-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BU8M1RyhMab+SPTqAU+q9UWSfui9gNAv0u1t0mE24ntRMK/idjWkreJiIBj7Xqn5 K4hgX2Ag8pyEYpYmf7Izgg== 0000950168-99-001581.txt : 19990518 0000950168-99-001581.hdr.sgml : 19990518 ACCESSION NUMBER: 0000950168-99-001581 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01700 FILM NUMBER: 99628345 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 13F-HR 1 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason, Inc. Address: 100 Light Street Baltimore, MD 21202 13F File Number: 28-1700 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathi D. Bair Title: Asst. Vice President Phone: 410-454-2744 Signature, Place, and Date of Signing: Kathi D. Bair Baltimore, MD May 14, 1998 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7 Form 13F Information Table Entry Total: 4,517 Form 13F Information Table Value Total: $18,176,610,485 List of Other Included Managers: No. 13F File Number Name 01 28-1891 Bartlett and Co. 02 28-377 Batterymarch Financial Management, Inc. 03 28-2204 Brandywine Asset Management, Inc. 04 28-1062 Gray, Siefert & Co., Inc. 05 28-1701 Legg Mason Capital Management, Inc. 06 28-1599 Legg Mason Fund Adviser, Inc. 07 28-5474 Legg Mason Wood Walker, Incorporated
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------------------ A D C Telecommunications Inc. Common Stock 000886101 12 250 ABN Amro Hldg NV Sponsored ADR ADR 000937102 39 1,882 Aflac Corp. New Common Stock 001055102 120 2,200 AMR Corp. Common Stock 001765106 19,079 325,780 AT & T Corp. Common Stock 001957109 33,480 419,478 AT&T Corp - Liberty Media - A Common Stock 001957208 10,174 193,326 APT Satellite Holdings Ltd ADR ADR 00203R105 342 136,800 Abbott Laboratories Common Stock 002824100 7,736 165,255 Aceto Corp. Common Stock 004446100 60 5,100 ACNielsen Corp. Common Stock 004833109 101 3,706 Adams Express Common Stock 006212104 18 670 Adobe Systems Inc. Common Stock 00724F101 68 1,200 Aeroquip Vickers Inc. Common Stock 007869100 21 360 Aegon N V ADR 007924103 219 2,433 Aetna Inc. Common Stock 008117103 4,807 57,916 Affymetrix Inc. Common Stock 00826T108 295 8,480 Agribrands International Inc Common Stock 00849R105 2 60 Airtouch Communications Inc. Common Stock 00949T100 3,479 36,004 AKZO Nobel NV Spons ADR ADR 010199305 358 9,676 Alabama Power Capt Trust II Preferred Stock 010388205 25 1,000 Alberta Energy Co Ltd Common Stock 012873105 98 4,000 Albertson's Inc. Common Stock 013104104 1,116 20,555 Alcoa Inc. Common Stock 013817101 147 3,560 Alcoa Inc Preferred Stock 013817200 38 500 Alcatel Alsthom Sponsored ADR ADR 013904305 38 1,650 Allegheny Energy Inc. Common Stock 017361106 201 6,800 Allegheny Teledyne Inc. Common Stock 017415100 4 200 Allen Telecom Inc. Common Stock 018091108 359 55,300 Allergan Inc. Common Stock 018490102 141 1,600 Allergan Specialty Therap-A Common Stock 018494104 1 80 Alliance Communications Corp. Common Stock 01853E204 1,166 74,000 Alliant Techsystem Common Stock 018804104 1 10 Allied Irish Banks Plc ADR 019228402 2,156 20,835 Allied Signal Corp. Common Stock 019512102 39 800 Allis Chalmers Corp. Common Stock 019645407 0 3 Allmerica Financial Corp. Common Stock 019754100 9 158 The Allstate Corp. Common Stock 020002101 463 12,495 Allstate Financing I 7.95% Cum Preferred Stock 020013207 26 1,000 Alltel Corp. Common Stock 020039103 166 2,665 Alydaar Software Corp. Common Stock 022610109 8 1,500 ALZA Corp. Com Common Stock 022615108 459 12,000 Ambac Financial Group, Inc. Common Stock 023139108 18 325 Amcast Industrial Corp Common Stock 023395106 8 500 Ameren Corp. Common Stock 023608102 64 1,766 Page Total: 87,159 America Online Inc. Common Stock 02364J104 645 4,420 American Electric Power Co Common Stock 025537101 1,297 32,691 American Express Co. Common Stock 025816109 11,321 96,348 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- A D C Telecommunications Inc. X 250 ABN Amro Hldg NV Sponsored ADR X 1,882 Aflac Corp. New X X 2,200 AMR Corp. X 81,600 244,180 AT & T Corp. X X 91,200 328,278 AT&T Corp - Liberty Media - A X 193,326 APT Satellite Holdings Ltd ADR X 12,000 124,800 Abbott Laboratories X X 1,200 164,055 Aceto Corp. X 5,100 ACNielsen Corp. X 3,706 Adams Express X 670 Adobe Systems Inc. X 1,200 Aeroquip Vickers Inc. X 360 Aegon N V X 2,433 Aetna Inc. X 27,900 30,016 Affymetrix Inc. X 8,480 Agribrands International Inc X 60 Airtouch Communications Inc. X X 36,004 AKZO Nobel NV Spons ADR X X 9,676 Alabama Power Capt Trust II X 1,000 Alberta Energy Co Ltd X 4,000 Albertson's Inc. X 20,555 Alcoa Inc. X 3,560 Alcoa Inc X 500 Alcatel Alsthom Sponsored ADR X 1,650 Allegheny Energy Inc. X X 6,800 Allegheny Teledyne Inc. X 200 Allen Telecom Inc. X 55,300 Allergan Inc. X 1,600 Allergan Specialty Therap-A X 80 Alliance Communications Corp. X 13,000 61,000 Alliant Techsystem X 10 Allied Irish Banks Plc X 20,835 Allied Signal Corp. X 800 Allis Chalmers Corp. X 3 Allmerica Financial Corp. X 158 The Allstate Corp. X X 12,495 Allstate Financing I 7.95% Cum X 1,000 Alltel Corp. X 2,665 Alydaar Software Corp. X 1,500 ALZA Corp. Com X 12,000 Ambac Financial Group, Inc. X 325 Amcast Industrial Corp X 500 Ameren Corp. X 1,766 Page Total: America Online Inc. X 4,420 American Electric Power Co X X 32,691 American Express Co. X X 96,348
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- American General Corp. Common Stock 026351106 442 6,270 American Home Products Corp. Common Stock 026609107 10,164 155,774 American International Group Inc. Common Stock 026874107 1,011 8,379 American Tower System Corp Cl A Common Stock 029912201 43 1,766 Ameritech Corp. Common Stock 030954101 10,874 187,885 Amgen Inc. Common Stock 031162100 621 8,300 Amp Inc. Common Stock 031897101 255 4,753 Ampal Amern Israel Corp. Preferred Stock 032015307 36 3,210 AMREP Corp. Common Stock 032159105 0 54 Anadarko Pete Corp. Common Stock 032511107 1,629 43,159 Analog Devices Inc. Common Stock 032654105 62 2,099 Anheuser-Busch Companies Inc. Common Stock 035229103 30,321 397,979 Anicom Inc. Common Stock 035250109 88 10,000 Anixter International Inc. Common Stock 035290105 17 1,400 Antex Corp. Common Stock 036730109 0 2,000 Apartment Investment & Mgt Co Class A Common Stock 03748R101 30 829 Apple Computer Common Stock 037833100 165 4,600 Applebee's International Inc. Common Stock 037899101 12 500 Applied Materials Inc. Common Stock 038222105 313 5,070 Aquarion Co. Common Stock 03838W101 45 1,623 Archer-Daniels Midland Co. Common Stock 039483102 703 47,894 Argosy Gaming Co Common Stock 040228108 3 500 Armstrong World Industries Inc. Common Stock 042476101 136 3,000 Asha Corp. Common Stock 043742303 14 2,000 Associates First Capital Corp. Common Stock 046008108 249 5,540 Astra AB - Spons ADR A ADR 046298105 37 1,600 Atlantic Richfield Co. Common Stock 048825103 3,488 47,783 Atlas Corp. New Common Stock 049267305 0 4 Aurizon Mines Ltd Common Stock 05155P106 0 18 Autodesk Inc. Common Stock 052769106 14 350 Autolliv, Inc. Common Stock 052800109 23 613 Automatic Data Processing Common Stock 053015103 1,511 36,510 Autozone Inc. Common Stock 053332102 259 8,525 Avery Dennison Corp. Common Stock 053611109 92 1,600 BB&T Corp. Common Stock 054937107 4,346 120,092 BCE Inc. Common Stock 05534B109 334 7,532 BHC Communications Inc. Common Stock 055448104 43 350 BP Amoco Plc -Spons ADR ADR 055622104 11,142 110,382 BP Prudhoe Bay Rty Tr Unit Ben Int Common Stock 055630107 9 1,000 BMC Software Common Stock 055921100 19 500 Baker Hughes Inc. Common Stock 057224107 2 100 Ball Corp. Common Stock 058498106 126 2,690 Baltimore Gas & Electric Co. Common Stock 059165100 19 765 Banc Stock Group Inc. - Cl A Common Stock 05943C102 5 1,000 Banco Bilbao Vizcaya Intl Preferred Stock 059456400 26 1,000 Banco Bilbao Vizcaya SA Spons ADR ADR 059458208 242 16,500 Banco Comercial Portugues SA ADS ADR 059479303 1,663 56,132 Banco Santander SA ADR ADR 059574202 37 1,836 Page Total: 93,934 Bancwest Corporation Common Stock 059790105 612 14,390 Bank of New York Common Stock 064057102 279 7,776 Bank One Corp Common Stock 06423A103 2,109 38,310 BankAmerica Corp. Common Stock 06605F102 1,283 18,170 BankBoston Corp. Common Stock 06605R106 394 9,086 Bank United Capital II-9.60% Cum Trust Preferred Stock 06651W207 38 1,500 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- American General Corp. X 6,270 American Home Products Corp. X X 155,774 American International Group Inc. X 8,379 American Tower System Corp Cl A X 1,766 Ameritech Corp. X X 187,885 Amgen Inc. X 8,300 Amp Inc. X 4,753 Ampal Amern Israel Corp. X 3,210 AMREP Corp. X 54 Anadarko Pete Corp. X X 43,159 Analog Devices Inc. X 2,099 Anheuser-Busch Companies Inc. X 69,050 328,929 Anicom Inc. X 10,000 Anixter International Inc. X 1,400 Antex Corp. X 2,000 Apartment Investment & Mgt Co Class A X 829 Apple Computer X X 4,600 Applebee's International Inc. X 500 Applied Materials Inc. X 5,070 Aquarion Co. X 1,623 Archer-Daniels Midland Co. X X 47,894 Argosy Gaming Co X 500 Armstrong World Industries Inc. X X 3,000 Asha Corp. X 2,000 Associates First Capital Corp. X 5,540 Astra AB - Spons ADR A X 1,600 Atlantic Richfield Co. X X 4,600 43,183 Atlas Corp. New X 4 Aurizon Mines Ltd X 18 Autodesk Inc. X 350 Autolliv, Inc. X 613 Automatic Data Processing X 36,510 Autozone Inc. X X 8,525 Avery Dennison Corp. X 1,600 BB&T Corp. X 26,010 94,082 BCE Inc. X X 7,532 BHC Communications Inc. X 350 BP Amoco Plc -Spons ADR X X 300 110,082 BP Prudhoe Bay Rty Tr Unit Ben Int X 1,000 BMC Software X 500 Baker Hughes Inc. X 100 Ball Corp. X 2,690 Baltimore Gas & Electric Co. X 765 Banc Stock Group Inc. - Cl A X 1,000 Banco Bilbao Vizcaya Intl X 1,000 Banco Bilbao Vizcaya SA Spons ADR X 16,500 Banco Comercial Portugues SA ADS X 56,132 Banco Santander SA ADR X 1,836 Page Total: Bancwest Corporation X X 14,390 Bank of New York X 7,776 Bank One Corp X X 38,310 BankAmerica Corp. X X 18,170 BankBoston Corp. X X 9,086 Bank United Capital II-9.60% Cum Trust X 1,500
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- Barra Inc. Common Stock 068313105 12 500 Barrett Resources Corp. Common Stock 068480201 45 1,787 Battle Mountain Gold Co Common Stock 071593107 0 150 Baxter International Inc. Common Stock 071813109 170 2,581 Bayer AG Spons ADR ADR 072730302 366 9,770 BE Aerospace, Inc. Common Stock 073302101 22 1,500 Bear Stearns Companies, Inc. Common Stock 073902108 2,669 59,733 Bell Atlantic Corp. Common Stock 077853109 14,445 279,469 BellSouth Corp. Common Stock 079860102 2,997 74,801 Belo A H Com Ser A Common Stock 080555105 16,545 906,563 Bergen Brunswig Corp. Cl A Common Stock 083739102 12 624 Berkshire Hathaway Inc. Class A Common Stock 084670108 29,988 420 Berkshire Hathaway Inc. Class B Common Stock 084670207 4,135 1,759 Berkshire Realty Co. Common Stock 084710102 31 2,800 Bestfoods Common Stock 08658U101 2,407 51,206 Biomet Inc. Common Stock 090613100 42 1,000 Black & Decker Corp. Common Stock 091797100 396 7,150 Block H & R Inc. Common Stock 093671105 30,976 653,857 Blue Fish Clothing Inc. Common Stock 095480109 0 100 Boeing Co. Common Stock 097023105 1,220 35,753 Bombardier Inc. Cl B Common Stock 097751200 46 3,500 Boston Scientific Corp. Common Stock 101137107 89 2,200 Brenton Bank Inc. Common Stock 107211104 52 3,993 Bristol-Myers Squibb Co. Common Stock 110122108 14,130 219,706 Broadcast Com Inc Common Stock 111310108 12 100 Brookstone Inc. Common Stock 114537103 19 1,500 Brown Forman Corp. Class A Common Stock 115637100 149 2,766 Brown Forman Corp. CL B Common Stock 115637209 331 5,745 Brunswick Corp. Common Stock 117043109 27 1,400 Buckeye Partners L P Unit Common Stock 118230101 71 2,600 Burlington Northern Santa Fe Corp. Common Stock 12189T104 1,189 36,176 Burlington Resources Common Stock 122014103 284 7,109 CBRL Group Inc. Common Stock 12489V106 4 200 CBS Corp. Common Stock 12490K107 88 2,140 C-Cube Microsystems Inc. Common Stock 125015107 166 8,400 Cigna Corp. Common Stock 125509109 377 4,500 CKE Restaurants Inc. Common Stock 12561E105 119 6,047 C P Pokphand Co LTD Sponsored ADR ADR 125918102 0 500 CNF Transportation Inc. Common Stock 12612W104 45 1,200 C S X Corp. Common Stock 126408103 1,584 40,677 Cable & Wireless Pub Ltd Plc ADR 126830207 22 600 Cabot Oil and Gas Corp. Common Stock 127097103 458 31,750 Cadbury Schweppes P L C ADR 127209302 2,144 36,928 Callaway Golf Co Common Stock 131193104 31 3,000 Calpine Corp. Common Stock 131347106 146 4,000 Page Total: 132,780 Camden Property Trust Common Stock 133131102 25 1,000 Campbell Soup Co. Common Stock 134429109 342 8,400 Canadian Pacific Ltd Com Common Stock 135923100 379 19,500 Canadian Intl Power Ltd Common Stock 136159100 0 1,000 Cancer Diagnostics Common Stock 137385100 0 3,000 Canon Inc. - Spon ADR ADR 138006309 715 29,963 Capital One Financial Corp. Common Stock 14040H105 60 400 Capstar Broadcastiong Corp. Common Stock 14067G105 23 1,000 Cardinal Health Inc. Common Stock 14149Y108 69 1,040 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Barra Inc. X 500 Barrett Resources Corp. X 1,787 Battle Mountain Gold Co X 150 Baxter International Inc. X 2,581 Bayer AG Spons ADR X X 9,770 BE Aerospace, Inc. X 1,500 Bear Stearns Companies, Inc. X X 59,733 Bell Atlantic Corp. X X 279,469 BellSouth Corp. X X 74,801 Belo A H Com Ser A X 216,000 690,563 Bergen Brunswig Corp. Cl A X 624 Berkshire Hathaway Inc. Class A X 420 Berkshire Hathaway Inc. Class B X 1,759 Berkshire Realty Co. X 2,800 Bestfoods X X 600 50,606 Biomet Inc. X 1,000 Black & Decker Corp. X 7,150 Block H & R Inc. X X 116,400 537,457 Blue Fish Clothing Inc. X 100 Boeing Co. X X 35,753 Bombardier Inc. Cl B X 3,500 Boston Scientific Corp. X 2,200 Brenton Bank Inc. X 3,993 Bristol-Myers Squibb Co. X X 219,706 Broadcast Com Inc X 100 Brookstone Inc. X 1,500 Brown Forman Corp. Class A X 2,766 Brown Forman Corp. CL B X 5,745 Brunswick Corp. 1,400 Buckeye Partners L P Unit X 2,600 Burlington Northern Santa Fe Corp. X X 36,176 Burlington Resources X X 7,109 CBRL Group Inc. X 200 CBS Corp. X X 2,140 C-Cube Microsystems Inc. X 8,400 Cigna Corp. X 4,500 CKE Restaurants Inc. X 6,047 C P Pokphand Co LTD Sponsored ADR X 500 CNF Transportation Inc. 1,200 C S X Corp. X X 40,677 Cable & Wireless Pub Ltd Plc X 600 Cabot Oil and Gas Corp. X 31,750 Cadbury Schweppes P L C X 36,928 Callaway Golf Co X 3,000 Calpine Corp. X 4,000 Page Total: Camden Property Trust X 1,000 Campbell Soup Co. X 8,400 Canadian Pacific Ltd Com X 19,500 Canadian Intl Power Ltd X 1,000 Cancer Diagnostics X 3,000 Canon Inc. - Spon ADR X 29,963 Capital One Financial Corp. X 400 Capstar Broadcastiong Corp. X 1,000 Cardinal Health Inc. X 1,040
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- Carey Diversified LLC Common Stock 14174P105 25 1,398 Cardiothoracic Systems Inc Common Stock 141907105 19 2,000 Carnival Corp. Common Stock 143658102 19 400 Carolina Power & Light Common Stock 144141108 32 844 Caterpillar Inc. Common Stock 149123101 231 5,037 Cedar Fair, L.P. Dep Rec Common Stock 150185106 788 31,379 Cemex SA Sponsored ADR ADR 151290202 8 1,000 Cendant Corp. Common Stock 151313103 33 2,086 Centerpoint Properties Corp. Common Stock 151895109 63 2,000 Central & Southwest Corp. Common Stock 152357109 437 18,652 Central Vermont Pub Svc Corp. Common Stock 155771108 12 1,200 Cephalon Inc. Common Stock 156708109 540 61,700 Cerner Corp. Common Stock 156782104 64 4,000 Champion International Corp. Common Stock 158525105 60 1,450 Chancellor Media Corp. Class A Common Stock 158915108 28 600 Charter One Financial Inc. Common Stock 160903100 33,060 1,145,567 Chase Manhattan Corp. Common Stock 16161A108 4,689 57,660 Chateau Communities Inc. Common Stock 161726104 37,984 1,381,230 Checkers Drive-In Restaurants Inc. Common Stock 162809107 3 7,000 Chemed Corp. Common Stock 163596109 14 540 Cheung Kong Hong Kong ADR ADR 166744201 550 72,300 Chevron Corp. Common Stock 166751107 3,733 42,216 Chile Fund Inc. Common Stock 168834109 13 1,290 Choice Hotels Intl Inc. Common Stock 169905106 19 1,350 Chiquita Brands $3.75 Ser B Preferred Stock 170032502 570 12,750 Chiron Corp.Del Common Stock 170040109 0 16 Chock Full O Nuts Corp Common Stock 170268106 1 206 Choicecare Inc. Common Stock 170383103 2 208 Choicepoint Inc. Common Stock 170388102 5 100 Chris Craft Industries Inc. Common Stock 170520100 15 320 Chubb Corp. Common Stock 171232101 4,103 70,055 Cifra SA - ADR V ADR 171785405 6 364 Cilcorp Inc. Common Stock 171794100 198 3,300 Cincinnati Bell Inc. Common Stock 171870108 17,458 778,074 Cincinnati Financial Corp. Common Stock 172062101 19,927 546,883 Cincinnati Inter Term RR Co Preferred Stock 172124109 3 100 Cincinnati Microwave Inc. Common Stock 172167108 0 304 Cinergy Corp. Common Stock 172474108 156 5,662 Circuit City Stores Inc. Common Stock 172737108 31 400 Cisco Systems Co. Common Stock 17275R102 3,908 35,667 Cintas Corp. Common Stock 172908105 13,224 202,281 Circus Circus Enterprises Inc. Common Stock 172909103 3 150 Page Total: 143,646 Citigroup, Inc. Common Stock 172967101 27,440 429,586 Citigroup Inc Depository Shrs PFD Ser Preferred Stock 172967713 8 300 Citigroup Capital I Tr PFD Sec 8.00% Preferred Stock 17305F201 26 1,010 Citizens Bkg Corp. Common Stock 174420109 156 4,326 Citizens Utilities Co - CL B Common Stock 177342201 264 34,090 Citrix Systems Inc. Common Stock 177376100 11 300 City Investing Co Liq Tr Unit Ben Int Common Stock 177900107 1 500 Clarcor Inc. Common Stock 179895107 21 1,248 Clarus Corp. Common Stock 182707109 11 2,000 Cleveland Cliffs Inc. Common Stock 185896107 24 692 Clorox Co. Common Stock 189054109 135 1,150 Coastal Corp. Common Stock 190441105 48 1,450 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Carey Diversified LLC X 1,398 Cardiothoracic Systems Inc X 2,000 Carnival Corp. X 400 Carolina Power & Light X 844 Caterpillar Inc. X 5,037 Cedar Fair, L.P. Dep Rec X 31,379 Cemex SA Sponsored ADR X 1,000 Cendant Corp. X 2,086 Centerpoint Properties Corp. X 2,000 Central & Southwest Corp. X X 18,652 Central Vermont Pub Svc Corp. X 1,200 Cephalon Inc. X 61,700 Cerner Corp. X 4,000 Champion International Corp. X 1,450 Chancellor Media Corp. Class A X 600 Charter One Financial Inc. X X 198,705 946,862 Chase Manhattan Corp. X X 57,660 Chateau Communities Inc. X X 176,174 1,205,056 Checkers Drive-In Restaurants Inc. X 7,000 Chemed Corp. X 540 Cheung Kong Hong Kong ADR X 72,300 Chevron Corp. X X 42,216 Chile Fund Inc. X 1,290 Choice Hotels Intl Inc. X 1,350 Chiquita Brands $3.75 Ser B X 12,750 Chiron Corp.Del X 16 Chock Full O Nuts Corp X 206 Choicecare Inc. X 208 Choicepoint Inc. X 100 Chris Craft Industries Inc. X 320 Chubb Corp. X X 1,600 68,455 Cifra SA - ADR V X 364 Cilcorp Inc. X 3,300 Cincinnati Bell Inc. X X 778,074 Cincinnati Financial Corp. X X 546,883 Cincinnati Inter Term RR Co X 100 Cincinnati Microwave Inc. X 304 Cinergy Corp. X X 5,662 Circuit City Stores Inc. X 400 Cisco Systems Co. X X 35,667 Cintas Corp. X X 202,281 Circus Circus Enterprises Inc. X 150 Page Total: Citigroup, Inc. X X 98,461 331,125 Citigroup Inc Depository Shrs PFD Ser X 300 Citigroup Capital I Tr PFD Sec 8.00% X 1,010 Citizens Bkg Corp. X 4,326 Citizens Utilities Co - CL B X 34,090 Citrix Systems Inc. X 300 City Investing Co Liq Tr Unit Ben Int X 500 Clarcor Inc. X 1,248 Clarus Corp. X 2,000 Cleveland Cliffs Inc. X 692 Clorox Co. X 1,150 Coastal Corp. X 1,450
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 --------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------------------------- Coca Cola Co. Common Stock 191216100 13,506 220,059 Coflexip Spon ADR ADR 192384105 10 300 Cohesion Technologies Inc. Common Stock 19248N101 20 5,000 Coleman Inc. New Common Stock 193559101 13 1,600 Colgate-Palmolive Co. Common Stock 194162103 5,327 57,902 Columbia Gas System Inc. Common Stock 197648108 39 750 Columbia/HCA Healthcare Corp. Common Stock 197677107 2,070 109,300 Comair Inc. Common Stock 199789108 4,309 182,374 Comcast Corp. Common Stock 200300101 68 1,100 Comcast Corp. Common Stock 200300200 155 2,468 Comerica Inc. Common Stock 200340107 110 1,758 Community Trust Bancorp Inc. Common Stock 204149108 18 847 Compaq Computer Corp. Common Stock 204493100 14,279 450,622 Computer Associates International Inc. Common Stock 204912109 13 352 Compuware Corp. Common Stock 205638109 10 400 Conagra Inc. Common Stock 205887102 394 15,400 Conectiv Inc. Common Stock 206829103 37 1,900 Conectiv Inc.- Cl A Common Stock 206829202 10 275 Conexant Systems Inc. Common Stock 207142100 14 500 Connect Inc. New Common Stock 207528308 3 1,000 Consolidated Edison Co N Y Inc. Preferred Stock 209111301 17 200 Consolidated Edison Inc. Common Stock 209115104 202 4,461 Consolidated Freightways Corp. Common Stock 209232107 7 600 Convergys Corp Common Stock 212485106 14,944 872,625 Cooper Industries Common Stock 216669101 48 1,134 Cooper Tire & Rubber Co Common Stock 216831107 118 6,400 COR Therapeutics Inc. Common Stock 217753102 30 3,000 Cordant Technologies Inc Common Stock 218412104 19 480 Corn Products International Inc. Common Stock 219023108 56 2,326 Corning Inc. Common Stock 219350105 627 10,450 Credit Suisse Group - Spon ADR ADR 225401108 56 1,200 Crescendo Pharmaceuticals CRP CL A Common Stock 225637107 9 600 Cross A T Co Cl A Common Stock 227478104 225 30,700 Cymer Inc. Common Stock 232572107 20 1,000 Cyprus Amax Minerals Co Common Stock 232809103 8 690 DII Group Inc. Common Stock 232949107 62 2,122 DPL Inc. Common Stock 233293109 74 4,462 DTE Energy CO Common Stock 233331107 171 4,460 Dairy Farms Intl Hldgs LTD Spons ADR ADR 233859206 49 8,500 Page Total: 85,289 Dana Corp. Common Stock 235811106 68 1,792 Darden Restaurants Inc. Common Stock 237194105 76 3,668 Data Race Inc. Common Stock 237842109 33 6,000 Dave & Busters Inc. Common Stock 23833N104 47 2,304 Dayton & Michigan RR Co Common Stock 239649106 17 608 Dayton & Michigan RR Preferred Stock 239649205 14 357 Dayton Hudson Corp. Common Stock 239753106 5,844 87,708 Deere & Co Common Stock 244199105 616 15,939 Dell Computer Corp. Common Stock 247025109 551 13,470 Delta Air Lines Inc. Common Stock 247361108 625 8,986 Detection Systems Inc. Common Stock 250644101 11 1,350 Detroit Mtg & Rlty Co Common Stock 251273108 237 11,046 Deutsche Bank Sponsored ADR ADR 251525309 51 1,000 Deutsche Lufthansa ADR ADR 251561205 536 24,524 Developers Diversified Realty Corp. Common Stock 251591103 23 1,600 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Coca Cola Co. X X 400 219,659 Coflexip Spon ADR X 300 Cohesion Technologies Inc. X 5,000 Coleman Inc. New X 1,600 Colgate-Palmolive Co. X X 57,902 Columbia Gas System Inc. X 750 Columbia/HCA Healthcare Corp. X 15,700 93,600 Comair Inc. X X 2,700 179,674 Comcast Corp. X 1,100 Comcast Corp. X 2,468 Comerica Inc. X 1,758 Community Trust Bancorp Inc. X 847 Compaq Computer Corp. X X 44,600 406,022 Computer Associates International Inc. X 352 Compuware Corp. X 400 Conagra Inc. X X 15,400 Conectiv Inc. X 1,900 Conectiv Inc.- Cl A X 275 Conexant Systems Inc. X 500 Connect Inc. New X 1,000 Consolidated Edison Co N Y Inc. X 200 Consolidated Edison Inc. X 4,461 Consolidated Freightways Corp. 600 Convergys Corp X X 1,500 871,125 Cooper Industries X 1,134 Cooper Tire & Rubber Co X 6,400 COR Therapeutics Inc. X 3,000 Cordant Technologies Inc X 480 Corn Products International Inc. X X 2,326 Corning Inc. X X 10,450 Credit Suisse Group - Spon ADR X 1,200 Crescendo Pharmaceuticals CRP CL A X 600 Cross A T Co Cl A X 30,700 Cymer Inc. X 1,000 Cyprus Amax Minerals Co X 690 DII Group Inc. X 2,122 DPL Inc. X 4,462 DTE Energy CO X X 4,460 Dairy Farms Intl Hldgs LTD Spons ADR X 8,500 Page Total: Dana Corp. X X 1,792 Darden Restaurants Inc. X 3,668 Data Race Inc. X 6,000 Dave & Busters Inc. X 2,304 Dayton & Michigan RR Co X 608 Dayton & Michigan RR X 357 Dayton Hudson Corp. X X 87,708 Deere & Co X 15,939 Dell Computer Corp. X 1,000 12,470 Delta Air Lines Inc. X 500 8,486 Detection Systems Inc. X 1,350 Detroit Mtg & Rlty Co X 11,046 Deutsche Bank Sponsored ADR X 1,000 Deutsche Lufthansa ADR X X 24,524 Developers Diversified Realty Corp. X 1,600
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- Developers Diversified Rlty 9.50% CL A Preferred Stock 251591301 25 1,000 Dexter Corp. Common Stock 252165105 82 2,600 Diageo PLC-Sponsored ADR New ADR 25243Q205 1,854 40,528 Dial Corp. Common Stock 25247D101 567 16,500 Diebold Inc. Common Stock 253651103 76 3,155 Dime Bancorp Inc. Common Stock 25429Q102 4 177 The Walt Disney Co. Common Stock 254687106 20,404 655,545 Dollar General Corp. Common Stock 256669102 35 1,040 Dominion Resources Inc. of VA Common Stock 257470104 61 1,650 Donaldson Inc. Common Stock 257651109 1,130 62,800 Donnelley (R R) & Sons Co Common Stock 257867101 103 3,200 Dover Corp. Common Stock 260003108 13,371 406,720 Dow Chemical Co Common Stock 260543103 1,392 14,935 Dow Jones & Co Common Stock 260561105 54 1,140 Dresder Bank AG New ADR ADR 261561302 40 1,000 Du Pont (E I) de Nemours and Co. Common Stock 263534109 1,583 27,263 Du Pont E I De Nemours & Co Preferred Stock 263534307 36 420 Duke Energy Corp. Common Stock 264399106 373 6,822 Dun & Bradstreet Corp. Common Stock 26483B106 443 12,437 Duramed Pharmaceuticals Inc. Common Stock 266354109 11 1,200 Dycap Inc. Common Stock 267850998 0 100 E4L Inc Common Stock 268452109 21 2,500 E G & G Inc. Common Stock 268457108 23 888 Elxsi Corp. New Common Stock 268613205 1 50 E M C Corp. Common Stock 268648102 150 1,175 Ensco International Inc. Common Stock 26874Q100 210 15,800 Eastman Chemical Co Common Stock 277432100 13 300 Eastman Kodak Co Common Stock 277461109 973 15,238 Eaton Corp. Common Stock 278058102 172 2,400 Echelon International Corp. Common Stock 278747100 2 120 Ecolab Common Stock 278865100 57 1,600 Edison International Common Stock 281020107 127 5,700 El Paso Energy Corp Common Stock 283905107 74 2,257 Elan Corp. ADR ADR 284131208 35 500 Electronic Arts Common Stock 285512109 24 500 Electronic Data Systems Common Stock 285661104 159 3,271 Page Total: 52,432 Emerson Electric Co. Common Stock 291011104 20,628 389,665 Endesa S.A. ADR ADR 29258N107 517 20,800 Enerco Inc. Common Stock 29265H101 0 4,000 Ennis Business Forms Inc. Common Stock 293389102 204 25,312 Enron Corp. Common Stock 293561106 91 1,413 Enron Capital Resources LP 9.0% Cum PF Preferred Stock 29357D208 103 4,100 Entergy Corp. Common Stock 29364G103 47 1,700 Enterprise Capital Tr I-7.44% Cum Trus Preferred Stock 293701207 34 1,400 Enterprise Software Inc. Common Stock 29379K107 110 16,499 Equifax Inc. Common Stock 294429105 34 1,000 The Equitable Companies Common Stock 29444G107 26 371 Equitable Resources Inc. Common Stock 294549100 13 500 Equity Residential Properties Trust Common Stock 29476L107 137 3,328 Equity Residential Pptys Trust Preferred Stock 29476L826 935 35,950 Equity Residential Interest Trust Preferred Stock 29476L883 118 5,100 Ericsson L M Tel Co ADR Cl B ADR 294821400 561 23,550 Exxon Corp. Common Stock 302290101 33,902 480,447 F P L Group Inc. Common Stock 302571104 202 3,800 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Developers Diversified Rlty 9.50% CL A X 1,000 Dexter Corp. X 2,600 Diageo PLC-Sponsored ADR New X 40,528 Dial Corp. X X 16,500 Diebold Inc. X 3,155 Dime Bancorp Inc. X 177 The Walt Disney Co. X X 29,100 626,445 Dollar General Corp. X 1,040 Dominion Resources Inc. of VA X 1,650 Donaldson Inc. X X 62,800 Donnelley (R R) & Sons Co X 3,200 Dover Corp. X X 74,900 331,820 Dow Chemical Co X X 14,935 Dow Jones & Co X 1,140 Dresder Bank AG New ADR X 1,000 Du Pont (E I) de Nemours and Co. X X 27,263 Du Pont E I De Nemours & Co X 420 Duke Energy Corp. X 6,822 Dun & Bradstreet Corp. X 12,437 Duramed Pharmaceuticals Inc. X 1,200 Dycap Inc. X 100 E4L Inc X 2,500 E G & G Inc. X 888 Elxsi Corp. New X 50 E M C Corp. X 1,175 Ensco International Inc. X 15,800 Eastman Chemical Co X 300 Eastman Kodak Co X X 15,238 Eaton Corp. X X 2,400 Echelon International Corp. X 120 Ecolab X 1,600 Edison International X 5,700 El Paso Energy Corp X X 2,257 Elan Corp. ADR X 500 Electronic Arts X 500 Electronic Data Systems X 3,271 Page Total: Emerson Electric Co. X X 30,250 359,415 Endesa S.A. ADR X 4,000 16,800 Enerco Inc. X 4,000 Ennis Business Forms Inc. X X 25,312 Enron Corp. X 1,413 Enron Capital Resources LP 9.0% Cum PF X 4,100 Entergy Corp. X 1,700 Enterprise Capital Tr I-7.44% Cum Trus X 1,400 Enterprise Software Inc. X 16,499 Equifax Inc. X 1,000 The Equitable Companies X 371 Equitable Resources Inc. X 500 Equity Residential Properties Trust X 3,328 Equity Residential Pptys Trust X 35,950 Equity Residential Interest Trust X 5,100 Ericsson L M Tel Co ADR Cl B X 1,000 22,550 Exxon Corp. X X 5,500 474,947 F P L Group Inc. X 3,800
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- Factory Card Outlet Corp. Common Stock 303053102 1 1,250 Farmer Brothers Co Common Stock 307675108 119 600 Fastenal Co. Common Stock 311900104 14 400 FDX Corp. Common Stock 31304N107 51 550 Freddie Mac Common Stock 313400301 37,693 659,834 Federal Mogul Corp. Common Stock 313549107 410 9,526 Fannie Mae Common Stock 313586109 52,677 760,676 Federal Realty Investment Trust Common Stock 313747206 123 5,786 Federal Signal Corp. Common Stock 313855108 22 1,066 Federated Department Stores Common Stock 31410H101 1,475 36,771 Ferro Corp. Common Stock 315405100 9,185 371,125 Fidelity Financial of Ohio Common Stock 31614P107 5 400 Fifth Third Bancorp Common Stock 316773100 42,157 639,341 Finet Holdings Corp New Common Stock 317922300 20 4,000 Finova Group Inc. Common Stock 317928109 462 8,900 Finger Lakes Financial Corp. Common Stock 317948107 9 800 First Bell Bancorp Inc. Common Stock 319301107 935 55,000 First Data Corp. Common Stock 319963104 280 6,560 First Finl Bancorp Common Stock 320209109 197 9,067 First Franklin Corp. Common Stock 320272107 11 900 First Philippine Fd Inc. Common Stock 336100102 12 1,900 First Tennessee Common Stock 337162101 5,358 146,296 First Union Corp. Common Stock 337358105 499 9,347 First VA Banks Inc. Common Stock 337477103 55 1,212 First City Liquidating Trust Common Stock 33762E108 2,497 92,475 Firstar Corporation Common Stock 33763V109 30,926 345,544 Firstmerit Corp. Common Stock 337915102 512 19,900 Firstenergy Corp. Common Stock 337932107 53 1,899 Fleet Financial Group, Inc. Common Stock 338915101 75 2,000 Fleetwood Enterprises Inc. Common Stock 339099103 20,106 702,378 Florida Progress Common Stock 341109106 134 3,562 Fluor Corp. Common Stock 343861100 32 1,175 Ford Motor Co. Common Stock 345370100 13,737 242,056 Page Total: 277,507 Fort James Corp. Common Stock 347471104 95 3,007 Fortune Brands Inc. Common Stock 349631101 554 14,316 Franchise Finance Corp. of America Common Stock 351807102 13 594 Freeport McMoran Copper & Gold, Inc. Common Stock 35671D105 2 216 Freeport McMoran Copper And Gold Common Stock 35671D857 34 3,125 Fremont General Corp. Common Stock 357288109 19 990 Frontier Insurance Group Inc. Common Stock 359081106 418 35,176 Fujitsu Ltd ADR 359590304 469 5,845 H B Fuller Co Common Stock 359694106 9 150 Gatx Corp. Common Stock 361448103 14,020 425,650 GPU Inc. Common Stock 36225X100 45 1,200 G T E Corp. Common Stock 362320103 867 14,326 GTE Delaware 8.75% Cumulative Monthly Preferred Stock 36232E301 20 800 Gallaher Group PLC-Spon ADR ADR 363595109 161 6,850 Gannett Co Common Stock 364730101 3,153 50,043 Gap Inc. Common Stock 364760108 8 112 Garan Inc. Common Stock 364802108 36 1,470 Gateway 2000 Inc. Common Stock 367833100 51 750 General American Investors Co Common Stock 368802104 109 3,449 General Dynamics Corp. Common Stock 369550108 22 350 General Electric Common Stock 369604103 39,558 357,584 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Factory Card Outlet Corp. X 1,250 Farmer Brothers Co X 600 Fastenal Co. X 400 FDX Corp. X 550 Freddie Mac X X 659,834 Federal Mogul Corp. X X 9,526 Fannie Mae X X 100,600 660,076 Federal Realty Investment Trust X 5,786 Federal Signal Corp. X 1,066 Federated Department Stores X X 36,771 Ferro Corp. X 121,900 249,225 Fidelity Financial of Ohio X 400 Fifth Third Bancorp X X 639,341 Finet Holdings Corp New X 4,000 Finova Group Inc. X X 8,900 Finger Lakes Financial Corp. X 800 First Bell Bancorp Inc. X 6,000 49,000 First Data Corp. X X 6,560 First Finl Bancorp X 9,067 First Franklin Corp. X 900 First Philippine Fd Inc. 1,900 First Tennessee X 13,364 132,932 First Union Corp. X 9,347 First VA Banks Inc. X 1,212 First City Liquidating Trust X 92,475 Firstar Corporation X X 345,544 Firstmerit Corp. X 19,900 Firstenergy Corp. X 1,899 Fleet Financial Group, Inc. X 2,000 Fleetwood Enterprises Inc. X X 134,100 568,278 Florida Progress X 3,562 Fluor Corp. X 1,175 Ford Motor Co. X 73,700 168,356 Page Total: Fort James Corp. X 3,007 Fortune Brands Inc. X 14,316 Franchise Finance Corp. of America X 594 Freeport McMoran Copper & Gold, Inc. X 216 Freeport McMoran Copper And Gold X 3,125 Fremont General Corp. X 990 Frontier Insurance Group Inc. X 35,176 Fujitsu Ltd X 5,845 H B Fuller Co X 150 Gatx Corp. X X 111,200 314,450 GPU Inc. X 1,200 G T E Corp. X X 14,326 GTE Delaware 8.75% Cumulative Monthly X 800 Gallaher Group PLC-Spon ADR X 6,850 Gannett Co X X 50,043 Gap Inc. X 112 Garan Inc. 1,470 Gateway 2000 Inc. X 750 General American Investors Co X 3,449 General Dynamics Corp. X 350 General Electric X X 800 356,784
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- General Electric ADR 369639307 27 3,000 General Housewares Common Stock 370073108 10 1,000 General Magic Inc. Common Stock 370253106 1 400 General Mills Common Stock 370334104 330 4,368 General Motors Corp. Common Stock 370442105 8,908 102,542 General Motors Corp. - CL H New Common Stock 370442832 5 104 Genesee Corp. Cl B Common Stock 371601204 14 625 Gentex Corp. Common Stock 371901109 86 4,000 Genome Therapeutics Corp. Common Stock 372430108 8 2,400 Genuine Parts Co. Common Stock 372460105 170 5,905 Georgia-Pacific Corp. Common Stock 373298108 135 1,812 Georgia Pacific Corp. (Timber Group) Common Stock 373298702 38 1,674 Gerber Scientific Inc. Common Stock 373730100 24 1,200 Gillette Co. Common Stock 375766102 419 7,050 Glacier Bancorp Inc Common Stock 37637Q105 139 7,172 Glaxo Wellcome PLC - Spons ADR ADR 37733W105 388 5,800 Globe Business Resources Inc. Common Stock 379395106 13 1,000 Golden West Finl Corp. Del Common Stock 381317106 57 600 Goodrich B.F. Co. Common Stock 382388106 8 240 Goodyear Tire & Rubber Co Common Stock 382550101 69 1,376 Grainger WW Inc. Common Stock 384802104 43 1,000 Grupo Televisa, S.A. GDS ADR 40049J206 35 1,100 Guidant Corp. Common Stock 401698105 24 400 H & Q Life Sciences Investors Common Stock 404053100 66 6,000 HCR Manor Care Inc Common Stock 404134108 31 1,350 HL&P Capital Trust I-8.125% Tr PFD Sr Preferred Stock 404202202 26 1,000 HRPT Proprties Trust Common Stock 40426W101 30 2,200 Halliburton Co. Common Stock 406216101 816 21,183 John Hancock Bank & Thrift Common Stock 409735107 29 3,200 John Hancock Patriot Select Common Stock 41013U102 142 9,150 Page Total: 71,753 Hanger Orthopedic Group, Inc. Common Stock 41043F208 27 2,000 Hanna M A CO Common Stock 410522106 246 19,175 Hanson Plc Spon ADR New ADR 411352404 18 414 Harcourt General Inc. Common Stock 41163G101 49 1,115 Harland John H Co Common Stock 412693103 8 600 Harley Davidson, Inc. Common Stock 412822108 46 800 Harris Corp. Common Stock 413875105 57 2,000 Hartford Financial Services Group Inc. Common Stock 416515104 1,423 25,040 Hasbro Inc. Common Stock 418056107 168 5,812 Hawaiian Elec Inds Inc. Common Stock 419870100 70 2,000 Health Management Associates, Inc. Cl Common Stock 421933102 49 4,050 Hearst-Argyle Television Inc. Common Stock 422317107 74 3,004 H J Heinz Co Common Stock 423074103 3,489 73,648 Helix Technology Inc. Common Stock 423319102 789 51,300 Helmerich & Payne Common Stock 423452101 306 13,500 Hershey Foods Corp. Common Stock 427866108 794 14,180 Hewlett-Packard Co. Common Stock 428236103 19,374 285,696 Hillenbrand Industry Inc. Common Stock 431573104 931 20,153 Hoechst AG ADR ADR 434390308 1,353 31,200 Holly Corp. Com Par $0.01 Common Stock 435758305 0 8 Hologic Inc. Common Stock 436440101 22 2,400 Home Depot Inc. Common Stock 437076102 25,713 413,068 Honeywell Inc. Common Stock 438506107 369 4,864 Hong Kong Telecom Adr ADR 438579203 126 6,434 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- General Electric X 3,000 General Housewares X 1,000 General Magic Inc. X 400 General Mills X 4,368 General Motors Corp. X X 11,400 91,142 General Motors Corp. - CL H New X 104 Genesee Corp. Cl B X 625 Gentex Corp. X 4,000 Genome Therapeutics Corp. X 2,400 Genuine Parts Co. X 5,905 Georgia-Pacific Corp. X 1,812 Georgia Pacific Corp. (Timber Group) X 1,674 Gerber Scientific Inc. X 1,200 Gillette Co. X 7,050 Glacier Bancorp Inc X 7,172 Glaxo Wellcome PLC - Spons ADR X 5,800 Globe Business Resources Inc. X 1,000 Golden West Finl Corp. Del X 600 Goodrich B.F. Co. X 240 Goodyear Tire & Rubber Co X 1,376 Grainger WW Inc. X 1,000 Grupo Televisa, S.A. GDS X 1,100 Guidant Corp. X 400 H & Q Life Sciences Investors X 6,000 HCR Manor Care Inc X 1,350 HL&P Capital Trust I-8.125% Tr PFD Sr X 1,000 HRPT Proprties Trust X 2,200 Halliburton Co. X 21,183 John Hancock Bank & Thrift X 3,200 John Hancock Patriot Select X 9,150 Page Total: Hanger Orthopedic Group, Inc. X 2,000 Hanna M A CO X 19,175 Hanson Plc Spon ADR New 414 Harcourt General Inc. X 1,115 Harland John H Co X 600 Harley Davidson, Inc. X 800 Harris Corp. X 2,000 Hartford Financial Services Group Inc. X X 25,040 Hasbro Inc. X 5,812 Hawaiian Elec Inds Inc. X 2,000 Health Management Associates, Inc. Cl X 4,050 Hearst-Argyle Television Inc. X 3,004 H J Heinz Co X X 73,648 Helix Technology Inc. X 51,300 Helmerich & Payne X X 13,500 Hershey Foods Corp. X X 14,180 Hewlett-Packard Co. X X 285,696 Hillenbrand Industry Inc. X 20,153 Hoechst AG ADR X 31,200 Holly Corp. Com Par $0.01 X 8 Hologic Inc. X 2,400 Home Depot Inc. X X 413,068 Honeywell Inc. X 4,864 Hong Kong Telecom Adr X 6,434
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- Horace Mann Educators Common Stock 440327104 2,522 108,745 Hospitality Worldwide Services Common Stock 44106N100 3 1,000 Household International Inc. Common Stock 441815107 205 4,500 Hubbell Inc. CL B Common Stock 443510201 282 7,052 Hudsons Bay Co -Canada- Foreign Stock 444204101 392 37,100 Huffy Corp. Common Stock 444356109 14 1,200 Humana Inc. Common Stock 444859102 38 2,200 Human Genome Sciences Inc. Common Stock 444903108 160 4,625 Huntington Bancshares Inc. Common Stock 446150104 6,963 225,049 Hussmann International Inc. Common Stock 448110106 62 4,250 Hutchinson Whampoa - Unsp ADR ADR 448415208 39 1,000 IBP Inc. Common Stock 449223106 54 2,900 IMC Global Inc. Common Stock 449669100 17 832 IMS Health Inc. Common Stock 449934108 807 24,354 IRSA - Spon GDR ADR 450047204 1,410 53,452 IRT Property Co Common Stock 450058102 21 2,400 ISS Group Inc Common Stock 450306105 16 200 I T T Industries Inc. Common Stock 450911102 152 4,300 Illinois Tool Works Common Stock 452308109 2,804 45,315 Imation Corp. Common Stock 45245A107 8 470 Imperial Tobacco PLC Spon ADR ADR 453142101 17 827 Incyte Pharmaceuticals Inc. Common Stock 45337C102 7 350 The India Fund, Inc. Common Stock 454089103 55 5,900 Indiana Energy Inc. Common Stock 454707100 317 16,726 Indo Metals Ltd Common Stock 455916106 0 1,000 Ing Groep NV Spons ADR ADR 456837103 30 538 Innerdyne Inc Common Stock 45764D102 6 3,000 Page Total: 71,902 Intel Corp. Common Stock 458140100 21,560 180,983 International Business Machines Common Stock 459200101 17,189 96,977 International Flavors & Fragrances Common Stock 459506101 28 750 International Multifoods Corp. Common Stock 460043102 5 200 International Paper Co. Common Stock 460146103 84 2,000 Intl Speedway Corp. Cl A Common Stock 460335201 7,211 136,700 Intl Speedway Corp. Cl B Common Stock 460335300 390 7,400 Interpublic Group Companies Inc. Common Stock 460690100 16 200 Invacare Corp. Common Stock 461203101 389 16,000 Invesco Global Health Sciences Fund Common Stock 46128N109 629 32,780 Iomega Corp. Common Stock 462030107 2 400 Ipalco Enterprises Inc. Common Stock 462613100 215 9,786 San Paolo - IMI Spa - Spon ADR ADR 465224103 2,319 72,473 Ito Yokado Ltd ADR - New ADR 465714301 1,677 25,240 Jacor Communications, Inc. Common Stock 469858401 8 109 The Japan Equity Fund, Inc. Common Stock 471057109 78 9,100 Jefferson-Pilot Corp. Common Stock 475070108 91 1,350 Johnson & Johnson Common Stock 478160104 9,280 99,054 Johnson Controls Inc. Common Stock 478366107 742 11,900 Jones Apparel Group, Inc. Common Stock 480074103 20 700 Jostens Inc. Common Stock 481088102 6,162 289,990 K Mart Corp. Common Stock 482584109 11 662 K2 Inc. Common Stock 482732104 11 1,372 Kansas City Power & Light Co Common Stock 485134100 5,259 213,545 Kansas City Southern Ind Inc. Common Stock 485170104 67,984 1,192,709 Kaydon Corp. Common Stock 486587108 27,417 947,455 Kellogg Co Common Stock 487836108 30 900 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Horace Mann Educators X 108,745 Hospitality Worldwide Services X 1,000 Household International Inc. X 4,500 Hubbell Inc. CL B X X 7,052 Hudsons Bay Co -Canada- X 37,100 Huffy Corp. X 1,200 Humana Inc. X 2,200 Human Genome Sciences Inc. X 4,625 Huntington Bancshares Inc. X 225,049 Hussmann International Inc. X 4,250 Hutchinson Whampoa - Unsp ADR X 1,000 IBP Inc. X 2,900 IMC Global Inc. X 832 IMS Health Inc. X 24,354 IRSA - Spon GDR X 53,452 IRT Property Co X 2,400 ISS Group Inc X 200 I T T Industries Inc. X X 4,300 Illinois Tool Works X X 350 44,965 Imation Corp. X 470 Imperial Tobacco PLC Spon ADR 827 Incyte Pharmaceuticals Inc. X 350 The India Fund, Inc. X 5,900 Indiana Energy Inc. X 16,726 Indo Metals Ltd X 1,000 Ing Groep NV Spons ADR X 538 Innerdyne Inc X 3,000 Page Total: Intel Corp. X X 400 180,583 International Business Machines X X 96,977 International Flavors & Fragrances X 750 International Multifoods Corp. X 200 International Paper Co. X 2,000 Intl Speedway Corp. Cl A X 136,700 Intl Speedway Corp. Cl B X 7,400 Interpublic Group Companies Inc. X 200 Invacare Corp. X 16,000 Invesco Global Health Sciences Fund X 32,780 Iomega Corp. X 400 Ipalco Enterprises Inc. X 9,786 San Paolo - IMI Spa - Spon ADR X 72,473 Ito Yokado Ltd ADR - New X 25,240 Jacor Communications, Inc. X 109 The Japan Equity Fund, Inc. X 9,100 Jefferson-Pilot Corp. X 1,350 Johnson & Johnson X X 99,054 Johnson Controls Inc. X X 11,900 Jones Apparel Group, Inc. X 700 Jostens Inc. X 142,100 147,890 K Mart Corp. X 662 K2 Inc. X 1,372 Kansas City Power & Light Co X 80,600 132,945 Kansas City Southern Ind Inc. X X 161,750 1,030,959 Kaydon Corp. X X 178,800 768,655 Kellogg Co X 900
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- Kellwood Co Common Stock 488044108 55 2,500 Kerr-McGee Corp. Common Stock 492386107 139 4,234 Keycorp New Common Stock 493267108 1,044 34,450 Keyspan Energy Corp. Common Stock 49337K106 106 4,200 Keystone Financial Inc. Common Stock 493482103 51 1,595 Keywest Energy Corp. Foreign Stock 493940100 0 400 Kimberly-Clark Corp. Common Stock 494368103 1,465 30,556 KIMCO Realty Corp. Common Stock 49446R109 37 1,000 KIMCO Realty 8.5% Cumulative Preferred Stock 49446R505 75 3,000 Kinder Morgan Energy Partners LP Common Stock 494550106 1,115 32,192 KMart Financing I 7.75% Conv Preferred Stock 498778208 77 1,275 Kohls Corp. - Wisconsin Common Stock 500255104 94 1,332 Koninklijke Ahold NV-SP ADR ADR 500467303 65 1,705 Koninklijke Philips Electronrics NV AD ADR 500472105 8 100 Koo Koo Roo Enterprises Inc Common Stock 500481106 0 400 Korea Electric Power Corp. ADR ADR 500631106 115 9,100 Korea Fund Inc. Common Stock 500634100 896 86,914 Kroger Co. Common Stock 501044101 623 10,407 LG & E Energy Common Stock 501917108 2,024 97,251 LSI Industries Inc Common Stock 50216C108 843 49,970 LaClede Gas Co Common Stock 505588103 107 5,100 Laidlaw Inc. New Common Stock 50730K503 18 3,100 Lakehead Pipeline Partner - LP Common Stock 511557100 25 558 LAM Research Corp. Common Stock 512807108 3 100 Page Total: 177,796 Lanvision Systems Inc. Common Stock 516555109 3 1,500 Latin American Investment Fd Inc. Common Stock 518279104 71 7,000 Latin American Discovery Fd Inc. Common Stock 51828C106 7 900 Leggett & Platt Inc. Common Stock 524660107 724 36,200 Legg Mason, Inc. Common Stock 524901105 8,083 239,935 Lehman Brothers Holdings Common Stock 524908100 27 455 Lilly (Eli) & Co. Common Stock 532457108 1,313 15,475 Lincoln National Corp. Common Stock 534187109 220 2,225 Littlefuse Inc. Common Stock 537008104 243 13,200 Little Switzerland Inc. Common Stock 537528101 83 43,000 Lockheed Martin Corp. Common Stock 539830109 21,376 567,176 Loews Corp. Common Stock 540424108 9,883 132,440 Louisiana Pacific Corp. Common Stock 546347105 59 3,170 Lowe's Companies, Inc. Common Stock 548661107 1,523 25,175 Lubrizol Corp. Common Stock 549271104 18 800 Lubys Cafeterias Inc. Common Stock 549282101 43 2,535 Lucent Technologies Inc. Common Stock 549463107 4,474 41,521 Lunar Corp. Common Stock 550362107 2 300 MAF Bancorp Common Stock 55261R108 111 4,982 MBIA, Inc. Common Stock 55262C100 438 7,550 MBNA Corp. Common Stock 55262L100 5,400 226,166 M C N Corp. Common Stock 55267J100 230 14,288 MCI Capital I 8.00% Cum PFD Ser A Preferred Stock 55267Y206 25 1,000 MCI Worldcom Inc. Common Stock 55268B106 8,921 100,727 M D U Resources Group, Inc. Common Stock 552690109 41 1,800 MGM Grand Inc. Common Stock 552953101 55 1,650 Magna International Inc. Foreign Stock 559222401 462 8,050 Mallinckrodt Inc. Common Stock 561232109 20 750 Mannesmann AG Sponsored ADR ADR 563775303 83 650 Manpower Inc. Common Stock 56418H100 35 1,500 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Kellwood Co X 2,500 Kerr-McGee Corp. X X 4,234 Keycorp New X X 34,450 Keyspan Energy Corp. X 4,200 Keystone Financial Inc. X 1,595 Keywest Energy Corp. X 400 Kimberly-Clark Corp. X X 30,556 KIMCO Realty Corp. X 1,000 KIMCO Realty 8.5% Cumulative X 3,000 Kinder Morgan Energy Partners LP X X 32,192 KMart Financing I 7.75% Conv X 1,275 Kohls Corp. - Wisconsin X 1,332 Koninklijke Ahold NV-SP ADR X 1,705 Koninklijke Philips Electronrics NV AD X 100 Koo Koo Roo Enterprises Inc X 400 Korea Electric Power Corp. ADR X 9,100 Korea Fund Inc. X 86,914 Kroger Co. X X 10,407 LG & E Energy X X 97,251 LSI Industries Inc X 49,970 LaClede Gas Co X 5,100 Laidlaw Inc. New X 3,100 Lakehead Pipeline Partner - LP X 558 LAM Research Corp. X 100 Page Total: Lanvision Systems Inc. X 1,500 Latin American Investment Fd Inc. X 7,000 Latin American Discovery Fd Inc. X 900 Leggett & Platt Inc. X 36,200 Legg Mason, Inc. X X 239,935 Lehman Brothers Holdings X 455 Lilly (Eli) & Co. X 15,475 Lincoln National Corp. X 2,225 Littlefuse Inc. X 13,200 Little Switzerland Inc. X 43,000 Lockheed Martin Corp. X X 95,976 471,200 Loews Corp. X 43,300 89,140 Louisiana Pacific Corp. X 3,170 Lowe's Companies, Inc. X 25,175 Lubrizol Corp. X 800 Lubys Cafeterias Inc. X 2,535 Lucent Technologies Inc. X X 41,521 Lunar Corp. X 300 MAF Bancorp X 4,982 MBIA, Inc. X 7,550 MBNA Corp. X 226,166 M C N Corp. X 14,288 MCI Capital I 8.00% Cum PFD Ser A X 1,000 MCI Worldcom Inc. X X 100,727 M D U Resources Group, Inc. X 1,800 MGM Grand Inc. X 1,650 Magna International Inc. X 8,050 Mallinckrodt Inc. X 750 Mannesmann AG Sponsored ADR X 650 Manpower Inc. X 1,500
