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 68 570 SH DFND 1 570 0 0 ISHARES TR INTERM CR BD ETF 464288638 63 574 SH DFND 1 574 0 0 ISHARES TR EAFE VALUE ETF 464288877 138 2915 SH DFND 1 2915 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 39 2402 SH DFND 1 2402 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 1 1925 PRN DFND 1 1925 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 56 1408 SH DFND 1 1408 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2 24 SH DFND 1 24 0 0 VANGUARD INDEX FDS REIT ETF 922908553 20 231 SH DFND 1 231 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 5 44 SH DFND 1 44 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2 8 SH DFND 1 8 0 0