0001140361-16-086154.txt : 20161114 0001140361-16-086154.hdr.sgml : 20161111 20161114120558 ACCESSION NUMBER: 0001140361-16-086154 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01700 FILM NUMBER: 161992541 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000704051 XXXXXXXX 09-30-2016 09-30-2016 LEGG MASON, INC.

100 INTERNATIONAL DRIVE BALTIMORE MD 21202

13F COMBINATION REPORT 028-01700 0000829108 028-02204 Brandywine Global Investment Management, LLC 0001348883 028-11611 Clearbridge Investments, LLC 0000820330 028-01701 CLEARBRIDGE, LLC 0001438129 028-14027 EnTrustPermal Management LLC 0001316466 028-11198 Legg Mason Asset Management (Japan) Co., Ltd. 0001135778 028-06399 LMM LLC 0001094499 028-13902 MARTIN CURRIE LTD 0001501436 028-14009 QS Investors, LLC 0001499094 028-16543 Rare Infrastructure Ltd 0000906304 028-03780 ROYCE & ASSOCIATES LP 0001138897 028-10245 WESTERN ASSET MANAGEMENT CO N Thomas Merchant 410-454-4415 Thomas Merchant Baltimore MD 11-14-2016 1 23 10499 false 1 Miscellaneous INFORMATION TABLE 2 form13fInfoTable.xml AMAZON COM INC COM 023135106 67 79 SH DFND 1 79 0 0 APPLE INC COM 037833100 7 56 SH DFND 1 56 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 11 66 SH DFND 1 66 0 0 ISHARES TR TIPS BD ETF 464287176 73 619 SH DFND 1 619 0 0 ISHARES TR CORE S&P500 ETF 464287200 78 355 SH DFND 1 355 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2 38 SH DFND 1 38 0 0 ISHARES TR NA NAT RES 464287374 2 42 SH DFND 1 42 0 0 ISHARES TR MSCI EAFE ETF 464287465 2 21 SH DFND 1 21 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 78 1010 SH DFND 1 1010 0 0 ISHARES TR RUS MID-CAP ETF 464287499 2 10 SH DFND 1 10 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 80 755 SH DFND 1 755 0 0 ISHARES TR INTERM CR BD ETF 464288638 71 636 SH DFND 1 636 0 0 ISHARES TR EAFE VALUE ETF 464288877 73 1570 SH DFND 1 1570 0 0 NEWMONT MINING CORP COM 651639106 9718 247334 SH DFND 1 247334 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 64 4239 SH DFND 1 4239 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 7 2344 PRN DFND 1 2344 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 78 1805 SH DFND 1 1805 0 0 UBS AG JERSEY BRH CMCI ETN 38 902641778 2 102 SH DFND 1 102 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 3 47 SH DFND 1 47 0 0 VANGUARD INDEX FDS REIT ETF 922908553 65 749 SH DFND 1 749 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 12 85 SH DFND 1 85 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2 19 SH DFND 1 19 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2 11 SH DFND 1 11 0 0