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- Markel Corp. Common Stock 570535104 36 200 Marsh & McLennan Common Stock 571748102 138 1,860 Marshall & Ilsley Corp. Common Stock 571834100 5,986 107,982 Marriott International Cl A Common Stock 571903202 59 1,766 Martin Marietta Materials Common Stock 573284106 16,081 281,805 Masco Corp. Common Stock 574599106 204 7,218 Mascotech Inc. Common Stock 574670105 161 10,355 Matsushita Elec Ind ADR 576879209 519 2,682 Mattel Inc. Common Stock 577081102 6,074 244,171 May Department Stores Common Stock 577778103 1,783 45,569 McCormick & Co Non Voting Common Stock 579780206 2,749 94,793 McDermott International Inc. Common Stock 580037109 149 5,900 McDonalds Corp. Common Stock 580135101 39,559 873,014 Mckesson HBOC Inc. Common Stock 58155Q103 6,513 98,675 McMoran Exploration Co Common Stock 582411104 3 184 McWhorter Technologies Common Stock 582803102 29 2,100 Mead Corp. Common Stock 582834107 187 6,080 Media General Inc. Class A Common Stock 584404107 37 800 MediaOne Group Inc. Common Stock 58440J104 17,245 271,568 Meditrust Corp. (Paired CTF) Common Stock 58501T306 7 600 MedPartners, Inc. Common Stock 58503X107 4 811 Page Total: 161,495 Medtronic Inc. Common Stock 585055106 489 6,821 Mellon Bank Corp. Common Stock 585509102 26,063 370,345 Mercantile Bancorporation Common Stock 587342106 68 1,428 Mercantile Bankshares Corp. Common Stock 587405101 142 3,825 Merck & Co Inc. Common Stock 589331107 37,300 465,158 Mercury Finance Co Common Stock 589395102 1 12,324 Meridian Diagnostics Inc. Common Stock 589602101 11 1,700 Merrill Lynch & Co Common Stock 590188108 283 3,200 Merrill Lynch Capt Trust II Preferred Stock 59021C203 29 1,100 Merry Land Properties Inc Common Stock 590441101 1 87 Mesa Offshore Tr Units Of Ben Int Common Stock 590650107 0 1,000 Mexico Equity and Income Fund Inc. Common Stock 592834105 12 1,777 Mexico Fund Common Stock 592835102 10 666 Microsoft Corp. Common Stock 594918104 18,648 208,072 Midas Inc. Common Stock 595626102 47 1,414 The Midland Co Common Stock 597486109 72 3,000 Milacron Inc Common Stock 598709103 390 24,753 Milacron Inc 4% PFD Preferred Stock 598709202 4 108 Millenium Pharmaceuticals Common Stock 599902103 26 825 Millenium Chemicals Inc. Common Stock 599903101 5 236 Miller Herman Inc. Common Stock 600544100 44 2,400 Mineral Mountain Mining Common Stock 602873101 0 333 Minnesota Mining & Manufacturing Co. Common Stock 604059105 1,725 24,376 Minnesota Pwr & Light Common Stock 604110106 163 8,260 Mirage Resorts Inc. Common Stock 60462E104 163 7,650 Mitcham Industries Inc Common Stock 606501104 1 250 Mitchell Energy & Dev Corp. CL B Common Stock 606592301 1 100 Mobil Corp. Common Stock 607059102 2,019 22,943 Modis Professional Services Common Stock 607830106 5 600 Molex Inc. Common Stock 608554101 1,335 45,463 Molex Inc. Cl A Common Stock 608554200 18,920 731,224 Monsanto Co. Common Stock 611662107 1,253 27,275 Mony Group Inc. Common Stock 615337102 10 408 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Markel Corp. X 200 Marsh & McLennan X X 1,860 Marshall & Ilsley Corp. X 13,900 94,082 Marriott International Cl A X X 1,766 Martin Marietta Materials X X 50,971 230,834 Masco Corp. X X 7,218 Mascotech Inc. X X 10,355 Matsushita Elec Ind X 2,682 Mattel Inc. X 31,400 212,771 May Department Stores X X 45,569 McCormick & Co Non Voting X X 1,000 93,793 McDermott International Inc. X X 5,900 McDonalds Corp. X X 124,200 748,814 Mckesson HBOC Inc. X 11,000 87,675 McMoran Exploration Co X 184 McWhorter Technologies X 2,100 Mead Corp. X X 6,080 Media General Inc. Class A X 800 MediaOne Group Inc. X X 271,568 Meditrust Corp. (Paired CTF) X 600 MedPartners, Inc. X 811 Page Total: Medtronic Inc. X 6,821 Mellon Bank Corp. X X 370,345 Mercantile Bancorporation X 1,428 Mercantile Bankshares Corp. X X 3,825 Merck & Co Inc. X X 17,400 447,758 Mercury Finance Co X 12,324 Meridian Diagnostics Inc. X X 1,700 Merrill Lynch & Co X 3,200 Merrill Lynch Capt Trust II X 1,100 Merry Land Properties Inc X 87 Mesa Offshore Tr Units Of Ben Int X 1,000 Mexico Equity and Income Fund Inc. X 1,777 Mexico Fund X 666 Microsoft Corp. X X 1,200 206,872 Midas Inc. X 1,414 The Midland Co X 3,000 Milacron Inc X 24,753 Milacron Inc 4% PFD X 108 Millenium Pharmaceuticals X 825 Millenium Chemicals Inc. 236 Miller Herman Inc. X 2,400 Mineral Mountain Mining X 333 Minnesota Mining & Manufacturing Co. X 24,376 Minnesota Pwr & Light X 8,260 Mirage Resorts Inc. X 7,650 Mitcham Industries Inc X 250 Mitchell Energy & Dev Corp. CL B X 100 Mobil Corp. X X 22,943 Modis Professional Services X 600 Molex Inc. X 45,463 Molex Inc. Cl A X X 138,300 592,924 Monsanto Co. X X 27,275 Mony Group Inc. X 408
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- Moore Ltd Common Stock 615785102 4 450 J P Morgan & Co. Common Stock 616880100 9,830 79,680 Morgan JP & Co Inc. Adj Rate Preferred Stock 616880209 1,284 14,150 Morgan Stanley Africa Common Stock 617444104 5 500 Morgan St Dean Witter Discover & Co Common Stock 617446448 858 8,583 Morgan Stanley Emerging Mkts Fund Common Stock 61744G107 57 6,000 Morgan Stanley India Fund Common Stock 61745C105 290 31,800 Morrison Health Care Inc. Common Stock 61841L108 11 613 Morton Intl Inc. New Common Stock 619335102 83 2,250 Motorola Inc. Common Stock 620076109 1,494 20,390 Myriad Genetics Inc Common Stock 62855J104 7 750 NCR Corp. Common Stock 62886E108 23 461 Nipsco Industries Inc. Common Stock 629140104 733 27,150 NSP Financing I-7.875% Tr PFD Preferred Stock 629384207 26 1,000 NTN Communications Inc. Common Stock 629410309 0 5 Nabisco Hldgs Corp. Common Stock 629526104 898 21,600 National Australia Bank LTD Spon ADR ADR 632525408 2,674 29,628 National City Corp. Common Stock 635405103 13,289 200,215 Page Total: 140,807 National Presto Industries Incorporate Common Stock 637215104 35 1,000 National Service Industries Inc. Common Stock 637657107 191 5,600 Navistar International Corp. Common Stock 63934E108 3 70 Neon System Inc. Common Stock 640509105 11 200 Networks Associates Inc. Common Stock 640938106 80 2,600 Nestle SA Sponsored ADR ADR 641069406 5,167 56,888 New Century Energies Inc. Common Stock 64352U103 318 9,350 New England Electric System Common Stock 644001109 129 2,662 New Germany Fund Inc. Common Stock 644465106 88 7,372 New York Times Co. Common Stock 650111107 188 6,600 Newell Rubbermaid Inc. Common Stock 651229106 1,090 22,941 Newmont Mining Corp. Common Stock 651639106 63 3,593 Newpark Resources Inc. Com Par $0.01 Common Stock 651718504 253 34,932 Newport News and Shipbuilding Common Stock 652228107 4 140 The News Corp. Ltd Preferred Stock 652487802 87 3,179 Niagara Mohawk Holdings Inc. Common Stock 653520106 0 25 Nielsen Media Research Common Stock 653929307 91 3,706 Nike Inc. Common Stock 654106103 704 12,200 Noble Affiliates Inc. Common Stock 654894104 30 1,019 Nokia Corp. Sponsored ADR ADR 654902204 592 3,800 Nordstrom Inc. Common Stock 655664100 41 1,000 Norfolk Southern Corp. Common Stock 655844108 3,374 127,922 Norfolk Southern Railway Co. Preferred Stock 655855203 5 118 Norsk Hydro As Adr ADR 656531605 1,201 29,750 North Carolina Natural Gas Corp. Common Stock 658221106 556 18,289 Northern Mineral Co Common Stock 665415105 0 38 Northern States Power Co Common Stock 665772109 64 2,780 Northern Telecom Ltd. Common Stock 665815106 2,818 45,360 Northern Trust Corp. Common Stock 665859104 240 2,700 Northwest Airlines Corporation Class A Common Stock 667280101 8 300 Northwest Natural Gas Co Common Stock 667655104 18 825 Novartis AG-ADR ADR 66987V109 965 11,893 Novell, Inc. Common Stock 670006105 28 1,100 Novo-Nordisk A/S ADR ADR 670100205 131 2,400 Nucor Corp. Common Stock 670346105 94 2,122 OEA Inc Common Stock 670826106 4 500 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Moore Ltd X 450 J P Morgan & Co. X X 250 79,430 Morgan JP & Co Inc. Adj Rate X 14,150 Morgan Stanley Africa X 500 Morgan St Dean Witter Discover & Co X 8,583 Morgan Stanley Emerging Mkts Fund X 6,000 Morgan Stanley India Fund X 31,800 Morrison Health Care Inc. X 613 Morton Intl Inc. New X X 2,250 Motorola Inc. X X 300 20,090 Myriad Genetics Inc X 750 NCR Corp. X 461 Nipsco Industries Inc. X 27,150 NSP Financing I-7.875% Tr PFD X 1,000 NTN Communications Inc. X 5 Nabisco Hldgs Corp. X 10,000 11,600 National Australia Bank LTD Spon ADR X 29,628 National City Corp. X X 16,500 183,715 Page Total: National Presto Industries Incorporate X 1,000 National Service Industries Inc. X 5,600 Navistar International Corp. X 70 Neon System Inc. X 200 Networks Associates Inc. X 2,600 Nestle SA Sponsored ADR X X 56,888 New Century Energies Inc. X 9,350 New England Electric System X 2,662 New Germany Fund Inc. X 7,372 New York Times Co. X 6,600 Newell Rubbermaid Inc. X 22,941 Newmont Mining Corp. X X 3,593 Newpark Resources Inc. Com Par $0.01 X 34,932 Newport News and Shipbuilding 140 The News Corp. Ltd X 3,179 Niagara Mohawk Holdings Inc. X 25 Nielsen Media Research X 3,706 Nike Inc. X 12,200 Noble Affiliates Inc. X 1,019 Nokia Corp. Sponsored ADR X X 3,800 Nordstrom Inc. X 1,000 Norfolk Southern Corp. X X 1,500 126,422 Norfolk Southern Railway Co. X 118 Norsk Hydro As Adr X 29,750 North Carolina Natural Gas Corp. X 18,289 Northern Mineral Co X 38 Northern States Power Co X 2,780 Northern Telecom Ltd. X 45,360 Northern Trust Corp. X 2,700 Northwest Airlines Corporation Class A X 300 Northwest Natural Gas Co X 825 Novartis AG-ADR X X 11,893 Novell, Inc. X 1,100 Novo-Nordisk A/S ADR X X 2,400 Nucor Corp. X 2,122 OEA Inc X 500
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- OGE Energy Corp. Common Stock 670837103 171 7,600 Ogden Corp. Common Stock 676346109 84 3,500 Ohio Casualty Corp. Common Stock 677240103 1,034 26,524 Old Kent Financial Corp. Common Stock 679833103 9,158 216,749 Olsten Corp. Common Stock 681385100 171 27,555 Omnicare Inc. Common Stock 681904108 5 250 Omega Healthcare Investors, Inc. Common Stock 681936100 18 800 Omega Worldwide Inc. Common Stock 68210B108 1 265 On Command Corp. Common Stock 682160106 5 580 WTS On Command Corp. Common Stock 682160122 0 188 Online System Services Inc. Common Stock 682731104 20 1,500 Oracle Systems Corp. Common Stock 68389X105 112 4,237 Orange & Rockland Common Stock 684065105 46 800 Oregon Steel Mills Inc. Common Stock 686079104 10 1,000 Oshkosh Truck Corp. Class B Common Stock 688239201 241 7,400 Page Total: 29,749 Outback Steakhouse Inc. Common Stock 689899102 138 4,200 PECO Energy Capital L P 9% Preferred Stock 693303208 94 3,700 P G & E Corp. Common Stock 69331C108 19 600 PLC Capital LLC 9% Cum Ser A Preferred Stock 693405201 10 415 PLC Capital Trust I 8.25% Preferred Stock 693406209 26 1,000 PMC Capital Inc. Common Stock 693430100 70 8,350 PMI Group Inc. Common Stock 69344M101 14 300 P N C Financial Corp. Common Stock 693475105 4,096 73,712 P P & L Resources, Inc. Common Stock 693499105 7 263 PPG Industries, Inc. Common Stock 693506107 684 13,350 Paccar Inc. Common Stock 693718108 203 4,925 Pacific Century Financial Corp. Common Stock 694058108 17 796 Pacific Enterprises Preferred Stock 694232604 31 350 Pacific Telesis Finance TOPRS Preferred Stock 694887209 13 500 Pacificare Health Systems CL B Common Stock 695112201 10 150 Pacificorp Common Stock 695114108 52 3,000 Paine Webber Group Common Stock 695629105 90 2,250 Pall Corp. Common Stock 696429307 40 2,400 Panda Project Inc. Common Stock 69833F104 0 5 Parker Hannifin Corp. Common Stock 701094104 35 1,012 Payless Shoesource Inc. Common Stock 704379106 24 512 Penney (J C) Co Inc. Common Stock 708160106 546 13,476 Penton Media Inc. Common Stock 709668107 16 694 Peoples Energy Corp. Common Stock 711030106 68 2,100 PeopleSoft Inc. Common Stock 712713106 44 3,000 PepsiCo, Inc. Common Stock 713448108 2,113 53,916 Perlis Plantations-Unsp ADR ADR 713900207 9 11,000 Perkin Elmer Corp. Common Stock 714041100 19 200 Petrie Stores Liquidation Common Stock 716437108 1 450 Pharmacia & UpJohn Inc. Common Stock 716941109 461 7,395 Pfizer Inc. Common Stock 717081103 27,476 198,023 Philip Morris Companies Inc. Common Stock 718154107 18,987 539,593 Phillips Petroleum Co. Common Stock 718507106 17,963 380,161 Phoenix Intl Life Sciences Foreign Stock 718919103 9 1,000 Phoenix Medical Technology Inc. Common Stock 719095101 0 1,000 Piedmont Natural Gas Co Common Stock 720186105 28 800 Pier 1 Imports Inc. Common Stock 720279108 8 1,000 Pioneer Natural Resources Co Common Stock 723787107 0 42 Pioneer Standard Common Stock 723877106 1,922 292,850 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- OGE Energy Corp. X 7,600 Ogden Corp. X X 3,500 Ohio Casualty Corp. X X 26,524 Old Kent Financial Corp. X X 5,119 211,630 Olsten Corp. X X 27,555 Omnicare Inc. X 250 Omega Healthcare Investors, Inc. X 800 Omega Worldwide Inc. X 265 On Command Corp. X 580 WTS On Command Corp. X 188 Online System Services Inc. X 1,500 Oracle Systems Corp. X 4,237 Orange & Rockland X 800 Oregon Steel Mills Inc. X 1,000 Oshkosh Truck Corp. Class B X X 7,400 Page Total: Outback Steakhouse Inc. X 4,200 PECO Energy Capital L P 9% X 3,700 P G & E Corp. X 600 PLC Capital LLC 9% Cum Ser A X 415 PLC Capital Trust I 8.25% X 1,000 PMC Capital Inc. X 8,350 PMI Group Inc. X 300 P N C Financial Corp. X X 73,712 P P & L Resources, Inc. X 263 PPG Industries, Inc. X X 13,350 Paccar Inc. X 4,925 Pacific Century Financial Corp. X 796 Pacific Enterprises X 350 Pacific Telesis Finance TOPRS X 500 Pacificare Health Systems CL B X 150 Pacificorp X 3,000 Paine Webber Group X 2,250 Pall Corp. X X 2,400 Panda Project Inc. X 5 Parker Hannifin Corp. X 1,012 Payless Shoesource Inc. X 512 Penney (J C) Co Inc. X X 13,476 Penton Media Inc. X 694 Peoples Energy Corp. X 2,100 PeopleSoft Inc. X 3,000 PepsiCo, Inc. X X 53,916 Perlis Plantations-Unsp ADR X 11,000 Perkin Elmer Corp. X 200 Petrie Stores Liquidation X 450 Pharmacia & UpJohn Inc. X 7,395 Pfizer Inc. X X 198,023 Philip Morris Companies Inc. X X 8,200 531,393 Phillips Petroleum Co. X X 57,600 322,561 Phoenix Intl Life Sciences X 1,000 Phoenix Medical Technology Inc. X 1,000 Piedmont Natural Gas Co X 800 Pier 1 Imports Inc. X 1,000 Pioneer Natural Resources Co X 42 Pioneer Standard X 170,700 122,150
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- Pitney-Bowes, Inc. Common Stock 724479100 3,127 49,055 Pittway Corp. Common Stock 725790109 8 300 Pittway Corp. Class A Common Stock 725790208 29 1,088 Placer Dome Inc. Common Stock 725906101 23 2,042 Plains Resources Inc. New Common Stock 726540503 30 2,000 Playtex Products Inc. Common Stock 72813P100 91 6,000 Plum Creek Timber Co L P Common Stock 729237107 55 1,920 Pohang Iron & Steel Co, Ltd ADS ADR 730450103 760 42,519 Pomeroy Computer Resources Inc. Common Stock 731822102 40 3,058 Page Total: 79,501 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) . (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Pitney-Bowes, Inc. X 49,055 Pittway Corp. X 300 Pittway Corp. Class A X 1,088 Placer Dome Inc. X 2,042 Plains Resources Inc. New X 2,000 Playtex Products Inc. X 6,000 Plum Creek Timber Co L P X 1,920 Pohang Iron & Steel Co, Ltd ADS X 42,519 Pomeroy Computer Resources Inc. X X 3,058 Page Total:
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- Portugal Fund Inc. Common Stock 737265108 629 46,200 Post Properties Inc. Common Stock 737464107 32 900 Potash Corp. of Saskatchewan Foreign Stock 73755L107 15,415 288,125 Potomac Electric Power Co Common Stock 737679100 35 1,500 Praxair Inc. Common Stock 74005P104 36 1,000 Premark International Common Stock 740459102 4 108 Premier Parks Inc Common Stock 740540208 1,241 33,310 Primark Corp. Common Stock 741903108 13 600 Pride International Inc. Common Stock 741932107 41 5,000 Procter & Gamble Co. Common Stock 742718109 46,383 473,591 Provident Companies Inc. Common Stock 743862104 35 1,000 Provident Financial GRP Common Stock 743866105 208 5,410 Providian Financial Corp. Common Stock 74406A102 864 7,850 Public Service Enterprise Group Common Stock 744573106 61 1,604 Public Storage Inc. Common Stock 74460D109 4 178 Pulitzer Inc Common Stock 745769109 74 1,833 Q M S Inc. Common Stock 74726G102 3 1,000 Quaker Oats Common Stock 747402105 75 1,200 Quality Dining Inc Common Stock 74756P105 6 2,000 Questar Corp. Common Stock 748356102 27 1,600 Qwest Communications Intl Common Stock 749121109 14 200 R & B Falcon Corp. Common Stock 74912E101 13 1,526 R.H. Donnelly Corp. Common Stock 74955W307 37 2,366 RJR Nabisco Holdings Corp. Common Stock 74960K876 2,534 101,364 R.O.C. Taiwan Fund Common Stock 749651105 10 1,500 RPM Inc. - Ohio Common Stock 749685103 2 156 Ralston-Ralston Purina Group Common Stock 751277302 68 2,562 Ramtron International Corp. Common Stock 751907106 1 2,000 Raymond James Financial Inc. Common Stock 754730109 22 1,125 Rayonier Inc. Common Stock 754907103 19 475 Raytheon Co- Cl A Common Stock 755111309 110 1,904 Raytheon Co-Cl B Common Stock 755111408 1,211 20,662 Regeneron Pharmaceuticals Inc. Common Stock 75886F107 3 500 Regions Financial Corp. Common Stock 758940100 2,563 74,016 Registry Magic Inc Common Stock 75913K103 18 2,000 Reliant Energy Inc Common Stock 75952J108 348 13,364 Reliastar Financial Corp. Common Stock 75952U103 51 1,200 Repsol S.A. ADR ADR 76026T205 2,132 41,600 Rex Stores Corp. Common Stock 761624105 27 2,300 Rexall Sundown Inc. Common Stock 761648104 6 300 Reynolds & Reynolds Co CL A Common Stock 761695105 10 500 Rhone-Poulenc SA - Spons ADR ADR 762426609 37 840 Rio Tinto PLC - Sponsored ADR ADR 767204100 1,645 29,918 Roche Holdings Ltd Spons ADR ADR 771195104 134 1,100 Rockwell International Corp. Common Stock 773903109 42 1,000 Rohm & Haas Common Stock 775371107 191 5,700 Rollins Inc. Common Stock 775711104 17 1,000 Page Total: 76,452 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Portugal Fund Inc. X 46,200 Post Properties Inc. X 900 Potash Corp. of Saskatchewan X 63,300 224,825 Potomac Electric Power Co X 1,500 Praxair Inc. X 1,000 Premark International X 108 Premier Parks Inc X 33,310 Primark Corp. X 600 Pride International Inc. X 5,000 Procter & Gamble Co. X X 473,591 Provident Companies Inc. X 1,000 Provident Financial GRP X 5,410 Providian Financial Corp. X 7,850 Public Service Enterprise Group X 1,604 Public Storage Inc. X 178 Pulitzer Inc X 1,833 Q M S Inc. X 1,000 Quaker Oats X 1,200 Quality Dining Inc X 2,000 Questar Corp. X 1,600 Qwest Communications Intl X 200 R & B Falcon Corp. X 1,526 R.H. Donnelly Corp. X 2,366 RJR Nabisco Holdings Corp. X 60,400 40,964 R.O.C. Taiwan Fund X 1,500 RPM Inc. - Ohio X 156 Ralston-Ralston Purina Group X 2,562 Ramtron International Corp. X 2,000 Raymond James Financial Inc. X 1,125 Rayonier Inc. X X 475 Raytheon Co- Cl A X X 304 1,600 Raytheon Co-Cl B X X 20,662 Regeneron Pharmaceuticals Inc. X 500 Regions Financial Corp. X X 6,900 67,116 Registry Magic Inc X 2,000 Reliant Energy Inc X X 13,364 Reliastar Financial Corp. X 1,200 Repsol S.A. ADR X 2,500 39,100 Rex Stores Corp. X 2,300 Rexall Sundown Inc. X 300 Reynolds & Reynolds Co CL A X 500 Rhone-Poulenc SA - Spons ADR X 840 Rio Tinto PLC - Sponsored ADR X 29,918 Roche Holdings Ltd Spons ADR X 1,100 Rockwell International Corp. X 1,000 Rohm & Haas X 5,700 Rollins Inc. X 1,000 Page Total:
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- Royal Bank of Scotland Grp PLC Preferred Stock 780097309 16 600 The Royal Bank of Scotland Grp Plc Pfd Preferred Stock 780097507 13 500 Royal Dutch Petroleum Co ADR ADR 780257804 4,913 94,482 Royce Value Tr Inc. Common Stock 780910105 4,284 378,694 Royce Micro Cap Trust Inc. Common Stock 780915104 33 4,417 Ruby Tuesday Inc. Common Stock 781182100 32 1,840 SBC Communications Inc. Common Stock 78387G103 1,796 38,110 S C I Systems Inc. Common Stock 783890106 55 1,850 SLM Holding Corp. Common Stock 78442A109 138 3,300 Standard & Poors DEP Receipts Common Stock 78462F103 11 87 Safeway Inc. Common Stock 786514208 7 134 St. Mary Land & Exploration Common Stock 792228108 2,862 164,704 St. Paul Companies Inc. Common Stock 792860108 137 4,400 Saks Incorporated Common Stock 79377W108 1 41 Salomon Brothers Fd Inc. Common Stock 795477108 24 1,373 San Juan Basin Royalty Tr - UBI Common Stock 798241105 10 1,500 Santa Fe Energy Resources Inc Common Stock 802012104 1 186 Sara Lee Corp. Common Stock 803111103 474 19,155 Saville Systems Ireland Ltd ADR 805174109 6 500 Schering-Plough Corp. Common Stock 806605101 31,148 563,121 Schlumberger Limited Common Stock 806857108 7,268 120,759 Schwab Charles Corp. Common Stock 808513105 43 450 Schweitzer-Mauduit Intl Common Stock 808541106 1 84 Scientific-Atlanta Inc. Common Stock 808655104 94 3,450 Scitex Corp. Ltd Ord Common Stock 809090103 9 926 The Scotts Co Class A Common Stock 810186106 262 7,000 Scudder New Europe Fd Common Stock 810905109 141 7,400 Scripps Co E W Cl A Common Stock 811054204 80 1,800 Jos E. Seagram & Sons Inc SR Preferred Stock 811845205 51 2,000 The Seagram Co Ltd Common Stock 811850106 200 4,000 Sealed Air Corp. Common Stock 81211K100 84 1,700 Sears Roebuck & Co Common Stock 812387108 322 7,133 Secom Co Ltd Adr ADR 813113206 90 475 Seitel Inc. New Common Stock 816074306 42 3,000 Sempra Energy Common Stock 816851109 38 2,000 Sepracor Inc. Common Stock 817315104 22 200 Service Corp. International Common Stock 817565104 9,989 701,000 Servicemaster Co Common Stock 81760N109 892 43,933 Shanghai Petro Co LTD ADR CL H ADR 819424102 4 400 Shaw Communications Inc Common Stock 82028K200 2,050 63,700 Shell Transport & Trading PLC ADR 822703609 712 17,520 Sherwin Williams Corp. Common Stock 824348106 62 2,200 Shopsmith Inc Common Stock 825098106 0 500 Siemens AG ADR New ADR 826197402 120 1,800 Sigma-Aldrich Corp. Common Stock 826552101 690 23,590 Silicon Graphics Inc. Common Stock 827056102 25 1,500 Sky Financial Group Inc Common Stock 83080P103 166 6,141 Page Total: 69,420 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Royal Bank of Scotland Grp PLC X 600 The Royal Bank of Scotland Grp Plc Pfd X 500 Royal Dutch Petroleum Co ADR X X 600 93,882 Royce Value Tr Inc. X 64,831 313,863 Royce Micro Cap Trust Inc. X 4,417 Ruby Tuesday Inc. X 1,840 SBC Communications Inc. X X 700 37,410 S C I Systems Inc. X 1,850 SLM Holding Corp. X 3,300 Standard & Poors DEP Receipts X 87 Safeway Inc. X 134 St. Mary Land & Exploration X 11,900 152,804 St. Paul Companies Inc. X 4,400 Saks Incorporated X 41 Salomon Brothers Fd Inc. X 1,373 San Juan Basin Royalty Tr - UBI X 1,500 Santa Fe Energy Resources Inc X 186 Sara Lee Corp. X X 19,155 Saville Systems Ireland Ltd X 500 Schering-Plough Corp. X X 563,121 Schlumberger Limited X X 7,200 113,559 Schwab Charles Corp. X 450 Schweitzer-Mauduit Intl X 84 Scientific-Atlanta Inc. X 3,450 Scitex Corp. Ltd Ord 926 The Scotts Co Class A X X 7,000 Scudder New Europe Fd X X 7,400 Scripps Co E W Cl A X 1,800 Jos E. Seagram & Sons Inc SR X 2,000 The Seagram Co Ltd X 4,000 Sealed Air Corp. X 1,700 Sears Roebuck & Co X X 7,133 Secom Co Ltd Adr X 475 Seitel Inc. New X 3,000 Sempra Energy X 2,000 Sepracor Inc. X 200 Service Corp. International X 191,100 509,900 Servicemaster Co X 43,933 Shanghai Petro Co LTD ADR CL H X 400 Shaw Communications Inc X 63,700 Shell Transport & Trading PLC X 17,520 Sherwin Williams Corp. X 2,200 Shopsmith Inc X 500 Siemens AG ADR New X 1,800 Sigma-Aldrich Corp. X 23,590 Silicon Graphics Inc. X 1,500 Sky Financial Group Inc X 6,141 Page Total:
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- SmithKline Beecham Spons ADR ADR 832378301 218 3,050 J M Smucker Co. Common Stock 832696108 71 3,200 J M Smucker Co Cl B Common Stock 832696207 144 8,100 Solectron Corp. Common Stock 834182107 32 650 Solutia Inc. Common Stock 834376105 47 2,724 Sonat Inc. Common Stock 835415100 119 3,950 Sonoco Products Co Common Stock 835495102 1 35 Sonus Pharmaceuticals Inc. Common Stock 835692104 2 200 Sony Corp. ADR ADR 835699307 1,467 16,067 Sothebys Holdings Inc. - Cl A Ltd Vtg Common Stock 835898107 3 100 Southern Co Common Stock 842587107 47 2,000 Southern Pacific Petroleum NL ADR ADR 843581307 5 1,375 South Trust Corp. Common Stock 844730101 22 580 Southwestern Energy Co. Common Stock 845467109 189 26,702 Spacelabs Medical Inc. Common Stock 846247104 8 500 Spieker Properties, Inc. Common Stock 848497103 42 1,200 Sprint Corp. (FON Group) Common Stock 852061100 753 7,676 Sprint Corp. (PCS Group) Common Stock 852061506 181 4,087 Standard-Pacific Corp. Common Stock 85375C101 1 100 Staples Inc. Common Stock 855030102 405 12,312 Starbucks Corp. Common Stock 855244109 12 420 L S Starrett Co Common Stock 855668109 11 400 L S Starrett Co Cl B Common Stock 855668208 11 400 State Auto Financial Corp. Common Stock 855707105 272 25,200 Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 52 1,836 State Street Corp. Common Stock 857477103 296 3,600 Statefed Financial Corp Common Stock 857549109 20 2,000 Steelcase Inc. - CL A Common Stock 858155203 560 36,900 Steris Corp. Common Stock 859152100 13 500 Stewart & Stevenson Common Stock 860342104 363 47,200 Stewart Enterprises CL A Common Stock 860370105 4 250 Stratus Properties Inc Common Stock 863167102 2 555 Stride Rite Corp. Common Stock 863314100 1 59 Structural Dynamics Research Common Stock 863555108 15 770 Student Loan Mkting Preferred Stock 863871208 45 900 Summitt Bancorp Common Stock 866005101 12 300 Sun Microsystems Inc. Common Stock 866810104 287 2,300 Suburst Hospitality Corp. Common Stock 866948102 2 450 Sunbeam Corp. Common Stock 867071102 14 2,500 Sundstrand Corp. Common Stock 867323107 59 850 Sunoco Inc Common Stock 86764P109 8 228 Suntrust Banks Inc. Common Stock 867914103 710 11,400 Superior Energy Services Inc. Common Stock 868157108 14 4,000 Swire Pacific Ltd Sponsored ADR ADR 870794302 16 3,400 Symantec Corp. Common Stock 871503108 68 4,000 Symbol Technologies Inc. Common Stock 871508107 10 225 Sysco Corp. Common Stock 871829107 12,101 459,892 Page Total: 18,735 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- SmithKline Beecham Spons ADR X 3,050 J M Smucker Co. X 3,200 J M Smucker Co Cl B X X 8,100 Solectron Corp. X 650 Solutia Inc. X 2,724 Sonat Inc. X 3,950 Sonoco Products Co X 35 Sonus Pharmaceuticals Inc. X 200 Sony Corp. ADR X 16,067 Sothebys Holdings Inc. - Cl A Ltd Vtg X 100 Southern Co X 2,000 Southern Pacific Petroleum NL ADR X 1,375 South Trust Corp. X 580 Southwestern Energy Co. X 26,702 Spacelabs Medical Inc. X 500 Spieker Properties, Inc. X 1,200 Sprint Corp. (FON Group) X 7,676 Sprint Corp. (PCS Group) X 4,087 Standard-Pacific Corp. X 100 Staples Inc. X X 12,312 Starbucks Corp. X 420 L S Starrett Co X 400 L S Starrett Co Cl B X 400 State Auto Financial Corp. X 25,200 Starwood Hotels & Resorts Worldwide In X X 1,836 State Street Corp. X 3,600 Statefed Financial Corp X 2,000 Steelcase Inc. - CL A X 36,900 Steris Corp. X 500 Stewart & Stevenson X 47,200 Stewart Enterprises CL A X 250 Stratus Properties Inc X 555 Stride Rite Corp. X 59 Structural Dynamics Research X 770 Student Loan Mkting X 900 Summitt Bancorp X 300 Sun Microsystems Inc. X 2,300 Suburst Hospitality Corp. X 450 Sunbeam Corp. X 2,500 Sundstrand Corp. X 850 Sunoco Inc X 228 Suntrust Banks Inc. X X 11,400 Superior Energy Services Inc. X 4,000 Swire Pacific Ltd Sponsored ADR X 3,400 Symantec Corp. X 4,000 Symbol Technologies Inc. X 225 Sysco Corp. X X 459,892 Page Total:
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- Teco Energy Inc. Common Stock 872375100 29 1,434 Teppco Partners L P Units Rep Lim Limited Partner 872384102 51 2,000 Tnp Enterprises Inc. Common Stock 872594106 469 16,300 T R W Inc. Common Stock 872649108 245 5,379 Tu Electric Cap III 8.00% Cum PFD Preferred Stock 87305G202 25 1,000 Taiwan Fund Inc. Common Stock 874036106 256 18,700 Taubman Centers, Inc. Common Stock 876664103 491 40,058 Telefonica De Espana SA Spons ADR ADR 879382208 1,422 11,131 Telefonos De Mexico SA Spons ADR ADR 879403780 499 7,618 Telephone & Data Systems, Inc. Common Stock 879433100 261 4,615 Telxon Corp. Common Stock 879700102 7 700 Temple Inland Inc. Common Stock 879868107 25 400 Templeton Dragon Fund Inc. Common Stock 88018T101 1,034 134,550 Templeton Emerging Markets Common Stock 880191101 822 75,600 Tenet Healthcare Corp. Common Stock 88033G100 19 1,000 Tennant Co Common Stock 880345103 31 900 Tenneco Inc. Common Stock 88037E101 20 700 Tennessee Valley Authority QIDS Ser A Preferred Stock 880591102 5 200 Texaco Inc. Common Stock 881694103 516 9,088 Texas Instruments Inc. Common Stock 882508104 337 3,400 Texas Utilities Co. Common Stock 882848104 322 7,732 Thai Fund Inc. Common Stock 882904105 1 200 Thai Cap Fd Inc. Common Stock 882905102 4 800 Textron Capital I Trust Pfd Preferred Stock 883198202 25 1,000 Thermo Electron Corp. Common Stock 883556102 553 40,762 Thermo Instrument Systems Inc. Common Stock 883559106 30 2,106 Thomas & Betts Corp. Common Stock 884315102 41 1,100 Thornburg Mortgage Asset Corp. Common Stock 885218107 17 2,000 Time Warner Inc. Common Stock 887315109 39,109 550,344 Timken Co Common Stock 887389104 198 12,200 Tomkins PLC Sponsored ADR ADR 890030208 1,388 93,300 Tootsie Roll Industries Inc. Common Stock 890516107 116 2,521 Topps Inc. Common Stock 890786106 0 1 Torchmark Corp. Common Stock 891027104 19 600 Total SA Adr ADR 89151E109 15,405 252,537 Total System Services Inc. Common Stock 891906109 42 2,250 Toys 'R' Us Inc. Common Stock 892335100 400 21,270 Trammell Crow Co Common Stock 89288R106 6 300 Trans-Dominion Energy Common Stock 89322F100 0 1 Trans World Airlines Common Stock 893349837 0 1 Transamerica Corp. Common Stock 893485102 1,025 14,430 Transcanada Pipelines Ltd Preferred Stock 893526756 29 1,100 Travelers P&C Capital I 8.08% Preferred Stock 893931204 25 1,000 Tri City Bank Shares Corp - Wisc Common Stock 895364107 1 15 Tri-Continental Common Stock 895436103 145 5,009 Tricon Global Restaurants Inc. Common Stock 895953107 235 3,350 Tribune Co Common Stock 896047107 1,382 21,122 Page Total: 67,081 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Teco Energy Inc. X 1,434 Teppco Partners L P Units Rep Lim X 2,000 Tnp Enterprises Inc. X 16,300 T R W Inc. X 5,379 Tu Electric Cap III 8.00% Cum PFD X 1,000 Taiwan Fund Inc. X 18,700 Taubman Centers, Inc. X 40,058 Telefonica De Espana SA Spons ADR X X 11,131 Telefonos De Mexico SA Spons ADR X 7,618 Telephone & Data Systems, Inc. X 4,615 Telxon Corp. X 700 Temple Inland Inc. X 400 Templeton Dragon Fund Inc. X 2,700 131,850 Templeton Emerging Markets X X 75,600 Tenet Healthcare Corp. X 1,000 Tennant Co X 900 Tenneco Inc. 700 Tennessee Valley Authority QIDS Ser A X 200 Texaco Inc. X X 9,088 Texas Instruments Inc. X 3,400 Texas Utilities Co. X 7,732 Thai Fund Inc. X 200 Thai Cap Fd Inc. X 800 Textron Capital I Trust Pfd X 1,000 Thermo Electron Corp. X 40,762 Thermo Instrument Systems Inc. X 2,106 Thomas & Betts Corp. X 1,100 Thornburg Mortgage Asset Corp. X 2,000 Time Warner Inc. X X 79,800 470,544 Timken Co X X 12,200 Tomkins PLC Sponsored ADR X 93,300 Tootsie Roll Industries Inc. X X 2,521 Topps Inc. X 1 Torchmark Corp. X 600 Total SA Adr X X 36,700 215,837 Total System Services Inc. X 2,250 Toys 'R' Us Inc. X 21,270 Trammell Crow Co X 300 Trans-Dominion Energy X 1 Trans World Airlines X 1 Transamerica Corp. X X 14,430 Transcanada Pipelines Ltd X 1,100 Travelers P&C Capital I 8.08% X 1,000 Tri City Bank Shares Corp - Wisc X 15 Tri-Continental X 5,009 Tricon Global Restaurants Inc. X X 3,350 Tribune Co X X 21,122 Page Total:
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- Tupperware Corp. Common Stock 899896104 10 528 Fired Up Inc. Common Stock 8S00969 5 2,000 Hunkar Laboratories Inc. Common Stock 8S02052 0 3 Losantiville Cnty Club Land Common Stock 8S02062 4 17 A/F Protein Inc. Ser B Conv Pfd Preferred Stock 8S04667 50 38,462 Turbosonic Technologies Inc. Common Stock 900010109 0 53 Turkish Investment Fd Common Stock 900145103 7 1,000 Tyco International LTD Foreign Stock 902124106 23,024 320,888 Tyson Foods Inc. Common Stock 902494103 10 500 Ucar International Inc. Common Stock 90262K109 3,246 229,775 USX Marathon Group Common Stock 902905827 52 1,877 U S T Inc. Common Stock 902911106 3,190 122,100 U S Bancorp New Common Stock 902973106 223 6,555 USG Corp. Common Stock 903293405 15 300 USX-U.S. Steel Group Common Stock 90337T101 0 19 Union Camp Corp. Common Stock 905530101 60 900 Union Carbide Corp. Common Stock 905581104 45 1,000 Union Pacific Corp. Common Stock 907818108 32,368 605,718 Union Pacific Capital Trust Term Preferred Stock 907824403 30 600 Union Pacific Resources Group Inc. Common Stock 907834105 131 11,064 Uniprop Income Fund II Limited Partner 90915D106 7 500 Unisource Energy Corp. Common Stock 909205106 11 1,000 United Asset Management Corp. Common Stock 909420101 111 4,900 United Dominion Realty Trust Common Stock 910197102 4,003 390,525 United Dominion Realty Trust Preferred Stock 910197300 30 1,200 United Overseas Bank LTD Spons ADR ADR 911271302 4 300 U.S. Filter Corp. Common Stock 911843209 6 187 US Air Group Common Stock 911905107 239 4,900 U.S. Industries, Inc. Common Stock 912080108 4 248 U.S. West Inc. Common Stock 91273H101 1,722 31,265 U.S. Trust Corp. New Common Stock 91288L105 5,934 79,982 U S Wireless Data inc Cl A Common Stock 912899101 7 7,000 United Technologies Corp. Common Stock 913017109 2,784 20,556 United Water Resources Inc. Common Stock 913190104 27 1,300 Universal Foods Corp. Common Stock 913538104 32 1,534 Universal Health Common Stock 913903100 3 60 Unocal Corp. Common Stock 915289102 233 6,340 Utilicorp United Inc. Common Stock 918005109 82 3,600 V F Corp. Common Stock 918204108 99 2,100 Valmont Ind Inc Common Stock 920253101 38 2,748 The Valspar Corp. Common Stock 920355104 8,999 285,118 Varian Assocates Inc. Common Stock 922204102 23 600 Veritas DGC Inc Common Stock 92343P107 1 100 Vertex Pharmaceuticals Inc. Common Stock 92532F100 14 550 WTS Viacom Inc Cl E Common Stock 925524134 5 289 Viacom Inc Class B Common Stock 925524308 39 460 Vina Concha Y Toro SA Spons ADR ADR 927191106 3 100 Page Total: 86,930 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Tupperware Corp. X X 528 Fired Up Inc. X 2,000 Hunkar Laboratories Inc. X 3 Losantiville Cnty Club Land X 17 A/F Protein Inc. Ser B Conv Pfd X 38,462 Turbosonic Technologies Inc. X 53 Turkish Investment Fd X 1,000 Tyco International LTD X X 37,252 283,636 Tyson Foods Inc. X 500 Ucar International Inc. X 118,600 111,175 USX Marathon Group X 1,877 U S T Inc. X 44,900 77,200 U S Bancorp New X 6,555 USG Corp. X 300 USX-U.S. Steel Group X 19 Union Camp Corp. X 900 Union Carbide Corp. X 1,000 Union Pacific Corp. X X 138,700 467,018 Union Pacific Capital Trust Term X 600 Union Pacific Resources Group Inc. X 11,064 Uniprop Income Fund II X 500 Unisource Energy Corp. X 1,000 United Asset Management Corp. X 4,900 United Dominion Realty Trust X 168,200 222,325 United Dominion Realty Trust X 1,200 United Overseas Bank LTD Spons ADR X 300 U.S. Filter Corp. X 187 US Air Group X 4,900 U.S. Industries, Inc. 248 U.S. West Inc. X X 31,265 U.S. Trust Corp. New X X 79,982 U S Wireless Data inc Cl A X 7,000 United Technologies Corp. X 20,556 United Water Resources Inc. X 1,300 Universal Foods Corp. X 1,534 Universal Health X 60 Unocal Corp. X 6,340 Utilicorp United Inc. X 3,600 V F Corp. X X 2,100 Valmont Ind Inc X 2,748 The Valspar Corp. X X 285,118 Varian Assocates Inc. X 600 Veritas DGC Inc X 100 Vertex Pharmaceuticals Inc. X 550 WTS Viacom Inc Cl E X 289 Viacom Inc Class B X 460 Vina Concha Y Toro SA Spons ADR X 100 Page Total:
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- Vion Pharmaceuticals Inc. Common Stock 927624106 14 2,713 Vishay Intertechnology Inc. Common Stock 928298108 8 551 Visual Data Corp Common Stock 928428200 7 500 Vitesse Semiconductor Corp. Common Stock 928497106 101 2,000 Vlasic Foods International Common Stock 928559103 11 840 Vodafone Group Plc Spon ADR ADR 92857T107 188 1,000 Volkswagen AG - Sponsored ADR ADR 928662303 32 2,400 Volvo Aktiebolaget ADR 928856400 10 400 Vornado Realty Trust Common Shares Common Stock 929042109 104 3,000 WEC CAP TR I TR PFD SECS 6.85% Preferred Stock 92923G204 194 8,000 Wicor Inc Common Stock 929253102 951 46,950 WSFS Financial Corp. Common Stock 929328102 1,102 75,375 Wachovia Corp. Common Stock 929771103 506 6,228 Waddell & Reed Financial - A Common Stock 930059100 0 17 Waddell & Reed Financial Cl-B -W/I Common Stock 930059209 1 73 Wal-Mart Stores Inc. Common Stock 931142103 2,702 29,307 Walgreen Co Common Stock 931422109 1,115 39,456 Wallace Computer Services Inc. Common Stock 932270101 29 1,483 WTS Wang Labs New Common Stock 93369N117 1 206 Warner Lambert Co. Common Stock 934488107 6,533 98,707 Washington Federal Inc. Common Stock 938824109 13,759 655,199 Washington Mutual Inc. Common Stock 939322103 1,165 28,503 Washington Real Estate Investors Trust Common Stock 939653101 551 33,774 Waste Management Inc Common Stock 94106L109 13 291 Watts Industries Inc Class A Common Stock 942749102 4 300 Wausau-Mosinee Paper Corp. Common Stock 943315101 53 3,765 Weingarten Realty Investors Common Stock 948741103 164 4,135 Weis Markets Inc Common Stock 948849104 53 1,441 Wellpoint Health Networks Inc. Common Stock 94973H108 23 300 Wells Fargo & Co. Common Stock 949746101 6,938 197,872 Wendy's International Inc Common Stock 950590109 3 108 Western Digital Corp. Common Stock 958102105 6 700 Western Resources Inc Common Stock 959425109 5,743 215,175 Westvaco Corp. Common Stock 961548104 138 6,579 Westwood Homestead Finl Corp. Common Stock 961767100 2 200 Weyerhaeuser Co. Common Stock 962166104 537 9,673 Whitman Corp. Common Stock 96647K102 257 14,932 Whole Foods Market Inc Common Stock 966837106 14 400 Wild Oats Markets Inc. Common Stock 96808B107 30 1,100 Willamette Inds Common Stock 969133107 704 18,658 Williams Companies Inc Common Stock 969457100 125 3,164 Williams Sonoma Inc. Common Stock 969904101 191 6,750 Wind River Systems Inc Common Stock 973149107 18 1,012 Wisconsin Central Common Stock 976592105 13 1,000 Wisconsin Energy Power Common Stock 976657106 116 4,429 Wolters Kluwer NV Spons ADR ADR 977874205 63 350 World Television Inc Common Stock 98151F305 0 23 Page Total: 44,290 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Vion Pharmaceuticals Inc. X 2,713 Vishay Intertechnology Inc. X 551 Visual Data Corp X 500 Vitesse Semiconductor Corp. X 2,000 Vlasic Foods International X 840 Vodafone Group Plc Spon ADR X 1,000 Volkswagen AG - Sponsored ADR X 2,400 Volvo Aktiebolaget X 400 Vornado Realty Trust Common Shares X 3,000 WEC CAP TR I TR PFD SECS 6.85% X 8,000 Wicor Inc X X 46,950 WSFS Financial Corp. X 75,375 Wachovia Corp. X 6,228 Waddell & Reed Financial - A 17 Waddell & Reed Financial Cl-B -W/I 73 Wal-Mart Stores Inc. X 29,307 Walgreen Co X X 39,456 Wallace Computer Services Inc. X 1,483 WTS Wang Labs New X 206 Warner Lambert Co. X X 98,707 Washington Federal Inc. X X 183,485 471,714 Washington Mutual Inc. X 600 27,903 Washington Real Estate Investors Trust X 33,774 Waste Management Inc X 291 Watts Industries Inc Class A X 300 Wausau-Mosinee Paper Corp. X 3,765 Weingarten Realty Investors X 4,135 Weis Markets Inc X 1,441 Wellpoint Health Networks Inc. X 300 Wells Fargo & Co. X 197,872 Wendy's International Inc X 108 Western Digital Corp. X 700 Western Resources Inc X X 92,400 122,775 Westvaco Corp. X 6,579 Westwood Homestead Finl Corp. X 200 Weyerhaeuser Co. X X 9,673 Whitman Corp. X 14,932 Whole Foods Market Inc X 400 Wild Oats Markets Inc. X 1,100 Willamette Inds X 600 18,058 Williams Companies Inc X 3,164 Williams Sonoma Inc. X 6,750 Wind River Systems Inc X 1,012 Wisconsin Central X 1,000 Wisconsin Energy Power X 4,429 Wolters Kluwer NV Spons ADR X 350 World Television Inc X 23 Page Total:
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------------------- Worthington Industry Inc Common Stock 981811102 30 2,530 Wrigley (WM) Jr Co Common Stock 982526105 123 1,356 Xerox Corp. Common Stock 984121103 377 7,058 YPF Sociedad Anonima Sponsored ADR ADR 984245100 7,126 225,783 York International Inc Common Stock 986670107 178 5,050 Zeneca Group PLC - Spons ADR ADR 98934D106 56 1,200 Zweig Fund Inc Common Stock 989834106 55 5,182 Zitel Corp. Common Stock 989913108 3 1,200 McConnon & Co Ser A Pfd Preferred Stock 9901109A8 0 3 North Star Inc. Common Stock 990186918 27 2,000 3 Cities Fm Inc. Cl B Common Stock 9990269A7 0 975 Bayer A G Ord Common Stock D07112119 24 650 Buderus AG Foreign Stock D14224105 1,753 5,411 DaimlerChrysler A.G. ADR D1668R123 2,656 30,956 Deutsche Lufthansa New Foreign Stock D1908N106 1,794 81,000 Hoechst Ag Dm 5 Par Foreign Stock D33191103 256 6,000 Repsol SA-ORD SP 500 Par Foreign Stock E8471S106 377 7,300 Dassault Aviation SA-ORD Common Stock F24539102 25 150 Dassault Particpa FRF Foreign Stock F2455Z102 0 150 Euro Disneyland SCA Shs Ord Common Stock F26387104 0 200 Michelin S A, Cie Generale Des Foreign Stock F61824144 1,972 43,800 St Gobain Foreign Stock F80343100 2,058 12,924 Total SA-Ser B 9 ( FF 50 Par ) Foreign Stock F92124100 297 2,400 Allied Irish Banks PLC - ORD Foreign Stock G02072117 414 24,000 Cadbury Schweppes PLC - ORD 25P Foreign Stock G17444103 361 24,800 Dairy Farm International Hldgs Foreign Stock G2624N104 1,764 1,521,000 Foreign & Colonial Eurotrust Common Stock G3623T100 158 21,200 Diageo PLC-ORD 28 101/108P Foreign Stock G42089113 383 34,000 Jardine Strategic Holdings Ltd Common Stock G50764102 199 117,828 Rio Tinto PLC -ORD Foreign Stock G75754104 195 14,000 Tomkins PLC-ORD 5P Foreign Stock G89158136 177 47,700 Tommy Hilfiger Corp. Common Stock G8915Z102 24 350 Triton Energy Limited Common Stock G90751101 132 16,700 Waterford Wedgewood - Unit Foreign Stock G94697102 143 180,000 INVESCO Asia Trust Common Stock H000379 146 190,000 Invesco Tokyo Trust Common Stock H000381 87 176,000 Nestle S A Reg Ord Foreign Stock H57312136 91 50 Novartis Ag-Regd Foreign Stock H5820Q101 1,652 1,015 Canon Inc. ORD Foreign Stock J05124144 1,673 67,400 Fujitsu Ltd Ord Foreign Stock J15708159 2,224 138,000 Ito Yokado Co. LTD Foreign Stock J25209115 452 7,000 Matsumotokiyoshi Co ltd Foreign Stock J40885105 2,203 49,800 Matsushita Electric Indl Co Foreign Stock J41121104 1,840 94,000 Rohm Co Ltd Foreign Stock J65328122 1,798 15,000 Secom Co Ltd - Ord Foreign Stock J69972107 2,025 21,300 Sumitomo Warehouse Foreign Stock J78013109 373 86,000 Murray Global Retu Ord Foreign Stock M004265 138 99,624 Page Total: 37,840 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Worthington Industry Inc X 2,530 Wrigley (WM) Jr Co X 1,356 Xerox Corp. X X 7,058 YPF Sociedad Anonima Sponsored ADR X X 16,800 208,983 York International Inc X X 5,050 Zeneca Group PLC - Spons ADR X 1,200 Zweig Fund Inc X 5,182 Zitel Corp. X 1,200 McConnon & Co Ser A Pfd X 3 North Star Inc. X 2,000 3 Cities Fm Inc. Cl B X 975 Bayer A G Ord X 650 Buderus AG X 5,411 DaimlerChrysler A.G. X X 30,956 Deutsche Lufthansa New X 81,000 Hoechst Ag Dm 5 Par X 6,000 Repsol SA-ORD SP 500 Par X 7,300 Dassault Aviation SA-ORD X 150 Dassault Particpa FRF X 150 Euro Disneyland SCA Shs Ord X 200 Michelin S A, Cie Generale Des X 43,800 St Gobain X 12,924 Total SA-Ser B 9 ( FF 50 Par ) X 2,400 Allied Irish Banks PLC - ORD X 24,000 Cadbury Schweppes PLC - ORD 25P X 24,800 Dairy Farm International Hldgs X 1,521,000 Foreign & Colonial Eurotrust X 21,200 Diageo PLC-ORD 28 101/108P X 34,000 Jardine Strategic Holdings Ltd X 117,828 Rio Tinto PLC -ORD X 14,000 Tomkins PLC-ORD 5P X 47,700 Tommy Hilfiger Corp. X 350 Triton Energy Limited X 16,700 Waterford Wedgewood - Unit X 180,000 INVESCO Asia Trust X 190,000 Invesco Tokyo Trust X 176,000 Nestle S A Reg Ord 50 Novartis Ag-Regd X 1,015 Canon Inc. ORD X 67,400 Fujitsu Ltd Ord X 138,000 Ito Yokado Co. LTD X 7,000 Matsumotokiyoshi Co ltd X 49,800 Matsushita Electric Indl Co X 94,000 Rohm Co Ltd X 15,000 Secom Co Ltd - Ord X 21,300 Sumitomo Warehouse X 86,000 Murray Global Retu Ord X 99,624 Page Total:
FORM 13F NAME OF REPORTING MANAGER: BARTLETT - INST ID# 71934 Run Date: 05/10/99 ---------------------------- FOR POSITIONS HELD AS OF 3/31/999 S.E.C. Use Only ---------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - --------------------------------------------------------------------------------------------------------------------------------- Murray Global Retu Zero Div Pfd Preferred Stock M004280 165 99,624 Wiztec Solutions Ltd Ord Common Stock M98105105 72 4,000 Madge Networks N.V. Common Stock N5424G106 1 550 New Holland N.V. Foreign Stock N62648105 1,571 153,256 Commonwealth General LLC 8.875% Cum Preferred Stock P30525102 58 2,300 Irsa Inversiones Y Representiciones Foreign Stock P58809107 289 109,923 YPF Sociedad Anonima - Cl D Foreign Stock P9897X131 376 12,000 Brambles Industries LTD Foreign Stock Q17481104 2,040 80,300 National Australia Bank Ltd Ord Foreign Stock Q65336119 372 20,500 Elkem A/S Nok Ord Foreign Stock R21655106 1,713 116,570 Norsk Hydro A/S-Ord New Nk 20 Par Foreign Stock R61115102 349 8,600 River Cities Capital Group II Ltd Part Limited Partner RIVERCITI 200 200 San Paolo - IMI SPA ORD Foreign Stock T8249V104 367 22,572 AGA AB-B Shs Foreign Stock W02672124 1,634 130,000 Assidomaen AB Foreign Stock W0834N106 342 16,800 Cardo AB Foreign Stock W1991F100 1,483 75,000 Investor AB Stockholm Common Stock W48102102 8 190 Walnut Capital Partners LP Common Stock WLNTLPZZZ 400 16 Banco Commercial Portuges SA Foreign Stock X03188137 339 11,200 Kemira OY - ORD Foreign Stock X44073108 762 122,100 Perlis Plantation Berhad Foreign Stock Y68454100 694 869,100 Qingling Motors Co Ltd Common Stock Y71713104 2 12,000 Page Total: Grand Total: Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ---------------------------------------------------------------------------------------------------------------------------------- Murray Global Retu Zero Div Pfd X 99,624 Wiztec Solutions Ltd Ord X 4,000 Madge Networks N.V. X 550 New Holland N.V. X 153,256 Commonwealth General LLC 8.875% Cum X 2,300 Irsa Inversiones Y Representiciones X 109,923 YPF Sociedad Anonima - Cl D X 12,000 Brambles Industries LTD X 80,300 National Australia Bank Ltd Ord X 20,500 Elkem A/S Nok Ord X 116,570 Norsk Hydro A/S-Ord New Nk 20 Par X 8,600 River Cities Capital Group II Ltd Part X 200 San Paolo - IMI SPA ORD X 22,572 AGA AB-B Shs X 130,000 Assidomaen AB X 16,800 Cardo AB X 75,000 Investor AB Stockholm X 190 Walnut Capital Partners LP X 16 Banco Commercial Portuges SA X 11,200 Kemira OY - ORD X 122,100 Perlis Plantation Berhad X 869,100 Qingling Motors Co Ltd X 12,000 Page Total: 13,235 Grand Total: 2,019,730
Page 1 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ EGYPT INVESTMENT CO. FUND LTD 144A ADR 144A 000306548 129 9,500 SH AT&T Common Stock 001957109 21,206 265,700 SH EFG HERMES HLDGS GDS ORD5 144A Common Stock 002278429 97 8,000 SH AVT CORP Common Stock 002420107 224 9,400 SH ABBOTT LABS COM Common Stock 002824100 8,614 184,000 SH ABERCROMBIE & FITCH CO CL A Common Stock 002896207 148 1,600 SH GEDEON RICHTER GDS (REP 1 HUF1000) REG S GDS 004027663 30 980 SH BAJAJ AUTO GDR REP 1 SH INR10 GDR 004039077 312 18,300 SH INDIAN TOBACCO CO (ITC) GDR GDR 004438094 193 7,100 SH ACNIELSEN CORP COM Common Stock 004833109 1,259 46,400 SH ITI HOLDING SA POLAND Common Stock 005167784 248 1,200 SH PLIVA GDR (REP 20% OF 1 ORD) CROATIA GDR 005174706 128 8,000 SH KGHM POLSKA MIEDZ GDR (REP 2 ORD SHS) PL GDR 005289053 51 5,875 SH EXBUD SA GDR POLAND GDR 005410369 90 13,800 SH MOSTOSTAL WARSZAWA GDR REGS GDR 005453739 118 31,600 SH DAIRY FARM INTL US$0.05(SING QUOTE) USD Common Stock 006252087 2,069 1,783,300 SH ADVANCED DIGITAL INFORMATION COM Common Stock 007525108 53 3,200 SH ADVO INC COM Common Stock 007585102 361 18,700 SH AEROFLEX INC COM Common Stock 007768104 2,756 193,400 SH AFFILIATED COMPUTER SERVICES CL A Common Stock 008190100 2,118 46,300 SH ALBANY INTL CORP CL A Common Stock 012348108 527 28,100 SH ALBEMARLE CORP Common Stock 012653101 124 5,900 SH ALEXANDRIA REAL ESTATE EQ INC COM Common Stock 015271109 217 8,200 SH ALLERGAN INC COM Common Stock 018490102 290 3,300 SH ALLIEDSIGNAL INC COM Common Stock 019512102 1,156 23,500 SH ALLMERICA FINL CORP COM Common Stock 019754100 50 900 SH ALLSTATE CORP Common Stock 020002101 378 10,200 SH ALLTEL CORP COM Common Stock 020039103 7,005 112,298 SH ALPHARMA INC CL A Common Stock 020813101 200 5,100 SH ALTERA CORP COM NASD INDL Common Stock 021441100 738 12,400 SH AMBAC FINL GROUP INC COM Common Stock 023139108 86 1,600 SH AMERADA HESS CORP COM Common Stock 023551104 3,826 75,200 SH AMERICA WEST HLDG CORP CL B Common Stock 023657208 1,942 101,900 SH AMERICAN EXPRESS CO COM Common Stock 025816109 6,523 55,400 SH AMERICAN HOME PRODS CORP COM Common Stock 026609107 5,481 84,000 SH AMERICAN INTL GROUP INC COM Common Stock 026874107 22,198 184,025 SH AMERICAN MGMT SYS INC COM NASD INDL Common Stock 027352103 839 24,600 SH AMERICAN NATL INS CO COM NASD BK INS Common Stock 028591105 756 11,300 SH AMERITECH CORP COM Common Stock 030954101 14,764 256,200 SH AMGEN INC COM NASD INDL Common Stock 031162100 6,462 86,300 SH ANHEUSER BUSCH COS INC COM Common Stock 035229103 10,802 141,900 SH ANNTAYLOR STORES CORP Common Stock 036115103 243 5,500 SH APPLIED MATERIALS Common Stock 038222105 1,968 31,900 SH ARDENT SOFTWARE INC Common Stock 039794102 553 34,400 SH ARMCO INC COM Common Stock 042170100 90 20,200 SH ARNOLD INDS INC COM NASD INDL Common Stock 042595108 317 21,300 SH ARVIN INDS INC COM Common Stock 043339100 1,085 32,200 SH Page Total 128,824 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ----------------------------------------------- ------------------------------------------------------------------------------ EGYPT INVESTMENT CO. FUND LTD 144A X 9,500 0 0 AT&T X 253,600 0 12,100 EFG HERMES HLDGS GDS ORD5 144A X 8,000 0 500 AVT CORP X 8,900 0 8,400 ABBOTT LABS COM X 175,600 0 0 ABERCROMBIE & FITCH CO CL A X 1,600 0 10,000 GEDEON RICHTER GDS (REP 1 HUF1000) REG S X 980 0 23,100 BAJAJ AUTO GDR REP 1 SH INR10 X 18,300 0 9,700 INDIAN TOBACCO CO (ITC) GDR X 7,100 0 0 ACNIELSEN CORP COM X 36,400 0 5,300 ITI HOLDING SA POLAND X 1,200 0 2,500 PLIVA GDR (REP 20% OF 1 ORD) CROATIA X 8,000 0 2,300 KGHM POLSKA MIEDZ GDR (REP 2 ORD SHS) PL X 5,875 0 300 EXBUD SA GDR POLAND X 13,800 0 4,600 MOSTOSTAL WARSZAWA GDR REGS X 31,600 0 7,200 DAIRY FARM INTL US$0.05(SING QUOTE) USD X 1,783,300 0 5,900 ADVANCED DIGITAL INFORMATION COM X 3,200 0 0 ADVO INC COM X 13,400 0 0 AEROFLEX INC COM X 190,900 0 0 AFFILIATED COMPUTER SERVICES CL A X 44,000 0 900 ALBANY INTL CORP CL A X 20,900 0 500 ALBEMARLE CORP X 0 0 12,400 ALEXANDRIA REAL ESTATE EQ INC COM X 8,200 0 0 ALLERGAN INC COM X 3,300 0 12,400 ALLIEDSIGNAL INC COM X 23,500 0 0 ALLMERICA FINL CORP COM X 0 0 2,500 ALLSTATE CORP X 9,700 0 3,800 ALLTEL CORP COM X 99,898 0 1,500 ALPHARMA INC CL A X 5,100 0 400 ALTERA CORP COM NASD INDL X 0 0 2,500 AMBAC FINL GROUP INC COM X 1,600 0 0 AMERADA HESS CORP COM X 72,700 0 2,100 AMERICA WEST HLDG CORP CL B X 100,400 0 8,500 AMERICAN EXPRESS CO COM X 52,900 0 2,100 AMERICAN HOME PRODS CORP COM X 81,900 0 1,700 AMERICAN INTL GROUP INC COM X 175,525 0 0 AMERICAN MGMT SYS INC COM NASD INDL X 22,500 0 1,000 AMERICAN NATL INS CO COM NASD BK INS X 9,600 0 9,000 AMERITECH CORP COM X 247,200 0 8,000 AMGEN INC COM NASD INDL X 78,300 0 7,200 ANHEUSER BUSCH COS INC COM X 134,700 0 0 ANNTAYLOR STORES CORP X 5,500 0 1,700 APPLIED MATERIALS X 30,500 0 23,500 ARDENT SOFTWARE INC X 33,800 0 1,400 ARMCO INC COM X 20,200 0 600 ARNOLD INDS INC COM NASD INDL X 0 0 0 ARVIN INDS INC COM X 24,200 0 21,300 Page Total Page 2 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ ASHLAND INC COM Common Stock 044204105 18,483 451,500 SH ASSOCIATED BANC CORP. Common Stock 045487105 641 20,070 SH ASSOCIATED ESTATES RLTY CORP Common Stock 045604105 310 29,700 SH ASSOCIATES FIRST CAP CORP CL A Common Stock 046008108 4,779 106,200 SH ATLANTIC RICHFIELD CO COM Common Stock 048825103 812 11,100 SH ATMEL CORP Common Stock 049513104 506 33,300 SH AUTOMOBILE PROTECTION CORP COM Common Stock 052905106 129 16,100 SH AVANT CORP COM Common Stock 053487104 209 11,800 SH BISYS GROUP INC Common Stock 055472104 73 1,300 SH BP AMOCO PLC SPONS ADR American Shares 055622104 0 0 SH BALL CORP COM Common Stock 058498106 4,515 96,200 SH BANK NEW YORK INC COM Common Stock 064057102 2,462 68,500 SH BARD C R INC COM Common Stock 067383109 404 8,000 SH BARR LABORATORIES INC Common Stock 068306109 177 5,800 SH BAUSCH & LOMB INC COM Common Stock 071707103 5,740 88,300 SH BAXTER INTL INC COM Common Stock 071813109 205 3,100 SH BE AEROSPACE INC COM Common Stock 073302101 519 35,200 SH BECTON DICKINSON & CO COM Common Stock 075887109 31,524 822,800 SH BELL & HOWELL CO NEW Common Stock 077852101 381 13,000 SH BELL ATLANTIC CORP COM Common Stock 077853109 12,243 236,860 SH BELLSOUTH CORP COM Common Stock 079860102 20,556 513,100 SH BEST BUY INC COM Common Stock 086516101 41,725 802,400 SH BINDLEY WESTN INDS INC COM NASD INDL Common Stock 090324104 0 0 SH BLACK HILLS CORP COM Common Stock 092113109 109 5,100 SH BLAIR CORP COM Common Stock 092828102 57 3,600 SH BOB EVANS FARMS INC COM NASD INDL Common Stock 096761101 888 44,400 SH BOEING CO COM Common Stock 097023105 432 12,700 SH BORG WARNER AUTO Common Stock 099724106 1,779 37,200 SH BRADY WH CO CL A NASD INDL Common Stock 104674106 36 1,700 SH BRIGGS & STRATTON CORP COM Common Stock 109043109 232 4,700 SH BRINKER INTL INC COM Common Stock 109641100 1,668 64,300 SH BRISTOL MYERS SQUIBB CO COM Common Stock 110122108 15,935 248,500 SH BROWN FORMAN CORP CL B Common Stock 115637209 507 8,800 SH BROWN GROUP INC COM Common Stock 115657108 1,716 130,100 SH BROWNING FERRIS INDS INC COM Common Stock 115885105 4,558 118,200 SH BUCKLE INC Common Stock 118440106 879 39,050 SH BUFFETS INC COM NASD INDL Common Stock 119882108 661 66,900 SH BUILDING ONE SERVICES CORP Common Stock 120114103 4,409 256,500 SH C&D TECHNOLOGIES INC COM Common Stock 124661109 97 3,900 SH CBL & ASSOCIATES PPTYS INC Common Stock 124830100 1,423 61,200 SH CEC ENTERTAINMENT INC Common Stock 125137109 1,033 28,800 SH CMAC INVESTMENT CORP Common Stock 125662106 1,232 31,600 SH CPI CORP COM Common Stock 125902106 78 3,500 SH CNB BANCSHARES INC Common Stock 126126101 209 5,200 SH CSG SYSTEMS INTL INC COM Common Stock 126349109 1,436 36,400 SH CABOT OIL & GAS CORP CL A Common Stock 127097103 40 2,800 SH CALPINE CORP COM Common Stock 131347106 652 17,900 SH Page Total 186,459 Item 6: Investment Discretion Item 7: Item 8: (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None ------------------------------------------------------------------------------ ASHLAND INC COM X 430,700 0 8,000 ASSOCIATED BANC CORP. X 20,070 0 20,800 ASSOCIATED ESTATES RLTY CORP X 18,700 0 0 ASSOCIATES FIRST CAP CORP CL A X 101,400 0 11,000 ATLANTIC RICHFIELD CO COM X 9,600 0 4,800 ATMEL CORP X 31,500 0 0 AUTOMOBILE PROTECTION CORP COM X 14,700 0 1,500 AVANT CORP COM X 10,100 0 1,800 BISYS GROUP INC X 1,300 0 1,400 BP AMOCO PLC SPONS ADR X 0 0 1,700 BALL CORP COM X 95,900 0 4,000 BANK NEW YORK INC COM X 65,300 0 0 BARD C R INC COM X 0 0 0 BARR LABORATORIES INC X 5,800 0 0 BAUSCH & LOMB INC COM X 78,700 0 300 BAXTER INTL INC COM X 3,100 0 3,200 BE AEROSPACE INC COM X 35,200 0 4,858 BECTON DICKINSON & CO COM X 811,700 0 7,052 BELL & HOWELL CO NEW X 10,700 0 8,000 BELL ATLANTIC CORP COM X 226,160 0 0 BELLSOUTH CORP COM X 497,100 0 9,600 BEST BUY INC COM X 790,200 0 0 BINDLEY WESTN INDS INC COM NASD INDL X 0 0 0 BLACK HILLS CORP COM X 900 0 700 BLAIR CORP COM X 0 0 11,100 BOB EVANS FARMS INC COM NASD INDL X 31,000 0 2,300 BOEING CO COM X 12,100 0 10,700 BORG WARNER AUTO X 35,200 0 16,000 BRADY WH CO CL A NASD INDL X 1,700 0 1,800 BRIGGS & STRATTON CORP COM X 4,700 0 12,200 BRINKER INTL INC COM X 54,500 0 0 BRISTOL MYERS SQUIBB CO COM X 237,600 0 4,200 BROWN FORMAN CORP CL B X 5,300 0 3,600 BROWN GROUP INC COM X 129,300 0 13,400 BROWNING FERRIS INDS INC COM X 110,500 0 600 BUCKLE INC X 39,050 0 2,000 BUFFETS INC COM NASD INDL X 66,900 0 0 BUILDING ONE SERVICES CORP X 255,100 0 0 C&D TECHNOLOGIES INC COM X 3,900 0 9,800 CBL & ASSOCIATES PPTYS INC X 59,700 0 10,900 CEC ENTERTAINMENT INC X 28,800 0 3,500 CMAC INVESTMENT CORP X 28,500 0 800 CPI CORP COM X 2,000 0 7,700 CNB BANCSHARES INC X 5,200 0 0 CSG SYSTEMS INTL INC COM X 36,400 0 0 CABOT OIL & GAS CORP CL A X 2,400 0 1,400 CALPINE CORP COM X 17,900 0 0 Page Total Page 3 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ CANADIAN PACIFIC LTD Common Stock 135923100 520 26,600 SH CANANDAIGUA BRANDS INC CLA Common Stock 137219200 1,436 28,500 SH CARNIVAL CORP COM Common Stock 143658102 2,967 61,100 SH CAROLINA PWR & LT CO COM Common Stock 144141108 10,538 278,700 SH CARTER WALLACE INC COM Common Stock 146285101 112 6,200 SH CATELLUS DEVELOPMENT CORP COM Common Stock 149111106 167 12,500 SH CATO CORP -CL A Common Stock 149205106 307 33,000 SH CENTEX CORP COM Common Stock 152312104 310 9,300 SH CENTRAL NEWSPAPERS -CL A Common Stock 154647101 230 7,400 SH CENTURY TEL ENTERPRISES INC COM Common Stock 156686107 17,180 244,550 SH CHARTER ONE FINANCIAL Common Stock 160903100 623 21,600 SH CHELSEA GCA REALTY INC Common Stock 163262108 1,349 48,400 SH CHEMED CORP COM Common Stock 163596109 80 3,100 SH CHEVRON CORPORATION COM Common Stock 166751107 728 8,200 SH CHICOS FAS INC Common Stock 168615102 344 16,000 SH CHILECTRA ADR ADR 168884104 753 34,850 SH CHURCH & DWIGHT INC COM NASD INDL Common Stock 171340102 795 19,500 SH CINERGY CORP Common Stock 172474108 440 16,000 SH CITIGROUP INC Common Stock 172967101 16,089 251,886 SH CLAIRE S STORES INC COM Common Stock 179584107 2,591 86,000 SH CLARIFY INC COM Common Stock 180492100 531 19,900 SH COCA COLA CO COM Common Stock 191216100 1,860 30,300 SH COCA-COLA FEMSA S A DE C V SPNSR ADR 10S Sponsored ADR 191241108 2,773 170,000 SH COLE KENNETH PRODTNS INC COM Common Stock 193294105 103 3,900 SH COLGATE PALMOLIVE CO COM Common Stock 194162103 2,420 26,300 SH COLONIAL PROPERTIES TRUST Common Stock 195872106 362 14,200 SH COMCAST CORP CL A SPL NASD INDL Common Stock 200300200 31 500 SH COMMERCIAL METALS CO COM Common Stock 201723103 28 1,400 SH COMMONWEALTH ENERGY SYS COM SH BEN INT Common Stock 202800108 429 11,300 SH COMPANHIA ENERGETICA DE MINAS SP ADR NV Sponsored ADR 204409601 336 15,009 SH COMPANIA DE TELECOM CHILE SPON ADR NEW Sponsored ADR 204449300 348 14,780 SH COMPAQ COMPUTER CORP COM Common Stock 204493100 729 23,002 SH COMPUTER NETWORK TECH CORP Common Stock 204925101 540 33,500 SH COMPUWARE CORP Common Stock 205638109 13,270 555,800 SH COMVERSE TECHNOLOGY INC PAR $0.10 NASD I Common Stock 205862402 859 10,100 SH CONCORD EFS INC COM Common Stock 206197105 474 17,200 SH CONECTIV INC COM Common Stock 206829103 3,920 202,300 SH CONMED CORP Common Stock 207410101 3,633 117,200 SH CONSECO INC COM Common Stock 208464107 80 2,600 SH CONSOLIDATED FREIGHTWAYS CORP COM Common Stock 209232107 1,819 154,800 SH CONSOLIDATED GRAPHICS INC COM Common Stock 209341106 69 1,200 SH COORS ADOLPH CO CL B NASD INDL Common Stock 217016104 6,307 116,800 SH COPART INC Common Stock 217204106 261 12,600 SH COUNTRYWIDE CREDIT IND Common Stock 222372104 17,468 465,800 SH CRANE CO COM Common Stock 224399105 5,425 224,300 SH CROMPTON & KNOWLES CORP COM Common Stock 227111101 129 8,200 SH CURATIVE HEALTH SVCS INC COM Common Stock 231264102 130 11,300 SH Page Total 121,893 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------ ----------------------------------------------------------------------------- CANADIAN PACIFIC LTD X 26,000 0 1,500 CANANDAIGUA BRANDS INC CLA X 27,600 0 400 CARNIVAL CORP COM X 58,600 0 0 CAROLINA PWR & LT CO COM X 276,200 0 3,100 CARTER WALLACE INC COM X 6,200 0 1,500 CATELLUS DEVELOPMENT CORP COM X 12,500 0 0 CATO CORP -CL A X 33,000 0 0 CENTEX CORP COM X 0 0 4,700 CENTRAL NEWSPAPERS -CL A X 7,400 0 400 CENTURY TEL ENTERPRISES INC COM X 232,550 0 0 CHARTER ONE FINANCIAL X 17,000 0 600 CHELSEA GCA REALTY INC X 47,700 0 900 CHEMED CORP COM X 0 0 0 CHEVRON CORPORATION COM X 7,800 0 2,500 CHICOS FAS INC X 16,000 0 2,500 CHILECTRA ADR X 25,550 0 0 CHURCH & DWIGHT INC COM NASD INDL X 16,100 0 0 CINERGY CORP X 12,300 0 0 CITIGROUP INC X 242,586 0 9,300 CLAIRE S STORES INC COM X 76,600 0 800 CLARIFY INC COM X 19,600 0 0 COCA COLA CO COM X 28,900 0 12,000 COCA-COLA FEMSA S A DE C V SPNSR ADR 10S X 170,000 0 4,600 COLE KENNETH PRODTNS INC COM X 3,900 0 9,800 COLGATE PALMOLIVE CO COM X 25,000 0 700 COLONIAL PROPERTIES TRUST X 13,700 0 3,100 COMCAST CORP CL A SPL NASD INDL X 500 0 400 COMMERCIAL METALS CO COM X 1,400 0 0 COMMONWEALTH ENERGY SYS COM SH BEN INT X 9,400 0 9,300 COMPANHIA ENERGETICA DE MINAS SP ADR NV X 2,772 0 3,400 COMPANIA DE TELECOM CHILE SPON ADR NEW X 11,550 0 3,700 COMPAQ COMPUTER CORP COM X 22,002 0 8,750 COMPUTER NETWORK TECH CORP X 31,800 0 9,300 COMPUWARE CORP X 539,200 0 9,400 COMVERSE TECHNOLOGY INC PAR $0.10 NASD I X 200 0 300 CONCORD EFS INC COM X 8,700 0 1,400 CONECTIV INC COM X 190,800 0 0 CONMED CORP X 117,200 0 0 CONSECO INC COM X 1,300 0 0 CONSOLIDATED FREIGHTWAYS CORP COM X 147,800 0 1,300 CONSOLIDATED GRAPHICS INC COM X 1,200 0 500 COORS ADOLPH CO CL B NASD INDL X 106,900 0 0 COPART INC X 12,600 0 0 COUNTRYWIDE CREDIT IND X 430,700 0 1,900 CRANE CO COM X 209,500 0 12,237 CROMPTON & KNOWLES CORP COM X 7,000 0 7,200 CURATIVE HEALTH SVCS INC COM X 11,300 0 13,800 Page Total Page 4 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ CYBEX COMPUTER PRODS Common Stock 232522102 395 22,000 SH DTE ENERGY CO COM Common Stock 233331107 6,135 159,600 SH DVI INC COM Common Stock 233343102 73 4,900 SH DARDEN RESTAURANTS INC COM Common Stock 237194105 14,380 697,200 SH DAYTON HUDSON CORP COM Common Stock 239753106 6,776 101,700 SH DEAN FOODS CO COM Common Stock 242361103 75 2,100 SH DELL COMPUTER CORP COM NASD INDL Common Stock 247025109 12,696 310,600 SH DELTA AIR LINES INC DEL COM Common Stock 247361108 42 600 SH DENTSPLY INTL INC NEW COM NASD INDL Common Stock 249030107 2,176 93,600 SH DEPARTMENT 56 INC -SER A Common Stock 249509100 2,465 81,000 SH DEVELOPERS DIVERSIFI Common Stock 251591103 4,156 290,400 SH DEVRY INC DEL COM NASD INDL Common Stock 251893103 41 1,400 SH DIONEX CORP COM NASD INDL Common Stock 254546104 427 11,300 SH DISNEY WALT CO DEL COM Common Stock 254687106 778 25,000 SH DISTRIBUCION Y SERVICIO ADR ADR 254753106 68 5,500 SH DOLLAR THRIFTY AUTOMOTIVE GP Common Stock 256743105 2,600 150,700 SH DOMINION RES INC VA COM Common Stock 257470104 10,616 287,400 SH DU PONT E I DE NEMOURS & CO COM Common Stock 263534109 883 15,200 SH DUKE REALTY INVT INC COM NEW Common Stock 264411505 37 1,700 SH ECI TELECOMMUNICATIONS -ORD Common Stock 268258100 746 21,300 SH E M C CORP MASS COM Common Stock 268648102 33,381 261,300 SH EARTHGRAINS COMPANY Common Stock 270319106 3,166 142,700 SH EDISON INTERNATIONAL Common Stock 281020107 3,253 146,200 SH ELCOR CORP COM Common Stock 284443108 14 400 SH ELECTRONICS FOR IMAG Common Stock 286082102 13,553 347,500 SH EMPI INC COM NASD INDL Common Stock 291586105 67 3,100 SH EMPIRE DIST ELEC CO COM Common Stock 291641108 153 6,700 SH EMULEX CORP COM NEW Common Stock 292475209 96 2,900 SH ENHANCE FINANCIAL SV Common Stock 293310108 752 32,700 SH ETHYL CORP COM Common Stock 297659104 76 17,900 SH EVEREST REINSURANCE HLDGS Common Stock 299808105 2,352 75,400 SH EVERGREEN MARINE CORP TAIWAN GDR 144A GDR 144A 300246105 660 57,371 SH EXXON CORP COM Common Stock 302290101 2,103 29,800 SH FAIR ISAAC & CO INC COM NASD INDL Common Stock 303250104 37 1,000 SH FREDDIE MAC COM Common Stock 313400301 19,360 337,800 SH FANNIE MAE Common Stock 313586109 19,252 278,000 SH FEDERAL REALTY INVT TR SH BEN INT NEW Common Stock 313747206 364 17,200 SH FERRO CORP COM Common Stock 315405100 354 14,300 SH FIDELITY NATIONAL FINL INC Common Stock 316326107 239 15,950 SH FIRST AMERN FINL CORP COM NASD BK INS Common Stock 318522307 5,893 372,700 SH FIRST BANCORP P R COM Common Stock 318672102 534 22,200 SH FIRST UN CORP COM Common Stock 337358105 4,232 79,200 SH FISERV INC COM NASD INDL Common Stock 337738108 150 2,800 SH FIRSTFED FINL CORP COM Common Stock 337907109 358 22,300 SH FLAGSTAR BANCORP INC Common Stock 337930101 490 18,500 SH FIRSTENERGY CORP COM Common Stock 337932107 25,046 894,500 SH FLEET FINL GROUP INC NEW COM Common Stock 338915101 4,839 128,600 SH Page Total 206,339 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ---------------------------------------------- ----------------------------------------------------------------------------- CYBEX COMPUTER PRODS X 20,400 0 3,230 DTE ENERGY CO COM X 148,400 0 1,000 DVI INC COM X 3,400 0 0 DARDEN RESTAURANTS INC COM X 642,600 0 1,700 DAYTON HUDSON CORP COM X 98,900 0 16,600 DEAN FOODS CO COM X 2,000 0 9,900 DELL COMPUTER CORP COM NASD INDL X 296,600 0 8,500 DELTA AIR LINES INC DEL COM X 0 0 11,500 DENTSPLY INTL INC NEW COM NASD INDL X 88,100 0 0 DEPARTMENT 56 INC -SER A X 78,800 0 1,300 DEVELOPERS DIVERSIFI X 279,800 0 7,000 DEVRY INC DEL COM NASD INDL X 1,400 0 0 DIONEX CORP COM NASD INDL X 11,300 0 9,900 DISNEY WALT CO DEL COM X 23,800 0 0 DISTRIBUCION Y SERVICIO ADR X 0 0 7,800 DOLLAR THRIFTY AUTOMOTIVE GP X 144,000 0 35,100 DOMINION RES INC VA COM X 285,500 0 0 DU PONT E I DE NEMOURS & CO COM X 14,500 0 14,800 DUKE REALTY INVT INC COM NEW X 0 0 1,200 ECI TELECOMMUNICATIONS -ORD X 21,300 0 0 E M C CORP MASS COM X 256,900 0 0 EARTHGRAINS COMPANY X 142,300 0 1,600 EDISON INTERNATIONAL X 141,700 0 11,200 ELCOR CORP COM X 400 0 1,500 ELECTRONICS FOR IMAG X 338,100 0 0 EMPI INC COM NASD INDL X 3,100 0 54,600 EMPIRE DIST ELEC CO COM X 6,700 0 2,800 EMULEX CORP COM NEW X 2,500 0 100 ENHANCE FINANCIAL SV X 28,400 0 14,000 ETHYL CORP COM X 17,900 0 600 EVEREST REINSURANCE HLDGS X 72,100 0 5,500 EVERGREEN MARINE CORP TAIWAN GDR 144A X 57,371 0 2,200 EXXON CORP COM X 28,400 0 10,600 FAIR ISAAC & CO INC COM NASD INDL X 1,000 0 0 FREDDIE MAC COM X 327,200 0 2,300 FANNIE MAE X 270,900 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW X 15,900 0 0 FERRO CORP COM X 2,500 0 1,200 FIDELITY NATIONAL FINL INC X 15,950 0 5,500 FIRST AMERN FINL CORP COM NASD BK INS X 365,200 0 6,700 FIRST BANCORP P R COM X 22,200 0 1,900 FIRST UN CORP COM X 75,200 0 700 FISERV INC COM NASD INDL X 2,800 0 1,700 FIRSTFED FINL CORP COM X 22,300 0 0 FLAGSTAR BANCORP INC X 14,500 0 0 FIRSTENERGY CORP COM X 860,900 0 4,400 FLEET FINL GROUP INC NEW COM X 120,200 0 400 Page Total Page 5 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ FLOWER INDS INC GA COM Common Stock 343496105 8,020 325,700 SH FLUOR CORP COM Common Stock 343861100 1,669 61,800 SH FOMENTO ECONOMICO MEX-SP ADR ADS 344419106 10,016 323,740 SH FOOD LION INC CL A NASD INDL Common Stock 344775200 333 36,200 SH FOODMAKER INC Common Stock 344839204 26 1,000 SH FORD MTR CO DEL COM Common Stock 345370100 1,037 18,300 SH FOSTER WHEELER CORP COM Common Stock 350244109 1,080 89,100 SH FRANCHISE FINL CORP AMERICA Common Stock 351807102 1,729 82,100 SH FREMONT GEN CORP COM Common Stock 357288109 8,119 425,900 SH FULLER H B CO COM NASD INDL Common Stock 359694106 59 1,000 SH FURNITURE BRANDS INTL COM Common Stock 360921100 1,664 75,200 SH FURON CO COM NASD INDL Common Stock 361106107 15 1,200 SH GATX CORP COM Common Stock 361448103 1,680 51,000 SH GTE CORP COM Common Stock 362320103 9,033 149,300 SH GABLES RESIDENTIAL T Common Stock 362418105 1,327 60,500 SH GALILEO INTERNATIONAL INC COM Common Stock 363547100 5,142 106,300 SH GALLAGHER ARTHUR J & CO COM Common Stock 363576109 133 2,900 SH GANNETT INC COM Common Stock 364730101 16,122 255,900 SH GAP INC DEL COM Common Stock 364760108 14,398 213,900 SH GATEWAY 2000 INC Common Stock 367833100 11,779 171,800 SH GENCORP INC COM Common Stock 368682100 839 46,600 SH GENERAL ELEC CO COM Common Stock 369604103 55,235 499,300 SH GENERAL GROWTH PPTYS INC Common Stock 370021107 944 29,100 SH GENERAL MLS INC COM Common Stock 370334104 14,727 194,900 SH GENERAL MTRS CORP COM Common Stock 370442105 11,928 137,100 SH GEORGIA PAC CORP COM Common Stock 373298108 6,334 85,300 SH GEORGIA-PACIFIC TIMBER CO Common Stock 373298702 96 4,300 SH GEOTEL COMMUNICATIONS CORP COM Common Stock 373656107 3,473 75,700 SH GILLETTE CO COM Common Stock 375766102 808 13,600 SH GLIMCHER REALTY TRUST Common Stock 379302102 122 8,500 SH GRANITE CONSTRUCTION INC Common Stock 387328107 1,468 62,800 SH GREAT LAKES CHEM CORP COM Common Stock 390568103 4,495 122,300 SH GREENPOINT FINANCIAL CORP Common Stock 395384100 2,760 79,422 SH GTECH HOLDINGS CORP Common Stock 400518106 122 5,000 SH HAEMONETICS CORPORATION Common Stock 405024100 229 14,600 SH HANDLEMAN CO DEL COM Common Stock 410252100 503 37,638 SH HEALTH CARE PPTY INVS INC COM Common Stock 421915109 351 12,200 SH HENRY JACK & ASSOC INC COM NASD INDL Common Stock 426281101 1,080 29,400 SH HEWLETT PACKARD CO COM Common Stock 428236103 4,591 67,700 SH HILLENBRAND INDS INC COM Common Stock 431573104 8,297 179,640 SH HINDALCO INDS GDR LUXEMBORG GDR 433064102 319 25,800 SH HOME DEPOT INC COM Common Stock 437076102 8,821 141,700 SH HORMEL FOODS CORP COM Common Stock 440452100 13,862 389,100 SH HOUSTON EXPL CO COM Common Stock 442120101 207 11,900 SH HUNT J B TRANS SVCS INC COM NASD INDL Common Stock 445658107 336 16,000 SH IBP INC COM Common Stock 449223106 7,450 400,000 SH IRSA GDS GDS 450047204 2,030 76,961 SH Page Total 244,808 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ----------------------------------------- --------------------------------------------------------------------------- FLOWER INDS INC GA COM X 306,100 0 4,500 FLUOR CORP COM X 51,400 0 0 FOMENTO ECONOMICO MEX-SP ADR X 311,520 0 9,400 FOOD LION INC CL A NASD INDL X 9,900 0 0 FOODMAKER INC X 400 0 0 FORD MTR CO DEL COM X 13,600 0 400 FOSTER WHEELER CORP COM X 81,600 0 600 FRANCHISE FINL CORP AMERICA X 75,700 0 0 FREMONT GEN CORP COM X 425,900 0 4,300 FULLER H B CO COM NASD INDL X 0 0 7,300 FURNITURE BRANDS INTL COM X 68,600 0 0 FURON CO COM NASD INDL X 1,200 0 3,300 GATX CORP COM X 39,200 0 0 GTE CORP COM X 142,600 0 1,400 GABLES RESIDENTIAL T X 57,200 0 0 GALILEO INTERNATIONAL INC COM X 104,600 0 10,600 GALLAGHER ARTHUR J & CO COM X 2,900 0 7,100 GANNETT INC COM X 254,900 0 1,300 GAP INC DEL COM X 207,450 0 11,800 GATEWAY 2000 INC X 161,200 0 0 GENCORP INC COM X 32,800 0 0 GENERAL ELEC CO COM X 474,200 0 7,500 GENERAL GROWTH PPTYS INC X 26,300 0 0 GENERAL MLS INC COM X 194,900 0 0 GENERAL MTRS CORP COM X 131,400 0 4,000 GEORGIA PAC CORP COM X 84,300 0 0 GEORGIA-PACIFIC TIMBER CO X 0 0 0 GEOTEL COMMUNICATIONS CORP COM X 73,000 0 4,000 GILLETTE CO COM X 12,900 0 33,600 GLIMCHER REALTY TRUST X 6,900 0 8,400 GRANITE CONSTRUCTION INC X 62,800 0 19,600 GREAT LAKES CHEM CORP COM X 122,300 0 10,400 GREENPOINT FINANCIAL CORP X 77,686 0 12,220 GTECH HOLDINGS CORP X 5,000 0 26,300 HAEMONETICS CORPORATION X 14,600 0 600 HANDLEMAN CO DEL COM X 37,638 0 4,700 HEALTH CARE PPTY INVS INC COM X 11,200 0 7,500 HENRY JACK & ASSOC INC COM NASD INDL X 29,400 0 6,400 HEWLETT PACKARD CO COM X 63,500 0 0 HILLENBRAND INDS INC COM X 164,540 0 17,800 HINDALCO INDS GDR LUXEMBORG X 25,800 0 1,000 HOME DEPOT INC COM X 135,200 0 6,600 HORMEL FOODS CORP COM X 364,200 0 0 HOUSTON EXPL CO COM X 11,300 0 11,800 HUNT J B TRANS SVCS INC COM NASD INDL X 1,400 0 6,700 IBP INC COM X 384,500 0 3,300 IRSA GDS X 76,961 0 1,700 Page Total Page 6 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ ITT INDUSTRIES INC IND COM Common Stock 450911102 14,504 410,000 SH IMPERIAL OIL LTD COM NEW Common Stock 453038408 1,042 54,500 SH INFOUSA INC CL B Common Stock 456818103 63 13,900 SH INGERSOLL RAND CO COM Common Stock 456866102 4,124 83,100 SH INSITUFORM TECH INC CL A NASD INDL Common Stock 457667103 11 600 SH INTEL CORP COM NASD INDL Common Stock 458140100 32,441 272,900 SH INTERNATIONAL BUSINESS MACHINES COM Common Stock 459200101 25,311 142,800 SH INTERTAN INC COM Common Stock 461120107 11 1,100 SH INTERVOICE INC COM NASD INDL Common Stock 461142101 281 25,500 SH INTUIT INC Common Stock 461202103 3,114 30,600 SH INVACARE CORP COM NASD INDL Common Stock 461203101 22 900 SH IVAX CORP COM Common Stock 465823102 61 5,200 SH JACOBS ENGR GROUP INC DEL COM Common Stock 469814107 883 22,400 SH JOHNS MANVILLE CORP NEW COM Common Stock 478129109 3,279 190,100 SH JOHNSON & JOHNSON COM Common Stock 478160104 15,287 163,500 SH JOHNSON CTLS INC COM Common Stock 478366107 2,152 34,500 SH JOHNSTOWN AMER INDS Common Stock 479477101 132 8,900 SH JONES INTERCABLE INC CL A NASD INDL Common Stock 480206200 2,469 62,600 SH K MART CORP COM Common Stock 482584109 29,121 1,732,100 SH KV A PHARMACEUTICAL CO CL A Common Stock 482740206 6 400 SH KAMAN CORP CL A NASD INDL Common Stock 483548103 158 12,300 SH KAUFMAN & BROAD HOME CORP COM Common Stock 486168107 3,946 174,900 SH KIMBERLY CLARK CORP COM Common Stock 494368103 3,164 66,000 SH KING WORLD PRODTNS INC COM Common Stock 495667107 373 12,200 SH KOREA ELECTRIC POWER (KEPCO) ADR Sponsored ADR 500631106 1,459 115,000 SH KRONOS INC Common Stock 501052104 87 3,550 SH LNR PROPERTY CORP Common Stock 501940100 514 26,000 SH LABOR READY INC COM NEW Common Stock 505401208 2,150 82,300 SH LAFARGE CORP COM Common Stock 505862102 1,854 66,200 SH LANDSTAR SYS INC Common Stock 515098101 719 21,700 SH LASALLE HOTEL PROPERTIES Common Stock 517942108 64 4,800 SH UNIBANKA 144A LATVIA GDR 144A 518421102 46 28,572 SH LAUDER ESTEE COS INC CL A Common Stock 518439104 9,696 102,600 SH LEAR CORP COM Common Stock 521865105 790 18,500 SH LEARNING COMPANY INC Common Stock 522008101 2,018 69,600 SH LEGATO SYSTEMS INC COM Common Stock 524651106 10,418 201,800 SH LENNAR CORP COM Common Stock 526057104 197 8,800 SH LEXMARK INTL GROUP INC CL A Common Stock 529771107 1,891 16,900 SH LIBERTY PROPERTY TRUST Common Stock 531172104 639 30,800 SH LIFE TECHNOLOGIES INC COM NASD INDL Common Stock 532177201 185 4,800 SH LILLY ELI & CO COM Common Stock 532457108 5,788 68,200 SH LILLY INDL INC CL A NASD INDL Common Stock 532491107 88 5,700 SH LONE STAR INDUSTRIES Common Stock 542290408 1,190 38,400 SH LONGS DRUG STORES CORP COM Common Stock 543162101 858 28,200 SH LUCENT TECHNOLOGIES INC COM Common Stock 549463107 17,626 163,200 SH M D C HLDGS INC COM Common Stock 552676108 288 20,000 SH MGIC INVT CORP WIS COM Common Stock 552848103 4,513 128,700 SH Page Total 205,033 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ----------------------------------------- ----------------------------------------------------------------------------- ITT INDUSTRIES INC IND COM X 394,200 0 0 IMPERIAL OIL LTD COM NEW X 50,000 0 1,000 INFOUSA INC CL B X 8,300 0 6,450 INGERSOLL RAND CO COM X 79,000 0 10,600 INSITUFORM TECH INC CL A NASD INDL X 600 0 13,800 INTEL CORP COM NASD INDL X 258,700 0 25,100 INTERNATIONAL BUSINESS MACHINES COM X 136,400 0 2,800 INTERTAN INC COM X 0 0 0 INTERVOICE INC COM NASD INDL X 21,500 0 5,700 INTUIT INC X 29,300 0 0 INVACARE CORP COM NASD INDL X 900 0 0 IVAX CORP COM X 5,200 0 1,000 JACOBS ENGR GROUP INC DEL COM X 16,600 0 4,300 JOHNS MANVILLE CORP NEW COM X 147,700 0 2,700 JOHNSON & JOHNSON COM X 156,100 0 700 JOHNSON CTLS INC COM X 30,600 0 1,600 JOHNSTOWN AMER INDS X 8,900 0 0 JONES INTERCABLE INC CL A NASD INDL X 62,600 0 8,000 K MART CORP COM X 1,614,700 0 0 KV A PHARMACEUTICAL CO CL A X 400 0 0 KAMAN CORP CL A NASD INDL X 12,300 0 1,736 KAUFMAN & BROAD HOME CORP COM X 174,300 0 0 KIMBERLY CLARK CORP COM X 63,100 0 10,900 KING WORLD PRODTNS INC COM X 12,200 0 0 KOREA ELECTRIC POWER (KEPCO) ADR X 115,000 0 0 KRONOS INC X 3,550 0 0 LNR PROPERTY CORP X 26,000 0 0 LABOR READY INC COM NEW X 82,300 0 0 LAFARGE CORP COM X 52,200 0 1,700 LANDSTAR SYS INC X 19,400 0 1,000 LASALLE HOTEL PROPERTIES X 4,800 0 0 UNIBANKA 144A LATVIA X 28,572 0 0 LAUDER ESTEE COS INC CL A X 90,600 0 4,200 LEAR CORP COM X 6,400 0 15,100 LEARNING COMPANY INC X 69,600 0 0 LEGATO SYSTEMS INC COM X 193,100 0 6,500 LENNAR CORP COM X 7,400 0 24,900 LEXMARK INTL GROUP INC CL A X 11,600 0 1,100 LIBERTY PROPERTY TRUST X 29,000 0 600 LIFE TECHNOLOGIES INC COM NASD INDL X 4,800 0 0 LILLY ELI & CO COM X 63,700 0 14,600 LILLY INDL INC CL A NASD INDL X 5,700 0 15,500 LONE STAR INDUSTRIES X 37,100 0 700 LONGS DRUG STORES CORP COM X 24,500 0 0 LUCENT TECHNOLOGIES INC COM X 155,800 0 15,800 M D C HLDGS INC COM X 18,300 0 4,500 MGIC INVT CORP WIS COM X 99,700 0 5,600 Page Total Page 7 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ MACDERMID INC COM NASD INDL Common Stock 554273102 20 600 SH MACERICH CO Common Stock 554382101 1,137 50,100 SH MACK CALI RLTY CORP COM Common Stock 554489104 44 1,500 SH MACROMEDIA INC Common Stock 556100105 2,388 52,700 SH MAGNA INTL INC CL A NASD INDL Common Stock 559222401 209 3,600 SH MATAV ADR HUNGARY ADR 559776109 420 15,700 SH MALLINCKRODT GROUP INC COM Common Stock 561232109 1,070 40,200 SH MANITOWOC INC COM Common Stock 563571108 3,120 74,500 SH MAXTOR CORP COM NASD INDL Common Stock 577729205 179 25,300 SH MAXWELL TECHNOLOGIES INC NASD INDL Common Stock 577767106 23 1,000 SH MAY DEPT STORES CO COM Common Stock 577778103 2,400 61,350 SH MCCLATCHY NEWSPAPERS INC CL A Common Stock 579489105 960 28,600 SH MCDONALDS CORP COM Common Stock 580135101 10,644 234,900 SH MEDCO RESEARCH INC Common Stock 584059109 439 16,900 SH MEDIA GEN INC CL A Common Stock 584404107 339 7,300 SH MEDIMMUNE INC Common Stock 584699102 260 4,400 SH MEDTRONIC INC COM Common Stock 585055106 1,596 22,200 SH MENS WEARHOUSE INC Common Stock 587118100 375 13,000 SH MENTOR GRAPHICS CORP COM NASD INDL Common Stock 587200106 157 11,600 SH MERCANTILE BANCORPORATION INC COM Common Stock 587342106 303 6,372 SH MERCK & CO INC COM Common Stock 589331107 21,449 267,700 SH MERCURY INTERACTIVE CORP Common Stock 589405109 3,851 108,100 SH MEREDITH CORP COM Common Stock 589433101 104 3,300 SH MERRILL LYNCH & CO INC COM Common Stock 590188108 398 4,500 SH METRIS COS INC COM Common Stock 591598107 3,517 87,118 SH MICROSOFT CORP COM NASD INDL Common Stock 594918104 69,352 773,800 SH MICRON TECHNOLOGY INC COM Common Stock 595112103 386 8,000 SH MIDWEST EXPRESS HLDGS INC COM Common Stock 597911106 6,439 219,200 SH MINNESOTA MNG & MFG CO COM Common Stock 604059105 1,663 23,500 SH MOBIL CORP COM Common Stock 607059102 845 9,600 SH MOHAWK INDUSTRIES IN Common Stock 608190104 1,374 45,800 SH MOLL MAGYAR OLAJ-ES GAZIPARI GDR 144A GDR 144A 608464103 1,596 74,400 SH MONSANTO CO COM Common Stock 611662107 1,576 34,300 SH MORGAN ST DEAN WITTER & CO Common Stock 617446448 8,734 87,395 SH MOSTOSTAL WARSZAWA GDR144A GDR 144A 619717101 118 31,800 SH MOTOROLA INC COM Common Stock 620076109 586 8,000 SH MUELLER INDUSTRIES Common Stock 624756102 56 2,500 SH MYLAN LABS INC COM Common Stock 628530107 1,163 42,400 SH MYLEX CORP Common Stock 628546103 137 21,100 SH NCI BUILDING SYSTEMS Common Stock 628852105 1,915 81,500 SH NAMIBIAN MINERALS CORP COM Common Stock 629913104 534 203,500 SH NATIONAL CITY CORP Common Stock 635405103 119 1,800 SH NATIONAL RV HOLDINGS INC COM Common Stock 637277104 144 6,500 SH NEVADA POWER CO COM Common Stock 641423108 265 10,700 SH NEW PLAN EXCEL REALTY TRUST Common Stock 648053106 69 3,600 SH NICE SYSTEMS LTD ADR ADR 653656108 1,008 34,160 SH NIELSON MEDIA RESEARCH INC Common Stock 653929307 190 7,700 SH Page Total 153,671 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ----------------------------------------- ------------------------------------------------------------------------------ MACDERMID INC COM NASD INDL X 600 0 4,100 MACERICH CO X 45,200 0 0 MACK CALI RLTY CORP COM X 1,500 0 0 MACROMEDIA INC X 52,400 0 14,200 MAGNA INTL INC CL A NASD INDL X 3,600 0 3,500 MATAV ADR HUNGARY X 15,700 0 1,700 MALLINCKRODT GROUP INC COM X 40,200 0 6,400 MANITOWOC INC COM X 70,600 0 1,100 MAXTOR CORP COM NASD INDL X 25,300 0 4,000 MAXWELL TECHNOLOGIES INC NASD INDL X 1,000 0 1,300 MAY DEPT STORES CO COM X 60,750 0 0 MCCLATCHY NEWSPAPERS INC CL A X 25,000 0 0 MCDONALDS CORP COM X 225,400 0 6,500 MEDCO RESEARCH INC X 16,500 0 5,800 MEDIA GEN INC CL A X 1,400 0 42,400 MEDIMMUNE INC X 4,400 0 7,400 MEDTRONIC INC COM X 19,000 0 3,900 MENS WEARHOUSE INC X 11,700 0 0 MENTOR GRAPHICS CORP COM NASD INDL X 10,800 0 0 MERCANTILE BANCORPORATION INC COM X 6,288 0 117,400 MERCK & CO INC COM X 254,700 0 0 MERCURY INTERACTIVE CORP X 106,500 0 0 MEREDITH CORP COM X 3,300 0 600 MERRILL LYNCH & CO INC COM X 4,300 0 2,900 METRIS COS INC COM X 86,918 0 0 MICROSOFT CORP COM NASD INDL X 741,400 0 0 MICRON TECHNOLOGY INC COM X 6,800 0 0 MIDWEST EXPRESS HLDGS INC COM X 219,200 0 0 MINNESOTA MNG & MFG CO COM X 23,200 0 0 MOBIL CORP COM X 9,100 0 0 MOHAWK INDUSTRIES IN X 45,300 0 14,000 MOLL MAGYAR OLAJ-ES GAZIPARI GDR 144A X 74,400 0 2,300 MONSANTO CO COM X 34,000 0 0 MORGAN ST DEAN WITTER & CO X 83,395 0 0 MOSTOSTAL WARSZAWA GDR144A X 31,800 0 0 MOTOROLA INC COM X 7,600 0 0 MUELLER INDUSTRIES X 2,500 0 12,000 MYLAN LABS INC COM X 12,000 0 12,100 MYLEX CORP X 21,100 0 0 NCI BUILDING SYSTEMS X 77,700 0 8,700 NAMIBIAN MINERALS CORP COM X 203,500 0 1,400 NATIONAL CITY CORP X 0 0 0 NATIONAL RV HOLDINGS INC COM X 4,500 0 5,300 NEVADA POWER CO COM X 9,600 0 1,800 NEW PLAN EXCEL REALTY TRUST X 3,600 0 0 NICE SYSTEMS LTD ADR X 34,160 0 4,500 NIELSON MEDIA RESEARCH INC X 7,300 0 0 Page Total Page 8 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ NICOR INC COM Common Stock 654086107 25 700 SH NIKE INC CL B NASD INDL Common Stock 654106103 248 4,300 SH NORTEK INC COM Common Stock 656559101 47 1,900 SH NORTEL INVERSORA SA ADR PFD B ADR 656567401 2,066 146,300 SH NORTH FORK BANCORPORATION, INC. Common Stock 659424105 6,616 313,204 SH NORTHN STS PWR CO MINN COM Common Stock 665772109 981 42,300 SH NORTHERN TELECOM LTD COM Common Stock 665815106 659 10,600 SH NOVELL INC COM NASD INDL Common Stock 670006105 6,377 253,200 SH OEC-MEDICAL SYS INC COM Common Stock 670828102 315 13,700 SH OCEANEERING INTL INC COM NASD INDL Common Stock 675232102 287 19,000 SH OCULAR SCIENCES INC COM Common Stock 675744106 2,235 77,900 SH OFFICE DEPOT INC COM NASD INDL Common Stock 676220106 2,153 57,500 SH OGDEN CORP COM Common Stock 676346109 2,303 95,700 SH OLD KENT FINL CORP COM NASD INDL Common Stock 679833103 2,924 69,100 SH OMNICARE INC COM Common Stock 681904108 2,676 140,400 SH OMEGA HEALTHCARE INV Common Stock 681936100 828 36,100 SH ON ASSIGNMENT INC Common Stock 682159108 200 7,800 SH OSHKOSH B GOSH INC CL A NASD INDL Common Stock 688222207 207 11,700 SH OSHKOSH TRUCK CORP CL B NASD INDL Common Stock 688239201 10 300 SH OSTEOTECH INC COM Common Stock 688582105 1,427 41,500 SH OUTBACK STEAKHOUSE I Common Stock 689899102 79 2,400 SH PECO ENERGY CO COM Common Stock 693304107 32,014 692,200 SH P P & L RES INC COM Common Stock 693499105 6,754 272,900 SH PACIFIC GATEWAY EXCHANGE INC COM Common Stock 694327107 1,311 39,500 SH PACIFICARE HEALTH SYS CL B Common Stock 695112201 4,477 65,600 SH PAYMENTECH INC Common Stock 704384106 262 11,100 SH PEPSICO INC COM Common Stock 713448108 929 23,700 SH PERSONNEL GROUP AMER INC COM Common Stock 715338109 2 300 SH PHARMACIA & UPJOHN INC COM Common Stock 716941109 3,923 62,900 SH PFIZER INC COM Common Stock 717081103 21,562 155,400 SH PHILIP MORRIS COS INC COM Common Stock 718154107 12,516 355,700 SH PHILIPPINE LONG DISTANCE TEL Common Stock 718252604 331 12,800 SH PINNACLE SYS INC COM Common Stock 723481107 305 6,700 SH PINNACLE WEST CAP CORP COM Common Stock 723484101 2,714 74,600 SH PITTWAY CORP CLASS A Common Stock 725790208 138 5,200 SH PLANTRONICS INC Common Stock 727493108 601 9,600 SH PLEXUS CORP Common Stock 729132100 254 9,100 SH POLARIS INDS INC COM Common Stock 731068102 438 13,800 SH PREPAID LEGAL SERVICES INC Common Stock 740065107 2,668 108,900 SH PREMARK INTL INC COM Common Stock 740459102 15,843 481,000 SH PRENTISS PPTYS TRUST Common Stock 740706106 1,941 103,500 SH PROCTER & GAMBLE CO COM Common Stock 742718109 11,801 120,500 SH PROGRESS SOFTWARE CO Common Stock 743312100 1,046 30,650 SH PROLOGIS TRUST Common Stock 743410102 2,474 120,700 SH PULTE CORP COM Common Stock 745867101 741 35,600 SH QUAKER OATS CO COM Common Stock 747402105 274 4,400 SH QUANTUM CORP COM NASD INDL Common Stock 747906105 1,465 81,400 SH Page Total 159,447 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------ ----------------------------------------------------------------------------- NICOR INC COM X 700 0 0 NIKE INC CL B NASD INDL X 4,300 0 1,300 NORTEK INC COM X 1,900 0 3,700 NORTEL INVERSORA SA ADR PFD B X 139,900 0 0 NORTH FORK BANCORPORATION, INC. X 304,704 0 7,400 NORTHN STS PWR CO MINN COM X 36,500 0 6,700 NORTHERN TELECOM LTD COM X 7,800 0 1,700 NOVELL INC COM NASD INDL X 225,200 0 13,495 OEC-MEDICAL SYS INC COM X 12,900 0 29,000 OCEANEERING INTL INC COM NASD INDL X 14,900 0 0 OCULAR SCIENCES INC COM X 76,800 0 4,900 OFFICE DEPOT INC COM NASD INDL X 57,500 0 0 OGDEN CORP COM X 91,000 0 300 OLD KENT FINL CORP COM NASD INDL X 62,000 0 0 OMNICARE INC COM X 140,200 0 0 OMEGA HEALTHCARE INV X 35,200 0 0 ON ASSIGNMENT INC X 7,800 0 3,900 OSHKOSH B GOSH INC CL A NASD INDL X 6,900 0 0 OSHKOSH TRUCK CORP CL B NASD INDL X 0 0 0 OSTEOTECH INC COM X 41,500 0 600 OUTBACK STEAKHOUSE I X 1,650 0 1,700 PECO ENERGY CO COM X 682,800 0 3,600 P P & L RES INC COM X 258,400 0 9,500 PACIFIC GATEWAY EXCHANGE INC COM X 39,500 0 400 PACIFICARE HEALTH SYS CL B X 58,200 0 300 PAYMENTECH INC X 9,700 0 5,900 PEPSICO INC COM X 17,600 0 400 PERSONNEL GROUP AMER INC COM X 300 0 0 PHARMACIA & UPJOHN INC COM X 60,100 0 3,200 PFIZER INC COM X 150,000 0 1,300 PHILIP MORRIS COS INC COM X 339,000 0 800 PHILIPPINE LONG DISTANCE TEL X 12,800 0 84 PINNACLE SYS INC COM X 6,700 0 13,000 PINNACLE WEST CAP CORP COM X 63,100 0 1,600 PITTWAY CORP CLASS A X 5,200 0 0 PLANTRONICS INC X 9,300 0 12,800 PLEXUS CORP X 7,500 0 200 POLARIS INDS INC COM X 13,800 0 200 PREPAID LEGAL SERVICES INC X 108,000 0 32,400 PREMARK INTL INC COM X 480,700 0 1,200 PRENTISS PPTYS TRUST X 103,500 0 0 PROCTER & GAMBLE CO COM X 115,000 0 300 PROGRESS SOFTWARE CO X 29,650 0 500 PROLOGIS TRUST X 90,400 0 500 PULTE CORP COM X 35,600 0 0 QUAKER OATS CO COM X 0 0 300 QUANTUM CORP COM NASD INDL X 70,300 0 4,000 Page Total Page 9 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ QUEENS COUNTY BANCOR Common Stock 748242104 181 6,700 SH RPM INC OHIO COM NASD INDL Common Stock 749685103 1,731 130,000 SH RALCORP HLDGS INC COM Common Stock 751028101 2,221 116,900 SH RAYTHEON CL A Common Stock 755111309 211 3,647 SH READERS DIGEST ASS'N A Common Stock 755267101 1,773 56,400 SH REHABCARE GROUP INC COM Common Stock 759148109 21 1,400 SH REMEDY CORP Common Stock 759548100 6 400 SH RESOURCE AMERICA INC Common Stock 761195205 7 800 SH RESOURCES BANCSHARES MTG GRP Common Stock 761197102 407 31,600 SH REXALL SUNDOWN INC Common Stock 761648104 56 2,900 SH ROADWAY EXPRESS IN Common Stock 769742107 464 27,200 SH ROBERT HALF INTL INC COM Common Stock 770323103 7,445 226,908 SH ROCHESTER GAS & ELEC CORP COM Common Stock 771367109 589 23,000 SH ROSS STORES INC COM NASD INDL Common Stock 778296103 6,865 156,700 SH ROYAL DUTCH PETE CO NY REG GLD1.25 Common Stock 780257804 1,191 22,900 SH RUBY TUESDAY INC Common Stock 781182100 976 56,200 SH RYANS FAMILY STEAK HOUSE INC COM NASD Common Stock 783519101 139 11,500 SH RYLAND GROUP INC COM Common Stock 783764103 932 36,800 SH SEI CORP COM NASD INDL Common Stock 784117103 1,915 20,700 SH SPS TECHNOLOGIES INC COM Common Stock 784626103 220 5,600 SH SAFEWAY INC Common Stock 786514208 8,939 174,200 SH ST JUDE MED INC COM NASD INDL Common Stock 790849103 11,322 464,500 SH SANMINA CORP Common Stock 800907107 5,425 85,100 SH SANTA CRUZ OPERATION INC Common Stock 801833104 167 30,800 SH SARA LEE CORP COM Common Stock 803111103 2,705 109,300 SH SCHERING PLOUGH CORP COM Common Stock 806605101 25,920 469,140 SH SCHLUMBERGER LTD COM Common Stock 806857108 343 5,700 SH SCHOLASTIC CORP Common Stock 807066105 528 10,800 SH SCHULMAN A INC COM NASD INDL Common Stock 808194104 1,328 97,500 SH SCHWAB (CHARLES) CORP Common Stock 808513105 4,364 45,400 SH SEAGATE TECHNOLOGY COM NASD INDL Common Stock 811804103 4,316 146,000 SH SEITEL INC COM NEW Common Stock 816074306 1,213 87,000 SH SHAW INDUSTRIES Common Stock 820286102 21,405 1,157,000 SH SHERWIN WILLIAMS CO COM Common Stock 824348106 2,638 93,800 SH SIEBEL SYSTEMS INC Common Stock 826170102 6,536 137,600 SH SILICON GRAPHICS INC COM Common Stock 827056102 2,395 144,600 SH SIMON PROPERTY GROUP INC Common Stock 828806109 499 18,200 SH SMITH A O COM Common Stock 831865209 201 10,600 SH SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Common Stock 833635105 534 16,700 SH SOLUTIA INC COM Common Stock 834376105 9,728 559,880 SH SONIC CORP Common Stock 835451105 4,919 182,600 SH SOUTHDOWN INC COM Common Stock 841297104 4,043 75,300 SH SOUTHWEST SECURITIES Common Stock 845224104 2,667 94,400 SH SPRINGS INDS INC COM Common Stock 851783100 322 11,900 SH SPRINT CORP COM Common Stock 852061100 7,879 80,300 SH STANLEY FURNITURE CO INC Common Stock 854305208 23 1,200 SH STERIS CORP Common Stock 859152100 5,163 193,900 SH Page Total 162,872 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - --------------------------------------------- ---------------------------------------------------------------------------- QUEENS COUNTY BANCOR X 5,500 0 0 RPM INC OHIO COM NASD INDL X 107,700 0 800 RALCORP HLDGS INC COM X 116,900 0 0 RAYTHEON CL A X 3,647 0 400 READERS DIGEST ASS'N A X 53,400 0 0 REHABCARE GROUP INC COM X 1,400 0 0 REMEDY CORP X 0 0 0 RESOURCE AMERICA INC X 800 0 30,400 RESOURCES BANCSHARES MTG GRP X 28,800 0 0 REXALL SUNDOWN INC X 2,900 0 3,800 ROADWAY EXPRESS IN X 22,000 0 3,500 ROBERT HALF INTL INC COM X 224,400 0 0 ROCHESTER GAS & ELEC CORP COM X 22,400 0 1,800 ROSS STORES INC COM NASD INDL X 145,800 0 0 ROYAL DUTCH PETE CO NY REG GLD1.25 X 21,700 0 2,000 RUBY TUESDAY INC X 53,600 0 0 RYANS FAMILY STEAK HOUSE INC COM NASD X 11,500 0 5,000 RYLAND GROUP INC COM X 33,400 0 1,100 SEI CORP COM NASD INDL X 20,700 0 2,200 SPS TECHNOLOGIES INC COM X 5,100 0 0 SAFEWAY INC X 169,500 0 0 ST JUDE MED INC COM NASD INDL X 449,500 0 400 SANMINA CORP X 77,500 0 0 SANTA CRUZ OPERATION INC X 30,800 0 0 SARA LEE CORP COM X 105,600 0 0 SCHERING PLOUGH CORP COM X 457,840 0 6,400 SCHLUMBERGER LTD COM X 5,400 0 8,500 SCHOLASTIC CORP X 6,300 0 5,800 SCHULMAN A INC COM NASD INDL X 97,200 0 2,800 SCHWAB (CHARLES) CORP X 43,800 0 28,000 SEAGATE TECHNOLOGY COM NASD INDL X 115,300 0 800 SEITEL INC COM NEW X 73,700 0 4,100 SHAW INDUSTRIES X 1,113,000 0 1,100 SHERWIN WILLIAMS CO COM X 93,800 0 0 SIEBEL SYSTEMS INC X 123,600 0 4,700 SILICON GRAPHICS INC COM X 135,200 0 7,100 SIMON PROPERTY GROUP INC X 0 0 200 SMITH A O COM X 10,600 0 900 SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. X 14,200 0 0 SOLUTIA INC COM X 542,780 0 12,700 SONIC CORP X 181,700 0 4,800 SOUTHDOWN INC COM X 70,800 0 300 SOUTHWEST SECURITIES X 94,400 0 0 SPRINGS INDS INC COM X 9,700 0 750 SPRINT CORP COM X 75,700 0 15,600 STANLEY FURNITURE CO INC X 1,200 0 9,400 STERIS CORP X 179,600 0 1,500 Page Total Page 10 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ STRIDE RITE CORP COM Common Stock 863314100 20 1,600 SH SUMMIT BANCORP Common Stock 866005101 10 268 SH SUMMIT PROPERTIES INC Common Stock 866239106 456 27,300 SH SUN MICROSYSTEMS INC COM NASD INDL Common Stock 866810104 6,141 49,100 SH SUPERIOR TELECOM INC Common Stock 868365107 196 10,400 SH SYNOPSYS INC Common Stock 871607107 4,999 93,000 SH TJ INTL INC COM NASD INDL Common Stock 872534102 92 3,800 SH TJX COS INC NEW COM Common Stock 872540109 22,950 675,000 SH TRW INC COM Common Stock 872649108 378 8,300 SH TALBOTS INC Common Stock 874161102 1,055 43,300 SH TECO ELECTRIC & MACHINE GDR 144A GDR 144A 878757103 0 0 SH TECUMSEH PRODUCTS CO -CL A Common Stock 878895200 6,067 119,100 SH TELECOM ARGENTINA S.A. ADR (REPR 10 CLB ADR 879273209 2,420 88,200 SH TELEFONICA DE ARGENTINA S A ADR CL B Sponsored ADR CL B 879378206 9,196 304,000 SH TEREX CORP NEW COM NASD INDL Common Stock 880779103 4,461 184,900 SH TESORO PETE CORP COM Common Stock 881609101 141 12,800 SH TEXACO INC COM Common Stock 881694103 369 6,500 SH TEXAS INSTRS INC COM Common Stock 882508104 3,940 39,700 SH TEXAS UTILS CO COM Common Stock 882848104 9,618 229,000 SH TIME WARNER INC COM Common Stock 887315109 9,673 136,600 SH TIMES MIRROR CO NEW COM SER A Common Stock 887364107 763 14,100 SH TOSCO CORP COM NEW Common Stock 891490302 11,007 443,600 SH TRACTOR SUPPLY CO Common Stock 892356106 248 9,700 SH TRANSACTION SYS ARCHITECTS CL A Common Stock 893416107 58 1,600 SH TRANSCANADA PIPELINES LTD COM Common Stock 893526103 324 25,300 SH TRANSOCEAN OFFSHORE INC COM Common Stock 893817106 10,845 376,400 SH TRANSWITCH CORP Common Stock 894065101 3,000 66,300 SH TRICON GLOBAL RESTAURANTS COM Common Stock 895953107 1,574 22,400 SH TRIBUNE CO NEW COM Common Stock 896047107 321 4,900 SH TRINITY INDS INC DEL COM Common Stock 896522109 543 18,500 SH TRIZEC HAHN CORP Common Stock 896938107 1,890 102,500 SH TUBOS DE ACERO DE MEXICO SA ADR NEW ADR New 898592506 2,164 240,400 SH TYCO INTL LTD NEW COM Common Stock 902124106 5,919 82,500 SH TYSON FOODS INC CL A NASD INDL Common Stock 902494103 66 3,200 SH UICI COM Common Stock 902737105 140 6,200 SH USX MARATHON GROUP COM NEW Common Stock 902905827 25,726 935,500 SH US BANCORP DEL COM Common Stock 902973106 1,758 51,600 SH URS CORP Common Stock 903236107 623 34,500 SH USG CORP Common Stock 903293405 3,833 74,600 SH ULTRAMAR DIAMOND SHAMROCK CO COM Common Stock 904000106 5,984 276,700 SH UNILEVER N.V. NEW YORK SHARES Common Stock 904784501 3,461 52,100 SH UNIONBANCAL CORP COM Common Stock 908906100 1,121 32,900 SH UNISYS CORP COM Common Stock 909214108 16,427 593,300 SH UNITED DOMINION REALTY TR INC COM Common Stock 910197102 180 17,600 SH UNITED ILLUM CO COM Common Stock 910637107 3,741 89,200 SH UNITED TECHNOLOGIES CORP COM Common Stock 913017109 11,092 81,900 SH UNIVERSAL FOODS CORP COM Common Stock 913538104 2,341 113,500 SH Page Total 197,331 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------ ---------------------------------------------------------------------------- STRIDE RITE CORP COM X 0 0 0 SUMMIT BANCORP X 0 0 14,500 SUMMIT PROPERTIES INC X 27,300 0 0 SUN MICROSYSTEMS INC COM NASD INDL X 46,700 0 7,400 SUPERIOR TELECOM INC X 9,000 0 1,400 SYNOPSYS INC X 90,100 0 6,100 TJ INTL INC COM NASD INDL X 3,800 0 0 TJX COS INC NEW COM X 626,100 0 2,800 TRW INC COM X 6,300 0 5,400 TALBOTS INC X 41,800 0 16,700 TECO ELECTRIC & MACHINE GDR 144A X 0 0 0 TECUMSEH PRODUCTS CO -CL A X 109,100 0 0 TELECOM ARGENTINA S.A. ADR (REPR 10 CLB X 88,200 0 0 TELEFONICA DE ARGENTINA S A ADR CL B X 291,900 0 11,500 TEREX CORP NEW COM NASD INDL X 182,600 0 0 TESORO PETE CORP COM X 12,800 0 300 TEXACO INC COM X 6,200 0 3,800 TEXAS INSTRS INC COM X 37,600 0 1,600 TEXAS UTILS CO COM X 223,400 0 0 TIME WARNER INC COM X 130,400 0 0 TIMES MIRROR CO NEW COM SER A X 9,600 0 900 TOSCO CORP COM NEW X 413,500 0 300 TRACTOR SUPPLY CO X 7,000 0 0 TRANSACTION SYS ARCHITECTS CL A X 1,600 0 0 TRANSCANADA PIPELINES LTD COM X 25,300 0 1,600 TRANSOCEAN OFFSHORE INC COM X 353,200 0 5,500 TRANSWITCH CORP X 65,300 0 1,000 TRICON GLOBAL RESTAURANTS COM X 19,000 0 0 TRIBUNE CO NEW COM X 0 0 30,300 TRINITY INDS INC DEL COM X 15,400 0 4,300 TRIZEC HAHN CORP X 66,300 0 0 TUBOS DE ACERO DE MEXICO SA ADR NEW X 232,200 0 4,400 TYCO INTL LTD NEW COM X 78,100 0 11,100 TYSON FOODS INC CL A NASD INDL X 3,200 0 1,200 UICI COM X 6,200 0 500 USX MARATHON GROUP COM NEW X 894,500 0 14,300 US BANCORP DEL COM X 49,600 0 22,300 URS CORP X 32,300 0 0 USG CORP X 65,600 0 21,700 ULTRAMAR DIAMOND SHAMROCK CO COM X 263,700 0 0 UNILEVER N.V. NEW YORK SHARES X 49,400 0 3,000 UNIONBANCAL CORP COM X 0 0 0 UNISYS CORP COM X 539,000 0 2,400 UNITED DOMINION REALTY TR INC COM X 16,500 0 400 UNITED ILLUM CO COM X 89,200 0 0 UNITED TECHNOLOGIES CORP COM X 77,300 0 2,800 UNIVERSAL FOODS CORP COM X 107,600 0 0 Page Total Page 11 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ USFREIGHTWAYS CORP COM Common Stock 916906100 4,912 149,400 SH URBAN SHOPPING CENTERS INC Common Stock 917060105 625 21,800 SH V F CORP COM Common Stock 918204108 14,877 313,200 SH VALASSIS COMMUNICATI Common Stock 918866104 5,413 104,600 SH VALUE CITY DEPT STOR Common Stock 920387107 243 24,900 SH VANGUARD CELLULAR SYS INC CL A NASD IN Common Stock 922022108 374 13,700 SH VARLEN CORP COM NASD INDL Common Stock 922248109 1,093 49,674 SH VASTAR RESOURCES INC Common Stock 922380100 2,158 45,200 SH VETERINARY CENTERS OF AMERICA Common Stock 925514101 407 28,800 SH VIACOM INC CL B Common Stock 925524308 5,003 59,600 SH VINA CONCHA & TORO ADR Sponsored ADR 927191106 120 4,100 SH VULCAN MATLS CO COM Common Stock 929160109 2,388 57,800 SH WAL MART STORES INC COM Common Stock 931142103 44,969 487,800 SH WALGREEN CO COM Common Stock 931422109 3,362 119,000 SH WARNER LAMBERT CO COM Common Stock 934488107 10,766 162,500 SH WASHINGTON MUTUAL INC Common Stock 939322103 1,316 32,200 SH WATERS CORP COM Common Stock 941848103 3,740 35,600 SH WATSON PHARMACEUTICALS INC Common Stock 942683103 962 21,800 SH WEINGARTEN RLTY INVS SH BEN INT Common Stock 948741103 654 16,500 SH WEIS MKTS INC COM Common Stock 948849104 47 1,300 SH WELLS FARGO & CO COM Common Stock 949746101 5,158 147,100 SH WERNER ENTERPRISES INC COM NASD INDL Common Stock 950755108 77 4,900 SH WESTERNBANK PUERTO RICO Common Stock 959897109 1,004 63,020 SH WESTFIELD AMER INC COM Common Stock 959910100 99 5,700 SH WESTINGHOUSE AIR BRAKE CO COM Common Stock 960386100 61 2,900 SH WET SEAL INC -CL A Common Stock 961840105 328 8,900 SH WILEY JOHN & SONS INC CL A Common Stock 968223206 214 5,100 SH WINSLOEW FURNITURE INC COM Common Stock 975377102 30 1,000 SH XILINX INC COM NASD INDL Common Stock 983919101 14,035 346,000 SH XIRCOM INC Common Stock 983922105 2,698 107,400 SH XEROX CORP COM Common Stock 984121103 5,300 99,300 SH YPF SOCIEDAD ANONIMA ADR Sponsored ADR CL D 984245100 18,486 585,700 SH YELLOW CORP COM Common Stock 985509108 798 45,900 SH YORK INTL Common Stock 986670107 1,557 44,100 SH ZALE CORP NEW COM Common Stock 988858106 4,232 123,800 SH AES CORP Common Stock 00130H105 12,624 338,900 SH ADAPTEC INC COM NASD INDL Common Stock 00651F108 9,474 415,300 SH ADOBE SYSTEMS Common Stock 00724F101 3,899 68,700 SH AGRIBRANDS INTERNATIONAL INC Common Stock 00849R105 756 23,000 SH AIRTOUCH COMMUNICATIONS Common Stock 00949T100 9,363 96,900 SH AMERICA ONLINE INC Common Stock 02364J104 16,170 110,000 SH AMERN EAGLE OUTFITTERS INC Common Stock 02553D108 1,634 22,800 SH AMERICAN FREIGHTWAYS CORP COM Common Stock 02629V108 63 4,900 SH AMERIN CORP Common Stock 03070X106 337 16,600 SH ANTEC CORP Common Stock 03664P105 1,329 61,800 SH APARTMENT INVT & MGMT CO CL A Common Stock 03748R101 1,711 47,200 SH ASUSTEK COMPUTER INC GDR 144A GDR 144A 04648R100 1,173 128,250 SH Page Total 216,039 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------ ---------------------------------------------------------------------------- USFREIGHTWAYS CORP COM X 149,100 0 5,200 URBAN SHOPPING CENTERS INC X 19,100 0 2,508 V F CORP COM X 310,500 0 600 VALASSIS COMMUNICATI X 104,200 0 10,900 VALUE CITY DEPT STOR X 24,900 0 1,200 VANGUARD CELLULAR SYS INC CL A NASD IN X 0 0 2,600 VARLEN CORP COM NASD INDL X 44,799 0 0 VASTAR RESOURCES INC X 44,700 0 3,400 VETERINARY CENTERS OF AMERICA X 28,800 0 13,500 VIACOM INC CL B X 56,100 0 0 VINA CONCHA & TORO ADR X 800 0 500 VULCAN MATLS CO COM X 55,400 0 4,700 WAL MART STORES INC COM X 471,400 0 15,000 WALGREEN CO COM X 113,500 0 7,600 WARNER LAMBERT CO COM X 155,900 0 0 WASHINGTON MUTUAL INC X 31,800 0 3,700 WATERS CORP COM X 34,300 0 11,300 WATSON PHARMACEUTICALS INC X 19,400 0 300 WEINGARTEN RLTY INVS SH BEN INT X 15,800 0 4,500 WEIS MKTS INC COM X 1,300 0 300 WELLS FARGO & CO COM X 140,500 0 1,600 WERNER ENTERPRISES INC COM NASD INDL X 4,900 0 30,700 WESTERNBANK PUERTO RICO X 63,020 0 13,300 WESTFIELD AMER INC COM X 5,700 0 44,000 WESTINGHOUSE AIR BRAKE CO COM X 2,900 0 0 WET SEAL INC -CL A X 8,900 0 14,000 WILEY JOHN & SONS INC CL A X 4,600 0 9,400 WINSLOEW FURNITURE INC COM X 1,000 0 18,200 XILINX INC COM NASD INDL X 324,800 0 0 XIRCOM INC X 106,300 0 2,500 XEROX CORP COM X 94,800 0 17,100 YPF SOCIEDAD ANONIMA ADR X 572,400 0 900 YELLOW CORP COM X 42,500 0 4,500 YORK INTL X 34,900 0 0 ZALE CORP NEW COM X 118,600 0 2,200 AES CORP X 338,900 0 14,300 ADAPTEC INC COM NASD INDL X 392,200 0 1,600 ADOBE SYSTEMS X 59,000 0 268 AGRIBRANDS INTERNATIONAL INC X 22,700 0 0 AIRTOUCH COMMUNICATIONS X 92,300 0 2,400 AMERICA ONLINE INC X 106,200 0 22,800 AMERN EAGLE OUTFITTERS INC X 22,400 0 1,400 AMERICAN FREIGHTWAYS CORP COM X 4,900 0 17,300 AMERIN CORP X 15,600 0 0 ANTEC CORP X 60,100 0 2,900 APARTMENT INVT & MGMT CO CL A X 23,700 0 0 ASUSTEK COMPUTER INC GDR 144A X 128,250 0 48,900 Page Total Page 12 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ AVID TECHNOLOGY INC Common Stock 05367P100 392 22,500 SH BJS WHOLESALE CLUB INC CO Common Stock 05548J106 400 15,200 SH BANK ONE CORP Common Stock 06423A103 5,882 106,828 SH BANKAMERICA CORP NEW Common Stock 06605F102 11,181 158,317 SH BEAZER HOMES USA INC Common Stock 07556Q105 53 2,500 SH BENCHMARK ELECTRONICS INC Common Stock 08160H101 312 10,400 SH CBS CORP Common Stock 12490K107 3,649 89,412 SH CABLEVISION SYS CORP CL A Common Stock 12686C109 348 4,700 SH CARDINAL HEALTH INC COM NASD INDL Common Stock 14149Y108 0 1 SH CENTEX CONSTRN PRODS INC Common Stock 15231R109 731 21,000 SH CHASE MANHATTAN CORP NEW COM Common Stock 16161A108 13,793 169,500 SH CISCO SYSTEMS Common Stock 17275R102 20,748 189,375 SH COGNOS INC COM NASD INDL Common Stock 19244C109 42 1,800 SH CIA BRAS DISTRB PAO ACUCAR ADR BRAZIL ADR 20440T201 2,900 198,300 SH COMP PARANAENSE ENERG (COPEL) ADR PFD ADR 20441B407 3,725 496,600 SH COMPLETE BUSINESS SOLUTIONS Common Stock 20452F107 1,849 94,200 SH CORPORACION GEO,S.A. DE C.V. ADS (GEO AD ADS 21986V105 91 7,800 SH COVENANT TRANSPORT INC CL A Common Stock 22284P105 39 2,600 SH DAL-TILE INTL INC COM Common Stock 23426R108 1,079 119,100 SH DIAL CORP NEW COM Common Stock 25247D101 79 2,300 SH DIME BANCORP INC Common Stock 25429Q102 4,413 190,300 SH DUN & BRADSTREET CORP COM Common Stock 26483B106 613 17,200 SH ENDOSONICS CORP Common Stock 29264K105 4 600 SH ENERSIS S A SPONSORED ADR Sponsored ADR 29274F104 2,201 82,100 SH ENTERTAINMENT PROPERTIES TR Common Stock 29380T105 304 17,600 SH FINANCIAL SEC ASSURN HLDGS LTD COM Common Stock 31769P100 1,474 29,700 SH FIRST INDL REALTY TRUST INC Common Stock 32054K103 223 9,300 SH FRONTIER CORP COM Common Stock 35906P105 1,084 20,900 SH GENSET SA SPONSORED ADR Sponsored ADR 37244T104 71 4,600 SH GEON COMPANY Common Stock 37246W105 237 10,400 SH GLOBAL TELESYSTEMS GROUP (GTS) INC Common Stock 37936U104 1,896 33,900 SH GRACE W R & CO COM Common Stock 38388F108 1,945 160,400 SH GROUP MAINTENANCE AMERICA CORP Common Stock 39943E107 6 500 SH GRUPO TELEVISA SA DE CV SPN ADR REPORD Sponsored ADR RepO 40049J206 10,407 331,700 SH HANGER ORTHOPEDIC GRP Common Stock 41043F208 234 17,300 SH HEALTH MGMT SYS INC Common Stock 42219M100 87 18,300 SH HOSPITALITY PPTYS TR COM SH BEN INT Common Stock 44106M102 696 25,700 SH ICU MEDICAL INC Common Stock 44930G107 11 700 SH INSIGNIA FINANCIAL GROUP INC Common Stock 45767A105 698 49,664 SH INTERDIGITAL COMMUNICATIONS CP COM Common Stock 45866A105 15 3,500 SH INTERMET CORP COM NASD INDL Common Stock 45881K104 95 7,100 SH JP REALTY INC Common Stock 46624A106 945 48,000 SH LABORATORIO CHILE SA SPON ADR ADR 50540H104 76 4,900 SH MBNA CORP Common Stock 55262L100 186 7,800 SH MCI WORLDCOM INC COM Common Stock 55268B106 26,181 295,621 SH MAXXIM MED INC COM Common Stock 57777G105 32 1,700 SH MEDIA ARTS GROUP INC Common Stock 58439C102 105 11,700 SH Page Total 121,532 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------ --------------------------------------------------------------------------- AVID TECHNOLOGY INC X 18,500 0 2,000 BJS WHOLESALE CLUB INC CO X 15,200 0 1,500 BANK ONE CORP X 101,970 0 0 BANKAMERICA CORP NEW X 151,265 0 10,000 BEAZER HOMES USA INC X 1,800 0 0 BENCHMARK ELECTRONICS INC X 8,600 0 12,100 CBS CORP X 89,012 0 2,300 CABLEVISION SYS CORP CL A X 0 0 0 CARDINAL HEALTH INC COM NASD INDL X 1 0 300 CENTEX CONSTRN PRODS INC X 20,200 0 2,100 CHASE MANHATTAN CORP NEW COM X 159,700 0 5,600 CISCO SYSTEMS X 180,625 0 6,200 COGNOS INC COM NASD INDL X 1,800 0 4,500 CIA BRAS DISTRB PAO ACUCAR ADR BRAZIL X 191,100 0 30,100 COMP PARANAENSE ENERG (COPEL) ADR PFD X 482,800 0 2,700 COMPLETE BUSINESS SOLUTIONS X 94,200 0 4,250 CORPORACION GEO,S.A. DE C.V. ADS (GEO AD X 0 0 0 COVENANT TRANSPORT INC CL A X 2,600 0 0 DAL-TILE INTL INC COM X 119,100 0 23,200 DIAL CORP NEW COM X 0 0 1,000 DIME BANCORP INC X 190,300 0 3,400 DUN & BRADSTREET CORP COM X 17,200 0 4,900 ENDOSONICS CORP X 0 0 3,900 ENERSIS S A SPONSORED ADR X 82,100 0 3,100 ENTERTAINMENT PROPERTIES TR X 10,300 0 36,200 FINANCIAL SEC ASSURN HLDGS LTD COM X 29,700 0 8,200 FIRST INDL REALTY TRUST INC X 9,300 0 4,400 FRONTIER CORP COM X 3,100 0 0 GENSET SA SPONSORED ADR X 4,600 0 0 GEON COMPANY X 10,400 0 41,000 GLOBAL TELESYSTEMS GROUP (GTS) INC X 33,900 0 2,000 GRACE W R & CO COM X 152,400 0 2,200 GROUP MAINTENANCE AMERICA CORP X 500 0 4,600 GRUPO TELEVISA SA DE CV SPN ADR REPORD X 320,800 0 9,000 HANGER ORTHOPEDIC GRP X 15,600 0 13,000 HEALTH MGMT SYS INC X 18,300 0 0 HOSPITALITY PPTYS TR COM SH BEN INT X 24,600 0 2,700 ICU MEDICAL INC X 0 0 32,900 INSIGNIA FINANCIAL GROUP INC X 49,664 0 54,300 INTERDIGITAL COMMUNICATIONS CP COM X 0 0 1,100 INTERMET CORP COM NASD INDL X 5,400 0 0 JP REALTY INC X 41,500 0 2,800 LABORATORIO CHILE SA SPON ADR X 4,900 0 4,600 MBNA CORP X 1,100 0 5,900 MCI WORLDCOM INC COM X 282,126 0 300 MAXXIM MED INC COM X 0 0 2,700 MEDIA ARTS GROUP INC X 11,400 0 2,700 Page Total Page 13 of 13 FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. Run Date: 04/12/1999 FOR POSITIONS HELD AS OF 03/31/1999 -------------------- S.E.C. Use Only -------------------- Item 5: Item 1: Item 2: Item 3: Item4: Shares or Name of Issuer Title of Class CUSIP Number Fair Market Value Principal (X $1000) Amount - ------------------------------------------------------------------------------------------------------------------------------------ MEDIAONE GROUP INC Common Stock 58440J104 476 7,500 SH MERITOR AUTOMOTIVE INC COM Common Stock 59000G100 380 24,500 SH MORRISON HEALTH CARE INC Common Stock 61841L108 95 5,300 SH MORRISON KNUDSEN CORP NEW COM Common Stock 61844A109 61 6,100 SH MUSICLAND STORES COR Common Stock 62758B109 14 1,500 SH NVR INC Common Stock 62944T105 1,542 36,600 SH NATIONAL GOLF PPTYS INC Common Stock 63623G109 180 8,200 SH NAVISTAR INTL CORP NEW COM Common Stock 63934E108 446 11,100 SH NETWORK APPLIANCE INC COM Common Stock 64120L104 6,986 138,000 SH NEW CENTURY ENERGIES INC COM Common Stock 64352U103 8,999 264,200 SH ORACLE CORP COM Common Stock 68389X105 7,123 270,050 SH OWENS CORNING COM Common Stock 69073F103 5,504 173,000 SH PG&E CORP COM Common Stock 69331C108 6,337 204,000 SH PMC-SIERRA INC COM Common Stock 69344F106 1,879 26,400 SH PHYSICIAN RELIANCE NETWORK Common Stock 71940G108 127 14,900 SH PLAYTEX PRODUCTS INC Common Stock 72813P100 324 21,400 SH PLIVA 144A CROATIA GDR 144A 72917Q103 321 20,000 SH PREMIERE TECHNOLOGIES INC COM Common Stock 74058F102 1,175 103,300 SH PRIMEDIA INC COM Common Stock 74157K101 175 12,500 SH PROJECT SOFTWARE & DEV IN COM Common Stock 74339P101 1,132 46,200 SH PROVIDIAN FINANCIAL CORP COM Common Stock 74406A102 14,091 128,100 SH QUEST DIAGNOSTICS INC COM Common Stock 74834L100 165 7,400 SH QUILMES INDL QUINSA SOC SPON ADR(REP 1NO Sponsored ADR NV P 74838Y108 2,234 236,750 SH RATIONAL SOFTWARE CORP COM NEW Common Stock 75409P202 16,728 623,900 SH RELIASTAR FINL CORP COM Common Stock 75952U103 1,543 36,200 SH SBC COMMUNICATIONS INC Common Stock 78387G103 23,881 506,091 SH SUNOCO INC Common Stock 86764P109 14,804 410,500 SH SYBRON INTL CORP COM Common Stock 87114F106 875 35,000 SH SYNCOR INTL CORP DEL COM NASD INDL Common Stock 87157J106 45 1,600 SH TRANS WORLD ENTMT CORP COM Common Stock 89336Q100 294 26,700 SH TRIGON HEALTHCARE INC Common Stock 89618L100 3,120 91,100 SH UNICAPITAL CORP Common Stock 90459D108 183 28,700 SH US WEST INC Common Stock 91273H101 3,358 60,982 SH WPS RESOURCES CORP COM Common Stock 92931B106 254 8,600 SH WASTE MANAGEMENT INC Common Stock 94106L109 3,762 84,785 SH TERRA NOVA BERMUDA CL A Common Stock G87615103 545 24,900 SH TOMMY HILFIGER CORP Common Stock G8915Z102 7,101 103,100 SH ORBOTECH LTD ORD NASD INDL Common Stock M75253100 432 8,800 SH STEINER LEISURE LTD ORD Common Stock P8744Y102 1,049 34,100 SH Page Total 137,740 TOTAL 2,241,988 Item 6: Item 1: Investment Discretion Item 7: Item 8: Name of Issuer (a) Sole (b) Shared (c) Shared Other Voting Authority (Shares) as Def Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------- ---------------------------------------------------------------------------- MEDIAONE GROUP INC X 7,100 0 400 MERITOR AUTOMOTIVE INC COM X 11,700 0 0 MORRISON HEALTH CARE INC X 5,300 0 13,700 MORRISON KNUDSEN CORP NEW COM X 5,300 0 4,875 MUSICLAND STORES COR X 1,500 0 500 NVR INC X 33,100 0 0 NATIONAL GOLF PPTYS INC X 8,200 0 3,500 NAVISTAR INTL CORP NEW COM X 11,100 0 0 NETWORK APPLIANCE INC COM X 133,000 0 3,300 NEW CENTURY ENERGIES INC COM X 262,000 0 2,400 ORACLE CORP COM X 257,350 0 1,100 OWENS CORNING COM X 157,400 0 16,400 PG&E CORP COM X 202,500 0 5,500 PMC-SIERRA INC COM X 26,400 0 6,600 PHYSICIAN RELIANCE NETWORK X 14,900 0 400 PLAYTEX PRODUCTS INC X 17,600 0 2,300 PLIVA 144A CROATIA X 20,000 0 1,300 PREMIERE TECHNOLOGIES INC COM X 103,300 0 2,400 PRIMEDIA INC COM X 10,900 0 700 PROJECT SOFTWARE & DEV IN COM X 46,200 0 0 PROVIDIAN FINANCIAL CORP COM X 123,800 0 6,600 QUEST DIAGNOSTICS INC COM X 6,900 0 0 QUILMES INDL QUINSA SOC SPON ADR(REP 1NO X 222,450 0 0 RATIONAL SOFTWARE CORP COM NEW X 602,200 0 0 RELIASTAR FINL CORP COM X 33,800 0 0 SBC COMMUNICATIONS INC X 492,591 0 0 SUNOCO INC X 387,700 0 500 SYBRON INTL CORP COM X 17,700 0 0 SYNCOR INTL CORP DEL COM NASD INDL X 1,600 0 21,200 TRANS WORLD ENTMT CORP COM X 22,450 0 1,100 TRIGON HEALTHCARE INC X 87,200 0 4,500 UNICAPITAL CORP X 28,700 0 13,300 US WEST INC X 58,182 0 3,400 WPS RESOURCES CORP COM X 7,500 0 9,200 WASTE MANAGEMENT INC X 82,485 0 5,200 TERRA NOVA BERMUDA CL A X 21,600 0 3,300 TOMMY HILFIGER CORP X 93,300 0 9,800 ORBOTECH LTD ORD NASD INDL X 8,800 0 0 STEINER LEISURE LTD ORD X 31,000 0 3,100 Page Total TOTAL
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL AAON INC COMMON 000360206 50600 4600 AFSC EQUITY FUND COMMON 0 BLA 10,627,491 599,306 AAR CORP COMMON 000361105 1316397 73903 ABN AMRO HLDG N V ADR COMMON 000937102 3,577,803 172,945 AGCO CORP COMMON 001084102 7339500 1118400 AK STL HLDG CORP COMMON 001547108 470180 20839 AMR CORP DE COMMON 001765106 53700910 916984 ARM FINL GROUP INC CL COMMON 001944107 3644066 243953 AT&T CORP COMMON 001957109 804510 10080 ASA LTD COMMON 002050102 1,211,381 72,865 AAVID THERMAL TECHNOLOGI COMMON 002539104 96250 7000 AAMES FINL CORP COMMON 00253A101 84375 50000 ABBOTT LABS COMMON 002824100 655,375 14,000 ABITIBI-CONSOLIDATED COMMON 003924107 152,500 17,305 ACCEPTANCE INS COS INC COMMON 004308102 4312224 319424 ACETO CORP COMMON 004446100 890580 75393 ACME ELEC CORP COMMON 004644100 300800 75200 ACUSON CORP COMMON 005113105 132585 8876 ACX TECHNOLOGIES INC COMMON 005123104 3459737 263599 ADAMS RES & ENERGY INC COMMON 006351308 288600 48100 ADOBE SYS INC COMMON 00724F101 22700 400 ADVANCED DIGITAL INFO COMMON 007525108 248438 15000 ADVANCED MARKETING SVCS COMMON 00753T105 951600 73200 ADVEST GROUP INC COMMON 007566102 240500 13000 ADVOCAT INC COMMON 007586100 71725 30200 AEROQUIP-VICKERS INC COMMON 007869100 773719 13500 ADVANCED MICRO DEVICES COMMON 007903107 2325 150 ADVANTA CORP COMMON 007942105 6929760 626419 ADVANTA CORP COMMON 007942204 43856 4907 AETNA INC. COMMON 008117103 7443440 89680 AFTERMARKET TECHNOLOGY C COMMON 008318107 1916356 281300 AIR PRODS & CHEMS INC COMMON 009158106 13369488 390350 AIRBORNE FREIGHT DEL COMMON 009266107 1588905 51255 AIRPORT SYS INTL INC COMMON 00949N103 16400 8200 AKZO N V COMMON 010199305 2,785,915 75,295 ALAMO GROUP INC COMMON 011311107 485888 61700 ALASKA AIR GROUP INC COMMON 011659109 1009375 21250 ALBANY INTL CORP COMMON 012348108 1094794 58389 ALBERTO CULVER CO COMMON 013068200 168895 7948 ALBERTSONS INC COMMON 013104104 13609 250 ALCAN ALUMINIUM LTD NEW COMMON 013716105 12906 500 ALCOA INC COMMON 013817101 65900 1600 ALCATEL ALSTHOM COMMON 013904305 1,379,586 60,475 ALFA CORP COMMON 015385107 165668 10274 ALIGN-RITE INTL INC COMMON 016251100 983969 85100 ALLEGHENY ENERGY INC COMMON 017361106 1514235 51330 ALLEGHENY TELEDYNE INC COMMON 017415100 3788 200 COLUMN TOTALS: 136419604 ================================================================================================================================= ================================================================================================================================= ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE AAON INC 4600 1 4600 AFSC EQUITY FUND X 0 0 599,308 AAR CORP 73903 1 73903 ABN AMRO HLDG N V ADR X X X 148,590 1,835 22,520 AGCO CORP 1111600 1 1091700 0 26700 AK STL HLDG CORP 20839 1 20839 AMR CORP DE 844600 1 762209 0 154775 ARM FINL GROUP INC CL 174633 1 228628 180 15145 AT&T CORP 10080 1 10080 ASA LTD X X X 53,315 2,160 17,390 AAVID THERMAL TECHNOLOGI 7000 1 7000 AAMES FINL CORP 50000 1 50000 ABBOTT LABS X 10,000 0 4,000 ABITIBI-CONSOLIDATED X 0 0 17,305 ACCEPTANCE INS COS INC 318324 1 312324 0 7100 ACETO CORP 75393 1 72588 2805 ACME ELEC CORP 74700 1 73000 0 2200 ACUSON CORP 8876 1 8876 ACX TECHNOLOGIES INC 260999 1 251299 0 12300 ADAMS RES & ENERGY INC 48100 1 47300 800 ADOBE SYS INC 400 1 400 ADVANCED DIGITAL INFO 15000 1 15000 ADVANCED MARKETING SVCS 73200 1 69300 3900 ADVEST GROUP INC 13000 1 13000 ADVOCAT INC 30200 1 30200 AEROQUIP-VICKERS INC 9600 1 13500 0 0 ADVANCED MICRO DEVICES 150 1 150 ADVANTA CORP 623119 1 615219 0 11200 ADVANTA CORP 4907 1 4907 AETNA INC. 150 1 70565 0 19115 AFTERMARKET TECHNOLOGY C 279300 1 272400 0 8900 AIR PRODS & CHEMS INC 390350 1 390350 AIRBORNE FREIGHT DEL 200 1 39985 140 11130 AIRPORT SYS INTL INC 8200 1 8200 AKZO N V X X X 70,455 1,765 3,075 ALAMO GROUP INC 61200 1 58200 0 3500 ALASKA AIR GROUP INC 21250 1 21250 ALBANY INTL CORP 55197 1 53032 0 5357 ALBERTO CULVER CO 7948 1 7948 ALBERTSONS INC 250 1 250 ALCAN ALUMINIUM LTD NEW 500 1 500 ALCOA INC 1600 1 1600 ALCATEL ALSTHOM X X X 56,780 1,565 2,130 ALFA CORP 10274 1 10274 ALIGN-RITE INTL INC 85100 1 83000 2100 ALLEGHENY ENERGY INC 44530 1 44530 0 6800 ALLEGHENY TELEDYNE INC 200 1 200 COLUMN TOTALS:
0/3/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL CENTRICA PLC COMMON 0183901 19,355 11,000 ALLIANT TECHSYSTEMS COMMON 018804104 6506328 83750 ALLIED PRODS CORP DEL COMMON 019411107 618750 206250 ALLIED RESH CORP COMMON 019483106 622013 87300 ALLIEDSIGNAL INC COMMON 019512102 29513 600 ALLIED ZURICH PLC ADR COMMON 01959Q101 3,955,439 143,521 ALLSTAR SYS INC COMMON 019892108 59875 47900 ALLSTATE CORP COMMON 020002101 40863570 1102557 ALLTRISTA CORP COMMON 020040101 2026050 103900 ALPHA INDS INC COMMON 020753109 330750 18000 ALPHANET SOLUTIONS INC COMMON 020787107 388648 107213 ALPHARMA INC CL A COMMON 020813101 282,600 7,200 AMBAC INC COMMON 023139108 35047728 649032 AMCAST INDL CORP COMMON 023395106 491813 30500 AMCOR LTD COMMON 02341R302 360,217 18,355 AMCOL INTL CORP COMMON 02341W103 101760 10176 AMERADA HESS CORP COMMON 023551104 5088 100 AMERCO COMMON 023586100 206400 9600 AMEREN CORP COMMON 023608102 5428 150 AMERICA WEST HLDG CORP COMMON 023657208 13415272 703752 AMERICAN ANNUITY GROUP I COMMON 023840101 2016486 92712 AMERICAN BK CONN WATERBU COMMON 024327108 349050 17900 AMERICAN BILTRITE INC COMMON 024591109 646875 34500 AMERICAN BLDGS CO NEW COMMON 024757106 1617588 85700 AMERICAN BUSINESS PRODS COMMON 024763104 69384 4956 AMERICAN DENTAL TECHNOLO COMMON 025352204 478563 123500 AMERICAN ELEC PWR INC COMMON 025537101 7938 200 AMERICAN EXPRESS CO COMMON 025816109 58875 500 AMERICAN GENERAL CORP TEXAS COMMON 026351106 8763977 124310 AMERICAN HOMESTAR CORP COMMON 026651109 1139288 155800 AMERICAN MED SEC GROUP I COMMON 02744P101 44128 3152 AMERICAN PHYSICIAN PARTN COMMON 028880102 622200 103700 AMERICAN PHYSICIANS SVC COMMON 028882108 106425 47300 AMERICAN SAFETY RAZOR CO COMMON 029362100 2923463 210700 AMERICAN TOWER CORP COMMON 029912201 102484 4183 AMERICAN TECHNICNAL CERA COMMON 030137103 8625 1500 AMERICAN VANGUARD CORP COMMON 030371108 118950 24400 AMERICAN WOODMARK CORP COMMON 030506109 502838 15900 AMERILINK CORP COMMON 03070N108 366781 48500 AMERISTAR CASINOS INC COMMON 03070Q101 154275 56100 AMERIN CORP COMMON 03070X106 1584579 78010 AMERON INTL INC COMMON 030710107 2385600 67200 AMERIPATH INC COMMON 03071D109 633600 70400 AMERUS LIFE HLDGS INC COMMON 030732101 12022416 500934 AMES DEPARTMENT STORES COMMON 030789507 1767150 47600 AMERITECH CORP NEW COMMON 030954101 232,805 4,040 AMETEK INC NEW COMMON 031100100 2312275 126700 AMGEN INC COMMON 031162100 1150829 15370 COLUMN TOTALS: 147524044 ================================================================================================================================= ================================================================================================================================= ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE CENTRICA PLC X 1 0 0 11,000 ALLIANT TECHSYSTEMS 83750 1 80850 2900 ALLIED PRODS CORP DEL 204850 1 200650 0 5600 ALLIED RESH CORP 87300 1 85300 2000 ALLIEDSIGNAL INC 600 1 600 ALLIED ZURICH PLC ADR X X X 130,087 2,990 10,444 ALLSTAR SYS INC 47900 1 47900 ALLSTATE CORP 999581 1 869917 0 232640 ALLTRISTA CORP 103300 1 102100 0 1800 ALPHA INDS INC 18000 1 18000 ALPHANET SOLUTIONS INC 106513 1 104913 0 2300 ALPHARMA INC CL A X 0 0 7,200 AMBAC INC 533000 1 510372 0 138660 AMCAST INDL CORP 30500 1 30500 AMCOR LTD X 0 0 18,355 AMCOL INTL CORP 10176 1 10176 AMERADA HESS CORP 100 1 100 AMERCO 9600 1 9600 AMEREN CORP 150 1 150 AMERICA WEST HLDG CORP 694852 1 683952 0 19800 AMERICAN ANNUITY GROUP I 92712 1 81712 11000 AMERICAN BK CONN WATERBU 17900 1 17900 AMERICAN BILTRITE INC 34500 1 32900 1600 AMERICAN BLDGS CO NEW 85200 1 84200 0 1500 AMERICAN BUSINESS PRODS 4956 1 4956 AMERICAN DENTAL TECHNOLO 123500 1 120400 3100 AMERICAN ELEC PWR INC 200 1 200 AMERICAN EXPRESS CO 500 1 500 AMERICAN GENERAL CORP TEXAS 11800 1 96790 0 27520 AMERICAN HOMESTAR CORP 155200 1 155800 0 0 AMERICAN MED SEC GROUP I 3152 1 3152 AMERICAN PHYSICIAN PARTN 103700 1 103700 AMERICAN PHYSICIANS SVC 47300 1 45500 1800 AMERICAN SAFETY RAZOR CO 209700 1 205400 0 5300 AMERICAN TOWER CORP 4183 1 4183 AMERICAN TECHNICNAL CERA 1500 1 1500 AMERICAN VANGUARD CORP 24400 1 23300 1100 AMERICAN WOODMARK CORP 15900 1 15900 AMERILINK CORP 48500 1 47300 1200 AMERISTAR CASINOS INC 56100 1 53500 2600 AMERIN CORP 76610 1 78010 0 0 AMERON INTL INC 67200 1 66200 1000 AMERIPATH INC 69700 1 70400 0 0 AMERUS LIFE HLDGS INC 499234 1 489772 0 11162 AMES DEPARTMENT STORES 47600 1 37500 10100 AMERITECH CORP NEW X 0 0 4,040 AMETEK INC NEW 126700 1 126700 AMGEN INC 15370 1 15370 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL AMISTAR CORP COMMON 031535107 52700 24800 AMRESCO INC COMMON 031909104 4086675 531600 AMPCO-PITTSBURGH CORP COMMON 032037103 1621476 164200 AMPEX CORP DEL COMMON 032092108 174688 65000 AMPLICON INC COMMON 032101107 1154738 111300 AMREP CORP NEW COMMON 032159105 357725 69800 AMSOUTH BANCORPORATION COMMON 032165102 6825 150 AMWEST INS GROUP INC DEL COMMON 032345100 58201 6292 ANCHOR GAMING COMMON 033037102 2419375 55300 ANDERSONS INC COMMON 034164103 1117926 92200 ANDREW CORP COMMON 034425108 14937846 1213225 ANSYS INC COMMON 03662Q105 83875 12200 ANTEC CORP COMMON 03664P105 106124 4936 AON CORP COMMON 037389103 12650 200 APACHE CORP COMMON 037411105 28427672 1090750 APASCO S.A. DE C.V. COMMON 037488103 1024093 33765 APOGEE ENTERPRISES INC COMMON 037598109 927438 78100 APPLE COMPUTER INC COMMON 037833100 5391 150 APPLEBEES INTL INC COMMON 037899101 2553961 102929 APPLIED INDL TECHNOLOGIE COMMON 03820C105 3110038 279554 APPLIED SIGNAL TECHNOLOG COMMON 038237103 567500 90800 AQUARION CO COMMON 03838W101 771375 28050 ARACRUZ CELULOSE S A COMMON 038496204 3,666,688 252,675 ARCADIA FINANCIAL LTD COMMON 039101100 3253916 685035 ARCH CHEMICALS INC COMMON 03937R102 167500 10000 ARCHER DANIELS MIDLAND C COMMON 039483102 5433488 369933 ARCTIC CAT INC COMMON 039670104 5279794 531300 ARGONAUT GROUP INC COMMON 040157109 1840366 71644 ARK RESTAURANTS CORP COMMON 040712101 615600 60800 ARKANSAS BEST CORP DEL COMMON 040790107 2264476 332400 ARMCO INC COMMON 042170100 9869001 2224000 ARMSTRONG WORLD INDS INC COMMON 042476101 1041798 23055 ARNOLD INDS INC COMMON 042595108 5191822 349030 ARVIN INDUSTRIES INC COMMON 043339100 9762824 289805 ASHWORTH INC COMMON 04516H101 319550 91300 ASIA PULP & PAPER LTD COMMON 04516V100 3898018 465435 ASSOCIATES FIRST CAP COR COMMON 046008108 28080 624 ASTRA AB SPON ADR A S COMMON 046298105 5845278 254835 ASTRA AB ADR SPONS SH COMMON 046298204 215,063 9,585 ASTRONICS CORP COMMON 046433108 134017 14107 ASYST TECHNOLOGY CORP COMMON 04648X107 195250 14200 ATCHISON CASTING CORP COMMON 046613105 1244850 154400 ATLANTIC AMERN CORP COMMON 048209100 247200 61800 ATLANTIC RICHFIELD CO DE COMMON 048825103 98810783 1351258 ATLANTIS PLASTICS INC COMMON 049156102 336375 39000 AUTODESK INC COMMON 052769106 1342525 33200 AUTOLOGIC INFORMATION IN COMMON 052803103 61119 12700 AUTOCAM CORP COMMON 052907102 541896 67737 COLUMN TOTALS: 225185569 ================================================================================================================================== ================================================================================================================================== ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE AMISTAR CORP 24800 1 23600 1200 AMRESCO INC 529300 1 512600 0 19000 AMPCO-PITTSBURGH CORP 163700 1 159800 0 4400 AMPEX CORP DEL 65000 1 65000 AMPLICON INC 111300 1 105800 5500 AMREP CORP NEW 69800 1 68100 1700 AMSOUTH BANCORPORATION 150 1 150 AMWEST INS GROUP INC DEL 6292 1 6292 ANCHOR GAMING 54200 1 50600 0 4700 ANDERSONS INC 91500 1 90900 0 1300 ANDREW CORP 992550 1 962860 140 250225 ANSYS INC 12200 1 12200 ANTEC CORP 4936 1 4936 AON CORP 200 1 200 APACHE CORP 1090750 1 856650 0 234100 APASCO S.A. DE C.V. 25700 1 25700 0 8065 APOGEE ENTERPRISES INC 75300 1 78100 0 0 APPLE COMPUTER INC 150 1 150 APPLEBEES INTL INC 15339 1 80399 210 22320 APPLIED INDL TECHNOLOGIE 277554 1 269754 0 9800 APPLIED SIGNAL TECHNOLOG 90000 1 87200 0 3600 AQUARION CO 28050 1 28050 ARACRUZ CELULOSE S A X X X 213,410 4,880 34,585 ARCADIA FINANCIAL LTD 681100 1 667735 0 17300 ARCH CHEMICALS INC 10000 1 10000 ARCHER DANIELS MIDLAND C 3093 1 295969 0 73964 ARCTIC CAT INC 528400 1 518600 0 12700 ARGONAUT GROUP INC 829 1 60094 205 11345 ARK RESTAURANTS CORP 60800 1 59200 1600 ARKANSAS BEST CORP DEL 330200 1 323700 0 8700 ARMCO INC 2211800 1 2173900 0 50100 ARMSTRONG WORLD INDS INC 300 1 21250 0 1805 ARNOLD INDS INC 347730 1 338730 0 10300 ARVIN INDUSTRIES INC 230430 1 266630 130 23045 ASHWORTH INC 90300 1 91300 0 0 ASIA PULP & PAPER LTD 35400 1 436300 11385 17750 ASSOCIATES FIRST CAP COR 624 1 624 ASTRA AB SPON ADR A S 69205 1 220345 4185 30305 ASTRA AB ADR SPONS SH X 130 0 9,455 ASTRONICS CORP 14107 1 14107 ASYST TECHNOLOGY CORP 14200 1 14200 ATCHISON CASTING CORP 153300 1 150900 0 3500 ATLANTIC AMERN CORP 61800 1 57100 4700 ATLANTIC RICHFIELD CO DE 1245848 1 1155639 0 195619 ATLANTIS PLASTICS INC 39000 1 39000 AUTODESK INC 33200 1 7200 26000 AUTOLOGIC INFORMATION IN 12700 1 12700 AUTOCAM CORP 67737 1 65368 2369 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL AUTOZONE INC COMMON 053332102 4556 150 AVADO BRANDS INC COMMON 05336P108 66928 11272 AVANT CORP COMMON 053487104 177536 10002 AVERY DENNISON CORP COMMON 053611109 5750 100 AVIALL INC NEW COMMON 05366B102 4984800 321600 AVIS RENT A CAR INC COMMON 053790101 181917 10701 AVISTA CORP COMMON 05379B107 485875 29900 AXSYS TECHNOLOGIES INC COMMON 054615109 963900 56700 AZTEC MFG CO COMMON 054825104 646712 77800 BAA PLC SPONSORED ADR COMMON 05518L206 3,037,104 264,096 BCE INC COMMON 05534B109 99886833 2254145 BCT INTL INC COMMON 055355101 102594 46900 BG PLC ADR FINAL INST COMMON 055434104 519447 17721 BHA GROUP HLDGS INC COMMON 055446108 34675 3800 BOC GROUP PLC ADR COMMON 055617609 3742710 136720 BOK FINL CORP COMMON 05561Q201 108047 4196 BP AMOCO P L C COMMON 055622104 25145911 248969 BACK BAY RESTAURANT GROU COMMON 05635V103 111375 11000 BAIRNCO CORP COMMON 057097107 704900 148400 BAKER MICHAEL CORP COMMON 057149106 7250 1000 BAKER HUGHES INC COMMON 057224107 28702122 1180550 BAKER J INC COMMON 057232100 165375 44100 BALCHEM CORP COMMON 057665200 150075 26100 BALDWIN TECHNOLOGY INC COMMON 058264102 842663 293100 BALTEK CORP COMMON 058822107 63000 7000 BALTIMORE GAS & ELEC CO COMMON 059165100 5075 200 BANCINSURANCE CORP COMMON 05945K102 99550 18100 BANCO DE SANTANDER COMMON 059574202 3638033 181335 BANCTEC INC COMMON 059784108 4958835 402748 BANCWEST CP COMMON 059790105 2516038 59200 BANDAG INC COMMON 059815100 2467778 86779 BANDAG INC COMMON 059815308 77116 3247 BANGOR HYDRO ELEC CO COMMON 060077104 750394 59143 BANK ONE CORP COMMON 06423A103 94261758 1711904 BANK TOKYO MITSUBISHI COMMON 065379109 5049730 360695 BANKATLANTIC BANCORP COMMON 065908501 1887806 267300 BANKAMERICA CORP NEW COMMON 06605F102 69769238 987882 BANKBOSTON CORP. COMMON 06605R106 5301567 122402 BANKERS TR CORP COMMON 066365107 17191100 194800 BANKNORTH GROUP INC DEL COMMON 06646L100 184416 6528 BARD C R INC COMMON 067383109 726300 14400 BARNES GROUP INC COMMON 067806109 5521875 294500 BARNETT INC COMMON 068062108 298375 34100 BARRY R G CORP OHIO COMMON 068798107 859575 94200 BASSETT FURNITURE INDS I COMMON 070203104 100094 4524 BAY ST GAS CO COMMON 072612609 204641 5189 BAYER AG SPONS ADR COMMON 072730302 1,526,691 40,985 BAYOU STL CORP LA PLACE COMMON 073051104 718125 229800 COLUMN TOTALS: 388956165
================================================================================================================================= ================================================================================================================================= ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE AUTOZONE INC 150 1 150 AVADO BRANDS INC 11272 1 11272 AVANT CORP 10002 1 10002 AVERY DENNISON CORP 100 1 100 AVIALL INC NEW 320100 1 312400 0 9200 AVIS RENT A CAR INC 10701 1 10701 AVISTA CORP 29900 1 29900 AXSYS TECHNOLOGIES INC 56700 1 54800 1900 AZTEC MFG CO 77300 1 75400 0 2400 BAA PLC SPONSORED ADR X X X 209,346 5,240 49,510 BCE INC 2006270 1 1926626 0 327317 BCT INTL INC 46900 1 44400 2500 BG PLC ADR FINAL INST 5117 1 5117 0 12604 BHA GROUP HLDGS INC 3800 1 3800 BOC GROUP PLC ADR 7400 1 114690 2850 19180 BOK FINL CORP 4196 1 4196 BP AMOCO P L C 209279 1 244749 0 4220 BACK BAY RESTAURANT GROU 11000 1 11000 BAIRNCO CORP 147900 1 143600 0 4800 BAKER MICHAEL CORP 1000 1 1000 BAKER HUGHES INC 1180550 1 967250 0 213300 BAKER J INC 44100 1 44100 BALCHEM CORP 26100 1 26100 BALDWIN TECHNOLOGY INC 291400 1 281600 0 11500 BALTEK CORP 7000 1 6800 200 BALTIMORE GAS & ELEC CO 200 1 200 BANCINSURANCE CORP 18100 1 18100 BANCO DE SANTANDER 7300 1 165670 3825 11840 BANCTEC INC 398548 1 390948 0 11800 BANCWEST CP 200 1 47010 145 12045 BANDAG INC 85379 1 82179 0 4600 BANDAG INC 3247 1 3247 BANGOR HYDRO ELEC CO 200 1 45940 155 13048 BANK ONE CORP 1537102 1 1489200 0 222704 BANK TOKYO MITSUBISHI 18500 1 297385 7300 56010 BANKATLANTIC BANCORP 265175 1 250475 0 16825 BANKAMERICA CORP NEW 929930 1 829055 0 158827 BANKBOSTON CORP. 16300 1 91425 0 30977 BANKERS TR CORP 194800 1 194800 BANKNORTH GROUP INC DEL 6528 1 6528 BARD C R INC 14400 1 14400 BARNES GROUP INC 293000 1 284600 0 9900 BARNETT INC 33300 1 34100 0 0 BARRY R G CORP OHIO 93800 1 92600 0 1600 BASSETT FURNITURE INDS I 4524 1 4524 BAY ST GAS CO 5189 1 5189 BAYER AG SPONS ADR X X X 38,060 1,025 1,900 BAYOU STL CORP LA PLACE 228600 1 224100 0 5700 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL BEAR STEARNS COS INC COMMON 073902108 4692 105 BEAZER HOMES USA INC COMMON 07556Q105 2411241 114821 BECKMAN COULTER INC C COMMON 075811109 2083983 47095 BEL FUSE INC COMMON 077347201 578100 14100 BEL FUSE INC COMMON 077347300 767250 24750 BELCO OIL & GAS CORP COMMON 077410108 18406 3100 BELDEN INC COMMON 077459105 8886150 520800 BELL ATLANTIC CORP COMMON 077853109 23481121 454289 BELL INDS INC COMMON 078107109 140063 13500 BELL MICROPRODUCTS INC COMMON 078137106 311006 51300 BELLSOUTH CORP COMMON 079860102 96150 2400 BEN FRANKLIN RETAIL STOR COMMON 081499105 75 4660 BENIHANA INC COMMON 082047200 103513 9100 BERKLEY W R CORP COMMON 084423102 216360 8831 BEVERLY ENTERPRISES INC COMMON 087851309 4977928 971303 BIG DOG HLDGS INC COMMON 089128102 15525 2700 BILLITON COMMON 090171109 3,009,620 1,148,710 BINDLEY WESTN INDS INC COMMON 090324104 132359 4634 BIO RAD LABS INC COMMON 090572207 3096955 152935 BIOSOURCE INTL INC COMMON 09066H104 388875 91500 BLACK HAWK GAMING & DEV COMMON 092067107 161875 25900 BLACK HILLS CORP COMMON 092113109 104921 4923 BLAIR CORP COMMON 092828102 2319975 147300 BLIMPIE INTL INC COMMON 093538106 257644 105700 BLOCK DRUG INC COMMON 093644102 2166724 52847 BLOCK H & R INC COMMON 093671105 579870 12240 BLONDER TONGUE LABS INC COMMON 093698108 572000 114400 BLOUNT INTL INC COMMON 095177101 918947 31825 BLUEGREEN CORP COMMON 096231105 1397663 286700 BOISE CASCADE OFFICE PRO COMMON 097403109 6094531 547823 BON-TON STORES INC COMMON 09776J101 1766313 239500 BORG-WARNER AUTOMOTIVE COMMON 099724106 773654 16181 BORG WARNER SECURITY CORP COMMON 099733107 2138160 127650 BOSTON ACOUSTICS INC COMMON 100534106 1179750 72600 BOSTON CHICKEN INC COMMON 100578103 15217 21738 BOWATER INC COMMON 102183100 32423156 818250 BOWNE & CO INC COMMON 103043105 3772538 322784 BOYD BROS TRANSPORTATION COMMON 103255105 338000 41600 BOYD GAMING CORP COMMON 103304101 3972292 934657 BRIDGEPORT MACHS INC COMMON 108228107 360732 58300 BRISTOL MYERS SQUIBB CO COMMON 110122108 31876538 497100 BRITISH AWYS PLC COMMON 110419306 3812119 55550 BROOKS AUTOMATION INC COMMON 11434A100 1115266 49844 BROWNING FERRIS INDS COMMON 115885105 7713 200 BRUSH WELLMAN INC COMMON 117421107 91843 6334 BRYLANE INC COMMON 117661108 3710250 153000 BTR SIEBE PLC ADR SPO COMMON 11776R109 302,194 34,050 BUCKEYE TECHNOLOGIES COMMON 118255108 6028400 430600 COLUMN TOTALS: 158977657 =========================================================================================================================== =========================================================================================================================== ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE BEAR STEARNS COS INC 105 1 105 BEAZER HOMES USA INC 114321 1 112121 0 2700 BECKMAN COULTER INC C 150 1 36955 125 10015 BEL FUSE INC 14100 1 14100 BEL FUSE INC 24750 1 24750 BELCO OIL & GAS CORP 3100 1 3100 BELDEN INC 518300 1 508900 0 11900 BELL ATLANTIC CORP 358968 1 423284 0 31005 BELL INDS INC 13500 1 13500 BELL MICROPRODUCTS INC 51300 1 51300 BELLSOUTH CORP 2400 1 2400 BEN FRANKLIN RETAIL STOR 4660 1 4660 BENIHANA INC 9100 1 8100 1000 BERKLEY W R CORP 8831 1 8831 BEVERLY ENTERPRISES INC 932900 1 921500 0 49803 BIG DOG HLDGS INC 2700 1 2700 BILLITON X X X 1,001,055 27,555 120,100 BINDLEY WESTN INDS INC 4634 1 4634 BIO RAD LABS INC 68400 1 129840 255 22840 BIOSOURCE INTL INC 90800 1 88200 0 3300 BLACK HAWK GAMING & DEV 25900 1 24900 1000 BLACK HILLS CORP 4923 1 4923 BLAIR CORP 145900 1 143700 0 3600 BLIMPIE INTL INC 104700 1 102500 0 3200 BLOCK DRUG INC 212 1 42123 142 10582 BLOCK H & R INC 12240 1 12240 BLONDER TONGUE LABS INC 113700 1 111600 0 2800 BLOUNT INTL INC 31825 1 26725 5100 BLUEGREEN CORP 284600 1 277600 0 9100 BOISE CASCADE OFFICE PRO 547823 1 532323 15500 BON-TON STORES INC 238000 1 232700 0 6800 BORG-WARNER AUTOMOTIVE 16181 1 16181 BORG WARNER SECURITY CORP 500 1 100430 360 26860 BOSTON ACOUSTICS INC 72600 1 70950 1650 BOSTON CHICKEN INC 21738 1 21738 BOWATER INC 818250 1 699950 0 118300 BOWNE & CO INC 315584 1 307184 0 15600 BOYD BROS TRANSPORTATION 41600 1 39800 1800 BOYD GAMING CORP 927657 1 906257 0 28400 BRIDGEPORT MACHS INC 57800 1 56000 0 2300 BRISTOL MYERS SQUIBB CO 493400 1 493400 0 3700 BRITISH AWYS PLC 8100 1 41915 960 12675 BROOKS AUTOMATION INC 140 1 39056 140 10648 BROWNING FERRIS INDS 200 1 200 BRUSH WELLMAN INC 6334 1 6334 BRYLANE INC 151200 1 150900 0 2100 BTR SIEBE PLC ADR SPO X 0 0 34,050 BUCKEYE TECHNOLOGIES 427400 1 415200 0 15400 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL BUDGET GROUP INC COMMON 119003101 4542300 370800 BUFFETS INC COMMON 119882108 217250 22000 BUILDING MATLS HLDG CORP COMMON 120113105 1743525 172200 BUILDING ONE SVCS CORP COMMON 120114103 126122 7338 BURLINGTON COAT FACTRY COMMON 121579106 9435523 803022 BURLINGTON INDS INC COMMON 121693105 8944201 1350068 BURLINGTON NORTHN SANTA COMMON 12189T104 13071100 397600 BURLINGTON RES INC COMMON 122014103 104037 2605 BUTLER MFG CO DEL COMMON 123655102 3300000 140800 C&D TECHNOLOGIES INC COMMON 124661109 676600 27200 CAI WIRELESS SYS INC COMMON 12476P104 118 5899 CBL MED INC COMMON 124831108 253 900 CCA INDS INC COMMON 124867102 120656 99000 CBRL GROUP INC COM COMMON 12489V106 1996560 110920 C D I CORP COMMON 125071100 7543594 313500 CFC INTL INC COMMON 125252106 12350 1300 CFI PROSERVICES INC COMMON 12525N100 186725 15400 CHS ELECTRONICS INC COMMON 12542A206 1269581 398300 CIGNA CP COMMON 125509109 40210058 479763 CIT GROUP INC CL A COMMON 125577106 50456523 1650928 CLECO CORP COMMON 12561M107 4333255 146890 CMP GROUP INC (HLDG CO) COMMON 125887109 2432768 132395 CMS ENERGY CORP COMMON 125896100 4025 100 CPB INC COMMON 125903104 800175 45400 CTG RES INC COMMON 125957100 469569 19464 CNF TRANSPORTATION INC COMMON 12612W104 34137424 902806 CPAC INC COMMON 126145101 952113 129100 C P CLARE CORP COMMON 12615K107 416513 114900 CSX CORP COMMON 126408103 14848816 381350 CTS CORP COMMON 126501105 1304310 26383 CVS CORP COMMON 126650100 38000 800 CABLE DESIGN TECHNOLOGIE COMMON 126924109 2296800 208800 CABOT INDUSTRIAL TRUST COMMON 127072106 283125 15000 CABOT OIL & GAS CORP COMMON 127097103 118229 8189 CACHE INC COMMON 127150308 209575 33200 CAL MAINE FOODS INC COMMON 128030202 165000 30000 CALLAWAY GOLF CO COMMON 131193104 1019 100 CALPINE CORP COMMON 131347106 3024313 83000 CAMDEN PPTY TR COMMON 133131102 5496307 222073 CAMERON ASHLEY BUILDING COMMON 133290106 1676263 183700 CANADIAN PAC LTD NEW COMMON 135923100 119331 6100 CANNON EXPRESS INC COMMON 137694105 25185 7900 CANNONDALE CORP COMMON 137798104 1267138 151300 CANON INC ADR COMMON 138006309 4452449 186490 CAPITAL RE CORP COMMON 140432105 9256126 536587 CARBIDE/GRAPHITE GROUP I COMMON 140777103 1837875 169000 CARAUSTAR INDS INC COMMON 140909102 1672100 72700 CAROLINA PWR & LT CO COMMON 144141108 7563 200 COLUMN TOTALS: 235602442 =============================================================================================================================== =============================================================================================================================== ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE BUDGET GROUP INC 368100 1 360800 0 10000 BUFFETS INC 21600 1 22000 0 0 BUILDING MATLS HLDG CORP 171000 1 167300 0 4900 BUILDING ONE SVCS CORP 7338 1 7338 BURLINGTON COAT FACTRY 698487 1 693357 265 109400 BURLINGTON INDS INC 1341168 1 1321468 0 28600 BURLINGTON NORTHN SANTA 397600 1 397600 BURLINGTON RES INC 2605 1 2605 BUTLER MFG CO DEL 140400 1 137300 0 3500 C&D TECHNOLOGIES INC 27200 1 27200 CAI WIRELESS SYS INC 5899 1 5899 CBL MED INC 900 1 900 CCA INDS INC 99000 1 95900 3100 CBRL GROUP INC COM 390 1 90955 335 19630 C D I CORP 311500 1 313500 0 0 CFC INTL INC 1300 1 1300 CFI PROSERVICES INC 15400 1 15400 CHS ELECTRONICS INC 396300 1 398300 0 0 CIGNA CP 406950 1 374808 0 104955 CIT GROUP INC CL A 406950 1 374808 0 324470 CLECO CORP 146890 1 135190 11700 CMP GROUP INC (HLDG CO) 250 1 106625 310 25460 CMS ENERGY CORP 100 1 100 CPB INC 45400 1 44200 1200 CTG RES INC 19302 1 16486 0 2978 CNF TRANSPORTATION INC 766945 1 710941 0 191865 CPAC INC 128000 1 125900 0 3200 C P CLARE CORP 114900 1 110600 4300 CSX CORP 381350 1 381350 CTS CORP 26383 1 26383 CVS CORP 800 1 800 CABLE DESIGN TECHNOLOGIE 207700 1 208800 0 0 CABOT INDUSTRIAL TRUST 15000 1 15000 CABOT OIL & GAS CORP 8189 1 8189 CACHE INC 32300 1 33200 0 0 CAL MAINE FOODS INC 30000 1 30000 CALLAWAY GOLF CO 100 1 100 CALPINE CORP 83000 1 83000 CAMDEN PPTY TR 222073 1 195320 26753 CAMERON ASHLEY BUILDING 183200 1 179200 0 4500 CANADIAN PAC LTD NEW 6100 1 2400 3700 CANNON EXPRESS INC 7900 1 7900 CANNONDALE CORP 149600 1 147300 0 4000 CANON INC ADR 25700 1 150755 3320 32415 CAPITAL RE CORP 530187 1 522987 0 13600 CARBIDE/GRAPHITE GROUP I 168600 1 165000 0 4000 CARAUSTAR INDS INC 72700 1 69100 3600 CAROLINA PWR & LT CO 200 1 200 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL CARPENTER TECHNOLOGY COR COMMON 144285103 9600999 370159 CARTER WALLACE INC COMMON 146285101 114678 6371 CASCADE CORP COMMON 147195101 2007063 188900 CASE CORP COMMON 14743R103 4559888 179700 CASTLE A M & CO COMMON 148411101 304719 24875 CASTLE ENERGY CORP COMMON 148449309 236800 14800 CATALINA LTG INC COMMON 148865108 119075 43300 CATERPILLAR INC DEL COMMON 149123101 4635679 100913 CATO CORP NEW COMMON 149205106 754313 81000 CAVALIER HOMES INC COMMON 149507105 1629705 169320 CELLSTAR CORP COMMON 150925105 1870613 180300 CENDANT CORP COMMON 151313103 27094 1700 CENTEX CONSTRUCTION PROD COMMON 15231R109 8382606 240793 CENTRAL & SOUTH WEST COR COMMON 152357109 11630859 496250 CENTRAL GARDEN & PET COMMON 153527106 153613 9103 CENTRAL HUDSON GAS & ELE COMMON 153609102 358125 10000 CENTRAL VT PUB SVC CORP COMMON 155771108 704693 70030 CENTRIS GROUP INC COMMON 155904105 1101669 104300 CENTURY ALUMINUM CO COMMON 156431108 1509548 265410 CENVILL DEV CORP NEW COMMON 156906109 4659 9300 CHAMPION INTL CORP COMMON 158525105 10939050 266400 CHANNELL COML CORP COMMON 159186105 1366819 155100 CHART INDS INC COMMON 16115Q100 154875 23600 CHARTWELL RE CORP COMMON 16139W109 3324075 192700 CHASE CORP COMMON 16150R104 1044 100 CHASE INDS INC COMMON 161568100 1835719 240750 CHASE MANHATTAN CORPO COMMON 16161A108 67828777 833533 CHECKPOINT SYSTEMS INC COMMON 162825103 107597 12944 CHELSEA GCA RLTY INC COMMON 163262108 7496981 268950 CHEMED CORP COMMON 163596109 90074 3498 CHEMFIRST INCORPORATED COMMON 16361A106 2268728 96540 CHEMICAL FINL CORP COMMON 163731102 99552 3111 CHERRY CORP COMMON 164541203 1795500 133000 CHESAPEAKE CORP VA COMMON 165159104 1017187 37500 CHESAPEAKE UTILS CORP COMMON 165303108 229694 14300 CHEVRON CORPORATION COMMON 166751107 62125 700 CHICAGO RIVET & MACH CO COMMON 168088102 89700 3900 CHIQUITA BRANDS INTL INC COMMON 170032106 140149 13757 CHITTENDEN CORP COMMON 170228100 159351 5971 CHOCK FULL O NUTS CORP COMMON 170268106 623700 113400 CHROMCRAFT REVINGTON INC COMMON 171117104 1935200 131200 CHUBB CORP COMMON 171232101 13337493 227748 CINCINNATI FINL CORP COMMON 172062101 7288 200 CINERGY CORP COMMON 172474108 104500 3800 CIRCLE INTL GROUP INC COMMON 172574105 1398189 96013 CIRRUS LOGIC INC COMMON 172755100 144069 22599 CITATION CORP COMMON 172895104 3863225 376900 CITIGROUP INC COMMON 172967101 210788 3300 COLUMN TOTALS: 170337847 ============================================================================================================================ ============================================================================================================================ ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE CARPENTER TECHNOLOGY COR 368559 1 361059 0 9100 CARTER WALLACE INC 6371 1 6371 CASCADE CORP 188300 1 183700 0 5200 CASE CORP 179700 1 179700 CASTLE A M & CO 24875 1 24875 CASTLE ENERGY CORP 14800 1 13800 1000 CATALINA LTG INC 43300 1 43300 CATERPILLAR INC DEL 900 1 77963 0 22950 CATO CORP NEW 81000 1 81000 CAVALIER HOMES INC 168320 1 163180 0 6140 CELLSTAR CORP 174500 1 180300 0 0 CENDANT CORP 1700 1 1700 CENTEX CONSTRUCTION PROD 239193 1 228693 0 12100 CENTRAL & SOUTH WEST COR 496250 1 496250 CENTRAL GARDEN & PET 9103 1 9103 CENTRAL HUDSON GAS & ELE 10000 1 10000 CENTRAL VT PUB SVC CORP 240 1 54120 175 15735 CENTRIS GROUP INC 104300 1 104300 CENTURY ALUMINUM CO 72200 1 231160 500 33750 CENVILL DEV CORP NEW 9300 1 9300 CHAMPION INTL CORP 266400 1 266400 CHANNELL COML CORP 154600 1 151000 0 4100 CHART INDS INC 23600 1 23600 CHARTWELL RE CORP 190800 1 188200 0 4500 CHASE CORP 100 1 100 CHASE INDS INC 239000 1 234050 0 6700 CHASE MANHATTAN CORPO 762944 1 767348 0 66185 CHECKPOINT SYSTEMS INC 12944 1 12944 CHELSEA GCA RLTY INC 268950 1 238150 30800 CHEMED CORP 3498 1 3498 CHEMFIRST INCORPORATED 28940 1 81535 185 14820 CHEMICAL FINL CORP 3111 1 3111 CHERRY CORP 130500 1 126600 0 6400 CHESAPEAKE CORP VA 29800 1 29800 0 7700 CHESAPEAKE UTILS CORP 14300 1 14300 CHEVRON CORPORATION 700 1 700 CHICAGO RIVET & MACH CO 3900 1 3900 CHIQUITA BRANDS INTL INC 13757 1 13757 CHITTENDEN CORP 5971 1 5971 CHOCK FULL O NUTS CORP 111300 1 108800 0 4600 CHROMCRAFT REVINGTON INC 130000 1 127400 0 3800 CHUBB CORP 221800 1 220600 0 7148 CINCINNATI FINL CORP 200 1 200 CINERGY CORP 3800 1 1600 2200 CIRCLE INTL GROUP INC 94813 1 96013 0 0 CIRRUS LOGIC INC 22599 1 22599 CITATION CORP 375100 1 368700 0 8200 CITIGROUP INC 3300 1 3300 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL CLARCOR INC COMMON 179895107 162930 9549 CLEVELAND CLIFFS INC COMMON 185896107 10020080 294167 COACHMEN INDUSTRIES COMMON 189873102 128535 6270 COAST DENTAL SVCS INC COMMON 19034H102 291619 45300 COASTAL CORP COMMON 190441105 8250 250 COBRA ELECTRS CORP COMMON 191042100 394125 105100 COGENERATION CORP AMER COMMON 19238M105 1029288 122900 COGNITRONICS CORP COMMON 192432102 430950 50700 COHERENT INC COMMON 192479103 119474 8689 COHU INC COMMON 192576106 2176200 93600 COLD METAL PRODS INC COMMON 192861102 22750 13000 COLDWATER CREEK INC COMMON 193068103 230000 20000 COLE NATIONAL CORP NEW COMMON 193290103 2617050 143400 COLLINS INDS INC COMMON 194858106 172900 36400 COLONIAL PROPERTIES TR ALABAMA COMMON 195872106 7189263 281930 COLTEC INDS INC COMMON 196879100 154594 8500 COLUMBIA ENERGY GROUP COMMON 197648108 62700 1200 COLUMBIA/HCA HEALTHCARE CORP COMMON 197677107 5356692 282859 COLUMBUS MCKINNON CORP N COMMON 199333105 4811888 239100 COMDIAL CORP COMMON 200332302 302250 46500 COMMERCE GROUP INC MASS COMMON 200641108 443427 18053 COMMERCIAL FEDERAL CORPO COMMON 201647104 459623 19822 COMMERCIAL INTERTECH COR COMMON 201709102 1922401 172800 COMMERCIAL METALS CO COMMON 201723103 6333080 316654 COMMONWEALTH ENERGY SYS COMMON 202800108 3760860 98970 COMMUNICATIONS SYS INC COMMON 203900105 474050 49900 COMPAQ COMPUTER CORP COMMON 204493100 462352 14591 COMPDENT CORP COMMON 20449F103 632500 50600 COMPUCOM SYS INC COMMON 204780100 1457476 496162 COMPUTER ASSOC INTL INC COMMON 204912109 4871730 136989 CONCORD CAMERA CORP COMMON 206156101 523257 129800 CONCORD FABRICS INC COMMON 206219206 120863 29300 CONECTIV INC COMMON 206829103 57428 2964 CONGOLEUM CORP NEW COMMON 207195108 976525 147400 CONNECTICUT WTR SVC INC COMMON 207797101 404400 16850 CONOCO INC COMMON 208251306 17194 700 CONSO INTL CORP COMMON 20854R105 786604 128425 CONSLDTD DELIVERY & LOGI COMMON 209029107 128050 39400 CONSOLIDATED EDISON INC COMMON 209115104 13594 300 CONSOLIDATED FREIGHTWAYS COMMON 209232107 4187700 356400 CONSOLIDATED NAT GAS COMMON 209615103 4869 100 CONSOLIDATED PAPERS INC COMMON 209759109 707350 30100 CONSUMER PORTFOLIO SVCS COMMON 210502100 190125 67600 CONTINENTAL AG SPONSO COMMON 210771200 363,508 14,705 COOKER RESTAURANT CORP COMMON 216284208 894325 172400 COOPER CAMERON CORP COMMON 216640102 945113 27900 COOPER INDUSTRIES COMMON 216669101 4263 100 COPLEY PHARMACEUTICAL IN COMMON 21745K101 1942038 228470 COLUMN TOTALS: 68766243 ================================================================================================================================ ================================================================================================================================ ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE CLARCOR INC 9549 1 9549 CLEVELAND CLIFFS INC 239812 1 276707 145 17315 COACHMEN INDUSTRIES 6270 1 6270 COAST DENTAL SVCS INC 45300 1 45300 COASTAL CORP 250 1 250 COBRA ELECTRS CORP 104600 1 102200 0 2900 COGENERATION CORP AMER 122100 1 119900 0 3000 COGNITRONICS CORP 50700 1 49100 1600 COHERENT INC 8689 1 8689 COHU INC 93100 1 89100 0 4500 COLD METAL PRODS INC 13000 1 13000 COLDWATER CREEK INC 20000 1 20000 COLE NATIONAL CORP NEW 142800 1 143400 0 0 COLLINS INDS INC 36400 1 36400 COLONIAL PROPERTIES TR ALABAMA 223200 1 241185 145 40600 COLTEC INDS INC 8500 1 8500 COLUMBIA ENERGY GROUP 1200 1 1200 COLUMBIA/HCA HEALTHCARE CORP 0 1 227119 0 55740 COLUMBUS MCKINNON CORP N 237800 1 239100 0 0 COMDIAL CORP 46500 1 46500 COMMERCE GROUP INC MASS 18053 1 18053 COMMERCIAL FEDERAL CORPO 19822 1 19822 COMMERCIAL INTERTECH COR 170700 1 166900 0 5900 COMMERCIAL METALS CO 313154 1 308954 0 7700 COMMONWEALTH ENERGY SYS 98970 1 88370 10600 COMMUNICATIONS SYS INC 49500 1 49900 0 0 COMPAQ COMPUTER CORP 14591 1 14591 COMPDENT CORP 50200 1 48400 0 2200 COMPUCOM SYS INC 491662 1 474862 0 21300 COMPUTER ASSOC INTL INC 33135 1 114309 0 22680 CONCORD CAMERA CORP 129200 1 124900 0 4900 CONCORD FABRICS INC 29300 1 29300 CONECTIV INC 2964 1 2964 CONGOLEUM CORP NEW 146400 1 143400 0 4000 CONNECTICUT WTR SVC INC 16850 1 14900 1950 CONOCO INC 700 1 700 CONSO INTL CORP 126925 1 125050 0 3375 CONSLDTD DELIVERY & LOGI 38800 1 37500 0 1900 CONSOLIDATED EDISON INC 300 1 300 CONSOLIDATED FREIGHTWAYS 354100 1 345800 0 10600 CONSOLIDATED NAT GAS 100 1 100 CONSOLIDATED PAPERS INC 19900 1 17100 0 13000 CONSUMER PORTFOLIO SVCS 67600 1 67600 CONTINENTAL AG SPONSO X 0 0 14,705 COOKER RESTAURANT CORP 171900 1 168100 0 4300 COOPER CAMERON CORP 27900 1 27900 COOPER INDUSTRIES 100 1 100 COPLEY PHARMACEUTICAL IN 800 1 175675 570 52225
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL CORDANT TECHNOLOGIES INC COMMON 218412104 1575969 39585 CORE MATLS CORP COMMON 218683100 89700 29900 CORN PRODS INTL INC COMMON 219023108 331319 13841 CORRPRO COS INC COMMON 220317101 277266 24375 CORT BUSINESS SVCS CORP COMMON 220493100 3702313 160100 CORUS BANKSHARES INC COMMON 220873103 4121381 128292 COTTON STS LIFE INS CO COMMON 221774102 61676 5249 COUNTRYWIDE CREDIT INDS DEL COMMON 222372104 6350915 169354 COURIER CORP COMMON 222660102 508375 24500 COVENANT TRANS INC COMMON 22284P105 1422051 95600 CRAWFORD & CO COMMON 224633107 77665 7441 CRAWFORD & CO COMMON 224633206 66086 6487 CROMPTON & KNOWLES CORP COMMON 227111101 4379 278 CROSSMANN CMNTYS INC COMMON 22764E109 27912 1400 CROWN CORK&SEAL CO PA COMMON 228255105 5757323 201568 CROWN VANTAGE INC COMMON 228622106 400 160 CUMMINS ENGINE INC COMMON 231021106 17781 500 CURTISS WRIGHT CORP COMMON 231561101 292950 9431 CYBEROPTICS CORP COMMON 232517102 79300 6100 CYPRESS SEMICONDUCTOR CO COMMON 232806109 181638 20182 CYPRUS AMAX MINERALS CO COMMON 232809103 386788 31900 CYTEC INDUSTRIES INC COMMON 232820100 1813489 81276 D & N FINL CORP COMMON 232864108 637000 28000 CYCLE & CARRIAGE LTD COMMON 232903302 3727568 432545 DIY HOME WHSE INC COMMON 23321D105 20992 32000 D R HORTON INC COMMON 23331A109 355301 21212 DSP TECHNOLOGY INC COMMON 233321108 160775 21800 DSP GROUP INC COMMON 23332B106 988469 67300 DTE ENERGY CO COMMON 233331107 16495453 429150 DT INDUSTRIES INC COMMON 23333J108 1253693 177514 DAIN RAUSCHER CORP COMMON 233856103 3727794 109641 DAIWA HOUSE IND LTD A COMMON 234062206 228,891 2,005 DAKTRONICS INC COMMON 234264109 98700 9400 DAMES & MOORE GROUP INC COMMON 235713104 3089988 276200 DANA CORP COMMON 235811106 7600 200 DATA GENERAL CORP COMMON 237688106 23360604 2307217 DATARAM CORP COMMON 238108203 467325 60300 DAVOX CORP COMMON 239208101 671963 108600 DAWSON GEOPHYSICAL CO COMMON 239359102 452813 57500 DAY RUNNER INC COMMON 239545106 480150 39600 DE BEERS CONS MINES LTD COMMON 240253302 44301915 2339375 DEB SHOPS INC COMMON 242728103 164250 14600 DECORATOR INDS INC COMMON 243631207 280044 46674 DEERE & CO. COMMON 244199105 36355323 941237 DEL GLOBAL TECHNOLOGIES COMMON 245073101 269100 31200 DE RIGO S P A COMMON 245334107 967600 131200 DELPHI FINL GROUP INC COMMON 247131105 2537847 74918 DELTA AIR LINES INC DEL COMMON 247361108 2276125 32750 COLUMN TOTALS: 170523959 ================================================================================================================================ ================================================================================================================================ ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE CORDANT TECHNOLOGIES INC 120 1 31270 115 8200 CORE MATLS CORP 29900 1 29900 CORN PRODS INTL INC 13841 1 13841 CORRPRO COS INC 24375 1 23750 625 CORT BUSINESS SVCS CORP 159800 1 154300 0 5800 CORUS BANKSHARES INC 78417 1 114182 130 13980 COTTON STS LIFE INS CO 5249 1 5249 COUNTRYWIDE CREDIT INDS DEL 100 1 129159 0 40195 COURIER CORP 24500 1 23750 750 COVENANT TRANS INC 94300 1 88700 0 6900 CRAWFORD & CO 7441 1 7441 CRAWFORD & CO 6487 1 6487 CROMPTON & KNOWLES CORP 278 1 278 CROSSMANN CMNTYS INC 300 1 1400 0 0 CROWN CORK&SEAL CO PA 55700 1 119418 0 82150 CROWN VANTAGE INC X 160 0 CUMMINS ENGINE INC 500 1 500 CURTISS WRIGHT CORP 9431 1 8931 500 CYBEROPTICS CORP 6100 1 6100 CYPRESS SEMICONDUCTOR CO 20182 1 20182 CYPRUS AMAX MINERALS CO 31900 1 31900 CYTEC INDUSTRIES INC 17250 1 61520 150 19606 D & N FINL CORP 28000 1 28000 CYCLE & CARRIAGE LTD 17600 1 404195 10120 18230 DIY HOME WHSE INC 30500 1 28500 0 3500 D R HORTON INC 21212 1 21212 DSP TECHNOLOGY INC 21800 1 21800 DSP GROUP INC 67300 1 67300 DTE ENERGY CO 429150 1 429150 DT INDUSTRIES INC 175214 1 172214 0 5300 DAIN RAUSCHER CORP 109041 1 104991 0 4650 DAIWA HOUSE IND LTD A X 0 0 2,005 DAKTRONICS INC 9400 1 9400 DAMES & MOORE GROUP INC 274500 1 266300 0 9900 DANA CORP 200 1 200 DATA GENERAL CORP 2003180 1 1998737 230 308250 DATARAM CORP 60300 1 57500 2800 DAVOX CORP 107800 1 108600 0 0 DAWSON GEOPHYSICAL CO 57500 1 55100 2400 DAY RUNNER INC 37400 1 39600 0 0 DE BEERS CONS MINES LTD 2339375 1 2018975 0 320400 DEB SHOPS INC 14600 1 14600 DECORATOR INDS INC 46674 1 45634 1040 DEERE & CO. 769065 1 757152 0 184085 DEL GLOBAL TECHNOLOGIES 31200 1 31200 DE RIGO S P A 131200 1 131200 DELPHI FINL GROUP INC 74918 1 67534 7384 DELTA AIR LINES INC DEL 32750 1 150 32600 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL DELTA FINANCIAL CORP COMMON 247918105 797625 141800 DELUXE CORPORATION COMMON 248019101 37808066 1298130 DEPARTMENT 56 INC COMMON 249509100 4382970 143999 DERWELL CO CL A VTC COMMON 249995101 88420 400 DETROIT DIESEL CORPORATION COMMON 250837101 1140638 50695 DEUTSCHE BK A G SPON COMMON 251525309 2,983,500 58,500 DEWOLFE COS INC COMMON 252115100 219800 31400 DEXTER CORP COMMON 252165105 11120792 353041 DIAGNOSTIC PRODS CORP COMMON 252450101 105221 4339 DIALOGIC CORP COMMON 252499108 256200 8400 DIEBOLD INC COMMON 253651103 32391408 1349642 DIMON INC COMMON 254394109 361425 94800 DIODES INC COMMON 254543101 306638 62900 DISCOUNT AUTO PTS INC COMMON 254642101 668650 31100 DISNEY WALT COMPANY COMMON 254687106 1129215 36280 DIXIE GROUP INC COMMON 255519100 1516200 212800 DIXON TICONDEROGA CO COMMON 255860108 37188 3500 DOLE FOOD INC COMMON 256605106 12375000 412500 DOLLAR THRIFTY AUTOMOTIV COMMON 256743105 489590 28382 DOMINION HOMES INC COMMON 257386102 685913 87100 DOMINION RES INC VA COMMON 257470104 7388 200 DONEGAL GROUP INC COMMON 257701102 1032761 84307 DONNELLEY R R & SONS CO COMMON 257867101 4828 150 DONNELLY CORP COMMON 257870105 61688 4700 DOVER CORP COMMON 260003108 499700 15200 DOW CHEMICAL COMPANY COMMON 260543103 1700672 18250 DOWNEY FINL CORP COMMON 261018105 4078469 222715 DRESS BARN INC COMMON 261570105 6021625 433991 DREW INDS INC COMMON 26168L205 569888 50100 DU PONT E I DE NEMOURS & COMMON 263534109 117402 2022 DUCKWALL-ALCO STORES INC COMMON 264142100 910650 93400 DUKE ENERGY CORP COMMON 264399106 21925 400 DUN & BRADSTREET CORP COMMON 26483B106 7125 200 DUNN COMPUTER CORP VA COMMON 265771105 12963 6100 DURA AUTOMOTIVE SYSTEMS COMMON 265903104 2259544 79983 DUPONT PHOTOMASKS INC COMMON 26613X101 67125 1694 DURAKON INDS INC COMMON 266334101 612813 53000 DYERSBURG CORP COMMON 267575108 344532 220500 DYNAMEX INC COMMON 26784F103 197600 83200 DYNAMIC MATLS CORP COMMON 267888105 8663 2200 ECI TELECOM LTD COMMON 268258100 3670975 104885 EFTC CORP COMMON 268443108 492101 106400 EG & G INC COMMON 268457108 1451 55 ELXSI CORP COMMON 268613205 768750 75000 EMC INS GROUP INC COMMON 268664109 1521188 128100 ENI S P A SPONSORED A COMMON 26874R108 3,513,222 55,655 ESCO ELECTRS CORP COMMON 269030201 1680300 186700 EAGLE FOOD CENTERS INC COMMON 269514105 419769 142900 COLUMN TOTALS: 139469576 ================================================================================================================================ ================================================================================================================================ ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE DELTA FINANCIAL CORP 140400 1 135800 0 6000 DELUXE CORPORATION 1164320 1 1117135 0 180995 DEPARTMENT 56 INC 143999 1 135599 8400 DERWELL CO CL A VTC 400 1 400 DETROIT DIESEL CORPORATION 50620 1 49495 0 1200 DEUTSCHE BK A G SPON X X X 54,580 1,485 2,435 DEWOLFE COS INC 31400 1 30000 1400 DEXTER CORP 351141 1 342441 0 10600 DIAGNOSTIC PRODS CORP 4339 1 4339 DIALOGIC CORP 8400 1 8400 DIEBOLD INC 1099100 1 1062772 0 286870 DIMON INC 94800 1 85800 9000 DIODES INC 62400 1 61100 0 1800 DISCOUNT AUTO PTS INC 31100 1 31100 DISNEY WALT COMPANY 36280 1 36280 DIXIE GROUP INC 212200 1 208600 0 4200 DIXON TICONDEROGA CO 3500 1 3500 DOLE FOOD INC 412500 1 316900 0 95600 DOLLAR THRIFTY AUTOMOTIV 28382 1 28382 DOMINION HOMES INC 86500 1 84300 0 2800 DOMINION RES INC VA 200 1 200 DONEGAL GROUP INC 84307 1 80574 3733 DONNELLEY R R & SONS CO 150 1 150 DONNELLY CORP 4700 1 4700 DOVER CORP 15200 1 15200 DOW CHEMICAL COMPANY 18250 1 450 17800 DOWNEY FINL CORP 222415 1 222715 0 0 DRESS BARN INC 431791 1 423291 0 10700 DREW INDS INC 49600 1 48100 0 2000 DU PONT E I DE NEMOURS & 2022 1 2022 DUCKWALL-ALCO STORES INC 92900 1 91300 0 2100 DUKE ENERGY CORP 400 1 400 DUN & BRADSTREET CORP 200 1 200 DUNN COMPUTER CORP VA 6100 1 6100 DURA AUTOMOTIVE SYSTEMS 36916 1 71658 103 8222 DUPONT PHOTOMASKS INC 1694 1 1694 DURAKON INDS INC 53000 1 51700 1300 DYERSBURG CORP 219500 1 213400 0 7100 DYNAMEX INC 83200 1 82000 1200 DYNAMIC MATLS CORP 2200 1 2200 ECI TELECOM LTD 32130 1 88670 1795 14420 EFTC CORP 104900 1 105400 0 1000 EG & G INC X 55 0 ELXSI CORP 75000 1 72600 2400 EMC INS GROUP INC 125400 1 124500 0 3600 ENI S P A SPONSORED A X X X 52,165 1,235 2,255 ESCO ELECTRS CORP 185700 1 182300 0 4400 EAGLE FOOD CENTERS INC 140700 1 139300 0 3600 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL EASCO INC COMMON 27033E103 330600 45600 EASTERN CO COMMON 276317104 44250 2000 EASTN UTILS ASSOC COMMON 277173100 2344712 82815 EASTMAN KODAK CO COMMON 277461109 25550 400 EATERIES INC COMMON 277851101 9750 2600 EATON CORP COMMON 278058102 3575 50 EDELBROCK CORP COMMON 279434104 430500 28700 EDPERBRASCAN CORP LTD COMMON 280905803 161,381 13,590 EDISON INTL COMMON 281020107 33375 1500 EDO CORP COMMON 281347104 761150 117100 EDUCATIONAL DEV CORP COMMON 281479105 284315 113726 EDWARDS AG INC COMMON 281760108 578569 17700 EISAI CO LTD - ADR COMMON 282579309 2,608,625 127250 EKCO GROUP INC COMMON 282636109 754988 223700 EL PASO ELECTRIC CO NEW COMMON 283677854 6306459 827075 EL PASO ENERGY CORP DEL COMMON 283905107 4903 150 ELECTRO RENT CORP COMMON 285218103 661280 72469 ELF AQUITAINE SPONSOR COMMON 286269105 6306283 93686 ELLETT BROS INC COMMON 288398100 339762 70600 EN POINTE TECHNOLOGIES I COMMON 29247F108 151450 23300 ENCORE WIRE CORP COMMON 292562105 1190700 151200 ENERGEN CORP COMMON 29265N108 912607 61095 ENGLE HOMES INC COMMON 292896107 2111550 201100 ENERGYNORTH INC COMMON 292925104 566500 20600 ENERGYSOUTH INC COMMON 292970100 485850 23700 ENESCO GROUP INC COMMON 292973104 135866 7522 ENHANCE FINL SVCS GROUP COMMON 293310108 252264 10968 ENNIS BUSINESS FORMS INC COMMON 293389102 747394 92700 ENTERGY CORP NEW COMMON 29364G103 11475750 417300 EQUINOX SYS INC COMMON 294436100 270000 28800 EQUITABLE COS INC COMMON 29444G107 17500 250 EQUITABLE RES INC COMMON 294549100 13275690 509379 EQUITY MARKETING INC COMMON 294724109 230000 40000 ESTERLINE TECHNOLOGIES C COMMON 297425100 1016888 78600 ETHYL CORP COMMON 297659104 6923875 1629147 EVEREN CAPITAL CORP COMMON 299761106 95054 4859 EVEREST REINS HLDGS INC COMMON 299808105 23442085 751650 EXCEL LEGACY CORP COMMON 300665106 16737 4869 EXCEL TECHNOLOGY INC COMMON 30067T103 543723 52407 EXIDE CORP COMMON 302051107 945132 84955 EXPONET INC COMMON 30214U102 394875 70200 EXXON CORP COMMON 302290101 592725 8400 EZCORP INC COMMON 302301106 998250 145200 F & M NATL CORP COMMON 302374103 178872 7453 FBL FINL GROUP INC COMMON 30239F106 92886 5233 F M C CORP COMMON 302491303 26156406 529750 FPL GROUP INC COMMON 302571104 10650 200 FTI CONSULTING INC COMMON 302941109 189750 66000 COLUMN TOTALS: 115411056 ============================================================================================================================== ============================================================================================================================== ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE EASCO INC 45600 1 45600 EASTERN CO 2000 1 900 1100 EASTN UTILS ASSOC 0 1 66180 215 16420 EASTMAN KODAK CO 400 1 400 EATERIES INC 2600 1 2600 EATON CORP 50 1 50 EDELBROCK CORP 28700 1 27600 1100 EDPERBRASCAN CORP LTD X 0 0 13,590 EDISON INTL 1500 1 1500 EDO CORP 115800 1 114200 0 2900 EDUCATIONAL DEV CORP 113726 1 112626 1100 EDWARDS AG INC 17700 1 17700 EISAI CO LTD - ADR X X X 118,860 3,255 5,135 EKCO GROUP INC 221900 1 218200 0 5500 EL PASO ELECTRIC CO NEW 623400 1 752245 535 74295 EL PASO ENERGY CORP DEL 150 1 150 ELECTRO RENT CORP 72469 1 72469 ELF AQUITAINE SPONSOR 0 1 72786 0 20900 ELLETT BROS INC 70100 1 69300 0 1300 EN POINTE TECHNOLOGIES I 23300 1 23300 ENCORE WIRE CORP 149800 1 146200 0 5000 ENERGEN CORP 61095 1 55795 5300 ENGLE HOMES INC 199800 1 196200 0 4900 ENERGYNORTH INC 20600 1 19800 800 ENERGYSOUTH INC 23700 1 23700 ENESCO GROUP INC 7522 1 7522 ENHANCE FINL SVCS GROUP 10968 1 10968 ENNIS BUSINESS FORMS INC 92700 1 92700 ENTERGY CORP NEW 417300 1 417300 EQUINOX SYS INC 28800 1 28800 EQUITABLE COS INC 250 1 250 EQUITABLE RES INC 509379 1 509379 EQUITY MARKETING INC 40000 1 38200 1800 ESTERLINE TECHNOLOGIES C 78600 1 74600 4000 ETHYL CORP 1619447 1 1593847 0 35300 EVEREN CAPITAL CORP 4859 1 4859 EVEREST REINS HLDGS INC 751650 1 593350 0 158300 EXCEL LEGACY CORP 4869 1 4869 EXCEL TECHNOLOGY INC 51907 1 52407 0 0 EXIDE CORP 20500 1 70885 150 13920 EXPONET INC 70200 1 68700 1500 EXXON CORP 200 1 8200 0 200 EZCORP INC 144000 1 145200 0 0 F & M NATL CORP 7453 1 7453 FBL FINL GROUP INC 5233 1 5233 F M C CORP 529750 1 420550 0 109200 FPL GROUP INC 200 1 200 FTI CONSULTING INC 66000 1 63900 2100 COLUMN TOTALS:
03/31/99
REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL FAIRFIELD COMMUNITIES COMMON 304231301 85746 9594 FANSTEEL INC DEL COMMON 307260109 142988 27900 FARR CO COMMON 311648109 414163 48725 FARREL CORP NEW COMMON 311667109 52019 20300 FDX CORP COMMON 31304N107 306900 3300 FEATHERLITE INC COMMON 313054108 242550 44100 FEDERAL SIGNAL CORP COMMON 313855108 1493062 71524 FEDERATED DEPT STRS INC DEL COMMON 31410H101 36172178 901487 FERRO CORP COMMON 315405100 368057 14871 FIBERMARK INC COMMON 315646109 1330678 112650 FIDELITY NATL FINL INC COMMON 316326107 6690495 446033 FINLAY ENTERPRISES INC COMMON 317884203 2038157 188500 FINISH LINE INC COMMON 317923100 1900350 147600 FIRST ALLIANCE CORP COMMON 317936102 1076988 297100 FIRST AMERN FINL CORP COMMON 318522307 128872 8150 FIRST CAP HLDGS CORP COMMON 319417101 1531 24300 FIRST CTZNS BANCSHARES I COMMON 31946M103 4234680 52280 FIRST COMWLTH INC COMMON 319983102 111563 7500 FIRST MERCHANTS ACCEP CO COMMON 320816101 30 5000 FIRST HEALTH GROUP CORP COMMON 320960107 533275 33200 FIRST REP BK SAN FRANCIS COMMON 336158100 919163 38100 FIRST SEC CORP DEL COMMON 336294103 3863 200 FIRST UN CORP COMMON 337358105 15236955 285136 FIRST VIRGINIA BANKS COMMON 337477103 1304379 28550 FIRSTCITY FINL CORP COMMON 33761X107 929157 93500 FIRSTFED FINL CORP COMMON 337907109 3769869 234700 FIRSTENERGY CORP COMMON 337932107 8400 300 FLEET FINL GROUP INC NEW COMMON 338915101 4302932 114362 FLEETWOOD ENTERPRISES IN COMMON 339099103 649788 22700 FLEMING COS INC COMMON 339130106 5950536 694953 FLEXSTEEL INDS INC COMMON 339382103 912188 69500 FLORIDA EAST COAST INDS COMMON 340632108 136515 4560 FLORIDA PANTHERS HLDGS I COMMON 341064103 65666 8473 FLORIDA PROGRESS CORP COMMON 341109106 687050 18200 FLORIDA ROCK INDS INC COMMON 341140101 5500779 161195 FLOWSERVE CORP COMMON 34354P105 9854175 633200 FOAMEX INTL INC COMMON 344123104 1438313 255700 FOILMARK INC COMMON 344185103 42500 27200 FOOD LION INC COMMON 344775200 5522 600 FOOTSTAR INC COMMON 344912100 11015072 344221 FORD MTR CO DEL COMMON 345370100 14971169 264100 FOREMOST CORP OF AMER COMMON 345469100 7099557 352773 FOREST CITY ENTERPRISES COMMON 345550107 36281 1500 FORTRESS GROUP INC COMMON 34956K108 338000 169000 FORTUNE BRANDS INC CO COMMON 349631101 3992236 103691 FORWARD AIR CORP COMMON 349853101 139125 10600 FOSTER L B CO COMMON 350060109 228938 49500 FOUNDATION HEALTH SYS IN COMMON 350404109 7539188 618600 COLUMN TOTALS: 154401598 ========================================================================================================================== ========================================================================================================================== ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE FAIRFIELD COMMUNITIES 9594 1 9594 FANSTEEL INC DEL 27900 1 27900 FARR CO 47075 1 46775 0 1950 FARREL CORP NEW 20300 1 18900 1400 FDX CORP 3300 1 3300 FEATHERLITE INC 43500 1 41400 0 2700 FEDERAL SIGNAL CORP 200 1 55274 190 16060 FEDERATED DEPT STRS INC DEL 792050 1 719962 0 181525 FERRO CORP 14871 1 14871 FIBERMARK INC 111950 1 109100 0 3550 FIDELITY NATL FINL INC 443423 1 434646 0 11387 FINLAY ENTERPRISES INC 187400 1 184100 0 4400 FINISH LINE INC 147600 1 147600 FIRST ALLIANCE CORP 295200 1 288100 0 9000 FIRST AMERN FINL CORP 8150 1 8150 FIRST CAP HLDGS CORP 24300 1 24300 FIRST CTZNS BANCSHARES I 52280 1 46980 5300 FIRST COMWLTH INC 7100 1 6300 0 1200 FIRST MERCHANTS ACCEP CO 5000 1 3400 1600 FIRST HEALTH GROUP CORP 33200 1 33200 FIRST REP BK SAN FRANCIS 38100 1 38100 FIRST SEC CORP DEL 200 1 200 FIRST UN CORP 285136 1 282220 2916 FIRST VIRGINIA BANKS 21000 1 18250 0 10300 FIRSTCITY FINL CORP 92600 1 90600 0 2900 FIRSTFED FINL CORP 232800 1 226400 0 8300 FIRSTENERGY CORP 300 1 300 FLEET FINL GROUP INC NEW 600 1 89761 0 24601 FLEETWOOD ENTERPRISES IN 22700 1 22700 FLEMING COS INC 691153 1 677253 0 17700 FLEXSTEEL INDS INC 68100 1 67200 0 2300 FLORIDA EAST COAST INDS 4560 1 4560 FLORIDA PANTHERS HLDGS I 8473 1 8473 FLORIDA PROGRESS CORP 18200 1 18200 FLORIDA ROCK INDS INC 157395 1 152795 0 8400 FLOWSERVE CORP 629700 1 617000 0 16200 FOAMEX INTL INC 250700 1 242000 0 13700 FOILMARK INC 27200 1 27200 FOOD LION INC 600 1 600 FOOTSTAR INC 342121 1 331821 0 12400 FORD MTR CO DEL 264100 1 264100 FOREMOST CORP OF AMER 350773 1 348773 0 4000 FOREST CITY ENTERPRISES 1500 1 1500 FORTRESS GROUP INC 167900 1 163700 0 5300 FORTUNE BRANDS INC CO 200 1 77881 0 25810 FORWARD AIR CORP 10600 1 10600 FOSTER L B CO 49500 1 44500 5000 FOUNDATION HEALTH SYS IN 618600 1 618600 COLUMN TOTALS:
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL FOUNTAIN POWERBOAT IND COMMON 350755302 69750 15500 FRANKLIN COVEY CO COMMON 353469109 3722076 413564 FRANKLIN RES INC COMMON 354613101 8438 300 FREEDOM SECURITIES CORP COMMON 35644K103 2506823 157290 FREEPORT-MCM COPR GOLD COMMON 35671D857 1796550 165200 FRENCH FRAGRANCES INC COMMON 357658103 1248325 217100 FRIEDE GOLDMAN INTL COMMON 358430106 2268800 141800 FRIEDMAN INDS INC COMMON 358435105 324086 83635 FRIEDMAN'S INC COMMON 358438109 2184300 242700 FRITZ COS INC COMMON 358846103 60617 8817 FRONTIER INS GROUP INC N COMMON 359081106 4143901 348960 FRONTIER OIL CORP COMMON 35914P105 2431500 486300 FROZEN FOOD EXPRESS INDS COMMON 359360104 269025 42200 FUJI PHOTO ADR NEW COMMON 359586302 275,267 7,365 FUJITSU LTD ADR 5 COM COMMON 359590304 5,556,016 69,887 FULLER H B & COMPANY COMMON 359694106 3182334 53995 FUNCO INC COMMON 360762108 1507000 68500 FURON CO COMMON 361106107 1065550 84400 GC COS INC COMMON 36155Q109 69634 2215 GRC INTERNATIONAL INC COMMON 361922107 824813 124500 GPU INC COMMON 36225X100 5597 150 GTE CORP COMMON 362320103 56120284 927606 G-III APPAREL GROUP LTD COMMON 36237H101 29688 12500 GADZOOKS INC COMMON 362553109 516907 69500 GALEY & LORD INC COMMON 36352K103 911019 205300 GALLAGHER ARTHUR J & CO COMMON 363576109 487600 10600 GALLAHER GROUP PLC COMMON 363595109 17112700 728200 GARAN INC COMMON 364802108 1918288 77900 GARDEN RIDGE CORP COMMON 36541P104 963969 141500 GAYLORD ENTERTAINMENT COMMON 367905106 218347 9004 GAYLORD CONTAINER CORP CLASS A COMMON 368145108 788 105 GEHL CO COMMON 368483103 914500 62000 GENCOR INDS INC COMMON 368678108 107060 16960 GENCORP INC COMMON 368682100 3603600 200200 GENERAL CHEM GROUP INC COMMON 369332101 5299876 403800 GENERAL CIGAR HLDGS INC COMMON 36933P100 3581625 384604 GENERAL DYNAMICS CORP COMMON 369550108 9638 150 GENERAL ELEC CO COMMON 369604103 309,750 2,800 GENERAL MTRS CORP COMMON 370442105 87251778 1002894 GENERAL MTRS CORP COMMON 370442832 22697 450 GENERAL NUTRITION COS COMMON 37047F103 1328600 94900 GENERAL SEMICONDUCTOR IN COMMON 370787103 4352175 600300 GENESCO INC COMMON 371532102 4366925 472100 GENESSEE AND WYOMING COMMON 371559105 1958176 183220 GENESIS HEALTH VENTURES COMMON 371912106 3435871 704794 GENLYTE GROUP INC COMMON 372302109 1230400 76900 GENUINE PARTS CO COMMON 372460105 5763 200 GEON CO COMMON 37246W105 218696 9613 COLUMN TOTALS: 229797122
============================================================================================== ============================================================================================== ITEM 1 ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE FOUNTAIN POWERBOAT IND 15500 1 15500 FRANKLIN COVEY CO 411564 1 402464 0 11100 FRANKLIN RES INC 300 1 300 FREEDOM SECURITIES CORP 15300 1 124500 385 32405 FREEPORT-MCM COPR GOLD 165200 1 165200 FRENCH FRAGRANCES INC 215800 1 210800 0 6300 FRIEDE GOLDMAN INTL 141000 1 141800 0 0 FRIEDMAN INDS INC 83635 1 81205 2430 FRIEDMAN'S INC 239800 1 235000 0 7700 FRITZ COS INC 8817 1 8817 FRONTIER INS GROUP INC N 345220 1 331690 0 17270 FRONTIER OIL CORP 483600 1 473400 0 12900 FROZEN FOOD EXPRESS INDS 40600 1 42200 0 0 FUJI PHOTO ADR NEW X 0 0 7,365 FUJITSU LTD ADR 5 COM X X X 60,307 1,445 8,135 FULLER H B & COMPANY 5700 1 41080 150 12765 FUNCO INC 68500 1 67300 1200 FURON CO 83200 1 84400 0 0 GC COS INC 2215 1 2215 GRC INTERNATIONAL INC 124000 1 121500 0 3000 GPU INC 150 1 150 GTE CORP 846035 1 780876 0 146730 G-III APPAREL GROUP LTD 12500 1 12500 GADZOOKS INC 69000 1 65600 0 3900 GALEY & LORD INC 204200 1 199900 0 5400 GALLAGHER ARTHUR J & CO 10600 1 10600 GALLAHER GROUP PLC 728200 1 728200 GARAN INC 77400 1 75700 0 2200 GARDEN RIDGE CORP 140200 1 141500 0 0 GAYLORD ENTERTAINMENT 9004 1 9004 GAYLORD CONTAINER CORP CLASS A X 105 0 GEHL CO 62000 1 59900 2100 GENCOR INDS INC 16960 1 16960 GENCORP INC 200200 1 184900 15300 GENERAL CHEM GROUP INC 401900 1 394500 0 9300 GENERAL CIGAR HLDGS INC 382104 1 372004 0 12600 GENERAL DYNAMICS CORP 150 1 150 GENERAL ELEC CO X 0 0 2,800 GENERAL MTRS CORP 912800 1 819309 0 183585 GENERAL MTRS CORP 450 1 450 GENERAL NUTRITION COS 94900 1 94900 GENERAL SEMICONDUCTOR IN 596700 1 584700 0 15600 GENESCO INC 469100 1 460100 0 12000 GENESSEE AND WYOMING 80300 1 159455 275 23490 GENESIS HEALTH VENTURES 684194 1 671794 0 33000 GENLYTE GROUP INC 74200 1 74500 0 2400 GENUINE PARTS CO 200 1 200 GEON CO 9613 1 9613
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL GEORGIA GULF CORP COMMON 373200203 6096069 544900 GEORGIA PAC CORP COMMON 373298108 7425 100 GETCHELL GOLD CORP COMMON 374265106 262163 10011 GETTY IMAGES INC COMMON 374276103 6363 303 GIANT CEMENT HLDG INC COMMON 374450104 2220625 129200 GLATFELTER P H CO COMMON 377316104 6598623 589821 GLEASON CORP COMMON 377339106 738475 43600 GLENBOROUGH RLTY TR INC COMMON 37803P105 340000 20000 GLOBAL DIRECTMAIL CORP COMMON 379321102 28475 1700 GLOBAL INDL TECHNOLOGIES COMMON 379335102 2362388 227700 GLOBAL MARINE INC COMMON 379352404 410016 34895 GOLDEN WEST FINL CORP DE COMMON 381317106 4775 50 GOODYEAR TIRE & RUBR CO COMMON 382550101 9703475 194800 GOODYS FAMILY CLOTHING I COMMON 382588101 6291388 451400 GORMAN RUPP CO COMMON 383082104 355950 22600 GRACO INC COMMON 384109104 392713 17800 GRADCO SYS INC COMMON 384111100 240389 128207 GRADALL INDUSTRIES INC COMMON 38411P107 2223000 171000 GRAHAM CORP COMMON 384556106 183600 22950 GRAINGER W W INC COMMON 384802104 4306 100 GRANITE CONSTR INC COMMON 387328107 114631 4904 GT ATL & PAC TEA CO COMMON 390064103 1359450 45315 GREAT LAKES CHEM CORP COMMON 390568103 14700 400 GREEN MOUNTAIN PWR CORP COMMON 393154109 242188 25000 GREENBRIER COS INC COMMON 393657101 2153650 226700 GREIF BROS CORP COMMON 397624107 65384 2972 GRIFFON CORP COMMON 398433102 3884534 565023 GRUBB & ELLIS CO COMMON 400095204 590950 89200 GUCCI GROUP N V SHS-N COMMON 401566104 15270448 189695 GUILFORD MLS INC COMMON 401794102 4014010 458744 GULF ISLAND FABRICATN COMMON 402307102 1774500 169000 GULFSTREAM AEROSPACE COMMON 402734107 2169 50 GYMBOREE CORP COMMON 403777105 1344201 150400 HMT TECHNOLOGY CORP C COMMON 403917107 1150613 328735 HSBC HLDGS PLC ADR SP COMMON 404280307 5,791,275 18,385 HAEMONETICS CORP MASS COMMON 405024100 136277 8687 HALLIBURTON CO COMMON 406216101 17325 450 HALLWOOD GROUP INC COMMON 406364406 129575 7100 HALTER MARINE GROUP INC COMMON 40642Y105 921281 158500 HAMBRECHT & QUIST GRP COMMON 406545103 3879936 111854 HAMPSHIRE GROUP LTD COMMON 408859106 220800 27600 M.A. HANNA CO. COMMON 410522106 10775798 841035 HANOVER COMPRESSOR CO COMMON 410768105 169282 6388 HARCOURT GENERAL INC COMMON 41163G101 475252 10725 HARDINGE INC COMMON 412324303 2586994 183150 HARLAND JOHN H CO COMMON 412693103 132299 10226 HARLEYSVILLE GROUP INC COMMON 412824104 8687866 448406 HARMAN INTL INDS INC COMMON 413086109 5146103 140030 COLUMN TOTALS: 109521709
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE GEORGIA GULF CORP 541400 1 531000 0 13900 GEORGIA PAC CORP 100 1 100 GETCHELL GOLD CORP 10011 1 10011 GETTY IMAGES INC 303 1 303 GIANT CEMENT HLDG INC 128700 1 124100 0 5100 GLATFELTER P H CO 586021 1 572021 0 17800 GLEASON CORP 43600 1 41400 2200 GLENBOROUGH RLTY TR INC 20000 1 20000 GLOBAL DIRECTMAIL CORP 1700 1 1700 GLOBAL INDL TECHNOLOGIES 226000 1 218200 0 9500 GLOBAL MARINE INC 24300 1 24300 0 10595 GOLDEN WEST FINL CORP DE 50 1 50 GOODYEAR TIRE & RUBR CO 194800 1 194800 GOODYS FAMILY CLOTHING I 448800 1 436600 0 14800 GORMAN RUPP CO 21300 1 20100 0 2500 GRACO INC 17800 1 17800 GRADCO SYS INC 127507 1 125757 0 2450 GRADALL INDUSTRIES INC 170500 1 166600 0 4400 GRAHAM CORP 22950 1 22950 GRAINGER W W INC 100 1 100 GRANITE CONSTR INC 4904 1 4904 GT ATL & PAC TEA CO 150 1 34900 130 10285 GREAT LAKES CHEM CORP 400 1 400 GREEN MOUNTAIN PWR CORP 25000 1 25000 GREENBRIER COS INC 225400 1 220700 0 6000 GREIF BROS CORP 2972 1 2972 GRIFFON CORP 562723 1 550323 0 14700 GRUBB & ELLIS CO 87400 1 81500 0 7700 GUCCI GROUP N V SHS-N 144755 1 177135 1165 11395 GUILFORD MLS INC 457944 1 458744 0 0 GULF ISLAND FABRICATN 168100 1 165000 0 4000 GULFSTREAM AEROSPACE 50 1 50 GYMBOREE CORP 149000 1 145600 0 4800 HMT TECHNOLOGY CORP C 99100 1 269220 560 58955 HSBC HLDGS PLC ADR SP X X X 15,995 405 1,985 HAEMONETICS CORP MASS 8687 1 8687 HALLIBURTON CO 450 1 450 HALLWOOD GROUP INC 7100 1 7100 HALTER MARINE GROUP INC 155200 1 149700 0 8800 HAMBRECHT & QUIST GRP 111854 1 100954 10900 HAMPSHIRE GROUP LTD 27600 1 26600 1000 M.A. HANNA CO. 744280 1 801175 215 39645 HANOVER COMPRESSOR CO 6388 1 6388 HARCOURT GENERAL INC 10725 1 10725 HARDINGE INC 181200 1 178650 0 4500 HARLAND JOHN H CO 10226 1 10226 HARLEYSVILLE GROUP INC 447006 1 436806 0 11600 HARMAN INTL INDS INC 138830 1 138630 0 1400
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL HARTFORD FINL SVCS GROUP COMMON 416515104 59653 1050 HARTFORD LIFE INC COMMON 416592103 148500 2700 HARTMARX CORP COMMON 417119104 344663 70700 HARVEY ENTMT CO COMMON 417662103 36203 8275 HASKEL INTL INC COMMON 418106100 710325 57400 HAWKINS CHEM INC COMMON 420200107 138743 14230 HAWTHORNE FINL CORP COMMON 420542102 171000 11400 HEALTHCARE SVCS GRP INC COMMON 421906108 1452503 152895 HEALTHSOUTH CORP COMMON 421924101 5188 500 HECTOR COMMUNICATIONS CO COMMON 422730101 190125 23400 HELLER FINANCIAL INC COMMON 423328103 70500 3000 HELMERICH & PAYNE INC COMMON 423452101 544500 24000 HERBALIFE INTL INC COMMON 426908208 6721775 545931 HERBALIFE INTL INC COMMON 426908307 980287 104564 HERCULES INC COMMON 427056106 10652975 421900 HERLEY INDS INC DEL COMMON 427398102 658788 54899 HERTZ CORP COMMON 428040109 5350 100 HEWLETT PACKARD CO COMMON 428236103 734748 10835 HEXCEL CORP NEW COMMON 428291108 4153525 572900 HI-TECH PHARMACAL INC COMMON 42840B101 125775 38700 HILITE INDUSTRIES INC COMMON 431353101 85556 8100 HIRSCH INTL CORP COMMON 433550100 175275 77900 HITACHI LTD COMMON 433578507 3,663,690 50,360 HOECHST A G ADR SPONS COMMON 434390308 4,184,343 96,469 HOLIDAY RV SUPERSTORES I COMMON 434902102 56500 22600 HOLLY CORP COMMON 435758305 494875 37000 HOLLYWOOD PK INC NEW COMMON 436255103 92513 8971 HOME PRODS INTL INC COMMON 437305105 1167088 127900 HOME THEATER PRODS INTL COMMON 437373103 60 10000 HONEYWELL INC COMMON 438506107 11372 150 HORACE MANN EDUCATORS CP COMMON 440327104 2094753 90340 HORIZON HEALTH CORP COMMON 44041Y104 408100 61600 HOST MARRIOTT SVCS CORP COMMON 440914109 1765800 261600 HOVNANIAN ENTERPRISES IN COMMON 442487203 4956680 660885 HUBBELL INC COMMON 443510102 89762 2426 HUGHES SUPPLY INC COMMON 444482103 6721488 295450 HUMANA INC COM COMMON 444859102 23414891 1357385 HUNTINGTON BANCSHARES IN COMMON 446150104 7734 250 HURCO COMPANIES INC COMMON 447324104 656604 145912 HVIDE MARINE INC COMMON 448515106 1259250 292000 IBP INC COMMON 449223106 18625 1000 ILX RESORTS INC COMMON 449661503 35263 21700 IMC GLOBAL INC COMMON 449669100 47053257 2302300 IMCO RECYCLING INC COMMON 449681105 441613 34300 IMC MTG CO COMMON 449923101 46328 296500 IRI INTL CORP COMMON 45004F107 1231 303 ITEQ INC COMMON 450430103 787719 387800 ITT INDS INC IND COMMON 450911102 3538 100 COLUMN TOTALS: 127599034
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE HARTFORD FINL SVCS GROUP 1050 1 1050 HARTFORD LIFE INC 2700 1 2700 HARTMARX CORP 70700 1 70700 HARVEY ENTMT CO 8275 1 8275 HASKEL INTL INC 57400 1 56300 1100 HAWKINS CHEM INC 14230 1 12630 1600 HAWTHORNE FINL CORP 11400 1 11400 HEALTHCARE SVCS GRP INC 152295 1 148095 0 4800 HEALTHSOUTH CORP 500 1 500 HECTOR COMMUNICATIONS CO 23400 1 22900 500 HELLER FINANCIAL INC 3000 1 3000 HELMERICH & PAYNE INC 24000 1 24000 HERBALIFE INTL INC 542164 1 524031 0 21900 HERBALIFE INTL INC 103030 1 100764 0 3800 HERCULES INC 421900 1 317200 0 104700 HERLEY INDS INC DEL 54899 1 53566 1333 HERTZ CORP 100 1 100 HEWLETT PACKARD CO 10835 1 10835 HEXCEL CORP NEW 571000 1 556500 0 16400 HI-TECH PHARMACAL INC 38700 1 38700 HILITE INDUSTRIES INC 8100 1 8100 HIRSCH INTL CORP 77300 1 74900 0 3000 HITACHI LTD X X X 47,050 1,120 2,190 HOECHST A G ADR SPONS X X X 90,354 2,130 3,985 HOLIDAY RV SUPERSTORES I 22600 1 21100 1500 HOLLY CORP 37000 1 37000 HOLLYWOOD PK INC NEW 8971 1 8971 HOME PRODS INTL INC 127200 1 124500 0 3400 HOME THEATER PRODS INTL 10000 1 10000 HONEYWELL INC 150 1 150 HORACE MANN EDUCATORS CP 400 1 68250 245 21845 HORIZON HEALTH CORP 61600 1 61600 HOST MARRIOTT SVCS CORP 260800 1 256600 0 5000 HOVNANIAN ENTERPRISES IN 437550 1 603045 655 57185 HUBBELL INC 2426 1 2426 HUGHES SUPPLY INC 291950 1 285250 0 10200 HUMANA INC COM 1347200 1 1105615 0 251770 HUNTINGTON BANCSHARES IN 250 1 250 HURCO COMPANIES INC 145312 1 143112 0 2800 HVIDE MARINE INC 290300 1 285200 0 6800 IBP INC 1000 1 1000 ILX RESORTS INC 21700 1 20500 1200 IMC GLOBAL INC 2302300 1 1889500 0 412800 IMCO RECYCLING INC 34300 1 34300 IMC MTG CO 293500 1 296500 0 0 IRI INTL CORP 303 1 303 ITEQ INC 385300 1 375900 0 11900 ITT INDS INC IND 100 1 100
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL IDACORP INC COMMON 451107106 827194 28100 ILLINOVA CORPORATION COMMON 452317100 52967840 2499953 IMATION CORP COMMON 45245A107 170478 10332 IMPERIAL CHEM INDS PLC COMMON 452704505 5013750 140000 IMPERIAL CR INDS INC COMMON 452729106 71209 9738 INACOM CORP COM COMMON 45323G109 3136076 404652 INDEPENDENCE HLDG CO NEW COMMON 453440307 440969 34250 INDEPENDENT BANKSHARES I COMMON 453841207 90730 8961 INDIANA ENERGY INC COMMON 454707100 109838 5800 INGERSOLL RAND CO COMMON 456866102 9925 200 INGRAM MICRO INC COMMON 457153104 3422 150 INLAND ENTMT CORP COMMON 457349108 97750 39100 INPUT/OUTPUT INC COMMON 457652105 1904652 301727 INSO CORPORATION COMMON 457674109 1947835 257560 INSTRON CORP COMMON 457776102 39688 2500 INSURANCE AUTO AUCTIONS COMMON 457875102 2734079 225490 INTEGRATED DEVICES TECH INC COMMON 458118106 860586 159180 INTEGRATED ELECTRICAL SV COMMON 45811E103 9808 613 INTEGRATED CIRCUIT SYS COMMON 45811K109 3281956 181700 INTEGRATED HEALTH SVCS COMMON 45812C106 4763781 866142 INTEL CORP COMMON 458140100 515918 4340 INTERCHANGE FINL SVCS S COMMON 458447109 220800 13800 INTERFACE INC COMMON 458665106 4192651 435600 INTERMET CORP COMMON 45881K104 7032576 525800 INTERNATIONAL AIRL SUPPO COMMON 458865201 55300 15800 INTERNATIONAL ALUM CORP COMMON 458884103 1226338 49300 INTERNATIONAL BANCSHARES COMMON 459044103 5375 125 INTL BUSINESS MACHINES CORP COMMON 459200101 40383674 227834 INTERNATL MULTIFOODS COMMON 460043102 155774 6682 INTERNATIONAL PAPER CO COMMON 460146103 14766 350 INTERNATIONAL RECTIFIER COMMON 460254105 129696 18528 INTL SPECIALTY PRODS INC COMMON 460337108 2224888 294200 INTERPOOL INC COMMON 46062R108 4710542 348929 INTERSTATE/JOHNSON LANE COMMON 460892102 1324519 42300 INTRAV INC COMMON 460930100 113063 6700 INTEVAC INC COMMON 461148108 547400 95200 INVESTORS TITLE CO COMMON 461804106 227900 10600 IONICS INC COMMON 462218108 146317 4857 IRVINE APT CMNTYS INC COMMON 463606103 249,850 7,600 ISLE OF CAPRIS CASINOS I COMMON 464592104 1091350 239200 ISTITUTO BANCARIO SAN COMMON 465224103 3655866 114246 IVEX PACKAGING COMMON 465855104 81600 3840 JLK DIRECT DISTRIBUTION COMMON 46621C105 1001250 106800 JP REALTY INC COMMON 46624A106 94500 4800 JSB FINANCIAL INC COMMON 46624M100 177593 3543 JACKPOT ENTERPRISES INC COMMON 466392107 39063 5000 JACOBS ENGR GROUP INC DE COMMON 469814107 330052 8369 JAKKS PAC INC COMMON 47012E106 25900 1400 COLUMN TOTALS: 148456087
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE IDACORP INC 28100 1 28100 ILLINOVA CORPORATION 2200430 1 2079913 0 426040 IMATION CORP 10332 1 10332 IMPERIAL CHEM INDS PLC 140000 1 140000 IMPERIAL CR INDS INC 9738 1 9738 INACOM CORP COM 325107 1 383662 180 20810 INDEPENDENCE HLDG CO NEW 34250 1 32500 1750 INDEPENDENT BANKSHARES I 8961 1 8961 INDIANA ENERGY INC 5800 1 5800 INGERSOLL RAND CO 200 1 200 INGRAM MICRO INC 150 1 150 INLAND ENTMT CORP 39100 1 38000 1100 INPUT/OUTPUT INC 297427 1 301727 0 0 INSO CORPORATION 900 1 200675 660 56225 INSTRON CORP 2500 1 2500 INSURANCE AUTO AUCTIONS 900 1 170155 660 54675 INTEGRATED DEVICES TECH INC 700 1 124575 415 34190 INTEGRATED ELECTRICAL SV 613 1 613 INTEGRATED CIRCUIT SYS 180900 1 177200 0 4500 INTEGRATED HEALTH SVCS 861442 1 844242 0 21900 INTEL CORP 4340 1 4340 INTERCHANGE FINL SVCS S 13800 1 13565 235 INTERFACE INC 430900 1 414800 0 20800 INTERMET CORP 522900 1 514400 0 11400 INTERNATIONAL AIRL SUPPO 15800 1 14700 1100 INTERNATIONAL ALUM CORP 49300 1 49300 INTERNATIONAL BANCSHARES 125 1 125 INTL BUSINESS MACHINES CORP 195000 1 215989 0 11845 INTERNATL MULTIFOODS 6682 1 6682 INTERNATIONAL PAPER CO 350 1 350 INTERNATIONAL RECTIFIER 18528 1 18528 INTL SPECIALTY PRODS INC 292300 1 294200 0 0 INTERPOOL INC 347129 1 336179 0 12750 INTERSTATE/JOHNSON LANE 42300 1 39500 2800 INTRAV INC 6700 1 6700 INTEVAC INC 94300 1 92300 0 2900 INVESTORS TITLE CO 10600 1 10600 IONICS INC 4857 1 4857 IRVINE APT CMNTYS INC X 0 0 7,600 ISLE OF CAPRIS CASINOS I 238000 1 232400 0 6800 ISTITUTO BANCARIO SAN 10032 1 99332 2265 12649 IVEX PACKAGING 3840 1 3840 JLK DIRECT DISTRIBUTION 106800 1 106800 JP REALTY INC 4800 1 4800 JSB FINANCIAL INC 3543 1 3543 JACKPOT ENTERPRISES INC 5000 1 3200 1800 JACOBS ENGR GROUP INC DE 8369 1 8369 JAKKS PAC INC 1400 1 1400
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL JASON INC COMMON 471171108 1152600 135600 JEAN PHILIPPE FRAGRANCES COMMON 472154301 461875 73900 JEFFERIES GROUP INC COMMON 472318104 398475 8400 JEFFERSON SMURFIT GRO COMMON 47508W107 2,801,800 140,090 JOHNSON CTLS INC COMMON 478366107 6238 100 JOHNSTOWN AMER INDS INC COMMON 479477101 629213 42300 JOURNAL REGISTER CO C COMMON 481138105 956880 79740 JUSCO LTD ADR COMMON 482131208 2,281,223 13,115 JUSTIN INDS INC COMMON 482171105 3330800 302800 JWGENESIS FINL CORP COMMON 482227105 216275 21100 K&G MENS CTR INC COMMON 482245107 121238 12200 KBK CAPITAL CORP COMMON 482412103 6300 900 KLM ROYAL DUTCH AIRLI COMMON 482516101 2,540,873 91,563 K MART CORP COMMON 482584109 25810551 1535200 K TRON INTL INC COMMON 482730108 703800 39100 K2 INC COMMON 482732104 50400 6400 KAISER ALUMINUM CORP COMMON 483007100 2719838 500200 KAMAN CORP COMMON 483548103 2811062 219400 KANSAS CITY LIFE INS CO COMMON 484836101 125429 1539 KATY INDS INC COMMON 486026107 127400 9800 KAUFMAN & BROAD HOME COMMON 486168107 148913 6600 KAYE GROUP INC COMMON 486589104 538650 75600 KELLWOOD CO COMMON 488044108 632775 28681 KEMET CORP COMMON 488360108 407273 35415 KENNAMETAL INC COMMON 489170100 8690113 493056 KENT ELECTRONICS CORP COMMON 490553104 97845 9846 KENTEK INFORMATION SYS I COMMON 490807104 521775 77300 KENTUCKY ELEC STL INC COMMON 49127B100 112050 33200 KERR-MCGEE CORP COMMON 492386107 630263 19208 KEVCO INC COMMON 492716105 241500 55200 KEY PRODTN INC COMMON 493138101 143213 20100 KEYCORP NEW COMMON 493267108 47126844 1554700 KEYSPAN ENERGY COMMON 49337K106 5025 200 KEYSTONE CONS INDS INC COMMON 493422109 300850 54700 KIMBALL INTL INC COMMON 494274103 189925 12768 KILROY RLTY CORP COM COMMON 49427F108 8439993 411705 KINDER MORGAN ENERGY PAR COMMON 494550106 360100 10400 KIRBY CORP COMMON 497266106 178297 9415 KITTY HAWK INC COMMON 498326107 1873250 236000 KNOLL INC COMMON 498904101 169913 6900 KNIGHT RIDDER INC COMMON 499040103 5000 100 KONINKLIJKE PHILIPS ELEC COMMON 500472105 102381862 1241932 KOREA ELECTRIC PWR COMMON 500631106 4579870 360975 KOSS CORP COMMON 500692108 551688 48500 KULICKE & SOFFA INDS INC COMMON 501242101 203768 8070 LAI WORLDWIDE INC COMMON 501718100 167913 26600 LTV CORP COMMON 501921100 166625 31000 LNR PROPERTY CORP COMMON 501940100 256335 12979 COLUMN TOTALS: 226373898
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE JASON INC 134500 1 131400 0 4200 JEAN PHILIPPE FRAGRANCES 73900 1 70600 3300 JEFFERIES GROUP INC 8400 1 8400 JEFFERSON SMURFIT GRO X X X 120,395 4,160 15,535 JOHNSON CTLS INC 100 1 100 JOHNSTOWN AMER INDS INC 41300 1 42300 0 0 JOURNAL REGISTER CO C 260 1 61910 215 17615 JUSCO LTD ADR X X X 10,920 415 1,780 JUSTIN INDS INC 300700 1 289700 0 13100 JWGENESIS FINL CORP 21100 1 21100 K&G MENS CTR INC 12200 1 12200 KBK CAPITAL CORP 900 1 900 KLM ROYAL DUTCH AIRLI X X X 86,390 1,895 3,278 K MART CORP 1535200 1 1197900 0 337300 K TRON INTL INC 39100 1 39100 K2 INC 6400 1 6400 KAISER ALUMINUM CORP 492600 1 484300 0 15900 KAMAN CORP 217300 1 209400 0 10000 KANSAS CITY LIFE INS CO 1539 1 1539 KATY INDS INC 9800 1 9800 KAUFMAN & BROAD HOME 6600 1 6600 KAYE GROUP INC 75600 1 74100 1500 KELLWOOD CO 28681 1 28681 KEMET CORP 35415 1 35415 KENNAMETAL INC 490756 1 479856 0 13200 KENT ELECTRONICS CORP 9846 1 9846 KENTEK INFORMATION SYS I 76700 1 75500 0 1800 KENTUCKY ELEC STL INC 33200 1 33200 KERR-MCGEE CORP 19208 1 19208 KEVCO INC 55200 1 55000 200 KEY PRODTN INC 20100 1 20100 KEYCORP NEW 1554700 1 1271950 0 282750 KEYSPAN ENERGY 200 1 200 KEYSTONE CONS INDS INC 54700 1 54700 KIMBALL INTL INC 9868 1 12768 0 0 KILROY RLTY CORP COM 350000 1 359760 160 51785 KINDER MORGAN ENERGY PAR 10400 1 10400 KIRBY CORP 9415 1 9415 KITTY HAWK INC 233900 1 228800 0 7200 KNOLL INC 6900 1 6900 KNIGHT RIDDER INC 100 1 100 KONINKLIJKE PHILIPS ELEC 1053630 1 1100730 1610 139592 KOREA ELECTRIC PWR 123900 1 344590 6155 10230 KOSS CORP 48500 1 47000 1500 KULICKE & SOFFA INDS INC 8070 1 8070 LAI WORLDWIDE INC 26600 1 24100 2500 LTV CORP 31000 1 31000 LNR PROPERTY CORP 12979 1 12979
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL LTC HEALTHCARE INC COMMON 50217R104 1829 887 LA BARGE INC COMMON 502470107 462001 176000 LACROSSE FOOTWEAR INC COMMON 505688101 325000 52000 LAFARGE CORP COMMON 505862102 604800 21600 LAKELAND INDS INC COMMON 511795106 67050 14900 LAKES GAMING INC COMMON 51206P109 1473644 179987 LAM RESEARCH CORPORATION COMMON 512807108 2212990 76310 LAMSON & SESSIONS CO COMMON 513696104 323900 65600 LANDAMERICA FINL GROUP I COMMON 514936103 1806700 62300 LANDS END INC COMMON 515086106 695963 20100 LANDRYS SEAFOOD RESTAURA COMMON 51508L103 3781744 590321 LANDSTAR SYSTEMS INC COMMON 515098101 1090078 32908 LASALLE HOTEL PROPERTIES COMMON 517942108 1429964 107920 LAWSON PRODS INC COMMON 520776105 1953650 95300 LAYNE CHRISTENSEN CO COMMON 521050104 137069 24100 LEARNING COMPANY INC COMMON 522008101 18835500 649500 LEASING SOLUTIONS INC COMMON 522113109 189394 81900 LEGGETT & PLATT INC COMMON 524660107 5000 250 LEHMAN BROS HLDGS INC COMMON 524908100 5975 100 LENNAR CORP COMMON 526057104 220013 9833 LIBBEY INC COMMON 529898108 4963100 160100 LIBERTY CORP S C COMMON 530370105 253378 4832 LIBERTY FINL COS INC COMMON 530512102 181431 7700 LIFE USA HOLDING INC COMMON 531918209 898819 84100 LIFETIME HOAN CORP COMMON 531926103 1879094 191500 LILLY INDS INC COMMON 532491107 26350 1700 LINCOLN ELEC HLDGS INC COMMON 533900106 102251 5490 LINCOLN NATL CORP IND COMMON 534187109 9888 100 LINDBERG CORP COMMON 535171102 721744 81900 LINDSAY MFG CO COMMON 535555106 1429013 71900 LIZ CLAIBORNE INC COMMON 539320101 35434992 1086130 LOCKHEED MARTIN CORP COMMON 539830109 33216225 879900 LODGIAN INC COMMON 54021P106 486794 109700 LOEWS CORP COMMON 540424108 7463 100 LONE STAR INDS INC COMMON 542290408 9598964 309644 LONE STAR STEAKHOUSE SAL COMMON 542307103 6369350 621400 LONGVIEW FIBRE CO COMMON 543213102 206009 17817 LOUIS DREYFUS NATURAL GAS COMMON 546011107 2039825 140675 LOUISIANA PAC CORP COMMON 546347105 14900 800 LUBYS INC COMMON 549282101 5178736 306888 LUFKIN INDS INC COMMON 549764108 1934500 116800 LYDALL INC DEL COMMON 550819106 1268488 152600 LYONDELL CHEMICAL CO COMMON 552078107 10841 792 M & F WORLDWIDE CORP COMMON 552541104 2243500 320500 MAF BANCORP INC COMMON 55261R108 548819 24666 MBIA INC COMMON 55262C100 674830 11635 M D C HLDGS INC COMMON 552676108 1663188 115700 MCN ENERGY GROUP INC COMMON 55267J100 36421538 2267488 COLUMN TOTALS: 183406294
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE LTC HEALTHCARE INC 887 1 887 LA BARGE INC 172900 1 176000 0 0 LACROSSE FOOTWEAR INC 52000 1 52000 LAFARGE CORP 21600 1 21600 LAKELAND INDS INC 14900 1 13700 1200 LAKES GAMING INC 178137 1 175087 0 4900 LAM RESEARCH CORPORATION 27200 1 62635 145 13530 LAMSON & SESSIONS CO 65100 1 65600 0 0 LANDAMERICA FINL GROUP I 62300 1 61300 1000 LANDS END INC 20100 1 20100 LANDRYS SEAFOOD RESTAURA 587421 1 576921 0 13400 LANDSTAR SYSTEMS INC 32863 1 32908 0 0 LASALLE HOTEL PROPERTIES 375 1 82940 300 24680 LAWSON PRODS INC 94700 1 91700 0 3600 LAYNE CHRISTENSEN CO 23700 1 24100 0 0 LEARNING COMPANY INC 649500 1 515500 0 134000 LEASING SOLUTIONS INC 81200 1 78500 0 3400 LEGGETT & PLATT INC 250 1 250 LEHMAN BROS HLDGS INC 100 1 100 LENNAR CORP 9833 1 9833 LIBBEY INC 158500 1 153100 0 7000 LIBERTY CORP S C 4832 1 4832 LIBERTY FINL COS INC 7700 1 7700 LIFE USA HOLDING INC 84100 1 84100 LIFETIME HOAN CORP 189000 1 186600 0 4900 LILLY INDS INC 1700 1 1700 LINCOLN ELEC HLDGS INC 5490 1 5490 LINCOLN NATL CORP IND 100 1 100 LINDBERG CORP 81900 1 79500 2400 LINDSAY MFG CO 70900 1 71900 0 0 LIZ CLAIBORNE INC 1079740 1 936970 0 149160 LOCKHEED MARTIN CORP 879900 1 694200 0 185700 LODGIAN INC 108200 1 109700 0 0 LOEWS CORP 100 1 100 LONE STAR INDS INC 305244 1 298844 0 10800 LONE STAR STEAKHOUSE SAL 614700 1 604100 0 17300 LONGVIEW FIBRE CO 17817 1 17817 LOUIS DREYFUS NATURAL GAS 500 1 112370 425 27880 LOUISIANA PAC CORP 800 1 800 LUBYS INC 304588 1 294188 0 12700 LUFKIN INDS INC 116100 1 113800 0 3000 LYDALL INC DEL 152600 1 152600 LYONDELL CHEMICAL CO 792 1 792 M & F WORLDWIDE CORP 318900 1 311800 0 8700 MAF BANCORP INC 24666 1 24666 MBIA INC 11635 1 11635 M D C HLDGS INC 113100 1 110800 0 4900 MCN ENERGY GROUP INC 2033900 1 1882551 215 384722
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL MCI WORLDCOM INC COMMON 55268B106 66068 746 MFRI INC COMMON 552721102 146250 46800 MGIC INVT CORP WIS COMMON 552848103 3506 100 MGM GRAND INC COMMON 552953101 756764 22506 M/I SCHOTTENSTEIN HOMES COMMON 55305B101 2664275 150100 MMI COS INC COMMON 553087107 4761638 309700 MTS SYS CORP COMMON 553777103 227813 22500 MTI TECHNOLOGY CORP COMMON 553903105 479006 86600 MYR GROUP INC COMMON 554053108 439614 37614 MACNEAL SCHWENDLER CORP COMMON 554806109 1596000 266000 MAGNETEK INC COMMON 559424106 5504888 657300 MAIL-WELL INC COMMON 560321200 2828813 211500 MAIN STREET AND MAIN INC COMMON 560345308 311375 94000 MAINE PUB SVC CO COMMON 560483109 19688 1500 MAKITA ELEC WORKS LTD COMMON 560877300 834750 74200 MALLINCKRODT INC NEW COMMON 561232109 35298858 1325777 MANCHESTER EQUIP INC COMMON 562154104 49922 17750 MARCUS CORP COMMON 566330106 180000 15000 MARINE TRANS CORP COMMON 567912100 4379 1523 MARINE DRILLING COS INC COMMON 568240204 8211500 746500 MARISA CHRISTINA INC COMMON 570268102 9625 5500 MARITRANS INC COMMON 570363101 72450 12600 MARK IV INDS INC COMMON 570387100 4894500 376500 MARSH SUPERMARKETS INC COMMON 571783307 650651 57200 MARRIOTT INTL INC NEW COMMON 571903202 8406 250 MARSHALL INDS COMMON 572393106 2388528 176928 MARTIN COLOR-FI INC COMMON 573183100 592 19100 MARTIN MARIETTA MATLS IN COMMON 573284106 987181 17300 MASCO CORP COMMON 574599106 11300 400 MASCOTECH INC COMMON 574670105 10524500 679000 MATSUSHITA ELEC CO COMMON 576879209 458,299 2,370 MATTEL INC COMMON 577081102 16764704 672268 MAXCO INC COMMON 577723109 131363 22600 MAXWELL SHOE INC COMMON 577766108 1344638 155900 MAY DEPT STORES CO COMMON 577778103 14672 375 MAXXIM MEDICAL, INC. COMMON 57777G105 1817760 96305 MAX & ERMAS RESTAURANTS COMMON 577903107 235813 34300 MAVERICK TUBE CORP COMMON 577914104 396206 56100 MCGRATH RENTCORP COMMON 580589109 2359725 129300 MCRAE INDS INC COMMON 582757209 163350 29700 MEAD CORP COMMON 582834107 14036914 456485 MEADOW VY CORP COMMON 583185103 228544 57136 MEDIA ARTS GROUP INC COMMON 58439C102 229500 25500 MEDIA GEN INC COMMON 584404107 220038 4732 MEDICAL ASSURN INC COMMON 58449U100 255836 9137 MEDSTONE INTL INC NEW COMMON 58505C101 711254 103455 MENTOR GRAPHICS CORP COMMON 587200106 1991085 147485 MERCANTILE BANCORPORATIO COMMON 587342106 9500 200 COLUMN TOTALS: 125302041
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE MCI WORLDCOM INC 746 1 746 MFRI INC 46800 1 44500 2300 MGIC INVT CORP WIS 100 1 100 MGM GRAND INC 22011 1 22506 0 0 M/I SCHOTTENSTEIN HOMES 149300 1 146000 0 4100 MMI COS INC 308000 1 301300 0 8400 MTS SYS CORP 22500 1 22500 MTI TECHNOLOGY CORP 86600 1 86600 MYR GROUP INC 37614 1 35948 1666 MACNEAL SCHWENDLER CORP 264800 1 260100 0 5900 MAGNETEK INC 654300 1 643300 0 14000 MAIL-WELL INC 209000 1 211500 0 0 MAIN STREET AND MAIN INC 93100 1 94000 0 0 MAINE PUB SVC CO 1500 1 1500 MAKITA ELEC WORKS LTD 45100 1 71600 0 2600 MALLINCKRODT INC NEW 1141550 1 1050832 0 274945 MANCHESTER EQUIP INC 17750 1 17750 MARCUS CORP 15000 1 15000 MARINE TRANS CORP 1523 1 1523 MARINE DRILLING COS INC 743800 1 723300 0 23200 MARISA CHRISTINA INC 5500 1 5500 MARITRANS INC 12600 1 12600 MARK IV INDS INC 374700 1 376500 0 0 MARSH SUPERMARKETS INC 55500 1 53900 0 3300 MARRIOTT INTL INC NEW 250 1 250 MARSHALL INDS 175728 1 174428 0 2500 MARTIN COLOR-FI INC 19100 1 19100 MARTIN MARIETTA MATLS IN 17300 1 17300 MASCO CORP 400 1 400 MASCOTECH INC 673600 1 658600 0 20400 MATSUSHITA ELEC CO X 0 0 2,370 MATTEL INC 498100 1 529313 0 142955 MAXCO INC 22600 1 21500 1100 MAXWELL SHOE INC 155400 1 152000 0 3900 MAY DEPT STORES CO 375 1 375 MAXXIM MEDICAL, INC. 25000 1 79610 215 16480 MAX & ERMAS RESTAURANTS 34300 1 32300 2000 MAVERICK TUBE CORP 56100 1 56100 MCGRATH RENTCORP 128400 1 122300 0 7000 MCRAE INDS INC 29700 1 28800 900 MEAD CORP 445185 1 444585 0 11900 MEADOW VY CORP 57136 1 57136 MEDIA ARTS GROUP INC 24200 1 25500 0 0 MEDIA GEN INC 4732 1 4732 MEDICAL ASSURN INC 9137 1 9137 MEDSTONE INTL INC NEW 102355 1 101655 0 1800 MENTOR GRAPHICS CORP 600 1 119105 390 27990 MERCANTILE BANCORPORATIO 200 1 200
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL MERCHANTS BANCSHARES COMMON 588448100 599588 27100 MERCHANTS GROUP INC COMMON 588539106 243600 11600 MERCURY AIR GROUP INC COMMON 589354109 481900 78677 MERITOR AUTOMOTIVE INC COMMON 59000G100 187550 12100 MERRILL CORP COMMON 590175105 3472151 259600 MERRIMAC INDS INC COMMON 590262101 46000 9200 MESA LABS INC COMMON 59064R109 267000 53400 MESTEK INC COMMON 590829107 1552300 81700 MET PRO CORP COMMON 590876306 46200 4200 METALS USA INC COMMON 591324108 4718744 539285 METHODE ELECTRS INC COMMON 591520200 295925 26600 METRIKA SYSTEMS CORP COMMON 59159M106 610700 78800 METROWEST BK MASS COMMON 592668107 707250 123000 MICHAEL FOOD INC NEW COMMON 594079105 1409176 73924 MICROSEMI CORP COMMON 595137100 780938 98000 MID AMER BANCORP COMMON 595915109 345720 14111 MIDDLEBY CORP COMMON 596278101 279366 70950 MIDLAND CO COMMON 597486109 781651 32400 MIDWEST EXPRESS HLDGS IN COMMON 597911106 1523799 51874 MIDWAY GAMES INC COMMON 598148104 5629292 647976 MIKASA INC COMMON 59862T109 1576776 213800 MILACRON INC COMMON 598709103 13074075 830100 MILTOPE GROUP INC COMMON 602191108 60519 42100 MINISCRIBE CORP COMMON 603669102 1446 41300 MISSISSIPPI CHEM CORP COMMON 605288208 38438 4100 MITCHAM INDS INC COMMON 606501104 487900 114800 MITCHELL ENERGY & DEV CO COMMON 606592202 81951 6589 MITCHELL ENERGY & DEV CO COMMON 606592301 83775 6702 MOBIL CORP COMMON 607059102 44000 500 MOBILE AMER CORP FLA COMMON 607235504 360016 130915 MODINE MFG CO COMMON 607828100 2496665 88968 MONACO COACH CORP COMMON 60886R103 2255513 97800 MONARCH DENTAL CORP COMMON 609044102 111875 35800 MONRO MUFFLER BRAKE INC COMMON 610236101 806978 113260 MONTANA POWER COMPANY COMMON 612085100 978381 13300 MOORE PRODS CO COMMON 615836103 516675 24900 MORGAN J P & CO INC COMMON 616880100 11055387 89608 MORGAN KEEGAN INC COMMON 617410105 2739587 165409 MORGAN STAN DEAN WITTR COMMON 617446448 20954395 209675 MOTORCAR PARTS & ACCESSO COMMON 620071100 996807 89100 MUELLER INDS INC COMMON 624756102 3652853 163256 MURPHY OIL CORP COMMON 626717102 1211800 29200 NCH CORP COMMON 628850109 427745 8958 NCI BUILDING SYS INC COMMON 628852105 864800 36800 NAC RE CORPORATION COMMON 628907107 7630250 142123 NL INDS INC COMMON 629156407 3650175 405575 NN BALL & ROLLER INC COMMON 629305103 498225 87600 NVR INC COMMON 62944T105 3382638 80300 COLUMN TOTALS: 104018495
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE MERCHANTS BANCSHARES 27100 1 25400 1700 MERCHANTS GROUP INC 11600 1 11000 600 MERCURY AIR GROUP INC 78677 1 75652 3025 MERITOR AUTOMOTIVE INC 12100 1 12100 MERRILL CORP 258100 1 252800 0 6800 MERRIMAC INDS INC 9200 1 9200 MESA LABS INC 53400 1 51900 1500 MESTEK INC 81700 1 78100 3600 MET PRO CORP 4200 1 3000 1200 METALS USA INC 535885 1 523185 0 16100 METHODE ELECTRS INC 26600 1 26600 METRIKA SYSTEMS CORP 78800 1 76500 2300 METROWEST BK MASS 120200 1 119200 0 3800 MICHAEL FOOD INC NEW 73924 1 73924 MICROSEMI CORP 96900 1 98000 0 0 MID AMER BANCORP 14111 1 14111 MIDDLEBY CORP 70950 1 69350 1600 MIDLAND CO 31900 1 31100 0 1300 MIDWEST EXPRESS HLDGS IN 49624 1 47899 0 3975 MIDWAY GAMES INC 644276 1 631276 0 16700 MIKASA INC 209300 1 205200 0 8600 MILACRON INC 826600 1 812800 0 17300 MILTOPE GROUP INC 42100 1 42100 MINISCRIBE CORP 41300 1 41300 MISSISSIPPI CHEM CORP 4100 1 4100 MITCHAM INDS INC 114300 1 111700 0 3100 MITCHELL ENERGY & DEV CO 6589 1 6589 MITCHELL ENERGY & DEV CO 6702 1 6702 MOBIL CORP 500 1 500 MOBILE AMER CORP FLA 130115 1 127615 0 3300 MODINE MFG CO 88968 1 88968 MONACO COACH CORP 97800 1 91350 6450 MONARCH DENTAL CORP 35800 1 35800 MONRO MUFFLER BRAKE INC 113260 1 110530 2730 MONTANA POWER COMPANY 13300 1 13300 MOORE PRODS CO 24900 1 24900 MORGAN J P & CO INC 12495 1 72723 0 16885 MORGAN KEEGAN INC 165409 1 150259 15150 MORGAN STAN DEAN WITTR 209675 1 209675 MOTORCAR PARTS & ACCESSO 88500 1 86400 0 2700 MUELLER INDS INC 160656 1 163256 0 0 MURPHY OIL CORP 23400 1 23400 0 5800 NCH CORP 8958 1 8958 NCI BUILDING SYS INC 36800 1 30600 6200 NAC RE CORPORATION 94293 1 120683 125 21315 NL INDS INC 400900 1 389875 0 15700 NN BALL & ROLLER INC 87100 1 87600 0 0 NVR INC 79500 1 76000 0 4300
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL NYMAGIC INC COMMON 629484106 1734200 133400 NACCO INDS INC COMMON 629579103 9102282 122900 NAPCO SEC SYS INC COMMON 630402105 22838 8700 NASH FINCH CO COMMON 631158102 1782200 212800 NATIONAL AUSTRALIA BANK PFD CV 632525309 1355831 43300 NATIONAL INFORMATION GRO COMMON 63648P100 13475 1400 NATIONAL-OILWELL INC COMMON 637071101 10366938 896600 NATL SEMICONDUCTOR COMMON 637640103 773636 83075 NATIONAL STL CORP COMMON 637844309 4946700 599600 NATIONAL WESTN LIFE INS COMMON 638522102 3130200 29600 NATIONAL WESTMINSTER BK COMMON 638539403 520838 3800 NATURAL ALTERNATIVES INT COMMON 638842302 368063 75500 NAVIGATORS GROUP INC COMMON 638904102 1654800 118200 NATURES SUNSHINE PROD COMMON 639027101 1592800 144800 NAUTICA ENTERPRISES COMMON 639089101 4509163 398600 NEOMAGIC CORP COMMON 640497103 2743744 276100 NEW CENTURY ENERGIES COMMON 64352U103 3406 100 NEWELL RUBBERMAID INC COMMON 651229106 16625 350 NEWPORT NEWS SHIPBLDG COMMON 652228107 887250 28000 NIAGARA CORP COMMON 653349100 489375 78300 NIAGARA MOHAWK HLDGS INC COMMON 653520106 16966188 1262600 NIKE INC CL B COMMON 654106103 5420547 93963 NINE WEST GROUP INC COMMON 65440D102 5984251 242400 NIPPON TELEG & TEL CORP COMMON 654624105 2281744 46805 NORFOLK SOUTHERN CORP COMMON 655844108 77806 2950 NORRELL CORP COMMON 656301108 216838 16600 NORTECH SYS INC COMMON 656553104 42069 12700 NORTEK INC COMMON 656559101 1126125 45500 NORTH CAROLINA NAT GAS C COMMON 658221106 285525 9400 NORTHEAST BANCORP COMMON 663904100 62000 6200 NORTHN STS PWR CO MINN COMMON 665772109 3478 150 NORTHERN TECH INTL CORP COMMON 665809109 89438 13500 NORTHROP GRUMMAN CORP COMMON 666807102 31563107 527150 NORTHSTAR COMPUTER FORMS COMMON 667031108 126650 14900 NORTHWEST PIPE CO COMMON 667746101 1473450 89300 NORTHWESTERN CORP COMMON 668074107 188773 7278 NORTHWESTERN STL & WIRE COMMON 668367204 3094 3000 NOVARTIS AG SPONSORED COMMON 66987V109 547761 6774 NU HORIZONS ELECTRS CORP COMMON 669908105 678150 164400 NOVACARE INC/W RIGHTS COMMON 669930109 712122 406927 NOVO NORDISK COMMON 670100205 2,748,980 50,440 NUCOR CORP COMMON 670346105 35250 800 NUEVO ENERGY CO COMMON 670509108 67041 4966 NUTRITION FOR LIFE INTL COMMON 67061S202 6181 2300 OEA INC COMMON 670826106 52091 6314 OGE ENERGY CORP COM COMMON 670837103 1412413 62600 O I CORP COMMON 670841105 151813 34700 OAKWOOD HOMES CORP COMMON 674098108 277200 19800 COLUMN TOTALS: 118614449
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE NYMAGIC INC 132800 1 129200 0 4200 NACCO INDS INC 122200 1 119500 0 3400 NAPCO SEC SYS INC 8700 1 8700 NASH FINCH CO 211000 1 206600 0 6200 NATIONAL AUSTRALIA BANK 43300 1 43300 NATIONAL INFORMATION GRO 1400 1 1400 NATIONAL-OILWELL INC 890800 1 872800 0 23800 NATL SEMICONDUCTOR 72610 1 72875 0 10200 NATIONAL STL CORP 596400 1 578900 0 20700 NATIONAL WESTN LIFE INS 29600 1 28500 1100 NATIONAL WESTMINSTER BK 3800 1 700 3100 NATURAL ALTERNATIVES INT 75000 1 73900 0 1600 NAVIGATORS GROUP INC 116900 1 114800 0 3400 NATURES SUNSHINE PROD 144100 1 144800 0 0 NAUTICA ENTERPRISES 391800 1 393500 0 5100 NEOMAGIC CORP 274900 1 271100 0 5000 NEW CENTURY ENERGIES 100 1 100 NEWELL RUBBERMAID INC 200 1 350 0 0 NEWPORT NEWS SHIPBLDG 28000 1 28000 NIAGARA CORP 77300 1 75200 0 3100 NIAGARA MOHAWK HLDGS INC 1262600 1 1061900 0 180700 NIKE INC CL B 2300 1 73528 0 20435 NINE WEST GROUP INC 239400 1 230000 0 12400 NIPPON TELEG & TEL CORP 10800 1 36770 890 9145 NORFOLK SOUTHERN CORP 2950 1 2950 NORRELL CORP 16600 1 16600 NORTECH SYS INC 12700 1 12700 NORTEK INC 45500 1 39900 5600 NORTH CAROLINA NAT GAS C 9400 1 9400 NORTHEAST BANCORP 6200 1 6200 NORTHN STS PWR CO MINN 150 1 150 NORTHERN TECH INTL CORP 13500 1 12100 1400 NORTHROP GRUMMAN CORP 527150 1 450750 0 76400 NORTHSTAR COMPUTER FORMS 14900 1 14900 NORTHWEST PIPE CO 88700 1 87300 0 2000 NORTHWESTERN CORP 7278 1 7278 NORTHWESTERN STL & WIRE 3000 1 3000 NOVARTIS AG SPONSORED 2129 1 2129 0 4645 NU HORIZONS ELECTRS CORP 163000 1 160400 0 4000 NOVACARE INC/W RIGHTS 380727 1 383927 0 23000 NOVO NORDISK X X X 47,065 1,250 2,125 NUCOR CORP 800 1 800 NUEVO ENERGY CO 4966 1 4966 NUTRITION FOR LIFE INTL 2300 1 2300 OEA INC 6314 1 6314 OGE ENERGY CORP COM 50600 1 50600 0 12000 O I CORP 34700 1 33000 1700 OAKWOOD HOMES CORP 19800 1 19800
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL OCCIDENTAL PETE CORP DEL COMMON 674599105 19985400 1110300 OCEANEERING INTL INC COMMON 675232102 2171043 143540 OCTEL CORP COMMON 675727101 71197 5812 OFFICEMAX INC COMMON 67622M108 1239806 143745 OFFSHORE LOGISTICS INC COMMON 676255102 5443035 468218 OGDEN CORP COMMON 676346109 2043245 84914 OGLEBAY NORTON CO COMMON 677007106 1353544 61700 OLD DOMINION FGHT LINES COMMON 679580100 1577713 138700 OLIN CORP COMMON 680665205 201250 20000 OLSTEN CORP COMMON 681385100 3186971 515066 OMNICOM GROUP COMMON 681919106 201,442 2,520 OMEGA WORLDWIDE INC COMMON 68210B108 7526 2007 ONEIDA LTD COMMON 682505102 1992400 117200 ONEOK INC NEW COM COMMON 682680103 1634516 66040 ONTRACK DATA INTL INC COMMON 683372106 332475 85800 OPTEK TECHNOLOGY INC COMMON 683815104 452375 30800 ORBIT INTL CORP COMMON 685559106 29500 23600 ORION CAP CORP COMMON 686268103 794469 25423 OROAMERICA INC COMMON 687027102 128575 13900 OSHKOSH TRUCK CORP COMMON 688239201 338000 10400 O'SULLIVAN INDS HLDGS IN COMMON 688609106 5197532 376290 OTTER TAIL PWR CO COMMON 689648103 307038 7700 OVERSEAS SHIPHOLDING GRO COMMON 690368105 243683 20962 OWENS-ILLINOIS INC COMMON 690768403 5000 200 OXFORD INDS INC COMMON 691497309 3958501 162400 P & F INDS INC COMMON 692830508 104231 10900 P A M TRANSN SVCS INC COMMON 693149106 956494 110100 PECO ENERGY CO COMMON 693304107 13019375 281500 PG&E CORP COMMON 69331C108 80203 2582 PLM INTL INC COMMON 69341L205 391001 73600 PMI GROUP INC COM COMMON 69344M101 43866468 945907 PNC BANK CORP COMMON 693475105 29962078 539250 P P & L RES INC COMMON 693499105 7741800 312800 PPG INDUSTRIES INC COMMON 693506107 34231016 667921 PSC INC COMMON 69361E107 1252063 149500 PXRE CORP COMMON 693674103 3342744 185708 PACCAR INC COMMON 693718108 53544 1300 PACIFIC CENTY FINL CORP COMMON 694058108 469688 22500 PACIFIC CREST CAP INC COMMON 694166109 334139 24301 PACIFICORP COMMON 695114108 2786738 161550 PAINE WEBBER INC COMMON 695629105 68178635 1709807 PAMIDA HLDGS CORP COMMON 697642106 320938 102700 PARK OHIO HLDGS CORP COMMON 700666100 55631 3600 PARK PL ENTMT CORP COMMON 700690100 3362651 444648 PARKVALE FINL CORP COMMON 701492100 458772 21717 PATRICK INDS INC COMMON 703343103 1335150 98900 PATTERSON ENERGY INC COMMON 703414102 94006 16900 PAUL HARRIS STORES INC COMMON 703555201 863613 117100 COLUMN TOTALS: 266157214
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE OCCIDENTAL PETE CORP DEL 1110300 1 860200 0 250100 OCEANEERING INTL INC 143540 1 143540 OCTEL CORP 5812 1 5812 OFFICEMAX INC 400 1 111080 410 32255 OFFSHORE LOGISTICS INC 465718 1 457918 0 10300 OGDEN CORP 0 1 69218 198 15498 OGLEBAY NORTON CO 61700 1 60100 1600 OLD DOMINION FGHT LINES 138000 1 137200 0 1500 OLIN CORP 20000 1 20000 OLSTEN CORP 514066 1 515066 0 0 OMNICOM GROUP X 0 0 2,520 OMEGA WORLDWIDE INC 2007 1 2007 ONEIDA LTD 117200 1 113400 3800 ONEOK INC NEW COM 300 1 51080 180 14780 ONTRACK DATA INTL INC 85800 1 85800 OPTEK TECHNOLOGY INC 30800 1 29600 1200 ORBIT INTL CORP 23600 1 23600 ORION CAP CORP 25423 1 25423 OROAMERICA INC 13900 1 13900 OSHKOSH TRUCK CORP 10400 1 10400 O'SULLIVAN INDS HLDGS IN 174800 1 325335 590 50365 OTTER TAIL PWR CO 7700 1 7700 OVERSEAS SHIPHOLDING GRO 20962 1 20962 OWENS-ILLINOIS INC 200 1 200 OXFORD INDS INC 161900 1 158600 0 3800 P & F INDS INC 10900 1 10900 P A M TRANSN SVCS INC 110100 1 109100 1000 PECO ENERGY CO 281500 1 281500 PG&E CORP 2582 1 2582 PLM INTL INC 71800 1 71100 0 2500 PMI GROUP INC COM 873250 1 778957 0 166950 PNC BANK CORP 539250 1 479350 59900 P P & L RES INC 312800 1 22400 0 290400 PPG INDUSTRIES INC 554950 1 510626 0 157295 PSC INC 148900 1 149500 0 0 PXRE CORP 184508 1 180176 0 5532 PACCAR INC 1300 1 500 800 PACIFIC CENTY FINL CORP 22500 1 22500 PACIFIC CREST CAP INC 24301 1 24301 PACIFICORP 161550 1 161550 PAINE WEBBER INC 1547350 1 1500630 0 208977 PAMIDA HLDGS CORP 102200 1 100200 0 2500 PARK OHIO HLDGS CORP 3600 1 3600 PARK PL ENTMT CORP 437248 1 425048 0 19600 PARKVALE FINL CORP 21717 1 21717 PATRICK INDS INC 97900 1 96200 0 2700 PATTERSON ENERGY INC 16900 1 16900 PAUL HARRIS STORES INC 116500 1 117100 0 0
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL PECHINEY SPONSORED AD COMMON 705151207 1,887,120 104,840 PEERLESS MFG CO COMMON 705514107 131250 14000 PENN-AMER GROUP INC COMMON 707247102 1376100 125100 PENN ENGR & MFG CORP COMMON 707389102 568125 30300 PENN ENGR & MFG CORP COMMON 707389300 473100 24900 PENN VIRGINIA CORP COMMON 707882106 2420383 137815 PENNCORP FINL GROUP INC COMMON 708094107 18894 33589 PENNEY J C INC COMMON 708160106 45303034 1118590 PENNZOIL-QUAKER STATE CO COMMON 709323109 138390 11183 PENTON MEDIA INC COMMON 709668107 113580 5048 PEPSICO INC COMMON 713448108 1003200 25600 PERCON INC COMMON 71361E103 301438 45500 PERINI CORP COMMON 713839108 407750 93200 PERSONNEL GROUP AMER INC COMMON 715338109 73356 10206 PETROLEUM DEV CORP COMMON 716578109 483575 133400 PHARMACIA & UPJOHN INC COMMON 716941109 28410565 455480 PHARMERICA INC COM COMMON 717135107 734505 146901 PHILIP MORRIS COS INC COMMON 718154107 20328961 577730 PHILLIPS PETE CO COMMON 718507106 14175 300 PHILLIPS VAN HEUSEN COMMON 718592108 945 140 PHOENIX DUFF & PHELPS CO PFD CV 718924202 4930 170 PHYMATRIX CORP COMMON 718925100 689219 401000 PHYSICIANS SPECIALTY COR COMMON 718934102 207225 30700 PICCADILLY CAFETERIAS IN COMMON 719567109 933938 87900 PIERCING PAGODA INC COMMON 720773100 835657 93500 PILGRIMS PRIDE CORP COMMON 721467108 3297363 200600 PINNACLE BANCSHARES INC COMMON 722903101 18750 2000 PIONEER ELECTR CORP COMMON 723657409 3957515 212484 PIONEER STD ELECTRS INC COMMON 723877106 3821948 582392 PIRELLI SPA - UNSPONS COMMON 724258207 2,033,147 713,385 PITT DESMOINES INC COMMON 724508106 1296750 57000 PITTSTON CO COMMON 725701882 2313143 333426 PITTWAY CORP DEL COMMON 725790208 267544 10096 PLANET HOLLYWOOD INTL COMMON 727025108 7483 7043 PLASMA THERM CORP COMMON 727900102 106425 47300 PLAYCORE INC COMMON 72811G102 264152 57114 PLAY BY PLAY TOYS & NOVE COMMON 72811K103 780625 124900 PLAZA INVTS LTD COMMON 728999996 0 1 PLUMA INC COMMON 729272104 95 190 POLK AUDIO INC COMMON 730900107 108900 9900 POLARIS INDUSTRIES INC COMMON 731068102 6594475 207700 POLYMEDICA CORP COMMON 731738100 321750 42900 POOL ENERGY SVCS CO COMMON 732788104 4891241 319428 PORTUGAL TELECOM S A COMMON 737273102 306688 7000 POTOMAC ELEC PWR CO COMMON 737679100 9356156 403500 POWELL INDS INC COMMON 739128106 1402950 159200 PRAXAIR INC COMMON 74005P104 31374916 870015 PRECISION CASTPARTS CORP COMMON 740189105 317975 7900 COLUMN TOTALS: 179699406
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE PECHINEY SPONSORED AD X X X 97,970 2,265 4,605 PEERLESS MFG CO 14000 1 14000 PENN-AMER GROUP INC 124100 1 121700 0 3400 PENN ENGR & MFG CORP 30300 1 30300 PENN ENGR & MFG CORP 24900 1 24900 PENN VIRGINIA CORP 43100 1 117315 280 20220 PENNCORP FINL GROUP INC 33589 1 33589 PENNEY J C INC 910540 1 936615 0 181975 PENNZOIL-QUAKER STATE CO 11183 1 11183 PENTON MEDIA INC 5048 1 5048 PEPSICO INC 25600 1 25600 PERCON INC 45500 1 44100 1400 PERINI CORP 93200 1 91100 2100 PERSONNEL GROUP AMER INC 10206 1 10206 PETROLEUM DEV CORP 133400 1 133400 PHARMACIA & UPJOHN INC 455480 1 455480 PHARMERICA INC COM 133614 1 133614 0 13287 PHILIP MORRIS COS INC 505750 1 419360 0 158370 PHILLIPS PETE CO 300 1 300 PHILLIPS VAN HEUSEN X 140 0 PHOENIX DUFF & PHELPS CO 170 1 170 PHYMATRIX CORP 399300 1 385700 0 15300 PHYSICIANS SPECIALTY COR 30700 1 30700 PICCADILLY CAFETERIAS IN 87400 1 83000 0 4900 PIERCING PAGODA INC 93000 1 93500 0 0 PILGRIMS PRIDE CORP 199200 1 191700 0 8900 PINNACLE BANCSHARES INC 2000 1 2000 PIONEER ELECTR CORP 980 1 181795 5140 25549 PIONEER STD ELECTRS INC 579392 1 567992 0 14400 PIRELLI SPA - UNSPONS X X X 570,600 11,200 131,685 PITT DESMOINES INC 57000 1 54400 2600 PITTSTON CO 331126 1 324626 0 8800 PITTWAY CORP DEL 10096 1 10096 PLANET HOLLYWOOD INTL 7043 1 7043 PLASMA THERM CORP 46700 1 47300 0 0 PLAYCORE INC 57114 1 54725 2389 PLAY BY PLAY TOYS & NOVE 124900 1 122400 2500 PLAZA INVTS LTD X 1 0 PLUMA INC X 190 0 POLK AUDIO INC 9900 1 9900 POLARIS INDUSTRIES INC 205300 1 196400 0 11300 POLYMEDICA CORP 42900 1 42900 POOL ENERGY SVCS CO 317728 1 310528 0 8900 PORTUGAL TELECOM S A 7000 1 3300 3700 POTOMAC ELEC PWR CO 403500 1 403500 POWELL INDS INC 158300 1 154300 0 4900 PRAXAIR INC 864250 1 732810 0 137205 PRECISION CASTPARTS CORP 7900 1 7900
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL PRESIDENTIAL LIFE CORP COMMON 740884101 1511630 84272 PREMIUMWEAR INC COMMON 740909106 46550 9800 PRICE ENTERPRISES INC COMMON 741444202 6074 1092 PRICELINE COM INC COMMON 741503106 16575 200 PRIMESOURCE CORP COMMON 741593107 582750 103600 PRIMA ENERGY CORP COMMON 741901201 399713 28050 PRIMARK CORP COMMON 741903108 157356 7405 PRIME HOSPITALITY CORP COMMON 741917108 8691606 874627 PRIDE INTL INC COMMON 741932107 7130962 864359 PRINTRONIX INC COMMON 742578107 485050 43600 PRINTWARE INC COMMON 742580103 141750 56700 PRIORITY HEALTHCARE CORP COMMON 74264T102 93939 2076 PROFESSIONALS GROUP INC COMMON 742954100 1046719 39875 PROGRAMMERS PARADISE INC COMMON 743205106 32738 2700 PROGRAMMING & SYS INC COMMON 743209108 36100 7600 PROMEDCO MGMT CO COMMON 74342L105 1480463 320100 PROVENA FOODS INC COMMON 743726101 1375 500 PROVIDENCE & WORCESTER R COMMON 743737108 130163 11700 PROVIDENCE ENERGY CORP COMMON 743743106 444675 24200 PROVIDENT COS INC COMMON 743862104 26763472 774350 PUBLIC SVC CO N MEX COMMON 744499104 12541903 737759 PUBLIC SVC CO N C INC COMMON 744516105 222347 7836 PUBLIC SVC ENTERPRISE GR COMMON 744573106 13844878 362550 PUBLIC STORAGE INC COMMON 74460D109 625000 25000 PULASKI FURNITURE CORP COMMON 745553107 303400 14800 PULTE CORP COMMON 745867101 147769 7100 Q E P INC COMMON 74727K102 368063 45300 QUAKER CHEM CORP COMMON 747316107 1877213 132900 QUAKER FABRIC CORP NEW COMMON 747399103 908913 163400 QUALITY DINING INC COMMON 74756P105 51894 18050 QUANEX CORP COMMON 747620102 4473502 288613 QUESTAR CORP COMMON 748356102 33875 2000 QUINTEL COMMUNICATIONS I COMMON 748762101 172900 197600 QUIPP INC COMMON 748802105 67600 3200 QUORUM HEALTH GROUP INC COMMON 749084109 3144000 314400 R & B INC COMMON 749124103 1002400 125300 R & B FALCON CORP COMMON 74912E101 195788 22700 RDO EQUIPMENT CO COMMON 749413100 1811700 201300 RF MONOLITHICS INC COMMON 74955F106 405900 65600 RLI CORP COMMON 749607107 2487859 85055 RJR NABISCO HOLDINGS COMMON 74960K876 15228750 609150 RPC INC COMMON 749660106 1445219 224500 RTI INTL METALS INC COMMON 74973W107 3494250 349425 RAILTEX INC COMMON 750766107 1661888 146100 RAINFOREST CAFE INC COMMON 75086K104 1039960 206700 RAVEN INDS INC COMMON 754212108 219800 15700 RAYMOND JAMES FINANCIAL COMMON 754730109 269509 13646 RAYTEL MED CORP COMMON 755107109 675927 163861 COLUMN TOTALS: 117921867
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE PRESIDENTIAL LIFE CORP 83272 1 84272 0 0 PREMIUMWEAR INC 9800 1 9800 PRICE ENTERPRISES INC 1092 1 1092 PRICELINE COM INC 200 1 200 PRIMESOURCE CORP 103600 1 101500 2100 PRIMA ENERGY CORP 28050 1 25500 2550 PRIMARK CORP 7405 1 7405 PRIME HOSPITALITY CORP 871927 1 874627 0 0 PRIDE INTL INC 858759 1 841359 0 23000 PRINTRONIX INC 43600 1 43600 PRINTWARE INC 56700 1 54700 2000 PRIORITY HEALTHCARE CORP 2076 1 2076 PROFESSIONALS GROUP INC 39875 1 39875 PROGRAMMERS PARADISE INC 2700 1 2700 PROGRAMMING & SYS INC 7600 1 7600 PROMEDCO MGMT CO 318200 1 313400 0 6700 PROVENA FOODS INC 500 1 500 PROVIDENCE & WORCESTER R 11700 1 11700 PROVIDENCE ENERGY CORP 24200 1 21500 2700 PROVIDENT COS INC 774350 1 616950 0 157400 PUBLIC SVC CO N MEX 729359 1 715059 0 22700 PUBLIC SVC CO N C INC 7836 1 7836 PUBLIC SVC ENTERPRISE GR 362550 1 362550 PUBLIC STORAGE INC 25000 1 25000 PULASKI FURNITURE CORP 14800 1 14800 PULTE CORP 7100 1 7100 Q E P INC 45300 1 44200 1100 QUAKER CHEM CORP 132400 1 129900 0 3000 QUAKER FABRIC CORP NEW 162800 1 163400 0 0 QUALITY DINING INC 18050 1 18050 QUANEX CORP 287313 1 281013 0 7600 QUESTAR CORP 2000 1 2000 QUINTEL COMMUNICATIONS I 196800 1 191700 0 5900 QUIPP INC 3200 1 3200 QUORUM HEALTH GROUP INC 311800 1 314400 0 0 R & B INC 124000 1 122000 0 3300 R & B FALCON CORP 22700 1 22700 RDO EQUIPMENT CO 200000 1 199700 0 1600 RF MONOLITHICS INC 65600 1 65600 RLI CORP 85055 1 79805 5250 RJR NABISCO HOLDINGS 609150 1 609150 RPC INC 223000 1 216400 0 8100 RTI INTL METALS INC 346325 1 340025 0 9400 RAILTEX INC 145400 1 142100 0 4000 RAINFOREST CAFE INC 204500 1 198400 0 8300 RAVEN INDS INC 15700 1 14100 1600 RAYMOND JAMES FINANCIAL 13646 1 13646 RAYTEL MED CORP 163361 1 159761 0 4100
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL RAYTHEON CO COMMON 755111408 23450 400 READERS DIGEST ASSOC A NON VTG COMMON 755267101 6338115 201609 RECOTON CORP COMMON 756268108 1226400 87600 RED ROOF INNS INC COM COMMON 757005103 2670901 169579 REDWOOD EMPIRE BANCORP COMMON 757897103 56925 2300 REEBOK INTL LTD COMMON 758110100 411163 25900 REEDS JEWELERS INC COMMON 758341101 57451 21886 REFAC TECHNOLOGY DEV COR COMMON 758655104 319500 56800 REGAL BELOIT CORP COMMON 758750103 5543381 306900 REGIONS FINL CORP COMMON 758940100 237181 6850 REHABCARE GROUP INC COMMON 759148109 863081 57300 RELIANCE GROUP HOLDINGS INC COMMON 759464100 14590409 1897937 RELIANCE STEEL & ALUMINU COMMON 759509102 1810578 62840 RELIANT ENERGY INC COMMON 75952J108 7819 300 RELIASTAR FINL CORP COMMON 75952U103 4263 100 REMEDYTEMP INC COMMON 759549108 1022588 81400 RELIABILITY INC COMMON 759903107 311163 80300 RENTRAK CORP COMMON 760174102 89719 31900 REPSOL S A COMMON 76026T205 7444114 145251 REPUBLIC GROUP INC COMMON 760473108 2126675 141190 REPUBLIC N Y CORP COMMON 760719104 4613 100 RESOURCE BANCSHARES MTG COMMON 761197102 5772854 448377 RESPONSE ONCOLOGY INC COMMON 761232305 481650 160550 REUTERS GROUP PLC COMMON 76132M102 893509 10285 REX STORES CORP COMMON 761624105 1210594 104700 REXAM PLC ADR SPON NE COMMON 761655307 1,804,981 515,709 REYNOLDS METALS CO COMMON 761763101 33454474 692460 RICHARDSON ELECTRS LTD COMMON 763165107 1077963 207800 RICHTON INTL CORP COMMON 765516109 103950 7700 RIO HOTEL & CASINO INC COMMON 767147101 109553 6901 RIO TINTO LTD ADR SPO COMMON 767204100 2,784,925 50,635 RIVIERA TOOL CO COMMON 769648106 161358 33970 ROADWAY EXPRESS INC DEL COMMON 769742107 6373953 373565 ROANOKE ELEC STL CORP COMMON 769841107 667500 60000 ROBBINS & MYERS INC COMMON 770196103 710638 40900 ROBERTS PHARMACEUTICAL C COMMON 770491108 155521 7495 ROBERTSON CECO CORP COMMON 770539203 511850 70600 ROCHESTER GAS & ELECTRIC COMMON 771367109 6185625 241390 ROCK-TENN CO COMMON 772739207 5934150 385961 ROCKY MTN CHOCOLATE FACT COMMON 774678403 107325 31800 ROCKY SHOES & BOOTS INC COMMON 774830103 420875 74000 ROHM & HAAS CO COMMON 775371107 6713 200 ROHN INDS INC COMMON 775381106 1185256 534200 ROLLINS TRUCK LEASING CO COMMON 775741101 208937 22139 ROSLYN BANCORP INC COMMON 778162107 514148 30468 ROUGE INDS INC DEL COMMON 779088103 2038750 233000 ROWAN COS INC COMMON 779382100 5388381 424700 ROYALE ENERGY INC COMMON 78074G200 28613 10900 COLUMN TOTALS: 123453535
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE RAYTHEON CO 400 1 400 READERS DIGEST ASSOC A NON VTG 0 1 158454 0 43155 RECOTON CORP 87100 1 87600 0 0 RED ROOF INNS INC COM 20189 1 136339 400 32840 REDWOOD EMPIRE BANCORP 2300 1 2300 REEBOK INTL LTD 25900 1 25900 REEDS JEWELERS INC 21886 1 21886 REFAC TECHNOLOGY DEV COR 56800 1 55600 1200 REGAL BELOIT CORP 304900 1 306900 0 0 REGIONS FINL CORP 6850 1 6850 REHABCARE GROUP INC 57300 1 55600 1700 RELIANCE GROUP HOLDINGS INC 1713400 1 1448527 485 448925 RELIANCE STEEL & ALUMINU 62840 1 62840 RELIANT ENERGY INC 300 1 300 RELIASTAR FINL CORP 100 1 100 REMEDYTEMP INC 81400 1 78900 2500 RELIABILITY INC 80300 1 80300 RENTRAK CORP 31100 1 29200 0 2700 REPSOL S A 55800 1 129445 1450 14356 REPUBLIC GROUP INC 140090 1 136570 0 4620 REPUBLIC N Y CORP 100 1 100 RESOURCE BANCSHARES MTG 444072 1 437032 0 11345 RESPONSE ONCOLOGY INC 159950 1 160550 0 0 REUTERS GROUP PLC 10285 1 10285 REX STORES CORP 103400 1 100700 0 4000 REXAM PLC ADR SPON NE X X X 451,235 13,805 50,669 REYNOLDS METALS CO 688250 1 543140 0 149320 RICHARDSON ELECTRS LTD 206600 1 201200 0 6600 RICHTON INTL CORP 7700 1 7700 RIO HOTEL & CASINO INC 6901 1 6901 RIO TINTO LTD ADR SPO X X X 47,200 1,190 2,245 RIVIERA TOOL CO 33970 1 32870 1100 ROADWAY EXPRESS INC DEL 372065 1 364065 0 9500 ROANOKE ELEC STL CORP 60000 1 56250 3750 ROBBINS & MYERS INC 40900 1 40900 ROBERTS PHARMACEUTICAL C 7495 1 7495 ROBERTSON CECO CORP 67400 1 70600 0 0 ROCHESTER GAS & ELECTRIC 156700 1 221210 240 19940 ROCK-TENN CO 385961 1 370661 15300 ROCKY MTN CHOCOLATE FACT 31800 1 30700 1100 ROCKY SHOES & BOOTS INC 74000 1 72400 1600 ROHM & HAAS CO 200 1 200 ROHN INDS INC 526300 1 509900 0 24300 ROLLINS TRUCK LEASING CO 22139 1 22139 ROSLYN BANCORP INC 30468 1 30468 ROUGE INDS INC DEL 231000 1 223300 0 9700 ROWAN COS INC 424700 1 424700 ROYALE ENERGY INC 10900 1 10900
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL RUBY TUESDAY INC COMMON 781182100 209595 12063 RUDDICK CORP COMMON 781258108 213525 10950 RURAL / METRO CORP COMMON 781748108 1272405 160303 RUSH ENTERPISES INC COMMON 781846100 810000 72000 RUSS BERRIE & CO COMMON 782233100 3396593 130953 RYANS FAMILY STEAK HOUSE COMMON 783519101 6831802 566367 RYLAND GROUP INC COMMON 783764103 2467969 97500 S&K FAMOUS BRANDS INC COMMON 783774102 595094 68500 SBC COMMUNICATIONS, I COMMON 78387G103 20888394 442668 SCIPE HLDGS INC COMMON 78402P104 399656 14700 SED INTL HLDGS INC COMMON 784109100 17250 6000 SGLG INC COMMON 784191108 175 700 SJW CORP COMMON 784305104 990675 15300 SL GREEN RLTY CORP COMMON 78440X101 2695129 139550 S L INDS INC COMMON 784413106 164500 14000 SMC CORP COMMON 784460107 22525 5300 SOS STAFFING SVCS INC COMMON 78462X104 1019047 133100 STB SYS INC COMMON 784741100 957812 122600 SABRE GROUP HOLDINGS INC COMMON 785905100 226044 8372 SAFECO CORP COMMON 786429100 6066 150 SAFEGUARD HEALTH ENTERPR COMMON 786444109 49200 19200 SAFETY COMPONENTS INTL I COMMON 786474106 181988 21100 ST FRANCIS CAP CORP COMMON 789374105 797475 18600 ST JOHN KNITS INC COMMON 790289102 7221987 273820 ST JOSEPH LT & PWR CO COMMON 790654107 1111800 54400 ST PAUL BANCORP INC COMMON 792848103 572526 26437 ST PAUL COS INC COM COMMON 792860108 973809 31350 SANDERSON FARMS INC COMMON 800013104 919200 76600 SANFILIPPO JOHN B & SON COMMON 800422107 176875 56600 SANTA FE ENERGY RESOURCES COMMON 802012104 2201157 298460 SAVILLE SYSTEMS PLC COMMON 805174109 1504300 122800 SAVOIR TECHNOLOGY GROUP COMMON 80533W107 325163 37700 SBARRO INC COMMON 805844107 267209 10036 SCAN OPTICS INC COMMON 805894102 197400 56400 SCHERING PLOUGH CORP COMMON 806605101 230,945 4,180 SCHNITZER STL INDS COMMON 806882106 573563 48300 SCHULMAN A INC COMMON 808194104 7403675 543389 SCHULTZ SAV O STORES INC COMMON 808196109 554294 33850 SCHWEITZER-MAUDUIT INC COMMON 808541106 3593750 312500 SCIENTIFIC GAMES HLDGS COMMON 808747109 3015725 169900 SCORE BRD INC COMMON 809173206 1 63 SCOR SPONSORED ADR COMMON 80917Q106 2571935 50554 SCOTSMAN INDS INC COMMON 809340102 1598438 93000 SCOTTS CO COMMON 810186106 285844 7648 SEABOARD CORP COMMON 811543107 135292 454 SEAGATE TECHNOLOGY COMMON 811804103 65840397 2227158 SEACOR SMIT INC COMMON 811904101 13055504 242611 SEAGULL ENERGY CORP COMMON 812007102 99401 14591 COLUMN TOTALS: 158643109
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE RUBY TUESDAY INC 12063 1 12063 RUDDICK CORP 10950 1 10950 RURAL / METRO CORP 159003 1 154203 0 6100 RUSH ENTERPISES INC 72000 1 72000 RUSS BERRIE & CO 130953 1 130953 RYANS FAMILY STEAK HOUSE 558667 1 544367 0 22000 RYLAND GROUP INC 97000 1 95200 0 2300 S&K FAMOUS BRANDS INC 68500 1 66300 2200 SBC COMMUNICATIONS, I 431781 1 428645 0 14023 SCIPE HLDGS INC 14700 1 14700 SED INTL HLDGS INC 6000 1 6000 SGLG INC 700 1 700 SJW CORP 15300 1 14500 800 SL GREEN RLTY CORP 139550 1 122350 17200 S L INDS INC 14000 1 12700 1300 SMC CORP 5300 1 5300 SOS STAFFING SVCS INC 132100 1 127500 0 5600 STB SYS INC 121300 1 118000 0 4600 SABRE GROUP HOLDINGS INC 8372 1 8372 SAFECO CORP 150 1 150 SAFEGUARD HEALTH ENTERPR 19200 1 18200 1000 SAFETY COMPONENTS INTL I 21100 1 21100 ST FRANCIS CAP CORP 18600 1 17300 1300 ST JOHN KNITS INC 234675 1 257550 115 16155 ST JOSEPH LT & PWR CO 53100 1 50800 0 3600 ST PAUL BANCORP INC 26437 1 26437 ST PAUL COS INC COM 23750 1 23750 0 7600 SANDERSON FARMS INC 76100 1 76600 0 0 SANFILIPPO JOHN B & SON 56600 1 55500 1100 SANTA FE ENERGY RESOURCES 103010 1 241925 475 56060 SAVILLE SYSTEMS PLC 23800 1 103025 2865 16910 SAVOIR TECHNOLOGY GROUP 37700 1 37700 SBARRO INC 10036 1 10036 SCAN OPTICS INC 56400 1 54200 2200 SCHERING PLOUGH CORP X 0 0 4,180 SCHNITZER STL INDS 48300 1 48300 SCHULMAN A INC 539989 1 536189 0 7200 SCHULTZ SAV O STORES INC 33850 1 33850 SCHWEITZER-MAUDUIT INC 311100 1 305000 0 7500 SCIENTIFIC GAMES HLDGS 168100 1 164300 0 5600 SCORE BRD INC 63 1 63 SCOR SPONSORED ADR 8700 1 39004 865 10685 SCOTSMAN INDS INC 92500 1 89000 0 4000 SCOTTS CO 7648 1 7648 SEABOARD CORP 454 1 454 SEAGATE TECHNOLOGY 2077750 1 1902413 0 324745 SEACOR SMIT INC 241711 1 237211 0 5400 SEAGULL ENERGY CORP 14591 1 14591
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL SEAMED CORP COMMON 81218Q100 483550 50900 SEARS ROEBUCK & CO COMMON 812387108 28129696 622511 SEATTLE FILMWORKS INC COMMON 812572105 443144 144700 SEAWAY FOOD TOWN INC COMMON 812744100 367575 25350 SECURITY CAP GROUP INC COMMON 81413P105 672779 1122(W) SEGA ENTERPRISES LTD COMMON 815793104 2,582,300 516,480 SEITEL INC COMMON 816074306 2009788 144200 SEKISUI HOUSE COMMON 816078208 4316988 40577 SELAS CORP AMER COMMON 816119101 388782 71500 SELECTIVE INSURANCE GROUP COMMON 816300107 12044058 683350 SEMPRA ENERGY COMMON 816851109 496266 25864 SEMX CORP COMMON 816854103 64513 39700 SENSORY SCIENCE CORP COMMON 81726X100 289750 115900 SEQUA CORPORATION COMMON 817320104 114168 2272 SEQUENT COMPUTER SYSTEM COMMON 817338106 783105 86410 SERVICE CORP INTL COM COMMON 817565104 10447180 733130 SERVICE EXPERTS INC COMMON 817567100 658800 48800 SHARP CORP ADR COMMON 819882200 5,760,615 54,863 SHAW GROUP INC COMMON 820280105 2398644 172100 SHELBY WILLIAMS INDS INC COMMON 822135109 1328231 138900 SHERIDAN HEALTHCARE INC COMMON 823781109 827138 95900 SHERWIN WILLIAMS CO COMMON 824348106 5625 200 SHILOH INDS INC COMMON 824543102 1334750 112400 SHOPKO STORES INC COMMON 824911101 123175 4123 SHOLODGE INC COMMON 825034101 339788 69700 SIERRA HEALTH SVGS INC COMMON 826322109 3928249 302173 SIFCO INDS INC COMMON 826546103 205875 27000 SIGCORP INC COMMON 826912107 194363 7100 SILGAN HOLDINGS INC COMMON 827048109 4320394 258900 SILICON VALLEY GROUP COMMON 827066101 281956 22900 SILICONIX INC COMMON 827079203 392973 18713 SIMPSON INDS INC COMMON 829060102 2498650 259600 SIRENA APPAREL GROUP INC COMMON 82966Q102 31050 5400 SIZZLER INTL INC COMMON 830139101 342937 177000 SKYLINE CORP COMMON 830830105 1648350 59400 SMEDVIG ASA ADR COMMON 83169H105 3,668,858 329,785 SMITH A O COMMON 831865209 882189 46431 SMITHFIELD COS INC COMMON 832245104 31000 4000 SMITHWAY MTR XPRESS CORP COMMON 832653109 616900 79600 SMUCKER J M CO COMMON 832696108 108550 4865 SMURFIT-STONE CONTAINER COMMON 832727101 1324838 68600 SNYDER OIL CORP COMMON 833482102 158612 10708 SOCIETE GENERALE FRAN COMMON 83364L109 5,849,381 152,295 SOFTWARE SPECTRUM INC COMMON 833960107 271138 19900 SOLA INTL INC COMMON 834092108 5672523 470261 SOLUTIA INC COMMON 834376105 1442125 83000 SONY CORP COMMON 835699307 2614277 28630 SOUTHERN CO COMMON 842587107 18650 800 COLUMN TOTALS: 112914246
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE SEAMED CORP 50400 1 48700 0 2200 SEARS ROEBUCK & CO 469710 1 582461 0 40050 SEATTLE FILMWORKS INC 143200 1 137600 0 7100 SEAWAY FOOD TOWN INC 25350 1 25350 SECURITY CAP GROUP INC 1122 1 1122 SEGA ENTERPRISES LTD X X X 461,765 13,405 41,290 SEITEL INC 142500 1 144200 0 0 SEKISUI HOUSE 500 1 36882 620 3075 SELAS CORP AMER 71000 1 70000 0 1500 SELECTIVE INSURANCE GROUP 576125 1 648630 275 34445 SEMPRA ENERGY 25864 1 25864 SEMX CORP 39700 1 37800 1900 SENSORY SCIENCE CORP 115100 1 111400 0 4500 SEQUA CORPORATION 2272 1 2272 SEQUENT COMPUTER SYSTEM 250 1 67145 240 19025 SERVICE CORP INTL COM 491035 1 549335 0 183795 SERVICE EXPERTS INC 48200 1 48800 0 0 SHARP CORP ADR X X X 46,688 1,245 6,930 SHAW GROUP INC 170900 1 166300 0 5800 SHELBY WILLIAMS INDS INC 138400 1 135100 0 3800 SHERIDAN HEALTHCARE INC 95900 1 93500 2400 SHERWIN WILLIAMS CO 200 1 200 SHILOH INDS INC 110400 1 108100 0 4300 SHOPKO STORES INC 4123 1 4123 SHOLODGE INC 69700 1 69700 SIERRA HEALTH SVGS INC 299473 1 299173 0 3000 SIFCO INDS INC 27000 1 27000 SIGCORP INC 7100 1 7100 SILGAN HOLDINGS INC 257200 1 250100 0 8800 SILICON VALLEY GROUP 22900 1 22900 SILICONIX INC 18713 1 18713 SIMPSON INDS INC 258200 1 249700 0 9900 SIRENA APPAREL GROUP INC 5400 1 5400 SIZZLER INTL INC 175500 1 177000 0 0 SKYLINE CORP 58700 1 56100 0 3300 SMEDVIG ASA ADR X X X 283660 7,275 38,850 SMITH A O 46431 1 43631 2800 SMITHFIELD COS INC 4000 1 4000 SMITHWAY MTR XPRESS CORP 79600 1 77300 2300 SMUCKER J M CO 4865 1 4865 SMURFIT-STONE CONTAINER 68600 1 64900 3700 SNYDER OIL CORP 10708 1 10708 SOCIETE GENERALE FRAN X X X 132425 3,415 17,085 SOFTWARE SPECTRUM INC 19900 1 19900 SOLA INTL INC 467461 1 458861 0 11400 SOLUTIA INC 83000 1 20000 63000 SONY CORP 4600 1 23390 605 4635 SOUTHERN CO 800 1 800
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL SOUTHERN ENERGY HOMES IN COMMON 842814105 1488338 276900 SOUTHERN PAC FDG CORP COMMON 843576109 31995 205100 SOUTHERN UN CO NEW COMMON 844030106 147678 7824 SOUTHTRUST CORP COMMON 844730101 7463 200 SOUTHWEST AIRLS CO COMMON 844741108 12100 400 SOUTHWEST GAS CORP COMMON 844895102 295570 10748 SOUTHWEST SECS GROUP INC COMMON 845224104 2672083 94587 SPACEHAB INC COMMON 846243103 733200 112800 SPAN AMER MED SYS INC COMMON 846396109 120275 28300 SPARTON CORP COMMON 847235108 322575 56100 SPECIAL METALS CORP C COMMON 84741Y103 1994784 409185 SPECIALTY CARE NETWORK I COMMON 84748M102 45609 69500 SPECIALTY CATALOG CORP COMMON 84748Q103 212000 64000 SPECIALTY EQUIP COS INC COMMON 847497203 3914463 141700 SPECTRUM CTL INC COMMON 847615101 416656 99500 SPEEDFAM INTL INC COMMON 847706108 59016 4918 SPEIZMAN INDS INC COMMON 847805108 111000 29600 SPORTSMANS GUIDE INC COMMON 848907200 244063 35500 SPORT SUPPLY GROUP INC COMMON 848915104 302250 37200 SPORT-HALEY INC COMMON 848925103 348563 42900 THE SPORTS AUTHORITY INC COMMON 849176102 1569962 214692 SPRINT CORP FON GROUP COMMON 852061100 49063 500 STAGE STORES INC COMMON 85254C107 136300 18800 STANDARD COML CORP COMMON 853258101 1216475 256100 STANDARD MANAGEMENT CORP COMMON 853612109 568750 91000 STANDARD PAC CORP NEW COMMON 85375C101 4755034 369323 STD PRODUCTS CO COMMON 853836104 8045555 495110 STANDARD REGISTER CO COMMON 853887107 133178 4486 STANDEX INTL CORP COMMON 854231107 3493438 159700 STANLEY FURNITURE INC COMMON 854305208 1150500 59000 STAR MULTI CARE SVCS INC COMMON 855156105 29425 21400 STARRETT L S CO COMMON 855668109 2875500 106500 STATE AUTO FINL CORP COMMON 855707105 456309 42202 STATEN IS BANCORP INC COMMON 857550107 33000 1920 STEEL TECHNOLOGIES INC COMMON 858147101 1647451 209200 STEELCASE INC CLASS A COMMON 858155203 3691520 243060 STEPAN CO COMMON 858586100 3046025 136900 STEPHAN CO COMMON 858603103 637875 72900 STERLING SOFTWARE INC COMMON 859547101 21375 900 STEWART & STEVENSON SVCS COMMON 860342104 1818186 236512 STEWART INFORMATION SVCS COMMON 860372101 2802469 83500 STIFEL FINL CORP COMMON 860630102 675702 75078 STMICROELECTRONICS N V COMMON 861012102 6336241 65238 STONE & WEBSTER INC COMMON 861572105 66498 2907 STONERIDGE INC COM COMMON 86183P102 1330616 95044 STORAGE TECHNOLOGY CORP NEW COMMON 862111200 25530584 915895 STRATTEC SEC CORP COMMON 863111100 1251563 44500 STUDENT LN CORP COMMON 863902102 3818305 102162 COLUMN TOTALS: 90666580
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE SOUTHERN ENERGY HOMES IN 274400 1 268800 0 8100 SOUTHERN PAC FDG CORP 204200 1 196100 0 9000 SOUTHERN UN CO NEW 7824 1 7824 SOUTHTRUST CORP 200 1 200 SOUTHWEST AIRLS CO 400 1 400 SOUTHWEST GAS CORP 10748 1 10748 SOUTHWEST SECS GROUP INC 93587 1 90879 0 3708 SPACEHAB INC 111800 1 108100 0 4700 SPAN AMER MED SYS INC 28300 1 28300 SPARTON CORP 56100 1 53900 2200 SPECIAL METALS CORP C 250900 1 366845 595 41745 SPECIALTY CARE NETWORK I 69500 1 69500 SPECIALTY CATALOG CORP 64000 1 61700 2300 SPECIALTY EQUIP COS INC 138800 1 137000 0 4700 SPECTRUM CTL INC 98400 1 99500 0 0 SPEEDFAM INTL INC 4918 1 4918 SPEIZMAN INDS INC 29600 1 28600 1000 SPORTSMANS GUIDE INC 35500 1 34800 700 SPORT SUPPLY GROUP INC 37200 1 37200 SPORT-HALEY INC 42900 1 41800 1100 THE SPORTS AUTHORITY INC 780 1 166052 610 48030 SPRINT CORP FON GROUP 500 1 500 STAGE STORES INC 18800 1 18800 STANDARD COML CORP 255500 1 250700 0 5400 STANDARD MANAGEMENT CORP 90400 1 87900 0 3100 STANDARD PAC CORP NEW 366723 1 364923 0 4400 STD PRODUCTS CO 387500 1 456455 275 38380 STANDARD REGISTER CO 4486 1 4486 STANDEX INTL CORP 159000 1 153700 0 6000 STANLEY FURNITURE INC 59000 1 56000 3000 STAR MULTI CARE SVCS INC 21400 1 21400 STARRETT L S CO 106500 1 104200 2300 STATE AUTO FINL CORP 42202 1 42202 STATEN IS BANCORP INC 1920 1 1920 STEEL TECHNOLOGIES INC 208500 1 205100 0 4100 STEELCASE INC CLASS A 0 1 190750 0 52310 STEPAN CO 135900 1 133000 0 3900 STEPHAN CO 72900 1 71300 1600 STERLING SOFTWARE INC 900 1 900 STEWART & STEVENSON SVCS 234012 1 236512 0 0 STEWART INFORMATION SVCS 82400 1 80800 0 2700 STIFEL FINL CORP 75078 1 71823 3255 STMICROELECTRONICS N V 45800 1 59353 465 5420 STONE & WEBSTER INC 2907 1 2907 STONERIDGE INC COM 959 1 73349 235 21460 STORAGE TECHNOLOGY CORP NEW 797020 1 723320 0 192575 STRATTEC SEC CORP 44500 1 42200 2300 STUDENT LN CORP 102162 1 96562 5600
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL STYLING TECHNOLOGY CORP COMMON 863905105 379356 29900 SUBURBAN LODGES AMER COMMON 864444104 861209 124700 SUMMA INDS COMMON 86562T105 578438 61700 SUMMIT BANCORP COMMON 866005101 7800 200 SUN HEALTHCARE GROUP INC COMMON 866933104 1015235 1015235 SUN HYDRAULICS CORP COMMON 866942105 10688 1500 SUNOCO INC COM COMMON 86764P109 273,895 7,595 SUNRISE INTL LEASING COR COMMON 86769K105 460688 136500 SUNTRUST BANKS INC COMMON 867914103 413,963 6,650 SUPERIOR ENERGY SVCS INC COMMON 868157108 1764891 491100 SUPERIOR UNIFORM GROUP I COMMON 868358102 646250 51700 SUPERTEL HOSPITALITY INC COMMON 868524109 384150 39400 SUPERTEX INC COMMON 868532102 57225 5450 SUPREMA SPECIALTIES INC COMMON 86859F107 273800 59200 SUPREME INDS INC COMMON 868607102 720796 97735 SUPREME INTL CORP COMMON 868610106 1339075 137341 SWIFT ENERGY CO COMMON 870738101 2120344 251300 SWISHER INTL GROUP INC COMMON 870809100 3296150 368800 SYBRON CHEMS INC COMMON 870903101 1068450 83800 SYLVAN INC COMMON 871371100 587650 58400 SYMANTEC CORP COMMON 871503108 25130222 1483701 SYMS CORP COMMON 871551107 2442475 328400 SYSTEMS COMPUTER TECH COMMON 871873105 849000 84900 SYNTHETIC INDS INC COMMON 871914107 1495200 89600 TBC CORP COMMON 872180104 2672351 440800 TB WOODS CORP COMMON 872226105 626500 56000 TFC ENTERPRISES INC COMMON 872388103 87938 40200 TJ INTL INC COMMON 872534102 151023 6260 TNP ENTERPRISES INC COMMON 872594106 6545393 227665 TAB PRODS CO DEL COMMON 873197107 188100 39600 TAG HEUER INTL S A SP COMMON 873773105 4352510 512060 TAITRON COMPONENTS INC COMMON 874028103 88150 68800 TALBOTS INC COMMON 874161102 99596 4086 TANDY BRANDS ACCESSORIES COMMON 875378101 736500 49100 TANDYCRAFTS INC COMMON 875386104 22313 10200 TECH DATA CORP COMMON 878237106 192675 8400 TECH SYM CORP COMMON 878308105 839785 40350 TECHDYNE INC COMMON 878329101 7500 2500 TECUMSEH PRODS CO COMMON 878895200 571977 11229 TELECOM CORP NEW ZEALAND COMMON 879278208 6763770 173430 TELECOM ITALIA SPA AD COMMON 87927W106 4730797 45325 TELEPHONE & DATA SYS INC COMMON 879433100 394625 7000 TEMPLE INLAND INC COMMON 879868107 32862676 523707 TENET HEALTHCARE CORP COMMON 88033G100 32842359 1734250 TENNANT CO COMMON 880345103 1006950 29400 TENNECO INC NEW COMMON 88037E101 5588 200 TERADYNE INC COMMON 880770102 109125 2000 TESCO PLC-ADR COMMON 881575302 562,542 70,760 COLUMN TOTALS: 142637693
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE STYLING TECHNOLOGY CORP 29900 1 28600 1300 SUBURBAN LODGES AMER 123900 1 124700 0 0 SUMMA INDS 61700 1 59900 1800 SUMMIT BANCORP 200 1 200 SUN HEALTHCARE GROUP INC 1008235 1 986635 0 28600 SUN HYDRAULICS CORP 1500 1 1500 SUNOCO INC COM X 0 0 7,595 SUNRISE INTL LEASING COR 135300 1 133600 0 2900 SUNTRUST BANKS INC X 6,650 0 0 SUPERIOR ENERGY SVCS INC 488300 1 477700 0 13400 SUPERIOR UNIFORM GROUP I 51700 1 47900 3800 SUPERTEL HOSPITALITY INC 39400 1 37200 2200 SUPERTEX INC 5450 1 5450 SUPREMA SPECIALTIES INC 59200 1 57100 2100 SUPREME INDS INC 97735 1 96400 1335 SUPREME INTL CORP 137341 1 134441 2900 SWIFT ENERGY CO 249900 1 243700 0 7600 SWISHER INTL GROUP INC 365500 1 366300 0 2500 SYBRON CHEMS INC 83300 1 81200 0 2600 SYLVAN INC 58400 1 55600 2800 SYMANTEC CORP 1173400 1 1205166 235 278300 SYMS CORP 326400 1 320700 0 7700 SYSTEMS COMPUTER TECH 83700 1 84900 0 0 SYNTHETIC INDS INC 89600 1 89600 TBC CORP 437000 1 429900 0 10900 TB WOODS CORP 55500 1 54300 0 1700 TFC ENTERPRISES INC 40200 1 40200 TJ INTL INC 6260 1 6260 TNP ENTERPRISES INC 151000 1 205260 190 22215 TAB PRODS CO DEL 39600 1 38500 1100 TAG HEUER INTL S A SP 130900 1 457825 7510 46725 TAITRON COMPONENTS INC 68800 1 65800 3000 TALBOTS INC 4086 1 4086 TANDY BRANDS ACCESSORIES 49100 1 49100 TANDYCRAFTS INC 10200 1 10200 TECH DATA CORP 8400 1 8400 TECH SYM CORP 40300 1 38250 0 2100 TECHDYNE INC 2500 1 2500 TECUMSEH PRODS CO 11229 1 11229 TELECOM CORP NEW ZEALAND 61000 1 149865 2265 21300 TELECOM ITALIA SPA AD 4000 1 40325 935 4065 TELEPHONE & DATA SYS INC 7000 1 7000 TEMPLE INLAND INC 445700 1 414747 0 108960 TENET HEALTHCARE CORP 1734250 1 1387350 0 346900 TENNANT CO 29400 1 27500 1900 TENNECO INC NEW 200 1 200 TERADYNE INC 2000 1 2000 TESCO PLC-ADR X 0 0 70,760
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL TESORO PETROLEUM CP COMMON 881609101 4388296 398936 TETRA TECHNOLOGIES INC COMMON 88162F105 1183950 175400 TEXACO INC COMMON 881694103 53666109 945657 TEXAS INDS INC COMMON 882491103 9639235 388483 TEXAS UTILS CO COMMON 882848104 16745484 398702 THERMO ECOTEK CORP COMMON 88355R106 13752 1719 THERMOQUEST CORP COMMON 883655102 334650 27600 THERMWOOD CORP COMMON 883672305 27563 4900 THOMAS INDS INC COMMON 884425109 423750 22600 THOR INDS INC COMMON 885160101 951381 42050 TIDEWATER INC COMMON 886423102 773663 29900 TIMBERLAND CO COMMON 887100105 10544050 167200 TIMKEN CO COMMON 887389104 544375 33500 TITAN INTL INC ILL COMMON 88830M102 56703 7376 TITANIUM METALS CORP COMMON 888339108 2853938 496337 TODHUNTER INTL INC DEL COMMON 889050100 387925 52600 TOLL BROTHERS INC COMMON 889478103 9960684 549555 TOLLGRADE COMMUNICATIONS COMMON 889542106 251038 15100 TORCHMARK CORP COMMON 891027104 4744 150 TORO CO DEL COMMON 891092108 3681245 117330 TOYS R US INC COMMON 892335100 5222935 277629 TRACTOR SUPPLY CO COMMON 892356106 411556 16100 TRAK AUTO CORP COMMON 892887100 12075 1400 TRANSACT TECHNOLOGIES IN COMMON 892918103 154100 53600 TRANS LUX CORP COMMON 893247106 62963 7300 TRANSAMERICA CORP COMMON 893485102 14200 200 TRANSPORT CORP OF AMER I COMMON 89385P102 1437500 125000 TRANSPRO INC COMMON 893885103 29313 6700 TRANSTECHNOLOGY CORP DEL COMMON 893889105 1937100 117400 TRAVELERS PPTY CAS CORP COMMON 893939108 12423125 347500 TRAVEL PORTS AMER INC COMMON 894167105 314610 86789 TREMONT CORP COMMON 894745207 32307 1833 TRENWICK GROUP INC COMMON 895290104 5146819 182998 TRIARC COS INC COMMON 895927101 1158475 66435 TRICON GLOBAL RESTAURANT COMMON 895953107 4830177 68756 TRICO MARINE SERVICES IN COMMON 896106101 2352919 413700 TRIGON HEALTHCARE INC COMMON 89618L100 2834034 82745 TRIUMPH GROUP INC NEW COMMON 896818101 2742450 116700 TRIPLE S PLASTICS COMMON 896926102 5250 1500 TUBOSCOPE INC COMMON 898600101 6948000 772000 TUFCO TECHNOLOGIES INC COMMON 899040109 66938 10500 TURNER CORP COMMON 900273103 506800 36200 TWIN DISC INC COMMON 901476101 934934 48568 TYCO INTL LTD NEW COMMON 902124106 65436 912 UCAR INTL INC COMMON 90262K109 6607675 467800 UFP TECHNOLOGIES INC COMMON 902673102 30088 8300 USX MARATHON GROUP COMMON 902905827 56310488 2047649 U S T INC COMMON 902911106 5225 200 COLUMN TOTALS: 229030027
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE TESORO PETROLEUM CP 289901 1 366091 300 32545 TETRA TECHNOLOGIES INC 174200 1 169700 0 5700 TEXACO INC 808750 1 792267 0 153390 TEXAS INDS INC 386583 1 378783 0 9700 TEXAS UTILS CO 301050 1 378447 0 20255 THERMO ECOTEK CORP 1719 1 1719 THERMOQUEST CORP 27600 1 27600 THERMWOOD CORP 4900 1 4900 THOMAS INDS INC 22600 1 22600 THOR INDS INC 42050 1 42050 TIDEWATER INC 29900 1 29900 TIMBERLAND CO 165900 1 162300 0 4900 TIMKEN CO 33500 1 33500 TITAN INTL INC ILL 7376 1 7376 TITANIUM METALS CORP 494037 1 485637 0 10700 TODHUNTER INTL INC DEL 52600 1 50300 2300 TOLL BROTHERS INC 543955 1 532455 0 17100 TOLLGRADE COMMUNICATIONS 15100 1 15100 TORCHMARK CORP 150 1 150 TORO CO DEL 46010 1 103200 180 13950 TOYS R US INC 62400 1 215049 0 62580 TRACTOR SUPPLY CO 16100 1 16100 TRAK AUTO CORP 1400 1 1400 TRANSACT TECHNOLOGIES IN 53600 1 52400 1200 TRANS LUX CORP 7300 1 7300 TRANSAMERICA CORP 200 1 200 TRANSPORT CORP OF AMER I 124200 1 122800 0 2200 TRANSPRO INC 6700 1 6700 TRANSTECHNOLOGY CORP DEL 116700 1 115100 0 2300 TRAVELERS PPTY CAS CORP 347500 1 347500 TRAVEL PORTS AMER INC 86789 1 84234 2555 TREMONT CORP 1833 1 1833 TRENWICK GROUP INC 181098 1 177498 0 5500 TRIARC COS INC 200 1 54085 200 12150 TRICON GLOBAL RESTAURANT 300 1 54331 0 14425 TRICO MARINE SERVICES IN 411700 1 404300 0 9400 TRIGON HEALTHCARE INC 22700 1 68940 170 13635 TRIUMPH GROUP INC NEW 116700 1 116700 TRIPLE S PLASTICS 1500 1 1500 TUBOSCOPE INC 767000 1 752000 0 20000 TUFCO TECHNOLOGIES INC 10500 1 10500 TURNER CORP 36200 1 32500 3700 TWIN DISC INC 48568 1 47468 1100 TYCO INTL LTD NEW 912 1 912 UCAR INTL INC 466200 1 467800 0 0 UFP TECHNOLOGIES INC 8300 1 7300 1000 USX MARATHON GROUP 1828800 1 1601629 0 446020 U S T INC 200 1 200
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL USA TRUCK INC COMMON 902925106 805832 79100 US BANCORP DEL COMMON 902973106 485731 14260 UNUM CORP COMMON 903192102 7134 150 U S CAN CORP COMMON 90328W105 1864051 126375 USEC INC COMMON 90333E108 23257194 1706950 USX-U S STL COMMON 90337T101 185650 7900 U S XPRESS ENTERPRISES I COMMON 90338N103 1928588 165900 UNICO AMERN CORP COMMON 904607108 993263 98100 UNIDIGITAL INC COMMON 904669108 23869 5700 UNIFI INC COMMON 904677101 1260975 98900 UNILAB CORP NEW COMMON 904763109 524344 164500 UNICOM CORP (HOLDING COMPANY) COMMON 904911104 54538368 1491647 UNION CAMP CORP COMMON 905530101 3356 50 UNION CARBIDE CORP COMMON 905581104 6778 150 UNION PACIFIC CORP COMMON 907818108 9546652 178650 UNION PACIFIC PFD CV 907824205 2039888 40900 UNION PAC RES GROUP INC COMMON 907834105 23750 2000 UNION PLANTERS CORP COMMON 908068109 6591 150 UNISOURCE ENERGY CORP COMMON 909205106 126068 11396 UNISOURCE WORLDWIDE COMMON 909208100 324786 45584 UNITED COS FINL CORP COMMON 909870107 93456 259600 UNITED CAPITAL CORP COMMON 909912107 17600 1100 UNITED DOMINION RLTY COMMON 910197102 126,639 12,355 UNITED HEALTHCARE CORP COMMON 910581107 36838 700 UNITED ILLUM CO COMMON 910637107 100650 2400 UNITED INDL CORP COMMON 910671106 34488 3100 UNITED RENTALS INC COMMON 911363109 16958 595 U S HOME CORP NEW COMMON 911920106 8226623 252157 UNITED STATES LIME & MIN COMMON 911922102 21350 2800 U S OFFICE PRODS CO COMMON 912325305 1076400 269100 US WEST INC COMMON 91273H101 50402187 915363 UNITED WTR RES INC COMMON 913190104 227067 10943 UNITED WIS SVCS INC NEW COMMON 913238101 75699 10352 UNITIL CORP COMMON 913259107 347300 15100 UNITRODE CORP COMMON 913283107 393400 28100 UNIVERSAL CORP VA COMMON 913456109 851231 33300 UNIVERSAL STAINLESS & AL COMMON 913837100 722594 121700 UNOCAL CORP COMMON 915289102 31344 850 U.S FREIGHTWAYS CORP. COMMON 916906100 16681939 507435 USBANCORP INC PA COMMON 917292104 364163 24900 UTAH MED PRODS INC COMMON 917488108 753175 128200 VDI MEDIA COMMON 917916108 405506 72900 V F CORP COMMON 918204108 7125 150 VLSI TECHNOLOGY INC COMMON 918270109 22976170 1185864 VAIL RESORTS INC COMMON 91879Q109 107807 6791 VALERO ENERGY CORP NEW COMMON 91913Y100 22880025 919800 VALMET CORP COMMON 920232303 101750 4400 VALMONT INDUSTRIES INC COMMON 920253101 596625 43000 COLUMN TOTALS: 225628977
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE USA TRUCK INC 78600 1 79100 0 0 US BANCORP DEL 800 1 865 0 13395 UNUM CORP 150 1 150 U S CAN CORP 31350 1 105345 250 20780 USEC INC 1706950 1 1198850 0 508100 USX-U S STL 7900 1 7900 U S XPRESS ENTERPRISES I 165100 1 164900 0 1000 UNICO AMERN CORP 97500 1 95600 0 2500 UNIDIGITAL INC 5700 1 5700 UNIFI INC 98900 1 98900 UNILAB CORP NEW 160900 1 154900 0 9600 UNICOM CORP (HOLDING COMPANY) 1283900 1 1271672 0 219975 UNION CAMP CORP 50 1 50 UNION CARBIDE CORP 150 1 150 UNION PACIFIC CORP 1518 1 138420 0 40230 UNION PACIFIC 40900 1 40900 UNION PAC RES GROUP INC 2000 1 2000 UNION PLANTERS CORP 150 1 150 UNISOURCE ENERGY CORP 11396 1 11396 UNISOURCE WORLDWIDE 45584 1 45584 UNITED COS FINL CORP 257100 1 259600 0 0 UNITED CAPITAL CORP 1100 1 1100 UNITED DOMINION RLTY X 0 0 12,355 UNITED HEALTHCARE CORP 700 1 700 UNITED ILLUM CO 2400 1 2100 300 UNITED INDL CORP 3100 1 1200 1900 UNITED RENTALS INC 595 1 595 U S HOME CORP NEW 251057 1 246757 0 5400 UNITED STATES LIME & MIN 2800 1 2800 U S OFFICE PRODS CO 267200 1 269100 0 0 US WEST INC 738950 1 785763 0 129600 UNITED WTR RES INC 10943 1 10943 UNITED WIS SVCS INC NEW 10352 1 10352 UNITIL CORP 15100 1 15100 UNITRODE CORP 28100 1 28100 UNIVERSAL CORP VA 33300 1 33300 UNIVERSAL STAINLESS & AL 121100 1 118900 0 2800 UNOCAL CORP 850 1 850 U.S FREIGHTWAYS CORP. 406690 1 473415 240 33780 USBANCORP INC PA 24900 1 24900 UTAH MED PRODS INC 126800 1 124600 0 3600 VDI MEDIA 72900 1 72900 V F CORP 150 1 150 VLSI TECHNOLOGY INC 736716 1 1004279 255 181330 VAIL RESORTS INC 6791 1 6791 VALERO ENERGY CORP NEW 919800 1 719500 0 200300 VALMET CORP 4400 1 4400 VALMONT INDUSTRIES INC 43000 1 43000
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL VALUE LINE INC COMMON 920437100 79494 2300 VANS INC COMMON 921930103 1488200 212600 VARCO INTL INC COMMON 922126107 9803351 881200 VARLEN CORP COMMON 922248109 6087048 276684 VENCOR INC NEW COMMON 92260R102 19724 15028 VERITAS DGC INC COMMON 92343P107 4739550 332600 VERTEX COMMUNICATIONS CO COMMON 925320103 1404094 88100 VESTA INS GROUP INC COMMON 925391104 25020 4882 VIACOM INC B COMMON 925524308 12810175 257235 VIDEO DISPLAY CORP COMMON 926555103 165300 34800 VILLAGE SUPER MKT INC COMMON 927107409 14125 1000 VIRCO MFG CO COMMON 927651109 666333 48024 VISHAY INTERTECHNOLOGY I COMMON 928298108 162487 11206 VISTANA INC COMMON 92839P108 28000 2000 VIVID TECHNOLOGIES INC COMMON 928538107 405200 101300 VLASIC FOODS INTL INC COMMON 928559103 231465 17891 VOLKSWAGEN AG COMMON 928662303 440257 33640 VOLT INFORMATION SCIENCE COMMON 928703107 131500 8000 VOLVO AKTIEBOLAGET COMMON 928856400 423325 16400 VULCAN MATLS CO COMMON 929160109 6197 150 WFS FINL INC COMMON 92923B106 263625 38000 WPI GROUP INC COMMON 92930K107 136813 39800 WPS RESOURCES CORP COMMON 92931B106 71095 2410 WSI INDS INC COMMON 92932Q102 81067 16845 WABASH NATL CORP COMMON 929566107 1580233 135934 WADDELL & REED FINL INC COMMON 930059100 94300 4600 WALLACE COMPUTER SERVICE COMMON 932270101 1117425 56400 WALTER INDS INC COMMON 93317Q105 153653 13658 WASHINGTON FEDERAL INC COMMON 938824109 2045882 97423 WASHINGTON HOMES INC NEW COMMON 938864105 633963 123700 WASHINGTON MUT INC COMMON 939322103 759458 18580 WASHINGTON SVGBK FSB WAL COMMON 939696100 36300 8800 WATERLINK INC COMMON 94155N105 41650 9800 WATSCO INC COMMON 942622200 37981 2597 WATTS INDS INC COMMON 942749102 7643337 563564 WAUSAU-MOSINEE PAPER COR COMMON 943315101 70560 5040 WAVE SYSTEMS CORP COMMON 943526103 13750 500 WEBB DEL E CORP COMMON 947423109 8327328 383969 WEBCO INDS INC COMMON 947621108 510300 113400 WEIDER NUTRITION INTL IN COMMON 948603105 953800 200800 WEIRTON STL CORP COMMON 948774104 49881 34700 WELLMAN INC COMMON 949702104 4550843 512771 WELLS FARGO & CO NEW COMMON 949746101 31556 900 WEST MARINE INC COMMON 954235107 29634 3339 WESTAFF INC COMMON 957070105 802507 154700 WESTERN BEEF INC DEL COMMON 957781107 277988 42360 WESTERN GAS RESOURCES INC COMMON 958259103 1767188 235620 WESTERN PWR & EQUIP CORP COMMON 959221102 39950 18800 COLUMN TOTALS: 71252912
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE VALUE LINE INC 2300 1 2300 VANS INC 211100 1 207300 0 5300 VARCO INTL INC 875500 1 853900 0 27300 VARLEN CORP 275009 1 273178 0 3506 VENCOR INC NEW 15028 1 15028 VERITAS DGC INC 330500 1 323700 0 8900 VERTEX COMMUNICATIONS CO 87600 1 85900 0 2200 VESTA INS GROUP INC 4882 1 4882 VIACOM INC B 900 1 203201 0 54034 VIDEO DISPLAY CORP 34800 1 33300 1500 VILLAGE SUPER MKT INC 1000 1 1000 VIRCO MFG CO 48024 1 44232 3792 VISHAY INTERTECHNOLOGY I 11206 1 11206 VISTANA INC 2000 1 2000 VIVID TECHNOLOGIES INC 100800 1 96800 0 4500 VLASIC FOODS INTL INC 17891 1 17891 VOLKSWAGEN AG 17000 1 17265 0 16375 VOLT INFORMATION SCIENCE 8000 1 8000 VOLVO AKTIEBOLAGET 16400 1 16400 VULCAN MATLS CO 150 1 150 WFS FINL INC 38000 1 38000 WPI GROUP INC 39300 1 37300 0 2500 WPS RESOURCES CORP 2410 1 2410 WSI INDS INC 16845 1 16845 WABASH NATL CORP 135234 1 135934 0 0 WADDELL & REED FINL INC 4600 1 4600 WALLACE COMPUTER SERVICE 56400 1 56400 WALTER INDS INC 13158 1 13658 0 0 WASHINGTON FEDERAL INC 363 1 76274 272 20878 WASHINGTON HOMES INC NEW 122400 1 120000 0 3700 WASHINGTON MUT INC 18580 1 18580 WASHINGTON SVGBK FSB WAL 8800 1 8800 WATERLINK INC 9800 1 9800 WATSCO INC 2597 1 2597 WATTS INDS INC 560964 1 552264 0 11300 WAUSAU-MOSINEE PAPER COR 5040 1 5040 WAVE SYSTEMS CORP 500 1 500 WEBB DEL E CORP 382169 1 375969 0 8000 WEBCO INDS INC 112600 1 110000 0 3400 WEIDER NUTRITION INTL IN 199500 1 189900 0 10900 WEIRTON STL CORP 34700 1 34700 WELLMAN INC 509771 1 498971 0 13800 WELLS FARGO & CO NEW 900 1 900 WEST MARINE INC 3339 1 3339 WESTAFF INC 153300 1 152000 0 2700 WESTERN BEEF INC DEL 42360 1 39660 2700 WESTERN GAS RESOURCES INC 20550 1 185930 635 49055 WESTERN PWR & EQUIP CORP 18800 1 17800 1000
03/31/99 REPORTING MANAGER; BRANDYWINE ASSET MGMT ================================================================================================================= ================================================================================================================= ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TITLE SHARES OF FAIR OF CLASS CUSIP MARKET PRINCIPAL WESTERN RES INC COMMON 959425109 397644 14900 WESTINGHOUSE AIR BRAKE C COMMON 960386100 1594850 76400 WESTVACO CORP COMMON 961548104 10214400 486400 WEYCO GROUP INC COMMON 962149100 86400 3600 WEYERHAEUSER CO COMMON 962166104 11100 200 WHIRLPOOL CORP COM COMMON 963320106 38965405 716605 WHITNEY HLDG CORP COMMON 966612103 313851 8504 WINDMERE-DURABLE HLDGS COMMON 973411101 2240924 320132 WINNEBAGO INDUSTRIES COMMON 974637100 1258600 89900 WINSLOEW FURNITURE INC COMMON 975377102 3577500 120000 WINSTON RES INC COMMON 975661109 47588 14100 WISCONSIN CENT TRANSN CO COMMON 976592105 162975 12300 WOLOHAN LMBR CO COMMON 977865104 757350 59400 WOLVERINE TUBE INC COMMON 978093102 8000021 378699 WOLVERINE WORLDWIDE COMMON 978097103 4427950 466100 WOODHEAD INDS INC COMMON 979438108 1421157 146700 WOODWARD GOVERNOR CO COMMON 980745103 442500 17700 WORLD ACCEP CORP DEL COMMON 981419104 922351 171600 WORLD COLOR PRESS INC DE COMMON 981443104 121699 5727 WORLD FUEL SVCS CORP COMMON 981475106 1845179 158725 WORLDTEX INC COMMON 981907108 90563 48300 WYMAN GORDON CO COMMON 983085101 4192100 453200 YPF SOCIEDAD ANONIMA COMMON 984245100 7189938 227800 YELLOW CORP COMMON 985509108 6621995 381122 YORK GROUP INC COMMON 986632107 1247113 169100 YORK RESH CORP COMMON 987048105 528313 107000 ZALE CORP NEW COMMON 988858106 512813 15000 ZEMEX CDA CORP COMMON 988910105 402179 73964 ZENITH NATL INS CORP COMMON 989390109 2017751 82992 ZIMMERMAN SIGN CO COMMON 989580105 4688 1250 DAIMLERCHRYSLER AG OR COMMON D1668R123 13092899 152575 ACE LIMITED COMMON G0070K103 115394 3700 FRUIT OF THE LOOM LTD COMMON G3682L105 135450 12600 LORAL SPACE & COMMUNICAT COMMON G56462107 4331 300 SMITH & NEPHEW ASSOC COMMON G82343107 1,715,296 708800 STIRLING COOKE BROWN HLD COMMON G84951105 20300 2900 XL CAPITAL LTD. COMMON G98255105 34326716 565048 ARCADIS NV ORD SHS COMMON N0605M105 220,953 31,011 NEW HOLLAND N V COMMON N62648105 7282625 710500 ROYAL CARIBBEAN CRUISE COMMON V7780T103 7800 200 TEEKAY SHIPPING CORP COMMON V89564104 196350 11900 OMI CORP NEW COMMON Y6476W104 32944 16472 COLUMN TOTALS: 156767955 REPORT TOTALS: 5359438410
============================================================================================== ============================================================================================== ITEM 6 ITEM 7 ITEM 8 INVESTMENT DISCRETION VOTING AUTHORITY SHARED SOLE SHARED OTHER MANAGERS SOLE SHARED NONE WESTERN RES INC 14900 1 14900 WESTINGHOUSE AIR BRAKE C 76400 1 70400 6000 WESTVACO CORP 486400 1 486400 WEYCO GROUP INC 3600 1 3600 WEYERHAEUSER CO 200 1 200 WHIRLPOOL CORP COM 630770 1 562045 0 154560 WHITNEY HLDG CORP 8504 1 8504 WINDMERE-DURABLE HLDGS 318132 1 310832 0 9300 WINNEBAGO INDUSTRIES 89900 1 89900 WINSLOEW FURNITURE INC 117900 1 117600 0 2400 WINSTON RES INC 14100 1 12700 1400 WISCONSIN CENT TRANSN CO 12300 1 12300 WOLOHAN LMBR CO 58300 1 56200 0 3200 WOLVERINE TUBE INC 316259 1 357884 165 20650 WOLVERINE WORLDWIDE 464500 1 466100 0 0 WOODHEAD INDS INC 145700 1 144600 0 2100 WOODWARD GOVERNOR CO 17700 1 17700 WORLD ACCEP CORP DEL 170700 1 162800 0 8800 WORLD COLOR PRESS INC DE 5727 1 5727 WORLD FUEL SVCS CORP 157625 1 153525 0 5200 WORLDTEX INC 48300 1 43200 5100 WYMAN GORDON CO 450000 1 437800 0 15400 YPF SOCIEDAD ANONIMA 227800 1 227800 YELLOW CORP 378622 1 369122 0 12000 YORK GROUP INC 168700 1 165000 0 4100 YORK RESH CORP 106400 1 107000 0 0 ZALE CORP NEW 15000 1 15000 ZEMEX CDA CORP 73964 1 70069 3895 ZENITH NATL INS CORP 4452 1 68597 210 14185 ZIMMERMAN SIGN CO 1250 1 1120 130 DAIMLERCHRYSLER AG OR 27900 1 130335 865 21375 ACE LIMITED 3700 1 3700 FRUIT OF THE LOOM LTD 12600 1 12600 LORAL SPACE & COMMUNICAT 300 1 300 SMITH & NEPHEW ASSOC X 702715 0 6,085 STIRLING COOKE BROWN HLD 2900 1 2900 XL CAPITAL LTD. 452242 1 480697 0 84351 ARCADIS NV ORD SHS X 0 0 31,011 NEW HOLLAND N V 710500 1 660400 50100 ROYAL CARIBBEAN CRUISE 200 1 200 TEEKAY SHIPPING CORP 11900 1 11900 OMI CORP NEW 16472 1 16472
FORM 13F Name of Reporting Manager: Grey Seifert Run Date: 05/11/99 For Positions Held as of 3/31/1999 S.E.C. Use Only Item 1: Item 2: Item 4: Item 5: Item 8: Name of Issuer Title of Class Fair Market Value Shares or Voting Authority (Shares) (X $1000) Principal Amt. (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ A D C Telecommunications Inc. Common Stock 6958728.34 6,959 145,922 0 145,922 Abbott Laboratories Common Stock 14009820.16 14,010 299,272 299,272 0 0 ABC Dispensing Techologies Inc Common Stock 535564.59 536 2,818,761 2,818,761 0 0 Aes Trust I Preferred Stock 1004550 1,005 18,100 0 0 18,100 Aflac Corp. New Common Stock 967036.63 967 17,764 17,764 0 0 Airtouch Communications Inc. Common Stock 2478431.25 2,478 25,650 25,650 0 0 Albertson's Inc. Common Stock 10399582.18 10,400 191,475 191,475 0 0 Allied Irish Banks Plc ADR 755032.5 755 7,295 7,295 0 0 America Online Inc. Common Stock 751900 752 5,150 5,150 0 0 American Bankers Insurance Group, Inc. Common Stock 7831200 7,831 150,600 150,600 0 0 American Express Co. Common Stock 822500 823 7,000 7,000 0 0 American General Corp. Common Stock 5981925 5,982 84,850 84,850 0 0 American Home Products Corp. Common Stock 2420775 2,421 37,100 37,100 0 0 American International Group Inc. Common Stock 35261622.55 35,262 292,325 292,325 0 0 American Stores Co Common Stock 2226675 2,227 67,475 67,475 0 0 Ameritech Corp. Common Stock 1984765.25 1,985 34,294 34,294 0 0 AmSouth Bancorp Common Stock 11970458.5 11,970 263,088 263,088 0 0 Anheuser-Busch Companies Inc. Common Stock 380940 381 5,000 5,000 0 0 Applied Signal Technology Inc Common Stock 2031551.26 2,032 171,078 171,078 0 0 Associated Banc Corp. Common Stock 2027467.33 2,027 64,622 64,622 0 0 AT & T Corp. Common Stock 2717951.9 2,718 34,054 34,054 0 0 Automatic Data Processing Common Stock 2052200 2,052 49,600 49,600 0 0 Bancwest Corporation Common Stock 1540625 1,541 36,250 36,250 0 0 Bank Of Commerce-San Diego CA Common Stock 2756621.91 2,757 136,975 136,975 0 0 Page Total: 119,868 Bank of New York Common Stock 1153609.8 1,154 32,100 32,100 0 0 BankAmerica Corp Common Stock 7154701.03 7,155 101,306 101,306 0 0 BB&T Corp. Common Stock 6331597.23 6,332 174,964 174,964 0 0 Bell Atlantic Corp. Common Stock 836053.39 836 16,175 16,175 0 0 Bergen Brunswig Corp. Cl A Common Stock 5574500 5,575 278,725 278,725 0 0 Berkshire Hathaway Inc. Class A Common Stock 357000 357 5 5 0 0 Bisys Group IInc. Common Stock 13206093.75 13,206 234,775 234,775 0 0 BP Amoco Plc -Spons ADR ADR 1582295.02 1,582 15,676 15,676 0 0 Bridgford Foods Corp Common Stock 109221 109 10,340 10,340 0 0 Bristol-Myers Squibb Co. Common Stock 5877050.57 5,877 91,382 91,382 0 0 Campbell Soup Co. Common Stock 1321342.8 1,321 32,475 32,475 0 0 Carnival Corp. Common Stock 2916208.15 2,916 60,050 60,050 0 0 Cascade Bancorp Common Stock 1673212.6 1,673 80,200 80,200 0 0 Catalina Marketing Corp. Common Stock 3734188.51 3,734 43,484 0 43,484 0 CCB Financial Corp. Common Stock 7596770.02 7,597 140,517 140,517 0 0 Celestial Seasonings Inc. Common Stock 636856.25 637 29,450 29,450 0 0 Centennial Bancorp Common Stock 2811166.53 2,811 203,517 203,517 0 0 Centura Banks Inc. Common Stock 1745640 1,746 30,000 30,000 0 0 Charter One Financial Inc. Common Stock 270437.71 270 9,371 9,371 0 0 Chevron Corp. Common Stock 1996222.53 1,996 22,572 22,572 0 0 Cisco Systems Co. Common Stock 14443580.76 14,444 131,829 131,829 0 0 Citigroup, Inc. Common Stock 2775432.63 2,775 43,452 43,452 0 0 Coca Cola Co. Common Stock 4637065.39 4,637 75,553 75,553 0 0 Coca Cola Enterprises Inc. Common Stock 302500 303 10,000 10,000 0 0 Colgate-Palmolive Co. Common Stock 8981408 8,981 97,624 97,624 0 0 Colorado Business Bankshares Common Stock 1835100 1,835 152,925 152,925 0 0 Columbia Bkg Sys Inc Common Stock 122210.37 122 12,717 12,717 0 0 Commerce Bancshares Inc. Common Stock 6789838.89 6,790 176,360 176,360 0 0 Commerce Bank Harrisburg PA Common Stock 676872 677 24,174 24,174 0 0 Community First Bankshares Inc Common Stock 2268796.5 2,269 197,250 197,250 0 0 Compaq Computer Corp. Common Stock 1600244 1,600 50,500 50,500 0 0 Page Total: 111,317 Comverse Technology Inc. Common Stock 2460750 2,461 28,950 28,950 0 0 CSG Systems International Inc. Common Stock 2012915.52 2,013 51,040 51,040 0 0 Cullen Frost Bankers Common Stock 3184948.5 3,185 66,450 66,450 0 0 CVS Corp. Common Stock 13129187.16 13,129 276,404 276,404 0 0 Dayton Hudson Corp. Common Stock 2398500 2,399 36,000 36,000 0 0 Dean Foods Co Common Stock 1107046.91 1,107 31,075 31,075 0 0 Dow Chemical Co Common Stock 8998140.09 8,998 96,559 96,559 0 0 DST Systems Inc. Common Stock 6941781.38 6,942 115,575 115,575 0 0 Du Pont (E I) de Nemours and Co. Common Stock 2113493.2 2,113 36,400 36,400 0 0 Eco Soil Sys Inc Common Stock 48125 48 10,000 10,000 0 0 Edwards A G Inc. Common Stock 5253713.44 5,254 160,723 160,723 0 0 Emerson Electric Co. Common Stock 201164.4 201 3,800 3,800 0 0 Enron Corp. Common Stock 2647100 2,647 41,200 41,200 0 0 Equifax Inc. Common Stock 240625 241 7,000 7,000 0 0 Everen Capital Corp Common Stock 4629551.55 4,630 188,025 188,025 0 0 Exxon Corp. Common Stock 6441696.27 6,442 91,290 0 91,290 0 Fannie Mae Common Stock 2382200 2,382 34,400 34,400 0 0 Fifth Third Bancorp Common Stock 998960.7 999 15,150 15,150 0 0 Financial Fed Corp Common Stock 4642191 4,642 200,700 200,700 0 0 First American Corp. Tenn Common Stock 2966815.07 2,967 80,456 80,456 0 0 First Security Corp. Common Stock 1257566.02 1,258 65,115 65,115 0 0 First Wash Bancorp Inc Wash Common Stock 875239.14 875 43,094 43,094 0 0 Firstar Corporation Common Stock 3228712.5 3,229 36,075 36,075 0 0 Page Total: 78,160 Firstbank Corp Del Common Stock 1102193.75 1,102 74,725 74,725 0 0 Fiserv Inc. Common Stock 16034410.67 16,034 299,010 299,010 0 0 Fleet Financial Group, Inc. Common Stock 12624052.51 12,624 335,523 335,523 0 0 Flowers Inds Inc. Common Stock 1289069.53 1,289 52,348 52,348 0 0 Freddie Mac Common Stock 976837.5 977 17,100 17,100 0 0 Frontier Finl Corp Wash Common Stock 772314.4 772 33,755 33,755 0 0 Furniture Brands Intl Inc. Common Stock 5817768.96 5,818 262,950 262,950 0 0 FX Energy Inc Common Stock 1384719 1,385 197,817 197,817 0 0 General Electric Common Stock 31504672.5 31,505 284,788 284,788 0 0 General Mills Common Stock 1216564.31 1,217 16,100 0 0 16,100 Gillette Co. Common Stock 6072304.96 6,072 102,162 102,162 0 0 Greater Bay Bancorp Common Stock 7004812.5 7,005 222,375 222,375 0 0 Guidant Corp. Common Stock 8302717.5 8,303 137,235 137,235 0 0 Gulf CDA Res Ltd Ord Common Stock 28224 28 10,500 0 10,500 0 Hannaford Brothers Inc. Common Stock 8349232.5 8,349 183,750 183,750 0 0 Hanover Compressor Co. Common Stock 2120000 2,120 80,000 80,000 0 0 Harbor Fla Bancshares Inc Common Stock 4518699.37 4,519 330,073 330,073 0 0 Hartford Financial Services Group Inc. Common Stock 468025.49 468 8,238 8,238 0 0 Hartford Life Inc. Common Stock 330000 330 6,000 6,000 0 0 Henry Jack & Associates Inc Common Stock 1701398.75 1,701 36,787 36,787 0 0 Hershey Foods Corp. Common Stock 14080192 14,080 251,432 251,432 0 0 Hewlett-Packard Co. Common Stock 406878 407 6,000 6,000 0 0 Hibernia Corp. Class A Common Stock 183750 184 14,000 14,000 0 0 Hillenbrand Industry Inc. Common Stock 7654506.3 7,655 165,725 165,725 0 0 HNC Software Inc. Common Stock 1075837.5 1,076 32,850 32,850 0 0 Home Depot Inc. Common Stock 2517078.75 2,517 40,435 40,435 0 0 Page Total: 137,536 Hooper Holmes Incorporated Common Stock 7508984.4 7,509 480,575 480,575 0 0 Household International Inc. Common Stock 273750 274 6,000 6,000 0 0 Hubbell Inc. CL A Common Stock 346986 347 9,378 9,378 0 0 Hubco Inc. Common Stock 2947670.6 2,948 87,825 87,825 0 0 Ing Groep NV Spons ADR ADR 224531.6 225 4,087 4,087 0 0 Intel Corp. Common Stock 11871401.88 11,871 99,655 99,655 0 0 International Business Machines Common Stock 9709565.34 9,710 54,779 15,176 0 39,603 J P Morgan & Co. Common Stock 1110375.01 1,110 9,000 0 9,000 0 Jefferson-Pilot Corp. Common Stock 8880602.25 8,881 131,079 131,079 0 0 Johnson & Johnson Common Stock 13869102.14 13,869 148,035 148,035 0 0 Jp Realty Inc Common Stock 293088 293 14,887 14,887 0 0 Keyspan Energy Corp. Common Stock 356423.26 356 14,186 14,186 0 0 Kimberly-Clark Corp. Common Stock 1792881.2 1,793 37,400 37,400 0 0 KIMCO Realty Corp. Common Stock 1773171.25 1,773 48,086 48,086 0 0 Kohls Corp. - Wisconsin Common Stock 4566122.24 4,566 64,425 64,425 0 0 L Oreal Co ADR 699655 700 5,500 5,500 0 0 Ladd Furniture Inc. Common Stock 246600 247 14,400 14,400 0 0 Legg Mason, Inc. Common Stock 5561551.93 5,562 165,090 165,090 0 0 Leggett & Platt Inc. Common Stock 411000 411 20,550 20,550 0 0 Lehman Brothers Holdings Common Stock 1071018.75 1,071 17,925 17,925 0 0 Lilly (Eli) & Co. Common Stock 18840977.01 18,841 221,985 221,985 0 0 Lincoln National Corp. Common Stock 5974522.23 5,975 60,425 60,425 0 0 Loews Corp. Common Stock 298500 299 4,000 4,000 0 0 LSI Logic Corp. Common Stock 2335981.2 2,336 74,900 0 74,900 0 Lucent Technologies Inc. Common Stock 9188273.5 9,188 85,274 85,274 0 0 Manufactured Home Communities Common Stock 1720800 1,721 71,700 71,700 0 0 Marsh & McLennan Common Stock 1335384 1,335 18,000 18,000 0 0 Marshall & Ilsley Corp. Common Stock 8950187.37 8,950 161,445 161,445 0 0 Page Total: 122,159 Maytag Corp. Common Stock 10964100.41 10,964 181,600 181,600 0 0 McDonalds Corp. Common Stock 181252 181 4,000 4,000 0 0 McGraw-Hill Companies Inc. Common Stock 266069 266 4,882 4,882 0 0 MCI Worldcom Inc. Common Stock 9044850.63 9,045 102,129 102,129 0 0 Mckesson HBOC Inc Com Common Stock 595848 596 9,028 9,028 0 0 MediaOne Group Inc. Common Stock 305435 305 4,810 4,810 0 0 Medical Assurn Inc Common Stock 1045750 1,046 36,450 36,450 0 0 Medtronic Inc. Common Stock 13095379.5 13,095 182,514 182,514 0 0 Mercantile Bancorporation Common Stock 7440922.5 7,441 156,651 156,651 0 0 Merck & Co Inc. Common Stock 13312731.56 13,313 166,019 166,019 0 0 Merrill Lynch & Co Common Stock 3101962.85 3,102 35,075 35,075 0 0 Merrill Lynch Pfd Cap Tr V Preferred Stock 8885843.75 8,886 34,375 34,375 0 0 Microsoft Corp. Common Stock 7213916.25 7,214 80,490 80,490 0 0 Mid-state Bancshares Common Stock 1314762.5 1,315 49,150 49,150 0 0 Minnesota Mining & Manufacturing Co. Common Stock 227036.75 227 3,209 3,209 0 0 Mississippi Vy Bancshares Inc Common Stock 3138856.32 3,139 95,464 95,464 0 0 Mobil Corp. Common Stock 3000448 3,000 34,096 34,096 0 0 Morgan Keegan Inc. Common Stock 682395.6 682 41,200 41,200 0 0 Motorola Inc. Common Stock 703200 703 9,600 9,600 0 0 National City Corp. Common Stock 8686629.05 8,687 130,872 130,872 0 0 Nationwide Financial Services, Inc. Common Stock 8780100 8,780 209,050 209,050 0 0 New PLan Excel Realty Trust Common Stock 242728.2 243 12,650 12,650 0 0 Nextel Communications Inc. Common Stock 586000 586 16,000 16,000 0 0 Nextlink Communications Inc Cl A Common Stock 873600 874 15,600 15,600 0 0 Nokia Corp. Sponsored ADR ADR 1713250 1,713 11,000 11,000 0 0 North Fork Bancorp, Inc.-NY Common Stock 11723234.51 11,723 554,946 554,946 0 0 Northern Trust Corp. Common Stock 13190950.95 13,191 148,525 148,525 0 0 Pacific Cap Bancorp New Common Stock 3617190 3,617 133,970 133,970 0 0 Pacific Century Financial Corp. Common Stock 1357187.92 1,357 65,015 65,015 0 0 Page Total: 135,292 Paine Webber Group Common Stock 2284837.51 2,285 57,300 57,300 0 0 Peoples Heritage Financial Group Inc. Common Stock 2180700 2,181 121,150 121,150 0 0 Pfizer Inc. Common Stock 39093504.86 39,094 281,755 281,755 0 0 Philadelphia Cons Hldg Corp Common Stock 4054200 4,054 168,925 168,925 0 0 Pitney-Bowes, Inc. Common Stock 1530000 1,530 24,000 24,000 0 0 Procter & Gamble Co. Common Stock 23576810.62 23,577 240,732 240,732 0 0 Progressive Corp. Common Stock 11659375 11,659 81,250 81,250 0 0 Protective Life Corp. Common Stock 13840471.95 13,840 365,425 365,425 0 0 Providian Financial Corp. Common Stock 385000 385 3,500 3,500 0 0 Quaker Oats Common Stock 435125.67 435 6,955 6,955 0 0 Qwest Communications Intl Common Stock 1578858.6 1,579 21,900 21,900 0 0 Ragen Mackenzie Group Inc Common Stock 1633884 1,634 146,800 146,800 0 0 Raymond James Financial Inc. Common Stock 3192548 3,193 161,648 161,648 0 0 Reliastar Financial Corp. Common Stock 14889762.94 14,890 349,320 349,320 0 0 Riviana Foods Inc Common Stock 5957560 5,958 311,425 311,425 0 0 Roslyn Bancorp Inc. Common Stock 742500 743 44,000 44,000 0 0 Royal Carribean Cruises 7.25% Conv PFD Preferred Stock 844720.8 845 8,400 8,400 0 0 Royal Dutch Petroleum Co ADR ADR 3065140 3,065 58,945 58,945 0 0 Safeway Inc. Common Stock 10853982.79 10,854 211,525 211,525 0 0 SBC Communications Inc. Common Stock 344766.5 345 7,316 7,316 0 0 Schering-Plough Corp. Common Stock 2280665.62 2,281 41,232 41,232 0 0 Schlumberger Limited Common Stock 349090.4 349 5,800 5,800 0 0 Seacoast Banking Corp. FLA Common Stock 607893.75 608 22,725 22,725 0 0 Seitel Inc. New Common Stock 457974.8 458 32,858 32,858 0 0 Sierrawest Bancorp Common Stock 2368416 2,368 74,013 74,013 0 0 Silicon Valley Bancshares Common Stock 1552117.2 1,552 75,025 75,025 0 0 Source Capital Corp A Common Stock 56438 56 10,500 10,500 0 0 South Trust Corp. Common Stock 4374016.57 4,374 117,225 117,225 0 0 Southwest Bancorporation of Texas Inc. Common Stock 135443 135 11,000 11,000 0 0 Sprint Corp. (PCS Group) Common Stock 715654.95 716 16,150 16,150 0 0 State Street Corp. Common Stock 13912373.7 13,912 169,275 169,275 0 0 Page Total: 168,954 Stochastic Models Inc Common Stock 35 0 35,000 0 35,000 0 Summitt Bancorp Common Stock 8991488.61 8,991 230,552 230,552 0 0 Sun Communities Inc. Common Stock 882650 883 27,800 27,800 0 0 Sun Microsystems Inc. Common Stock 4832601.84 4,833 38,680 38,680 0 0 Sungard Data Systems Common Stock 9106000 9,106 227,650 227,650 0 0 Suntrust Banks Inc. Common Stock 17144209.63 17,144 275,409 275,409 0 0 T. Rowe Price Assoc. Inc. Common Stock 4136172.08 4,136 120,325 120,325 0 0 TCF Financial Corp. Common Stock 8809111.74 8,809 338,812 338,812 0 0 Tengasco Inc Common Stock 2203694.64 2,204 291,494 0 0 291,494 Texaco Inc. Common Stock 340500 341 6,000 6,000 0 0 Texas Regional Bancshares Inc. Common Stock 5379982.25 5,380 212,019 212,019 0 0 The Equitable Companies Common Stock 1514870 1,515 21,641 21,641 0 0 The Walt Disney Co. Common Stock 286069.88 286 9,191 0 9,191 0 Transaction System Architects Common Stock 9708300 9,708 269,675 269,675 0 0 U S Bancorp New Common Stock 17850407.67 17,850 524,041 524,041 0 0 Umpqua Hldgs Corp Common Stock 624862.5 625 65,775 65,775 0 0 Unapix Entertainment Inc. Common Stock 214593.75 215 114,450 114,450 0 0 Unilever N V (NY Shares) ADR 1328760 1,329 20,000 20,000 0 0 Unum Corp. Common Stock 10386141.7 10,386 218,366 218,366 0 0 US Air Group Common Stock 1850012.7 1,850 37,900 37,900 0 0 Vodafone Group Plc Spon ADR ADR 478762.5 479 2,550 0 2,550 0 Vrb Bancorp Common Stock 863649.68 864 108,772 108,772 0 0 Page Total: 106,933 Wachovia Corp. Common Stock 5362467.4 5,362 66,050 66,050 0 0 Wal-Mart Stores Inc. Common Stock 585393.8 585 6,350 0 6,350 0 Walgreen Co Common Stock 17140800.5 17,141 606,754 606,754 0 0 Warner Lambert Co. Common Stock 6726686.44 6,727 101,630 101,630 0 0 Washington Mutual Inc. Common Stock 11135822.06 11,136 272,436 272,436 0 0 Wells Fargo & Co. Common Stock 7757021.88 7,757 221,231 221,231 0 0 West Coast Bancorp Ore New Common Stock 3211541.61 3,212 185,531 185,531 0 0 Westamerica Bancorp Common Stock 5225209.16 5,225 165,224 165,224 0 0 Western Bancorp Common Stock 2723317.45 2,723 88,025 88,025 0 0 Whole Foods Market Inc Common Stock 1814106.3 1,814 52,774 52,774 0 0 Wimberly Res Ltd Foreign Stock -0 0 12 0 12 0 Wind Baron Corp Foreign Stock -0 0 6,000 0 6,000 0 Winstar Communications Inc Common Stock 399784 400 11,000 0 11,000 0 Wrigley (WM) Jr Co Common Stock 16538215.28 16,538 182,868 182,868 0 Xerox Corp. Common Stock 640500 641 12,000 12,000 0 Zions Bancorporation Common Stock 22317913.4 22,318 335,608 335,608 0 Page Total: 101,579 Grand Total: 1,081,798
Page 1 of 4 1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON CAPITAL MANAGEMENT - INST. ID# 71102 Run Date: 05/10/99 FOR POSITIONS HELD AS OF 3/31/999 -------------------- S.E.C. Use Only -------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- AMR Corp. Common Stock 001765106 64 1,100 SH Abbott Laboratories Common Stock 002824100 56 1,200 SH Allegheny Teledyne Inc. Common Stock 017415100 511 27,000 SH Ambac Financial Group, Inc. Common Stock 023139108 5,994 111,008 SH America Online Inc. Common Stock 02364J104 409,157 2,802,444 SH American International Group Inc. Common Stock 026874107 41 337 SH Amerin Corp. Common Stock 03070X106 1,834 90,300 SH Amgen Inc. Common Stock 031162100 74,157 990,414 SH Autodesk Inc. Common Stock 052769106 752 18,600 SH Avon Products Inc. Common Stock 054303102 3,438 73,050 SH BJ's Wholesale Club Inc. Common Stock 05548J106 2,411 91,200 SH BP Amoco Plc -Spons ADR ADR 055622104 55 548 SH Baltimore Gas & Electric Co. Common Stock 059165100 8 300 SH Bank One Corp Common Stock 06423A103 12,520 227,373 SH BankAmerica Corp. Common Stock 06605F102 49,018 694,055 SH BankBoston Corp. Common Stock 06605R106 48,562 1,121,183 SH Bear Stearns Companies, Inc. Common Stock 073902108 44,140 987,737 SH Bell & Howell Co. Common Stock 077852101 1,284 43,800 SH BellSouth Corp. Common Stock 079860102 24 600 SH Berkshire Hathaway Inc. Class A Common Stock 084670108 34,058 477 SH Berkshire Hathaway Inc. Class B Common Stock 084670207 51,388 21,858 SH Bestfoods Common Stock 08658U101 847 18,020 SH Bristol-Myers Squibb Co. Common Stock 110122108 2,312 35,950 SH Burlington Northern Santa Fe Corp. Common Stock 12189T104 832 25,300 SH CKE Restaurants Inc. Common Stock 12561E105 49 2,500 SH C M A C Investment Corp. Common Stock 125662106 1,316 33,750 SH Cabletron Systems Inc. Common Stock 126920107 2,219 271,050 SH Campbell Soup Co. Common Stock 134429109 67 1,656 SH Cell Genesys Inc. Common Stock 150921104 481 97,413 SH Chase Manhattan Corp. Common Stock 16161A108 107,561 1,322,796 SH Chevron Corp. Common Stock 166751107 37 414 SH Chubb Corp. Common Stock 171232101 527 9,000 SH Circus Circus Enterprises Inc. Common Stock 172909103 30,963 1,762,961 SH Citigroup, Inc. Common Stock 172967101 93,285 1,460,426 SH Clorox Co. Common Stock 189054109 1,404 11,980 SH Colgate-Palmolive Co. Common Stock 194162103 239 2,600 SH Comerica Inc. Common Stock 200340107 687 11,000 SH Compaq Computer Corp. Common Stock 204493100 57,823 1,824,764 SH Comsat Corp. Common Stock 20564D107 6 200 SH Conseco Inc. Common Stock 208464107 13,378 433,285 SH Consolidated Stores Corp. Common Stock 210149100 2,789 92,000 SH Cott Corp. Common Stock 22163N106 856 351,100 SH Dana Corp. Common Stock 235811106 6 161 SH Danaher Corp. Common Stock 235851102 15,353 293,828 SH Page Total: 1,072,508 De Beers Cons Mines Ltd ADR N.E. ADR 240253302 669 35,300 SH Dell Computer Corp. Common Stock 247025109 144,104 3,525,478 SH Delta Air Lines Inc. Common Stock 247361108 848 12,200 SH Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------- AMR Corp. X 0 1,100 0 Abbott Laboratories X 0 1,200 0 Allegheny Teledyne Inc. X 0 27,000 0 Ambac Financial Group, Inc. X 0 111,008 0 America Online Inc. X 0 2,802,444 0 American International Group Inc. X 0 337 0 Amerin Corp. X 0 90,300 0 Amgen Inc. X 0 990,414 0 Autodesk Inc. X 0 18,600 0 Avon Products Inc. X 0 73,050 0 BJ's Wholesale Club Inc. X 0 91,200 0 BP Amoco Plc -Spons ADR X 0 548 0 Baltimore Gas & Electric Co. X 0 300 0 Bank One Corp X 0 227,373 0 BankAmerica Corp. X 0 694,055 0 BankBoston Corp. X 0 1,121,183 0 Bear Stearns Companies, Inc. X 0 987,737 0 Bell & Howell Co. X 0 43,800 0 BellSouth Corp. X 0 600 0 Berkshire Hathaway Inc. Class A X 0 477 0 Berkshire Hathaway Inc. Class B X 0 21,858 0 Bestfoods X 0 18,020 0 Bristol-Myers Squibb Co. X 0 35,950 0 Burlington Northern Santa Fe Corp. X 0 25,300 0 CKE Restaurants Inc. X 0 2,500 0 C M A C Investment Corp. X 0 33,750 0 Cabletron Systems Inc. X 0 271,050 0 Campbell Soup Co. X 0 1,656 0 Cell Genesys Inc. X 0 97,413 0 Chase Manhattan Corp. X 0 1,322,796 0 Chevron Corp. X 0 414 0 Chubb Corp. X 0 9,000 0 Circus Circus Enterprises Inc. X 0 1,762,961 0 Citigroup, Inc. X 0 1,460,426 0 Clorox Co. X 0 11,980 0 Colgate-Palmolive Co. X 0 2,600 0 Comerica Inc. X 0 11,000 0 Compaq Computer Corp. X 0 1,824,764 0 Comsat Corp. X 0 200 0 Conseco Inc. X 0 433,285 0 Consolidated Stores Corp. X 0 92,000 0 Cott Corp. X 0 351,100 0 Dana Corp. X 0 161 0 Danaher Corp. X 0 293,828 0 De Beers Cons Mines Ltd ADR N.E. X 0 35,300 0 Dell Computer Corp. X 0 3,525,478 0 Delta Air Lines Inc. X 0 12,200 0 Page 2 of 4 1st Quarter 1999 Dillards Inc. Common Stock 254067101 533 21,000 SH Dole Food Company Common Stock 256605106 861 28,945 SH Dynex Capital Inc. Common Stock 26817Q100 495 149,400 SH E M C Corp. Common Stock 268648102 1,532 11,995 SH Emerson Electric Co. Common Stock 291011104 1,096 20,700 SH Enhance Financial Services Group Inc. Common Stock 293310108 2,017 88,650 SH Equity Office Properties Tr Common Stock 294741103 142 5,600 SH FMC Corp. Common Stock 302491303 454 9,200 SH Freddie Mac Common Stock 313400301 47,102 824,550 SH Fannie Mae Common Stock 313586109 74,317 1,073,168 SH Finova Group Inc. Common Stock 317928109 2,028 39,100 SH First Data Corp. Common Stock 319963104 21,917 512,675 SH First Union Corp. Common Stock 337358105 821 15,370 SH Fleet Financial Group, Inc. Common Stock 338915101 30,416 808,408 SH Ford Motor Co. Common Stock 345370100 2,253 39,700 SH Fortune Brands Inc. Common Stock 349631101 23 600 SH Foundation Health Systems Common Stock 350404109 29,298 2,403,853 SH G T E Corp. Common Stock 362320103 54 900 SH Gateway 2000 Inc. Common Stock 367833100 92,290 1,346,068 SH General Cable Corp. Common Stock 369300108 227 21,450 SH General Electric Common Stock 369604103 194 1,750 SH General Motors Corp. Common Stock 370442105 57,584 662,837 SH General Nutrition Companies Common Stock 37047F103 895 63,900 SH Gillette Co. Common Stock 375766102 71 1,200 SH Glaxo Wellcome PLC - Spons ADR ADR 37733W105 100 1,500 SH Grainger WW Inc. Common Stock 384802104 60 1,400 SH Hadco Corp. Common Stock 404681108 1,874 59,500 SH Halliburton Co. Common Stock 406216101 85 2,200 SH Hewlett-Packard Co. Common Stock 428236103 414 6,100 SH Hilton Hotels Corp. Common Stock 432848109 17,164 1,220,538 SH Hollywood Entertainment Corp. Common Stock 436141105 1,957 105,100 SH Hollywood Park Incorporated Common Stock 436255103 1,415 137,200 SH Household International Inc. Common Stock 441815107 43 942 SH ICG Communications Inc. Common Stock 449246107 2,028 100,793 SH Inacom Corp. Common Stock 45323G109 700 90,344 SH Intel Corp. Common Stock 458140100 2,710 22,750 SH International Business Machines Common Stock 459200101 87,757 495,102 SH Johnson & Johnson Common Stock 478160104 384 4,100 SH Kimberly-Clark Corp. Common Stock 494368103 959 20,000 SH Koninklijke Philips Electronrics NV AD ADR 500472105 52,827 640,805 SH Kroger Co. Common Stock 501044101 5,179 86,500 SH Lancaster Colony Corp. Common Stock 513847103 908 34,100 SH Laser Mortgage Management Inc. Common Stock 51806D100 534 98,250 SH Learning Co Inc. Common Stock 522008101 30,274 1,043,930 SH Lilly (Eli) & Co. Common Stock 532457108 1,893 22,308 SH Liz Claiborne Inc. Common Stock 539320101 1,024 31,400 SH Lockheed Martin Corp. Common Stock 539830109 377 10,000 SH MBIA, Inc. Common Stock 55262C100 8,454 145,767 SH Page Total: 731,365 MBNA Corp. Common Stock 55262L100 60,770 2,545,358 SH MCI Worldcom Inc. Common Stock 55268B106 99,411 1,122,486 SH M D U Resources Group, Inc. Common Stock 552690109 6 259 SH MGIC Investment Corp. Common Stock 552848103 51,465 1,467,789 SH MGM Grand Inc. Common Stock 552953101 25,219 749,997 SH Magellan Health Services Inc. Common Stock 559079108 340 81,100 SH Dillards Inc. X 0 21,000 0 Dole Food Company X 0 28,945 0 Dynex Capital Inc. X 0 149,400 0 E M C Corp. X 0 11,995 0 Emerson Electric Co. X 0 20,700 0 Enhance Financial Services Group Inc. X 0 88,650 0 Equity Office Properties Tr X 0 5,600 0 FMC Corp. X 0 9,200 0 Freddie Mac X 0 824,550 0 Fannie Mae X 0 1,073,168 0 Finova Group Inc. X 0 39,100 0 First Data Corp. X 0 512,675 0 First Union Corp. X 0 15,370 0 Fleet Financial Group, Inc. X 0 808,408 0 Ford Motor Co. X 0 39,700 0 Fortune Brands Inc. X 0 600 0 Foundation Health Systems X 0 2,403,853 0 G T E Corp. X 0 900 0 Gateway 2000 Inc. X 0 1,346,068 0 General Cable Corp. X 0 21,450 0 General Electric X 0 1,750 0 General Motors Corp. X 0 662,837 0 General Nutrition Companies X 0 63,900 0 Gillette Co. X 0 1,200 0 Glaxo Wellcome PLC - Spons ADR X 0 1,500 0 Grainger WW Inc. X 0 1,400 0 Hadco Corp. X 0 59,500 0 Halliburton Co. X 0 2,200 0 Hewlett-Packard Co. X 0 6,100 0 Hilton Hotels Corp. X 0 1,220,538 0 Hollywood Entertainment Corp. X 0 105,100 0 Hollywood Park Incorporated X 0 137,200 0 Household International Inc. X 0 942 0 ICG Communications Inc. X 0 100,793 0 Inacom Corp. X 0 90,344 0 Intel Corp. X 0 22,750 0 International Business Machines X 0 495,102 0 Johnson & Johnson X 0 4,100 0 Kimberly-Clark Corp. X 0 20,000 0 Koninklijke Philips Electronrics NV AD X 0 640,805 0 Kroger Co. X 0 86,500 0 Lancaster Colony Corp. X 0 34,100 0 Laser Mortgage Management Inc. X 0 98,250 0 Learning Co Inc. X 0 1,043,930 0 Lilly (Eli) & Co. X 0 22,308 0 Liz Claiborne Inc. X 0 31,400 0 Lockheed Martin Corp. X 0 10,000 0 MBIA, Inc. X 0 145,767 0 Page Total: MBNA Corp. X 0 2,545,358 0 MCI Worldcom Inc. X 0 1,122,486 0 M D U Resources Group, Inc. X 0 259 0 MGIC Investment Corp. X 0 1,467,789 0 MGM Grand Inc. X 0 749,997 0 Magellan Health Services Inc. X 0 81,100 0 Page 3 of 4 1st Quarter 1999 Mattel Inc. Common Stock 577081102 2,060 82,815 SH MedPartners, Inc. Common Stock 58503X107 1,410 296,800 SH Medtronic Inc. Common Stock 585055106 86 1,200 SH Mellon Bank Corp. Common Stock 585509102 1,385 19,675 SH Merck & Co Inc. Common Stock 589331107 2,762 34,448 SH Metro Goldwyn Mayer Common Stock 591610100 1,069 81,489 SH Fred Meyer Inc. Common Stock 592907109 38,838 659,662 SH Micron Electronics Inc. Common Stock 595100108 1,382 117,600 SH Midamerican Energy Holdings Common Stock 59562V107 1,781 63,600 SH Minnesota Mining & Manufacturing Co. Common Stock 604059105 601 8,500 SH Mirage Resorts Inc. Common Stock 60462E104 23,483 1,105,081 SH Modis Professional Services Common Stock 607830106 1,568 173,000 SH Morgan St Dean Witter Discover & Co Common Stock 617446448 889 8,900 SH Nextel Communications Inc. Common Stock 65332V103 48,246 1,317,300 SH Nokia Corp. Sponsored ADR ADR 654902204 49,104 315,273 SH Northeast Utilities Common Stock 664397106 1,487 107,150 SH Orion Capital Corp. Common Stock 686268103 2,150 68,800 SH Parker Hannifin Corp. Common Stock 701094104 617 18,000 SH Peoples Heritage Financial Group Inc. Common Stock 711147108 1,141 63,400 SH PepsiCo, Inc. Common Stock 713448108 23,949 611,133 SH Philip Morris Companies Inc. Common Stock 718154107 16,453 467,577 SH Phycor Inc. Common Stock 71940F100 1,404 295,525 SH Players International Incorporated Common Stock 727903106 31 4,900 SH Procter & Gamble Co. Common Stock 742718109 49 500 SH Remedy Corp. Common Stock 759548100 60 4,300 SH Royal Dutch Petroleum Co ADR ADR 780257804 369 7,100 SH Sara Lee Corp. Common Stock 803111103 79 3,200 SH Schering-Plough Corp. Common Stock 806605101 3,613 65,326 SH Schlumberger Limited Common Stock 806857108 710 11,800 SH Silicon Graphics Inc. Common Stock 827056102 1,961 117,500 SH Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 62,183 2,177,049 SH Storage Technology Corp. Common Stock 862111200 59,383 2,130,319 SH Sybase Inc. Common Stock 871130100 1,443 181,800 SH Symantec Corp. Common Stock 871503108 2,159 127,450 SH Telefonos De Mexico SA Spons ADR ADR 879403780 23,622 360,647 SH Tenet Healthcare Corp. Common Stock 88033G100 57 3,000 SH Texaco Inc. Common Stock 881694103 1,385 24,400 SH Torchmark Corp. Common Stock 891027104 601 19,000 SH Toys 'R' Us Inc. Common Stock 892335100 64,609 3,434,276 SH United Asset Management Corp. Common Stock 909420101 2,040 90,150 SH United Dominion Realty Trust Common Stock 910197102 767 74,800 SH United Healthcare Corp. Common Stock 910581107 62,368 1,185,136 SH Unocal Corp. Common Stock 915289102 902 24,493 SH WPP Group PLC - Sponsored ADR ADR 929309300 60,501 699,435 SH Washington Mutual Inc. Common Stock 939322103 65,167 1,594,298 SH Page Total: 873,132 Wellpoint Health Networks Inc. Common Stock 94973H108 682 9,000 SH Wells Fargo & Co. Common Stock 949746101 136 3,875 SH Western Digital Corp. Common Stock 958102105 9,922 1,249,880 SH YPF Sociedad Anonima Sponsored ADR ADR 984245100 729 23,100 SH Zions Bancorporation Common Stock 989701107 446 6,700 SH Lloyds TSB Group PLC Foreign Stock G5542W106 23,442 1,544,600 SH New Holland N.V. Foreign Stock N62648105 5 500 SH Mattel Inc. X 0 82,815 0 MedPartners, Inc. X 0 296,800 0 Medtronic Inc. X 0 1,200 0 Mellon Bank Corp. X 0 19,675 0 Merck & Co Inc. X 0 34,448 0 Metro Goldwyn Mayer X 0 81,489 0 Fred Meyer Inc. X 0 659,662 0 Micron Electronics Inc. X 0 117,600 0 Midamerican Energy Holdings X 0 63,600 0 Minnesota Mining & Manufacturing Co. X 0 8,500 0 Mirage Resorts Inc. X 0 1,105,081 0 Modis Professional Services X 0 173,000 0 Morgan St Dean Witter Discover & Co X 0 8,900 0 Nextel Communications Inc. X 0 1,317,300 0 Nokia Corp. Sponsored ADR X 0 315,273 0 Northeast Utilities X 0 107,150 0 Orion Capital Corp. X 0 68,800 0 Parker Hannifin Corp. X 0 18,000 0 Peoples Heritage Financial Group Inc. X 0 63,400 0 PepsiCo, Inc. X 0 611,133 0 Philip Morris Companies Inc. X 0 467,577 0 Phycor Inc. X 0 295,525 0 Players International Incorporated X 0 4,900 0 Procter & Gamble Co. X 0 500 0 Remedy Corp. X 0 4,300 0 Royal Dutch Petroleum Co ADR X 0 7,100 0 Sara Lee Corp. X 0 3,200 0 Schering-Plough Corp. X 0 65,326 0 Schlumberger Limited X 0 11,800 0 Silicon Graphics Inc. X 0 117,500 0 Starwood Hotels & Resorts Worldwide In X 0 2,177,049 0 Storage Technology Corp. X 0 2,130,319 0 Sybase Inc. X 0 181,800 0 Symantec Corp. X 0 127,450 0 Telefonos De Mexico SA Spons ADR X 0 360,647 0 Tenet Healthcare Corp. X 0 3,000 0 Texaco Inc. X 0 24,400 0 Torchmark Corp. X 0 19,000 0 Toys 'R' Us Inc. X 0 3,434,276 0 United Asset Management Corp. X 0 90,150 0 United Dominion Realty Trust X 0 74,800 0 United Healthcare Corp. X 0 1,185,136 0 Unocal Corp. X 0 24,493 0 WPP Group PLC - Sponsored ADR X 0 699,435 0 Washington Mutual Inc. X 0 1,594,298 0 Page Total: Wellpoint Health Networks Inc. X 0 9,000 0 Wells Fargo & Co. X 0 3,875 0 Western Digital Corp. X 0 1,249,880 0 YPF Sociedad Anonima Sponsored ADR X 0 23,100 0 Zions Bancorporation X 0 6,700 0 Lloyds TSB Group PLC X 0 1,544,600 0 New Holland N.V. X 0 500 0 Page 4 of 4 1st Quarter 1999 Page Total: 35,362 Grand Total: 2,712,367
Legg Mason Focus Trust 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ---------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None ACTION PERFORMANCE COS INC common 004933107 4,847,112.50 160,900 X 1 X AMERICA ONLINE INC DEL common 02364J104 9,811,200.00 67,200 X 1 X AMERICAN EXPRESS CO common 025816109 10,481,000.00 89,200 X 1 X AVON PRODS INC common 054303102 5,374,537.50 114,200 X 1 X BERKSHIRE HATHAWAY INC DEL cl A 084670108 25,561,200.00 358 X 1 X LLOYDS TSB GROUP ord shs 087061008 4,754,217.52 314,269 X 1 X CITIGROUP INC common 172967101 10,940,190.62 171,275 X 1 X FEDERAL HOME LN MTG CORP common 313400301 9,334,225.00 163,400 X 1 X GATEWAY 2000 INC common 367833100 4,888,506.25 71,300 X 1 X HARLEY DAVIDSON INC common 412822108 3,542,000.00 61,600 X 1 X INTERNATIONAL SPEEDWAY CORP cl A 460335201 5,116,750.00 97,000 X 1 X MCDONALDS CORP common 580135101 4,064,531.25 89,700 X 1 X UNITED ASSET MGMT CORP common 909420101 4,696,950.00 207,600 X 1 X WPP GROUP PLC spns ADR 929309300 3,667,600.00 42,400 X 1 X ---------------- TOTAL INVESTMENTS 107,080,020.64 ================
Legg Mason Special Investment Trust 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ---------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None AMAZON COM INC common 023135AD8 25,175,000.00 20,000,000 X 1 X AMERICA ONLINE INC DEL common 02364J104 422,345,880.00 2,892,780 X 1 X AMERIN CORP common 03070X106 37,781,250.00 1,860,000 X 1 X BELL + HOWELL CO NEW common 077852101 29,312,500.00 1,000,000 X 1 X WPP GROUP ord 097404008 114,875,675.47 13,250,000 X 1 X CKE RESTAURANTS INC common 12561E105 11,715,700.00 593,200 X 1 X CMAC INVT CORP common 125662106 27,300,000.00 700,000 X 1 X CABLETRON SYSTEMS INC common 126920107 29,475,000.00 3,600,000 X 1 X CELL GENESYS INC common 150921104 6,048,437.50 1,225,000 X 1 X CIRCUS CIRCUS ENTERPRISES INC common 172909103 40,393,750.00 2,300,000 X 1 X CONSOLIDATED STORES CORP common 210149100 66,687,500.00 2,200,000 X 1 X COTT CORP QUE common 22163N106 14,625,000.00 6,000,000 X 1 X DYNEX CAP INC common 26817Q100 6,151,312.50 1,857,000 X 1 X ENHANCE FINL SVCS GROUP INC common 293310108 47,775,000.00 2,100,000 X 1 X GATEWAY 2000 INC common 367833100 123,412,500.00 1,800,000 X 1 X GENERAL NUTRITION COS INC common 37047F103 25,900,000.00 1,850,000 X 1 X HADCO CORP common 404681108 39,847,500.00 1,265,000 X 1 X HOLLYWOOD ENTMT CORP common 436141105 44,700,000.00 2,400,000 X 1 X HOLLYWOOD PK INC NEW common 436255103 25,935,937.50 2,515,000 X 1 X ICG COMMUNICATIONS INC common 449246107 52,000,000.00 2,600,000 X 1 X ICO GLOBAL COMM 1998 US 44929PAB6 7,500,000.00 15,000,000 X 1 X INACOM CORP common 45323G109 20,574,049.00 2,654,716 X 1 X LASER MTG MGMT INC common 51806D100 9,760,312.50 1,795,000 X 1 X ----------------- 1,229,292,304.47 LIZ CLAIBORNE INC common 539320101 23,966,325.00 734,600 X 1 X MAGELLAN HEALTH SVCS INC common 559079108 9,840,625.00 2,350,000 X 1 X
Legg Mason Special Investment Trust 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ---------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None MEDPARTNERS INC common 58503X107 38,000,000.00 8,000,000 X 1 X MEGO FINL CORP common 585162100 234,375.00 300,000 X 1 X MICRON ELECTRONICS INC common 595100108 35,250,000.00 3,000,000 X 1 X MIDAMERICA ENERGY HLDGS CO NEW common 59562V107 43,400,000.00 1,550,000 X 1 X MODIS PROFESSIONAL SVCS INC common 607830106 38,589,937.50 4,258,200 X 1 X NORTHEAST UTILS common 664397106 33,367,987.50 2,404,900 X 1 X ORION CAP CORP common 686268103 47,656,250.00 1,525,000 X 1 X PEOPLES HERITAGE FINL GROUP common 711147108 28,800,000.00 1,600,000 X 1 X PHYCOR INC common 71940F100 34,128,750.00 7,185,000 X 1 X PLAYERS INTL INC common 727903106 15,531,250.00 2,485,000 X 1 X REMEDY CORP common 759548100 5,297,600.00 378,400 X 1 X SILICON GRAPHICS INC common 827056102 45,056,250 2,700,000 X 1 X STORAGE TECHNOLOGY CORP common 862111200 55,750,000 2,000,000 X 1 X SYBASE INC common 871130100 29,368,750 3,700,000 X 1 X SYMANTEC CORP common 871503108 47,425,000 2,800,000 X 1 X UNITED ASSET MGMT CORP common 909420101 43,598,375 1,927,000 X 1 X WESTERN DIGITAL CORP common 958102105 7,404,894 932,900 X 1 X OLSEN ASSOCIATES part cert 99EXMC906 2,031,901 300,000 X 1 X ----------------- 584,698,269.59 TOTAL INVESTMENTS 1,813,990,574.06 =================
Legg Mason Total Return Trust 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None IPC HOLDINGS LTD common G4933P101 9,265,725.00 466,200 X 1 X LASALLE RE HOLDINGS LTD common G5383Q101 6,135,513.25 415,967 X 1 X AMERICAN FINL GROUP INC OHIO common 025932104 14,778,750.00 420,000 X 1 X BANK ONE CORP common 06423A103 11,012,500.00 200,000 X 1 X BANKAMERICA CORP NEW common 06605F102 16,048,966.25 227,242 X 1 X BEAR STEARNS COS INC common 073902108 17,677,300.26 395,576 X 1 X LLOYDS TSB GROUP ord shs 087061008 38,488,150.87 2,544,190 X 1 X BRUNSWICK CORP ord shs 117043109 12,933,906.25 678,500 X 1 X CHASE MANHATTAN CORP NEW common 16161A108 29,272,500.00 360,000 X 1 X CITIGROUP INC common 172967101 19,162,500.00 300,000 X 1 X EDISON INTL common 281020107 17,466,250.00 785,000 X 1 X ENHANCE FINL SVCS GROUP INC common 281020107 17,872,400.00 785,600 X 1 X FLEET FINL GROUP INC common 338915101 8,841,875.00 235,000 X 1 X FORD MTR CO DEL common 345370100 11,350,000.00 200,000 X 1 X GENERAL MTRS CORP common 370442105 26,931,250.00 310,000 X 1 X ILLINOVA CORP common 452317100 14,619,375.00 690,000 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 59,378,750.00 335,000 X 1 X MID AMER APT CMNTYS INC common 59522J103 14,000,625.00 655,000 X 1 X MILLENNIUM CHEMICALS INC common 599903101 5,638,537.50 283,700 X 1 X NABISCO HLDGS CORP cl A 629526104 8,686,562.50 209,000 X 1 X NATIONAL GOLF PPTYS INC common 63623G109 12,337,600.00 560,800 X 1 X NATIONWIDE HEALTH PPTYS INC common 638620104 12,350,000.00 650,000 X 1 X NORTHROP GRUMMAN CORP common 666807102 22,824,350.00 381,200 X 1 X ----------------- 407,073,386.88 OLIN CORP common 680665205 6,202,525.00 616,400 X 1 X PATRIOT AMERN HOSPITALITY INC paired CTF 703352203 6,818,592.12 1,330,457 X 1 X
Legg Mason Total Return Trust 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None PENNEY J C INC common 708160106 17,864,550.00 441,100 X 1 X REGENCY RLTY CORP common 758939102 10,833,750.00 577,800 X 1 X TANGER FACTORY OUTLET CTRS INC common 875465106 10,029,150.00 524,400 X 1 X TOYS R US INC common 892335100 21,352,187.50 1,135,000 X 1 X TUPPERWARE CORP common 899896104 14,328,000.00 796,000 X 1 X UNITED ASSET MGMT CORP common 909420101 13,194,900.00 583,200 X 1 X UNOCAL CORP common 915289102 11,595,937.50 315,000 X 1 X WALDEN RESIDENTIAL PPTYS INC common 931210108 7,931,250.00 450,000 X 1 X WASHINGTON FED INC common 938824109 11,233,876.50 534,947 X 1 X WASHINGTON MUT INC common 939322103 1,635,000.00 40,000 X 1 X ----------------- 133,019,719 TOTAL INVESTMENTS 540,093,105.50 =================
Legg Mason Value Trust 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None AMBAC FINL GROUP INC common 023139108 46,985,400.00 870,100 X 1 X AMERICA ONLINE INC DEL common 02364J104 2,058,194,120.00 14,097,220 X 1 X AMGEN INC common 031162100 224,625,000.00 3,000,000 X 1 X BANK ONE CORP common 06423A103 75,942,200.00 1,379,200 X 1 X BANKAMERICA CORP NEW common 06605F102 155,191,375.00 2,197,400 X 1 X BANKBOSTON CORP common 06605R106 220,893,750.00 5,100,000 X 1 X BEAR STEARNS COS INC common 073902108 140,765,625.00 3,150,000 X 1 X BERKSHIRE HATHAWAY INC DEL cl A 084670108 292,668,600.00 4,099 X 1 X LLOYDS TSB GROUP ord shs 087061008 173,450,932.80 11,465,662 X 1 X WPP GROUP ord shs 097404008 267,813,477.00 30,890,165 X 1 X CHASE MANHATTAN CORP NEW common 16161A108 374,037,500.00 4,600,000 X 1 X CIRCUS CIRCUS ENTERPRISES INC common 172909103 91,325,000.00 5,200,000 X 1 X CITIGROUP INC common 172967101 301,809,375.00 4,725,000 X 1 X COMPAQ COMPUTER CORP common 204493100 183,470,625.00 5,790,000 X 1 X CONSECO INC common 208464107 30,195,750.00 978,000 X 1 X DANAHER CORP common 235851102 125,400,000.00 2,400,000 X 1 X DELL COMPUTER CORP common 247025109 613,125,000.00 15,000,000 X 1 X FEDERAL HOME LN MTG CORP common 313400301 114,250,000.00 2,000,000 X 1 X FEDERAL NATL MTG ASSN common 313586109 221,600,000.00 3,200,000 X 1 X FIRST DATA CORP common 319963104 74,209,725.00 1,735,900 X 1 X ----------------- 5,785,953,454.80 FLEET FINL GROUP INC common 338915101 50,353,537.50 1,338,300 X 1 X FOUNDATION HEALTH SYS INC common 350404109 107,310,937.50 8,805,000 X 1 X
Legg Mason Value Trust 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None GATEWAY 2000 INC common 367833100 294,818,750.00 4,300,000 X 1 X GENERAL MTRS CORP spnsr ADR 370442105 182,437,500.00 2,100,000 X 1 X HILTON HOTELS CORP common 432848109 70,664,062.50 5,025,000 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 225,993,750.00 1,275,000 X 1 X KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472105 208,154,687.50 2,525,000 X 1 X KROGER CO common 501044101 149,687,500.00 2,500,000 X 1 X LEARNING CO INC common 522008101 124,700,000.00 4,300,000 X 1 X MBIA INC common 55262C100 35,090,000.00 605,000 X 1 X MBNA CORP common 55262L100 152,038,817.30 6,368,118 X 1 X MCI WORLDCOM INC common 55268B106 281,466,149.30 3,178,164 X 1 X MGIC INVT CORP WIS common 552848103 199,856,250.00 5,700,000 X 1 X MGM GRAND INC common 552953101 86,416,250.00 2,570,000 X 1 X METRO GOLDWYN MAYER INC NEW common 591610100 36,051,750.00 2,746,800 X 1 X MIRAGE RESORTS INC common 6.05E+108 108,589,625.00 5,110,100 X 1 X NEXTEL COMMUNICATIONS INC common 65332V103 175,800,000.00 4,800,000 X 1 X NOKIA CORP spnsr ADR 654902204 233,625,000.00 1,500,000 X 1 X PEPSICO INC common 713448108 66,618,750.00 1,700,000 X 1 X PHILIP MORRIS COS INC common 718154107 92,754,250.00 2,636,000 X 1 X ----------------- 2,882,427,566.60 STARWOOD HOTELS + RESORTS CL B 85590A203 234,212,500.00 8,200,000 X 1 X STORAGE TECHNOLOGY CORP common 862111200 183,975,000.00 6,600,000 X 1 X TELEFONOS DE MEXICO S A spnsr ADR 879403780 104,800,000.00 1,600,000 X 1 X TOYS R US INC common 892335100 188,125,000.00 10,000,000 X 1 X
Legg Mason Value Trust 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None UNITED HEALTHCARE CORP common 910581107 231,550,000.00 4,400,000 X 1 X WASHINGTON MUT INC common 939322103 220,728,270.00 5,400,080 X 1 X WESTERN DIGITAL CORP common 958102105 31,750,000.00 4,000,000 X 1 X ZIONS BANCORP common 989701107 93,286,200.00 1,402,800 ----------------- 1,288,426,970.00 TOTAL INVESTMENTS 9,956,807,991.40 =================
Legg Mason American Leading Companies 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None AMR CORP DEL common 001765106 4,567,875.00 78,000 X 1 X AT + T CORP common 001957109 4,788,750.00 60,000 X 1 X AMERICA ONLINE INC DEL common 02364J104 23,652,000.00 162,000 X 1 X AMERICAN INTL GROUP INC common 026874107 1,338,937.50 11,100 X 1 X AMGEN INC common 031162100 9,134,750.00 122,000 X 1 X AVON PRODS INC common 054303102 5,882,812.50 125,000 X 1 X BANK ONE CORP common 06423A103 6,827,750.00 124,000 X 1 X BANKAMERICA CORP NEW common 06605F102 5,194,751.25 73,554 X 1 X BERKSHIRE HATHAWAY INC DEL cl B 084670207 6,112,600.00 2,450 X 1 X BRISTOL MYERS SQUIBB CO common 110122108 5,235,037.50 81,400 X 1 X BURLINGTON NORTHN SANTA FE common 12189T104 4,438,125.00 135,000 X 1 X CHASE MANHATTAN CORP NEW common 16161A108 10,814,562.50 133,000 X 1 X CISCO SYS INC common 17275R102 3,286,875.00 30,000 X 1 X CITIGROUP INC common 172967101 11,305,875.00 177,000 X 1 X COMPAQ COMPUTER CORP common 204493100 5,070,000.00 160,000 X 1 X CONSECO INC common 208464107 6,175,000.00 200,000 X 1 X DOLE FOOD INC common 256605106 5,652,500.00 175,000 X 1 X EQUITY OFFICE PPTYS TR common 294741103 3,561,250.00 140,000 X 1 X EXXON CORP common 302290101 1,023,156.25 14,500 X 1 X FEDERAL NATL MTG ASSN common 313586109 3,462,500.00 50,000 X 1 X ---------------- 127,525,107.50 FORD MTR CO DEL common 345370100 1,418,750.00 25,000 X 1 X FOUNDATION HEALTH SYS INC common 350404109 6,093,750.00 500,000 X 1 X
Legg Mason American Leading Companies 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None GENERAL ELEC CO common 369604103 2,765,625.00 25,000 X 1 X GENERAL MTRS CORP common 370442105 4,343,750.00 50,000 X 1 X HEWLETT PACKARD CO common 428236103 1,173,156.25 17,300 X 1 X HILTON HOTELS CORP common 432848109 1,406,250.00 100,000 X 1 X INTEL CORP common 458140100 7,147,500.00 60,000 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 10,635,000.00 60,000 X 1 X JOHNSON + JOHNSON common 478160104 1,330,362.50 14,200 X 1 X KIMBERLY CLARK CORP common 494368103 2,396,875.00 50,000 X 1 X KONINKLIJKE PHILIPS ELECTRS NV spns ADR 500472105 11,129,062.50 135,000 X 1 X LEARNING CO INC common 522008101 2,465,000.00 85,000 X 1 X MCI WORLDCOM INC common 55268B106 13,461,500.00 152,000 X 1 X MGIC INVT CORP WIS common 552848103 3,856,875.00 95,000 X 1 X MATTEL INC common 577081102 7,462,500.00 300,000 X 1 X MELLON BK CORP common 585509102 2,815,000.00 40,000 X 1 X MERCK + CO INC common 589331107 6,254,625.00 78,000 X 1 X MICROSOFT CORP common 594918104 1,792,500.00 20,000 X 1 X MINNESOTA MNG + MFG CO common 604059105 1,981,000.00 28,000 X 1 X PEPSICO INC common 713448108 3,722,812.50 95,000 X 1 X ---------------- 93,651,893.75 PFIZER INC common 717081103 1,359,750.00 9,800 X 1 X PHILIP MORRIS COS INC common 718154107 5,383,687.50 153,000 X 1 X PROCTER + GAMBLE CO common 742718109 1,136,075.00 11,600 X 1 X SARA LEE CORP common 803111103 990,000.00 20,000 X 1 X
Legg Mason American Leading Companies 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None SCHERING PLOUGH CORP common 806605101 5,144,062.50 93,000 X 1 X SCHLUMBERGER LTD common 806857108 2,407,500.00 40,000 X 1 X STARWOOD HOTELS + RESORTS cl B 85590A203 6,055,250.00 212,000 X 1 X STORAGE TECHNOLOGY CORP common 862111200 5,296,250.00 175,062 X 1 X TEXACO INC common 881694103 2,270,000.00 40,000 X 1 X TOYS R US INC common 892335100 4,063,500.00 216,000 X 1 X UNITED HEALTHCARE CORP common 910581107 6,841,250.00 130,000 X 1 X WAL MART STORES INC common 931142103 1,567,187.50 17,000 X 1 X WASHINGTON MUT INC common 939322103 5,406,618.00 132,272 X 1 X ---------------- 47,921,130.50 TOTAL INVESTMENTS 269,098,131.75 ================
LM Value Institutional Portfolio 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None AMBAC FINL GROUP INC common 023139108 567,648.00 10,512 X 1 X AMERICA ONLINE INC DEL common 02364J104 24,866,136.00 170,316 X 1 X AMGEN INC common 031162100 2,737,430.00 36,560 X 1 X BANK ONE CORP common 06423A103 1,319,407.62 23,962 X 1 X BANKAMERICA CORP NEW common 06605F102 1,874,952.50 26,548 X 1 X BANKBOSTON CORP common 06605R106 2,616,421.50 60,408 X 1 X BEAR STEARNS COS INC common 073902108 1,700,672.18 38,057 X 1 X BERKSHIRE HATHAWAY INC DEL cl A 084670108 3,641,400.00 51 X 1 X LLOYDS TSB GROUP ord shs 087061008 1,991,219.74 131,626 X 1 X WPP GROUP ord shs 097404008 3,074,489.23 354,618 X 1 X CHASE MANHATTAN CORP NEW common 16161A108 4,518,942.18 55,575 X 1 X CIRCUS CIRCUS ENTERPRISES INC common 172909103 1,155,735.44 65,807 X 1 X CITIGROUP INC common 172967101 3,646,304.37 57,085 X 1 X COMPAQ COMPUTER CORP common 204493100 2,216,604.00 69,952 X 1 X CONSECO INC common 208464107 526,449.62 17,051 X 1 X DANAHER CORP common 235851102 1,515,041.00 28,996 X 1 X DELL COMPUTER CORP common 247025109 7,407,490.12 181,223 X 1 X FEDERAL HOME LN MTG CORP common 313400301 1,392,307.62 24,373 X 1 X FEDERAL NATL MTG ASSN common 313586109 2,700,542.25 38,997 X 1 X FIRST DATA CORP common 319963104 896,553.00 20,972 X 1 X ------------------ 70,365,746.37 FLEET FINL GROUP INC common 338915101 608,358.62 16,169 X 1 X FOUNDATION HEALTH SYS INC common 350404109 1,296,481.87 106,378 X 1 X
LM Value Institutional Portfolio 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None GATEWAY 2000 INC common 367833100 3,561,890.43 51,951 X 1 X GENERAL MTRS CORP common 370442105 2,204,105.62 25,371 X 1 X HILTON HOTELS CORP common 432848109 853,734.37 60,710 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 2,730,359.00 15,404 X 1 X KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472105 2,514,838.37 30,506 X 1 X KROGER CO common 501044101 1,824,151.75 30,466 X 1 X LEARNING CO INC common 522008101 1,378,689.00 47,541 X 1 X MBIA INC common 55262C100 423,922.00 7,309 X 1 X MBNA CORP common 55262L100 1,836,870.87 76,937 X 1 X MCI WORLDCOM INC common 55268B106 3,430,114.19 38,731 X 1 X MGIC INVT CORP WIS common 552848103 2,372,223.56 67,657 X 1 X MGM GRAND INC common 552953101 1,053,101.38 31,319 X 1 X METRO GOLDWYN MAYER INC NEW common 591610100 435,566.25 33,186 X 1 X MIRAGE RESORTS INC common 60462E104 1,323,322.50 62,274 X 1 X NEXTEL COMMUNICATIONS INC cl A 65332V103 2,057,555.87 56,179 X 1 X NOKIA CORP spnsr ADR 654902204 2,822,501.50 18,122 X 1 X PEPSICO INC common 713448108 811,847.44 20,717 X 1 X PHILIP MORRIS COS INC common 718154107 1,120,616.31 31,847 X 1 X ------------------ 34,660,250.90 STARWOOD HOTELS + RESORTS cl B 85590A203 2,854,250.62 99,930 X 1 X STORAGE TECHNOLOGY CORP common 862111200 2,222,696.75 79,738 X 1 X TELEFONOS DE MEXICO S A spnsr ADR 879403780 1,266,115.00 19,330 X 1 X TOYS R US INC common 892335100 2,272,851.00 120,816 X 1 X
LM Value Institutional Portfolio 3/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None UNITED HEALTHCARE CORP common 910581107 2,797,492.37 53,159 X 1 X WASHINGTON MUT INC common 939322103 2,666,725.87 65,241 X 1 X WESTERN DIGITAL CORP common 958102105 383,587.62 48,326 X 1 X ZIONS BANCORP common 989701107 1,127,042.00 16,948 X 1 X ------------------ 15,590,761.23 TOTAL INVESTMENTS 120,616,758.50 ==================
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- AAR Corp. Common Stock 000361105 4 225 SH ABR Information Services Inc. Common Stock 00077R108 3 200 SH A D C Telecommunications Inc. Common Stock 000886101 173 3,624 SH Acm Government Income Fund Inc. Common Stock 000912105 29 3,400 SH ABN Amro Hldg NV Sponsored ADR ADR 000937102 96 4,645 SH AFC Cable Systems Inc. Common Stock 000950105 9 300 SH ABM Industries Inc. Common Stock 000957100 74 2,420 SH Aflac Corp. New Common Stock 001055102 596 10,944 SH Agco Corp. Common Stock 001084102 199 30,280 SH AGL Resources Inc. Common Stock 001204106 138 7,875 SH The AES Corp. Common Stock 00130H105 1,337 35,882 SH AK Steel Holding Corp. Common Stock 001547108 27 1,200 SH AMB Ppty Corp 8.50% Cum Red Preferred Stock 00163T208 48 2,100 SH AMR Corp. Common Stock 001765106 1,716 29,300 SH ANZ Exch Pfd Trust 8% Preferred Stock 001823202 20 800 SH ARC International Corp. Common Stock 001905108 0 200 SH APS Holding Corp. Common Stock 001937101 0 1,150 SH ATS Automation Tooling Systems Common Stock 001940105 4 600 SH ARM Financial Group Common Stock 001944107 30 2,000 SH AT & T Corp. Common Stock 001957109 11,894 149,026 SH AT&T Corp - Liberty Media - A Common Stock 001957208 47 896 SH APT Satellite Holdings Ltd ADR ADR 00203R105 110 44,000 SH ASA Ltd Common Stock 002050102 12 700 SH AT&T Capital Corp. 8.25% Pfd Sr Preferred Stock 00206J209 169 6,500 SH AT&T Cap Corp 8.125% Preferred Stock 00206J308 78 3,000 SH ATG Inc. Common Stock 00206P106 10 1,500 SH ATL Ultrasound Inc. Common Stock 00207N100 5 100 SH AVX Corporation Common Stock 002444107 16 1,000 SH Abbott Laboratories Common Stock 002824100 7,985 170,572 SH Abercrombie & Fitch Co Cl A Common Stock 002896207 43 465 SH Abacan Resource Corp. New Foreign Stock 002919108 3 19,680 SH ABN AMRO Capital FDG Trust I 7.5% Pfd Preferred Stock 00371Q202 45 1,800 SH ACNielsen Corp. Common Stock 004833109 1 50 SH Action Performance Cos Inc. Common Stock 004933107 108 3,600 SH ACX Technologies Inc. Common Stock 005123104 1 100 SH ADAC Laboratories New Common Stock 005313200 66 4,850 SH Adams Express Common Stock 006212104 8 282 SH Adams Golf Inc Common Stock 006228100 1 200 SH Adaptec Inc. Common Stock 00651F108 20 875 SH Adobe Systems Inc. Common Stock 00724F101 369 6,509 SH Adtran Inc. Common Stock 00738A106 9 550 SH Advanced Communication System Inc Common Stock 00750X109 5 400 SH Advanced Fibre Communication Common Stock 00754A105 6 600 SH Advanced Radio Telecom Corp Common Stock 00754U101 12 1,000 SH Page Total: 25,527 Advo Inc Common Stock 007585102 19 1,000 SH Aerial Communications Inc. Common Stock 007655103 47 6,000 SH Aeroflex Inc. Common Stock 007768104 14 1,000 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- AAR Corp. X 0 225 0 ABR Information Services Inc. X 0 200 0 A D C Telecommunications Inc. X 0 3,624 0 Acm Government Income Fund Inc. X 0 3,400 0 ABN Amro Hldg NV Sponsored ADR X 0 4,645 0 AFC Cable Systems Inc. X 0 300 0 ABM Industries Inc. X 0 2,420 0 Aflac Corp. New X 0 10,944 0 Agco Corp. X 0 30,280 0 AGL Resources Inc. X 0 7,875 0 The AES Corp. X 0 35,882 0 AK Steel Holding Corp. X 0 1,200 0 AMB Ppty Corp 8.50% Cum Red X 0 2,100 0 AMR Corp. X 0 29,300 0 ANZ Exch Pfd Trust 8% X 0 800 0 ARC International Corp. X 0 200 0 APS Holding Corp. X 0 1,150 0 ATS Automation Tooling Systems X 0 600 0 ARM Financial Group X 0 2,000 0 AT & T Corp. X 0 149,026 0 AT&T Corp - Liberty Media - A X 0 896 0 APT Satellite Holdings Ltd ADR X 0 44,000 0 ASA Ltd X 0 700 0 AT&T Capital Corp. 8.25% Pfd Sr X 0 6,500 0 AT&T Cap Corp 8.125% X 0 3,000 0 ATG Inc. X 0 1,500 0 ATL Ultrasound Inc. X 0 100 0 AVX Corporation X 0 1,000 0 Abbott Laboratories X 0 170,572 0 Abercrombie & Fitch Co Cl A X 0 465 0 Abacan Resource Corp. New X 0 19,680 0 ABN AMRO Capital FDG Trust I 7.5% Pfd X 0 1,800 0 ACNielsen Corp. X 0 50 0 Action Performance Cos Inc. X 0 3,600 0 ACX Technologies Inc. X 0 100 0 ADAC Laboratories New X 0 4,850 0 Adams Express X 0 282 0 Adams Golf Inc X 0 200 0 Adaptec Inc. X 0 875 0 Adobe Systems Inc. X 0 6,509 0 Adtran Inc. X 0 550 0 Advanced Communication System Inc X 0 400 0 Advanced Fibre Communication X 0 600 0 Advanced Radio Telecom Corp X 0 1,000 0 Advo Inc X 0 1,000 0 Aerial Communications Inc. X 0 6,000 0 Aeroflex Inc. X 0 1,000 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Aeroquip Vickers Inc. Common Stock 007869100 6 100 SH Advanced Micro Devices Inc. Common Stock 007903107 541 34,915 SH Aegon N V ADR 007924103 301 3,349 SH Advanta Corp. CL A Common Stock 007942105 15 1,322 SH Aetna Capital LLC 9.50% Cum Monthly Preferred Stock 008095200 26 1,000 SH Aetna Inc. Common Stock 008117103 904 10,890 SH Aetna Inc. PFD Class C 6.25% Preferred Stock 008117202 162 2,143 SH Affiliated Computer Services Common Stock 008190100 1,199 26,206 SH Affiliated Managers Group Common Stock 008252108 16 600 SH Agnico-Eagle Mines Ltd N E Common Stock 008474108 3 500 SH Agouron Pharmaceuticals Inc. Common Stock 008488108 35 620 SH Agribiotech Inc Common Stock 008494106 3 425 SH Agrium Inc Canadian Orig PFD Preferred Stock 008916207 25 1,000 SH Air Products and Chemicals, Inc. Common Stock 009158106 119 3,460 SH Airborne Freight Corp. Common Stock 009266107 226 7,250 SH Airtran Holdings Inc. Common Stock 00949P108 10 2,500 SH Airtouch Communications Inc. Common Stock 00949T100 1,319 13,652 SH Airtouch Communications 4.25% Preferred Stock 00949T308 74 550 SH AKZO Nobel NV Spons ADR ADR 010199305 7 192 SH Alabama Power Capt Trust II Preferred Stock 010388205 51 2,000 SH Alabama Power Co. 7.00% Ser B Pfd Preferred Stock 010392637 40 1,600 SH Alabama Power Co 7.125% Senior Preferred Stock 010392645 9 350 SH Alaska Air Group Inc. Common Stock 011659109 176 3,700 SH Albemarle Corp. Common Stock 012653101 6 302 SH Alberto Culver Co Cl B Conv Common Stock 013068101 5 200 SH Alberto Culver Co. Cl A Common Stock 013068200 61 2,860 SH Albertson's Inc. Common Stock 013104104 1,405 25,867 SH Alcan Aluminium Ltd Common Stock 013716105 39 1,500 SH Alcide Corp. Common Stock 013742507 4 278 SH Alcoa Inc. Common Stock 013817101 138 3,348 SH Alcatel Alsthom Sponsored ADR ADR 013904305 163 7,133 SH Alexandria Real Estate Equities Inc. Common Stock 015271109 11 400 SH Aliant Communications Inc. Common Stock 016090102 12 300 SH Allegheny Energy Inc. Common Stock 017361106 614 20,816 SH Allegheny Teledyne Inc. Common Stock 017415100 78 4,105 SH Allen Organ Co Class B Common Stock 017753104 32 850 SH Allen Telecom Inc. Common Stock 018091108 12 1,900 SH Allergan Inc. Common Stock 018490102 4 50 SH Alliance Communications Corp. Common Stock 01853E204 331 21,000 SH Alliance Capital Management - LP Limited Partner 018548107 105 4,150 SH Allico Corp. Common Stock 018836106 0 10,000 SH Allied Capital Corp. Common Stock 01903Q108 331 18,037 SH Allied Signal Corp. Common Stock 019512102 7,686 156,261 SH Allied Waste Inds Inc. Com New Common Stock 019589308 150 10,405 SH Allied Zurich PLC Sponsored ADR ADR 01959Q101 76 2,829 SH The Allstate Corp. Common Stock 020002101 3,938 106,247 SH Allstate Corp. - 7.125% Sr Qtrly In Preferred Stock 020002200 19 749 SH Allstate Financing I 7.95% Cum Preferred Stock 020013207 256 9,950 SH Page Total: 20,820 Alltel Corp. Common Stock 020039103 499 7,999 SH Alpha Beta Technology Inc. Common Stock 02071K105 0 400 SH Alphanet Solutions Inc. Common Stock 020787107 4 1,000 SH Alpine Mining co. Common Stock 020845103 0 12,500 SH Altera Corp. Common Stock 021441100 45 754 SH ALZA Corp. Com Common Stock 022615108 103 2,705 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Aeroquip Vickers Inc. X 0 100 0 Advanced Micro Devices Inc. X 0 34,915 0 Aegon N V X 0 3,349 0 Advanta Corp. CL A X 0 1,322 0 Aetna Capital LLC 9.50% Cum Monthly X 0 1,000 0 Aetna Inc. X 0 10,890 0 Aetna Inc. PFD Class C 6.25% X 0 2,143 0 Affiliated Computer Services X 0 26,206 0 Affiliated Managers Group X 0 600 0 Agnico-Eagle Mines Ltd N E X 0 500 0 Agouron Pharmaceuticals Inc. X 0 620 0 Agribiotech Inc X 0 425 0 Agrium Inc Canadian Orig PFD X 0 1,000 0 Air Products and Chemicals, Inc. X 0 3,460 0 Airborne Freight Corp. X 0 7,250 0 Airtran Holdings Inc. X 0 2,500 0 Airtouch Communications Inc. X 0 13,652 0 Airtouch Communications 4.25% X 0 550 0 AKZO Nobel NV Spons ADR X 0 192 0 Alabama Power Capt Trust II X 0 2,000 0 Alabama Power Co. 7.00% Ser B Pfd X 0 1,600 0 Alabama Power Co 7.125% Senior X 0 350 0 Alaska Air Group Inc. X 0 3,700 0 Albemarle Corp. X 0 302 0 Alberto Culver Co Cl B Conv X 0 200 0 Alberto Culver Co. Cl A X 0 2,860 0 Albertson's Inc. X 0 25,867 0 Alcan Aluminium Ltd X 0 1,500 0 Alcide Corp. X 0 278 0 Alcoa Inc. X 0 3,348 0 Alcatel Alsthom Sponsored ADR X 0 7,133 0 Alexandria Real Estate Equities Inc. X 0 400 0 Aliant Communications Inc. X 0 300 0 Allegheny Energy Inc. X 0 20,816 0 Allegheny Teledyne Inc. X 0 4,105 0 Allen Organ Co Class B X 0 850 0 Allen Telecom Inc. X 0 1,900 0 Allergan Inc. X 0 50 0 Alliance Communications Corp. X 0 21,000 0 Alliance Capital Management - LP X 0 4,150 0 Allico Corp. X 0 10,000 0 Allied Capital Corp. X 0 18,037 0 Allied Signal Corp. X 0 156,261 0 Allied Waste Inds Inc. Com New X 0 10,405 0 Allied Zurich PLC Sponsored ADR X 0 2,829 0 The Allstate Corp. X 0 106,247 0 Allstate Corp. - 7.125% Sr Qtrly In X 0 749 0 Allstate Financing I 7.95% Cum X 0 9,950 0 Alltel Corp. X 0 7,999 0 Alpha Beta Technology Inc. X 0 400 0 Alphanet Solutions Inc. X 0 1,000 0 Alpine Mining co. X 0 12,500 0 Altera Corp. X 0 754 0 ALZA Corp. Com X 0 2,705 0
Page 3 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Amazon.com, Inc. Common Stock 023135106 297 1,726 SH Ambac Financial Group Inc 7.08% Preferred Stock 023139306 151 6,000 SH Ambase Corporation Common Stock 023164106 0 40 SH Amcast Industrial Corp Common Stock 023395106 8 477 SH Ameren Corp. Common Stock 023608102 82 2,256 SH America Online Inc. Common Stock 02364J104 48,033 328,991 SH America West Holdings Corp. Common Stock 023657208 2 100 SH American Annuity Group Inc. Common Stock 023840101 6 290 SH America First Financial Fd 1987-A LP Limited Partner 023913106 0 2,000 SH America First Mortgage Invst Common Stock 023934102 16 3,400 SH American Bancorporation Cap Trust I Preferred Stock 024075202 132 13,400 SH American Bankers Insurance Group, Inc. Common Stock 024456105 179 3,450 SH American Capital Strategies Common Stock 024937104 575 33,600 SH American Electric Power Co Common Stock 025537101 409 10,311 SH American Express Co. Common Stock 025816109 4,436 37,753 SH American Express Co Cap Tr 1 7% Preferred Stock 02583Y205 9 350 SH American Financial Group Inc. Common Stock 025932104 214 6,075 SH American Financial Cap Trust Preferred Stock 026077206 95 3,610 SH American General Corp. Common Stock 026351106 950 13,470 SH American Health Properties Common Stock 026494104 95 5,248 SH American Health Prop Dep Shares Common Stock 026494302 0 150 SH American Health Prop Inc. Preferred Stock 026494401 30 1,550 SH American Healthcorp, Inc. Common Stock 02649V104 439 57,535 SH American Home Products Corp. Common Stock 026609107 9,473 145,186 SH American Homestar Corp Common Stock 026651109 37 5,000 SH American International Group Inc. Common Stock 026874107 4,543 37,659 SH American Management Systems Inc. Common Stock 027352103 3,142 92,065 SH American Medical Electronics Common Stock 027425776 0 2,500 SH American Medical Electronics Common Stock 027425990 0 2,500 SH American Patents Unlimited Inc Common Stock 028829109 0 16,000 SH American Oncology Res Inc. Common Stock 028910107 16 1,750 SH American Residential Services Inc. Common Stock 028911105 7 1,250 SH American Retirement Corp. Common Stock 028913101 18 1,280 SH American Power Conversion Common Stock 029066107 3 100 SH American Precision Industries Common Stock 029069101 137 14,200 SH American Re Capital Cum Income Preferred Stock 029162203 8 300 SH American Science & Engineering Inc Common Stock 029429107 1 100 SH American Skiing Co. Common Stock 029654308 3 800 SH American Software CL A Common Stock 029683109 3 1,000 SH American Standard Companies Inc. Common Stock 029712106 139 4,032 SH American States Water Company Common Stock 029899101 67 2,775 SH American Tower System Corp Cl A Common Stock 029912201 15 600 SH American Stores Co Common Stock 030096101 39 1,180 SH American Superconductor Corp. Common Stock 030111108 70 7,700 SH American Water Works Co Inc. Common Stock 030411102 156 5,360 SH Page Total: 74,683 Americredit Corp. Common Stock 03060R101 49 3,700 SH Amerilink Corp. Common Stock 03070N108 1 100 SH Amerin Corp. Common Stock 03070X106 531 26,125 SH Ameron Inc. Common Stock 030710107 57 1,596 SH Ameritrade Holding Corp. Class A Common Stock 03072H109 161 2,600 SH Amerus Life Holdings Inc. Class A Common Stock 030732101 4 185 SH Ameritech Corp. Common Stock 030954101 2,561 44,242 SH Ametek Inc. New Common Stock 031100100 31 1,700 SH AMF Bowling Inc. Common Stock 03113V109 8 2,000 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Amazon.com, Inc. X 0 1,726 0 Ambac Financial Group Inc 7.08% X 0 6,000 0 Ambase Corporation X 0 40 0 Amcast Industrial Corp X 0 477 0 Ameren Corp. X 0 2,256 0 America Online Inc. X 0 328,991 0 America West Holdings Corp. X 0 100 0 American Annuity Group Inc. X 0 290 0 America First Financial Fd 1987-A LP X 0 2,000 0 America First Mortgage Invst X 0 3,400 0 American Bancorporation Cap Trust I X 0 13,400 0 American Bankers Insurance Group, Inc. X 0 3,450 0 American Capital Strategies X 0 33,600 0 American Electric Power Co X 0 10,311 0 American Express Co. X 0 37,753 0 American Express Co Cap Tr 1 7% X 0 350 0 American Financial Group Inc. X 0 6,075 0 American Financial Cap Trust X 0 3,610 0 American General Corp. X 0 13,470 0 American Health Properties X 0 5,248 0 American Health Prop Dep Shares X 0 150 0 American Health Prop Inc. X 0 1,550 0 American Healthcorp, Inc. X 0 57,535 0 American Home Products Corp. X 0 145,186 0 American Homestar Corp X 0 5,000 0 American International Group Inc. X 0 37,659 0 American Management Systems Inc. X 0 92,065 0 American Medical Electronics X 0 2,500 0 American Medical Electronics X 0 2,500 0 American Patents Unlimited Inc X 0 16,000 0 American Oncology Res Inc. X 0 1,750 0 American Residential Services Inc. X 0 1,250 0 American Retirement Corp. X 0 1,280 0 American Power Conversion X 0 100 0 American Precision Industries X 0 14,200 0 American Re Capital Cum Income X 0 300 0 American Science & Engineering Inc X 0 100 0 American Skiing Co. X 0 800 0 American Software CL A X 0 1,000 0 American Standard Companies Inc. X 0 4,032 0 American States Water Company X 0 2,775 0 American Tower System Corp Cl A X 0 600 0 American Stores Co X 0 1,180 0 American Superconductor Corp. X 0 7,700 0 American Water Works Co Inc. X 0 5,360 0 Americredit Corp. X 0 3,700 0 Amerilink Corp. X 0 100 0 Amerin Corp. X 0 26,125 0 Ameron Inc. X 0 1,596 0 Ameritrade Holding Corp. Class A X 0 2,600 0 Amerus Life Holdings Inc. Class A X 0 185 0 Ameritech Corp. X 0 44,242 0 Ametek Inc. New X 0 1,700 0 AMF Bowling Inc. X 0 2,000 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Amgen Inc. Common Stock 031162100 9,326 124,552 SH Ammonia Hold Inc. Common Stock 03167H105 1 1,000 SH Amp Inc. Common Stock 031897101 487 9,064 SH AMP Inc (Tender Offer) Common Stock 031897986 20 500 SH Amresco Inc. Common Stock 031909104 3 350 SH Ampal American Israel Corp. Common Stock 032015109 20 5,000 SH Ampal Amern Israel Corp. Preferred Stock 032015307 1 102 SH Amphenol Corp New Cl A Common Stock 032095101 11 300 SH AmSouth Bancorp Common Stock 032165102 513 11,274 SH Amsurg Corp.- Cl A Common Stock 03232P108 32 4,585 SH Amsurg Corp.- Cl B Common Stock 03232P207 235 33,595 SH Amylin Pharmaceuticals Inc. Common Stock 032346108 12 11,000 SH Anadarko Pete Corp. Common Stock 032511107 93 2,462 SH Anadigics Inc. Common Stock 032515108 1 72 SH Analog Devices Inc. Common Stock 032654105 148 4,960 SH Analysts Intl Corp. Common Stock 032681108 17 1,450 SH Analytical Surveys Inc. Common Stock 032683302 18 675 SH Andrew Corp. Common Stock 034425108 71 5,800 SH Angeles Income Properties LTD Limited Partner 03464D302 0 10 SH Anglogold Limited-Spon ADR ADR 035128206 4 207 SH Anheuser-Busch Companies Inc. Common Stock 035229103 9,891 129,819 SH Anta Corp. Common Stock 036628105 0 42 SH Ansys Inc. Common Stock 03662Q105 93 13,500 SH Antec Corp. Common Stock 03664P105 18 825 SH AON Corp. Common Stock 037389103 161 2,549 SH Apache Corp. Common Stock 037411105 17 650 SH Apartment Invt & Mgmt Co 9% Cum Perp Preferred Stock 03748R200 189 8,600 SH Apartment Inv & Mgmt Co 8.75% Cum PFD Preferred Stock 03748R309 142 6,500 SH Apex Municipal Fund, Inc. Common Stock 037580107 15 1,500 SH Appalachian Oil & Gas Inc Common Stock 037725207 0 100 SH Apple Computer Common Stock 037833100 225 6,250 SH Apple Orthodontix Inc Cl A Common Stock 037849106 2 500 SH Applebee's International Inc. Common Stock 037899101 35 1,425 SH Applied Coatings Intl Inc Common Stock 037905106 0 2,000 SH Applied Innovation Inc. Common Stock 037916103 15 4,500 SH Applied Materials Inc. Common Stock 038222105 1,783 28,907 SH Applied Power Inc Class A Common Stock 038225108 197 7,230 SH Aptargroup Inc. Common Stock 038336103 156 6,000 SH Arcadia Financial Limited Common Stock 039101100 2 400 SH Arch Chemicals Common Stock 03937R102 12 700 SH Archer-Daniels Midland Co. Common Stock 039483102 319 21,708 SH Archstone Communities Trust Common Stock 039581103 519 25,764 SH Page Total: 28,203 Archstone Communities Tr 9% PFD Ser B Preferred Stock 039581301 111 4,443 SH Arden Realty Group Inc. Common Stock 039793104 1 50 SH The Argentina Fund, Inc. Common Stock 040112104 4 400 SH ARMCO Inc. Common Stock 042170100 1 200 SH Armstrong World Industries Inc. Common Stock 042476101 25 550 SH Arrow Electronics Inc. Common Stock 042735100 367 24,475 SH Artesyn Technologies Inc. Common Stock 043127109 4 300 SH Asarco Inc. Common Stock 043413103 7 500 SH Ascend Communication Inc. Common Stock 043491109 391 4,672 SH Ascent Entertainment Group Inc. Common Stock 043628106 11 1,000 SH Ashland Inc. Common Stock 044204105 9 231 SH Asia Pacific Fund Inc. Common Stock 044901106 30 4,262 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Amgen Inc. X 0 124,552 0 Ammonia Hold Inc. X 0 1,000 0 Amp Inc. X 0 9,064 0 AMP Inc (Tender Offer) X 0 500 0 Amresco Inc. X 0 350 0 Ampal American Israel Corp. X 0 5,000 0 Ampal Amern Israel Corp. X 0 102 0 Amphenol Corp New Cl A X 0 300 0 AmSouth Bancorp X 0 11,274 0 Amsurg Corp.- Cl A X 0 4,585 0 Amsurg Corp.- Cl B X 0 33,595 0 Amylin Pharmaceuticals Inc. X 0 11,000 0 Anadarko Pete Corp. X 0 2,462 0 Anadigics Inc. X 0 72 0 Analog Devices Inc. X 0 4,960 0 Analysts Intl Corp. X 0 1,450 0 Analytical Surveys Inc. X 0 675 0 Andrew Corp. X 0 5,800 0 Angeles Income Properties LTD X 0 10 0 Anglogold Limited-Spon ADR X 0 207 0 Anheuser-Busch Companies Inc. X 0 129,819 0 Anta Corp. X 0 42 0 Ansys Inc. X 0 13,500 0 Antec Corp. X 0 825 0 AON Corp. X 0 2,549 0 Apache Corp. X 0 650 0 Apartment Invt & Mgmt Co 9% Cum Perp X 0 8,600 0 Apartment Inv & Mgmt Co 8.75% Cum PFD X 0 6,500 0 Apex Municipal Fund, Inc. X 0 1,500 0 Appalachian Oil & Gas Inc X 0 100 0 Apple Computer X 0 6,250 0 Apple Orthodontix Inc Cl A X 0 500 0 Applebee's International Inc. X 0 1,425 0 Applied Coatings Intl Inc X 0 2,000 0 Applied Innovation Inc. X 0 4,500 0 Applied Materials Inc. X 0 28,907 0 Applied Power Inc Class A X 0 7,230 0 Aptargroup Inc. X 0 6,000 0 Arcadia Financial Limited X 0 400 0 Arch Chemicals X 0 700 0 Archer-Daniels Midland Co. X 0 21,708 0 Archstone Communities Trust X 0 25,764 0 Archstone Communities Tr 9% PFD Ser B X 0 4,443 0 Arden Realty Group Inc. X 0 50 0 The Argentina Fund, Inc. X 0 400 0 ARMCO Inc. X 0 200 0 Armstrong World Industries Inc. X 0 550 0 Arrow Electronics Inc. X 0 24,475 0 Artesyn Technologies Inc. X 0 300 0 Asarco Inc. X 0 500 0 Ascend Communication Inc. X 0 4,672 0 Ascent Entertainment Group Inc. X 0 1,000 0 Ashland Inc. X 0 231 0 Asia Pacific Fund Inc. X 0 4,262 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Aspect Development Inc Common Stock 045234101 2 100 SH Asset Investors Corp New Common Stock 045417201 1 80 SH Associated Estates Realty Corp. Common Stock 045604105 28 2,675 SH Associated Group Inc. CL A Common Stock 045651106 90 1,817 SH Associated Group Inc. Cl B Common Stock 045651205 216 4,445 SH At Home Corp. Cl A Common Stock 045919107 1,216 7,718 SH Associates First Capital Corp. Common Stock 046008108 2,227 49,484 SH Astoria Financial Corp. Common Stock 046265104 18 350 SH Astra AB - Spons ADR A ADR 046298105 0 0 SH Atlantic Capt I Cum Qtly Inc. Preferred Stock 048272207 244 9,550 SH Atlantic Capital Trust II Tr 7.375% Pf Preferred Stock 04827P206 34 1,400 SH Atlantic Coast Airlines Common Stock 048396105 22 775 SH Atlantic Finl Fed Common Stock 048535108 0 250 SH Atlantic Financial Corp Common Stock 04853R100 37 2,300 SH Atlantic Richfield Co. Common Stock 048825103 2,969 40,669 SH Atlantic Richfield Co Pref Preferred Stock 048825400 2 5 SH Atlantis Group Inc New Common Stock 049148109 0 25 SH Atlas Air Inc. Common Stock 049164106 13 450 SH Atlas Corp. New Common Stock 049267305 0 44 SH Atmel Corp. Common Stock 049513104 56 3,700 SH ATMOS Energy Corp Common Stock 049560105 24 1,000 SH Aurora Foods Inc Common Stock 05164B106 402 24,575 SH Australia & New Zealand Bkg ADR 052528304 18 500 SH Australia & New Zealand Preferred Stock 052528403 4 150 SH Autodesk Inc. Common Stock 052769106 5 125 SH Autolliv, Inc. Common Stock 052800109 38 1,003 SH Automatic Data Processing Common Stock 053015103 1,162 28,081 SH Autozone Inc. Common Stock 053332102 27 900 SH Avalon Hldgs Corp. Common Stock 05343P109 2 375 SH Avalonbay Communities Inc. Common Stock 053484101 123 3,889 SH Avalonbay Communities Inc PFD SrD 8.00 Preferred Stock 053484309 24 1,000 SH Avalonbay Communities Inc PFD SrF 9.00 Preferred Stock 053484507 42 1,700 SH AvalonBay Communities Inc PFD SrG 8.96 Preferred Stock 053484606 5 200 SH Avalonbay Communities Inc 8.7% Sr H Pf Preferred Stock 053484705 13 500 SH Avery Dennison Corp. Common Stock 053611109 154 2,680 SH Avid Technology Inc. Common Stock 05367P100 9 500 SH Aviron Common Stock 053762100 20 1,000 SH Avista Corp Common Stock 05379B107 62 3,788 SH Avista Corp. Conv Pfd Preferred Stock 05379B503 246 14,376 SH Page Total: 10,515 Avitar Inc Common Stock 053801106 0 9 SH Avnet Inc. Common Stock 053807103 11 295 SH Avoca Inc. Common Stock 053843108 8 700 SH Avon Products Inc. Common Stock 054303102 702 14,916 SH Avondale Industries Inc. Common Stock 054350103 6 200 SH Aware Inc. Mass Common Stock 05453N100 9 200 SH Axent Technologies Inc. Common Stock 05459C108 4 160 SH AZTAR Corp. Common Stock 054802103 0 25 SH BB&T Corp. Common Stock 054937107 3,186 88,033 SH BBC Capital Trust I 9.5% Cum Pfd Preferred Stock 05527J200 206 8,185 SH BCE Inc. Common Stock 05534B109 31 700 SH BEC Energy Com Common Stock 05538M101 339 9,237 SH BGE Capital Trust 1 7.16% Tr Preferred Stock 055415202 446 17,750 SH BHC Communications Inc. Common Stock 055448104 5 40 SH BJ Services Co. Common Stock 055482103 26 1,100 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Aspect Development Inc X 0 100 0 Asset Investors Corp New X 0 80 0 Associated Estates Realty Corp. X 0 2,675 0 Associated Group Inc. CL A X 0 1,817 0 Associated Group Inc. Cl B X 0 4,445 0 At Home Corp. Cl A X 0 7,718 0 Associates First Capital Corp. X 0 49,484 0 Astoria Financial Corp. X 0 350 0 Astra AB - Spons ADR A X 0 0 0 Atlantic Capt I Cum Qtly Inc. X 0 9,550 0 Atlantic Capital Trust II Tr 7.375% Pf X 0 1,400 0 Atlantic Coast Airlines X 0 775 0 Atlantic Finl Fed X 0 250 0 Atlantic Financial Corp X 0 2,300 0 Atlantic Richfield Co. X 0 40,669 0 Atlantic Richfield Co Pref X 0 5 0 Atlantis Group Inc New X 0 25 0 Atlas Air Inc. X 0 450 0 Atlas Corp. New X 0 44 0 Atmel Corp. X 0 3,700 0 ATMOS Energy Corp X 0 1,000 0 Aurora Foods Inc X 0 24,575 0 Australia & New Zealand Bkg X 0 500 0 Australia & New Zealand X 0 150 0 Autodesk Inc. X 0 125 0 Autolliv, Inc. X 0 1,003 0 Automatic Data Processing X 0 28,081 0 Autozone Inc. X 0 900 0 Avalon Hldgs Corp. X 0 375 0 Avalonbay Communities Inc. X 0 3,889 0 Avalonbay Communities Inc PFD SrD 8.00 X 0 1,000 0 Avalonbay Communities Inc PFD SrF 9.00 X 0 1,700 0 AvalonBay Communities Inc PFD SrG 8.96 X 0 200 0 Avalonbay Communities Inc 8.7% Sr H Pf X 0 500 0 Avery Dennison Corp. X 0 2,680 0 Avid Technology Inc. X 0 500 0 Aviron X 0 1,000 0 Avista Corp X 0 3,788 0 Avista Corp. Conv Pfd X 0 14,376 0 Avitar Inc X 0 9 0 Avnet Inc. X 0 295 0 Avoca Inc. X 0 700 0 Avon Products Inc. X 0 14,916 0 Avondale Industries Inc. X 0 200 0 Aware Inc. Mass X 0 200 0 Axent Technologies Inc. X 0 160 0 AZTAR Corp. X 0 25 0 BB&T Corp. X 0 88,033 0 BBC Capital Trust I 9.5% Cum Pfd X 0 8,185 0 BCE Inc. X 0 700 0 BEC Energy Com X 0 9,237 0 BGE Capital Trust 1 7.16% Tr X 0 17,750 0 BHC Communications Inc. X 0 40 0 BJ Services Co. X 0 1,100 0
Page 6 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Wts BJ Services co Common Stock 055482111 52 2,700 SH BJ's Wholesale Club Inc. Common Stock 05548J106 1,902 71,958 SH BP Amoco Plc -Spons ADR ADR 055622104 4,869 48,242 SH BP Prudhoe Bay Rty Tr Unit Ben Int Common Stock 055630107 4 485 SH BNY Capital III-Trust Preferred Stock 05563W206 58 2,300 SH BRE Properties Inc. Cl A Common Stock 05564E106 112 4,942 SH BT Financial Corp. Common Stock 055763106 13 484 SH BTG Inc. Common Stock 05576J101 1 100 SH BT Preferred Capital Trust I 8.125% Preferred Stock 055839203 13 500 SH BMC Software Common Stock 055921100 47 1,280 SH Baker Hughes Inc. Common Stock 057224107 231 9,500 SH Balcor Equity Pension Ins LP Limited Partner 057672107 0 12 SH Balcor Pension Investors L P Unit LTD Limited Partner 057677403 0 4 SH Ball Corp. Common Stock 058498106 89 1,903 SH Ballard Power Systems Inc. Common Stock 05858H104 88 2,860 SH Bally Total Fitness Holdings Corp. Common Stock 05873K108 4 150 SH Baltimore Gas & Electric Co. Common Stock 059165100 2,866 112,945 SH Banca Quadrum SA ADR ADR 05944R108 31 13,200 SH Banco Bilbao Vizcaya Intl (Gibraltar) ADR 059456301 5 200 SH Banco Santander SA ADR ADR 059574202 3 150 SH Bandag Inc. Common Stock 059815100 70 2,485 SH Bandag Inc. Class A Common Stock 059815308 2 105 SH Bangor Hydro Electric CO Common Stock 060077104 4 300 SH Bank Of East Asia Ltd Spons ADR 061874103 4 2,160 SH Bank Of Granite Corp Common Stock 062401104 32 1,439 SH Bank of New York Common Stock 064057102 639 17,785 SH Bank One Corp Common Stock 06423A103 5,823 105,749 SH Banc One Corp Pfd Pur Unit 7.5% Preferred Stock 06423A707 73 2,900 SH Bank Atlantic Bancorp Inc. A Common Stock 065908501 5 750 SH BankAmerica Corp. Common Stock 06605F102 9,683 137,110 SH BankBoston Corp. Common Stock 06605R106 1,518 35,041 SH Bankers Trust New York Corp. Common Stock 066365107 396 4,488 SH Units Bankers Trust NY Dep Shs Reps Preferred Stock 066365743 12 500 SH Bank United Capital II-9.60% Cum Trust Preferred Stock 06651W207 40 1,600 SH Banpais S.A. -Spons ADR ADR 066700105 0 200 SH Bankunited Capital III 9% Tr PFD Secs Preferred Stock 066918202 50 2,100 SH Page Total: 33,719 Bard C R Inc. Common Stock 067383109 192 3,800 SH Barclays Bank Plc 11.25% Amer Preferred Stock 06738C505 38 1,400 SH Barclays Bank Plc 8.0% Ser E2 Pfd Preferred Stock 06738C836 134 5,050 SH Barnes & Noble Inc. Common Stock 067774109 67 2,080 SH Barrick Gold Corp. Foreign Stock 067901108 14 800 SH Barr Labs Inc. Common Stock 068306109 81 2,650 SH Barra Inc. Common Stock 068313105 5 200 SH Barry R G Corp. Ohio Common Stock 068798107 35 4,050 SH Basin Exploration Inc. Common Stock 070107107 28 2,000 SH Battle Mountain Gold Co Common Stock 071593107 0 180 SH Bausch & Lomb Inc. Common Stock 071707103 52 800 SH Baxter International Inc. Common Stock 071813109 1,319 19,978 SH Baxter International Inc - CVR Common Stock 071813125 0 2,800 SH Bay View Cap Corp. Del Com Common Stock 07262L101 19 1,022 SH Bayer AG Spons ADR ADR 072730302 4 100 SH BE Aerospace, Inc. Common Stock 073302101 375 25,400 SH Bear Stearns Captl Trust II 7.50% Preferred Stock 07383J209 82 3,265 SH Bear Stearns Companies, Inc. Common Stock 073902108 772 17,278 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Wts BJ Services co X 0 2,700 0 BJ's Wholesale Club Inc. X 0 71,958 0 BP Amoco Plc -Spons ADR X 0 48,242 0 BP Prudhoe Bay Rty Tr Unit Ben Int X 0 485 0 BNY Capital III-Trust X 0 2,300 0 BRE Properties Inc. Cl A X 0 4,942 0 BT Financial Corp. X 0 484 0 BTG Inc. X 0 100 0 BT Preferred Capital Trust I 8.125% X 0 500 0 BMC Software X 0 1,280 0 Baker Hughes Inc. X 0 9,500 0 Balcor Equity Pension Ins LP X 0 12 0 Balcor Pension Investors L P Unit LTD X 0 4 0 Ball Corp. X 0 1,903 0 Ballard Power Systems Inc. X 0 2,860 0 Bally Total Fitness Holdings Corp. X 0 150 0 Baltimore Gas & Electric Co. X 0 112,945 0 Banca Quadrum SA ADR X 0 13,200 0 Banco Bilbao Vizcaya Intl (Gibraltar) X 0 200 0 Banco Santander SA ADR X 0 150 0 Bandag Inc. X 0 2,485 0 Bandag Inc. Class A X 0 105 0 Bangor Hydro Electric CO X 0 300 0 Bank Of East Asia Ltd Spons X 0 2,160 0 Bank Of Granite Corp X 0 1,439 0 Bank of New York X 0 17,785 0 Bank One Corp X 0 105,749 0 Banc One Corp Pfd Pur Unit 7.5% X 0 2,900 0 Bank Atlantic Bancorp Inc. A X 0 750 0 BankAmerica Corp. X 0 137,110 0 BankBoston Corp. X 0 35,041 0 Bankers Trust New York Corp. X 0 4,488 0 Units Bankers Trust NY Dep Shs Reps X 0 500 0 Bank United Capital II-9.60% Cum Trust X 0 1,600 0 Banpais S.A. -Spons ADR X 0 200 0 Bankunited Capital III 9% Tr PFD Secs X 0 2,100 0 Bard C R Inc. X 0 3,800 0 Barclays Bank Plc 11.25% Amer X 0 1,400 0 Barclays Bank Plc 8.0% Ser E2 Pfd X 0 5,050 0 Barnes & Noble Inc. X 0 2,080 0 Barrick Gold Corp. X 0 800 0 Barr Labs Inc. X 0 2,650 0 Barra Inc. X 0 200 0 Barry R G Corp. Ohio X 0 4,050 0 Basin Exploration Inc. X 0 2,000 0 Battle Mountain Gold Co X 0 180 0 Bausch & Lomb Inc. X 0 800 0 Baxter International Inc. X 0 19,978 0 Baxter International Inc - CVR X 0 2,800 0 Bay View Cap Corp. Del Com X 0 1,022 0 Bayer AG Spons ADR X 0 100 0 BE Aerospace, Inc. X 0 25,400 0 Bear Stearns Captl Trust II 7.50% X 0 3,265 0 Bear Stearns Companies, Inc. X 0 17,278 0
Page 7 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Beckman Coulter Inc. Common Stock 075811109 124 2,819 SH Becton Dickinson & Co Common Stock 075887109 2,381 62,148 SH Bed Bath & Beyond Inc. Common Stock 075896100 29 800 SH Belden, Inc. Common Stock 077459105 28 1,625 SH Bell & Howell Co. Common Stock 077852101 57 1,950 SH Bell Atlantic Corp. Common Stock 077853109 5,443 105,307 SH Bell Industries Inc. Common Stock 078107109 5 510 SH BellSouth Corp. Common Stock 079860102 5,925 147,890 SH Belmont Bancorp St. Clairsville Common Stock 080162100 55 3,250 SH Belo A H Com Ser A Common Stock 080555105 1,233 67,575 SH Bema Gold Corp. Common Stock 08135F107 0 225 SH Ben Franklin Retail Stores, Inc. Common Stock 081499105 0 37 SH Benchmark Electronics Inc Common Stock 08160H101 24 800 SH Benton Oil & Gas Co Common Stock 083288100 3 700 SH Bergen Brunswig Corp. Cl A Common Stock 083739102 23 1,156 SH W R Berkley Corp. Common Stock 084423102 137 5,582 SH Berkshire Hathaway Inc. Class A Common Stock 084670108 785 11 SH Berkshire Hathaway Inc. Class B Common Stock 084670207 2,873 1,222 SH Berkshire Realty Co. Common Stock 084710102 7 600 SH Berry & Boyle Dev Ptnrs Common Stock 085757201 0 4 SH Best Buy Inc. Common Stock 086516101 194 3,725 SH Bestfoods Common Stock 08658U101 1,486 31,624 SH Bethlehem Steel Corp. Common Stock 087509105 5 653 SH Beverly Enterprises Inc. New Common Stock 087851309 42 8,200 SH Biddeford & Saco Water Co Common Stock 088815105 7 125 SH Bidnow Com Inc. Common Stock 08883N104 1 100 SH Billing Information Concepts Common Stock 090063108 95 8,000 SH Bindley Western Inds Inc. Common Stock 090324104 8 266 SH Bindview Development Corp Common Stock 090327107 6 200 SH Bio-Rad Laboratories Inc. Common Stock 090572207 11 525 SH Bio-Technology General Corp. Common Stock 090578105 31 5,149 SH Bio-Plexus Inc. Common Stock 09057C106 5 2,000 SH Biogen Inc. Common Stock 090597105 2,658 23,249 SH Page Total: 26,897 Biomatrix Inc Common Stock 09060P102 16 200 SH Biomet Inc. Common Stock 090613100 574 13,680 SH Birmingham Steel Corp. Common Stock 091250100 79 20,040 SH Black & Decker Corp. Common Stock 091797100 415 7,478 SH Black Box Corp. Common Stock 091826107 119 3,850 SH The Blackrock 2001 Term Trust Inc. Common Stock 092477108 45 5,000 SH The Blackrock Income Tr Inc. Common Stock 09247F100 27 4,020 SH The Blackrock California Common Stock 09247G108 16 1,000 SH Blackrock Florida Insured Muni Trust Common Stock 09247H106 25 1,538 SH Blair Corp. Common Stock 092828102 7 450 SH Block Drug Inc. Common Stock 093644102 30 728 SH Block H & R Inc. Common Stock 093671105 1,599 33,750 SH Blue Chip Value Fd Inc Common Stock 095333100 10 1,000 SH Bank of New York Capital II Preferred Stock 096564208 25 950 SH Boddie-Noell Properties Inc. Common Stock 096903109 9 800 SH Boeing Co. Common Stock 097023105 4,000 117,207 SH Boise Cascade Common Stock 097383103 165 5,119 SH Boise Cascade Office Product Common Stock 097403109 4 350 SH Bombardier Inc. Cl B Common Stock 097751200 3 240 SH Books-A-Million Inc. Common Stock 098570104 2 200 SH Borders Group Inc. Common Stock 099709107 105 7,450 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Beckman Coulter Inc. X 0 2,819 0 Becton Dickinson & Co X 0 62,148 0 Bed Bath & Beyond Inc. X 0 800 0 Belden, Inc. X 0 1,625 0 Bell & Howell Co. X 0 1,950 0 Bell Atlantic Corp. X 0 105,307 0 Bell Industries Inc. X 0 510 0 BellSouth Corp. X 0 147,890 0 Belmont Bancorp St. Clairsville X 0 3,250 0 Belo A H Com Ser A X 0 67,575 0 Bema Gold Corp. X 0 225 0 Ben Franklin Retail Stores, Inc. X 0 37 0 Benchmark Electronics Inc X 0 800 0 Benton Oil & Gas Co X 0 700 0 Bergen Brunswig Corp. Cl A X 0 1,156 0 W R Berkley Corp. X 0 5,582 0 Berkshire Hathaway Inc. Class A X 0 11 0 Berkshire Hathaway Inc. Class B X 0 1,222 0 Berkshire Realty Co. X 0 600 0 Berry & Boyle Dev Ptnrs X 0 4 0 Best Buy Inc. X 0 3,725 0 Bestfoods X 0 31,624 0 Bethlehem Steel Corp. X 0 653 0 Beverly Enterprises Inc. New X 0 8,200 0 Biddeford & Saco Water Co X 0 125 0 Bidnow Com Inc. X 0 100 0 Billing Information Concepts X 0 8,000 0 Bindley Western Inds Inc. X 0 266 0 Bindview Development Corp X 0 200 0 Bio-Rad Laboratories Inc. X 0 525 0 Bio-Technology General Corp. X 0 5,149 0 Bio-Plexus Inc. X 0 2,000 0 Biogen Inc. X 0 23,249 0 Biomatrix Inc X 0 200 0 Biomet Inc. X 0 13,680 0 Birmingham Steel Corp. X 0 20,040 0 Black & Decker Corp. X 0 7,478 0 Black Box Corp. X 0 3,850 0 The Blackrock 2001 Term Trust Inc. X 0 5,000 0 The Blackrock Income Tr Inc. X 0 4,020 0 The Blackrock California X 0 1,000 0 Blackrock Florida Insured Muni Trust X 0 1,538 0 Blair Corp. X 0 450 0 Block Drug Inc. X 0 728 0 Block H & R Inc. X 0 33,750 0 Blue Chip Value Fd Inc X 0 1,000 0 Bank of New York Capital II X 0 950 0 Boddie-Noell Properties Inc. X 0 800 0 Boeing Co. X 0 117,207 0 Boise Cascade X 0 5,119 0 Boise Cascade Office Product X 0 350 0 Bombardier Inc. Cl B X 0 240 0 Books-A-Million Inc. X 0 200 0 Borders Group Inc. X 0 7,450 0
Page 8 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Borg-Warner Automotive, Inc. Common Stock 099724106 50 1,041 SH Boston Beer Co Inc. Cl A Common Stock 100557107 12 1,500 SH Boston Communications Group Inc. Common Stock 100582105 4 400 SH Boston Private Finl Holding Common Stock 101119105 46 6,000 SH Boston Properties Inc. Common Stock 101121101 158 5,000 SH Boston Scientific Corp. Common Stock 101137107 64 1,577 SH Bouygues Offshore SA-ADR ADR 102112109 3 200 SH Bovie Medical Corp Common Stock 10211F100 0 6 SH Bowl Amer Inc. Cl A Common Stock 102565108 26 4,000 SH Bowne & Co Inc. Common Stock 103043105 14 1,200 SH Bradley Real Estate Inc. Common Stock 104580105 36 2,000 SH Bradely Real Estate 8.40% PFD Ser A Preferred Stock 104580204 1 63 SH Brandywine Realty Trust SBI Common Stock 105368203 747 45,990 SH Brazil Fund Inc. Common Stock 105759104 2 135 SH Breed Technology Common Stock 106702103 1 401 SH Bridgeport Machines Inc Common Stock 108228107 1 85 SH Bridgestreet Accommodations Inc. Common Stock 108452103 4 1,000 SH Briggs & Stratton Corp. Common Stock 109043109 35 715 SH Bright Horizons Family Solutions Inc. Common Stock 109195107 10 450 SH Brightpoint Inc. Common Stock 109473108 30 5,123 SH Brinker Intl Inc. Common Stock 109641100 467 18,100 SH Bristol-Myers Squibb Co. Common Stock 110122108 18,972 294,997 SH British Airways PLC ADR ADR 110419306 27 400 SH British American Tobacco PLC Spon ADR Foreign Stock 110448107 11 615 SH British Steel PLC ADR ADR 111015301 269 13,325 SH British Telecommunications ADR 111021408 72 440 SH Broadcast Com Inc Common Stock 111310108 66 560 SH Broadcom Corp Cl A Common Stock 111320107 102 1,650 SH Brooktrout Technology Inc. Common Stock 114580103 2 200 SH Brothers Gourmet Coffees Inc Common Stock 114822109 0 6,300 SH Page Total: 28,505 Brown Forman Corp. CL B Common Stock 115637209 24 421 SH Brown Group Inc. Common Stock 115657108 3 200 SH Browning Ferris Industries Incorporate Common Stock 115885105 233 6,045 SH Brunswick Corp. Common Stock 117043109 282 14,775 SH Brunswick Technologies Inc. Common Stock 117394106 181 31,500 SH Bryn Mawr BK Corp. Common Stock 117665109 59 2,188 SH BTR Siebe PLC Spons Adr Common Stock 11776R109 1 59 SH Buckeye Partners L P Unit Common Stock 118230101 174 6,400 SH Buffets, Inc. Common Stock 119882108 37 3,710 SH Burlington Coat Factory Whse Common Stock 121579106 5 400 SH Burlington Northern Santa Fe Corp. Common Stock 12189T104 401 12,212 SH Burlington Resources Common Stock 122014103 300 7,516 SH Bush Industries Inc. Class A Common Stock 123164105 146 11,824 SH Business Objects S A Spons ADR ADR 12328X107 20 675 SH Butler Manufacturing Co. Common Stock 123655102 8 350 SH CAI Wireless Systems Inc. Common Stock 12476P104 0 200 SH CCA Companies Inc. Common Stock 124863101 1 1,000 SH CCB Financial Corp. Common Stock 124875105 857 15,852 SH CB Richard Ellis Services Common Stock 12489L108 9 550 SH CBRL Group Inc. Common Stock 12489V106 501 27,856 SH CBS Corp. Common Stock 12490K107 2,443 59,674 SH C-Cor Electronics Inc. Common Stock 125010108 8 440 SH CDI Corp. Common Stock 125071100 1,165 48,428 SH CDNOW / N2K Inc. Common Stock 125086108 13 830 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Borg-Warner Automotive, Inc. X 0 1,041 0 Boston Beer Co Inc. Cl A X 0 1,500 0 Boston Communications Group Inc. X 0 400 0 Boston Private Finl Holding X 0 6,000 0 Boston Properties Inc. X 0 5,000 0 Boston Scientific Corp. X 0 1,577 0 Bouygues Offshore SA-ADR X 0 200 0 Bovie Medical Corp X 0 6 0 Bowl Amer Inc. Cl A X 0 4,000 0 Bowne & Co Inc. X 0 1,200 0 Bradley Real Estate Inc. X 0 2,000 0 Bradely Real Estate 8.40% PFD Ser A X 0 63 0 Brandywine Realty Trust SBI X 0 45,990 0 Brazil Fund Inc. X 0 135 0 Breed Technology X 0 401 0 Bridgeport Machines Inc X 0 85 0 Bridgestreet Accommodations Inc. X 0 1,000 0 Briggs & Stratton Corp. X 0 715 0 Bright Horizons Family Solutions Inc. X 0 450 0 Brightpoint Inc. X 0 5,123 0 Brinker Intl Inc. X 0 18,100 0 Bristol-Myers Squibb Co. X 0 294,997 0 British Airways PLC ADR X 0 400 0 British American Tobacco PLC Spon ADR X 0 615 0 British Steel PLC ADR X 0 13,325 0 British Telecommunications X 0 440 0 Broadcast Com Inc X 0 560 0 Broadcom Corp Cl A X 0 1,650 0 Brooktrout Technology Inc. X 0 200 0 Brothers Gourmet Coffees Inc X 0 6,300 0 Brown Forman Corp. CL B X 0 421 0 Brown Group Inc. X 0 200 0 Browning Ferris Industries Incorporate X 0 6,045 0 Brunswick Corp. X 0 14,775 0 Brunswick Technologies Inc. X 0 31,500 0 Bryn Mawr BK Corp. X 0 2,188 0 BTR Siebe PLC Spons Adr X 0 59 0 Buckeye Partners L P Unit X 0 6,400 0 Buffets, Inc. X 0 3,710 0 Burlington Coat Factory Whse X 0 400 0 Burlington Northern Santa Fe Corp. X 0 12,212 0 Burlington Resources X 0 7,516 0 Bush Industries Inc. Class A X 0 11,824 0 Business Objects S A Spons ADR X 0 675 0 Butler Manufacturing Co. X 0 350 0 CAI Wireless Systems Inc. X 0 200 0 CCA Companies Inc. X 0 1,000 0 CCB Financial Corp. X 0 15,852 0 CB Richard Ellis Services X 0 550 0 CBRL Group Inc. X 0 27,856 0 CBS Corp. X 0 59,674 0 C-Cor Electronics Inc. X 0 440 0 CDI Corp. X 0 48,428 0 CDNOW / N2K Inc. X 0 830 0
Page 9 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- CD Radio Inc. Common Stock 125127100 13 518 SH CDT Ventures Inc. Common Stock 125128108 0 60,000 SH CEC Entertainment Inc Common Stock 125137109 31 875 SH CFC International Inc Common Stock 125252106 62 6,575 SH CFM Technologies Inc. Common Stock 12525K106 3 400 SH C G S Scientific Corp. Common Stock 125377101 0 300 SH CHS Electronics, Inc. Common Stock 12542A206 3 1,012 SH Cigna Corp. Common Stock 125509109 253 3,022 SH CIT Group Inc. - CL A Common Stock 125577106 236 7,730 SH Cleco Corp Common Stock 12561M107 88 2,984 SH C M A C Investment Corp. Common Stock 125662106 31 800 SH CMG Information Services Inc. Common Stock 125750109 73 400 SH CML Group Inc. Common Stock 125820100 0 2,000 SH CMP Group Inc Common Stock 125887109 61 3,300 SH C M S Energy Corp. Common Stock 125896100 47 1,173 SH C P Pokphand Co LTD Sponsored ADR ADR 125918102 0 1,000 SH CNL Income Fund III LTD Limited Partner 125928879 0 13 SH CSK Auto Corp Common Stock 125965103 3 100 SH CNBT Bancshares Inc Common Stock 125972109 171 15,355 SH CN Bancorp Inc. Common Stock 12612U108 1,000 100,000 SH CNF Transportation Inc. Common Stock 12612W104 38 1,000 SH CNB Capital Trust I 6% Pfd Preferred Stock 12613G207 23 900 SH C S X Corp. Common Stock 126408103 431 11,060 SH Cuno Inc. Common Stock 126583103 3 200 SH CVS Corp. Common Stock 126650100 594 12,506 SH Cable & Wireless Pub Ltd Plc ADR 126830207 9 250 SH Cablevision Systems Corp. Cl A Common Stock 12686C109 315 4,250 SH Page Total: 10,361 Cabletron Systems Inc. Common Stock 126920107 324 39,535 SH Cable TV Fund 14-B Units Ltd Prtnrshi Limited Partner 126922509 0 13 SH Cable Design Technologies Corp. Common Stock 126924109 89 8,100 SH Cabot Corp. Common Stock 127055101 43 2,000 SH CACI International Inc Cl A Common Stock 127190304 22 1,300 SH Cadbury Schweppes Delaware LP Preferred Stock 127207207 227 8,675 SH Cadbury Schweppes P L C ADR 127209302 377 6,490 SH Cadence Design Systems Inc. Common Stock 127387108 77 2,985 SH Caire Inc. Common Stock 127761104 0 109 SH The Caldor Corp. Common Stock 128787108 0 175 SH Caldera Technologies Corp. Foreign Stock 12878E301 0 600 SH Calgon Carbon Corp. Common Stock 129603106 34 6,500 SH California Federal Bank Goodwill Common Stock 130209604 0 19 SH California Fed Bank FSB Common Stock 130209703 0 8 SH California Microwave Incorporated Common Stock 130442106 4 375 SH California Water Service Grp Common Stock 130788102 10 400 SH Call Now Inc Common Stock 131004103 11 10,000 SH Callaway Golf Co Common Stock 131193104 166 16,263 SH Cambridge Technology Partners Mass Common Stock 132524109 188 13,525 SH Camden National Corp Common Stock 133034108 110 6,150 SH Camden Property Trust Common Stock 133131102 1,520 61,431 SH Camden Properties Trust Pfd Preferred Stock 133131201 23 1,000 SH Campbell Soup Co. Common Stock 134429109 443 10,885 SH Canadian General Capital Toprs Preferred Stock 135785202 26 1,000 SH Canadian Pacific Ltd Com Common Stock 135923100 241 12,385 SH Canadian Occidental Petroleum PFD Preferred Stock 136420403 283 10,900 SH Canadian Occidental Pete Ltd 9.375% Preferred Stock 136420502 33 1,300 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- CD Radio Inc. X 0 518 0 CDT Ventures Inc. X 0 60,000 0 CEC Entertainment Inc X 0 875 0 CFC International Inc X 0 6,575 0 CFM Technologies Inc. X 0 400 0 C G S Scientific Corp. X 0 300 0 CHS Electronics, Inc. X 0 1,012 0 Cigna Corp. X 0 3,022 0 CIT Group Inc. - CL A X 0 7,730 0 Cleco Corp X 0 2,984 0 C M A C Investment Corp. X 0 800 0 CMG Information Services Inc. X 0 400 0 CML Group Inc. X 0 2,000 0 CMP Group Inc X 0 3,300 0 C M S Energy Corp. X 0 1,173 0 C P Pokphand Co LTD Sponsored ADR X 0 1,000 0 CNL Income Fund III LTD X 0 13 0 CSK Auto Corp X 0 100 0 CNBT Bancshares Inc X 0 15,355 0 CN Bancorp Inc. X 0 100,000 0 CNF Transportation Inc. X 0 1,000 0 CNB Capital Trust I 6% Pfd X 0 900 0 C S X Corp. X 0 11,060 0 Cuno Inc. X 0 200 0 CVS Corp. X 0 12,506 0 Cable & Wireless Pub Ltd Plc X 0 250 0 Cablevision Systems Corp. Cl A X 0 4,250 0 Cabletron Systems Inc. X 0 39,535 0 Cable TV Fund 14-B Units Ltd Prtnrshi X 0 13 0 Cable Design Technologies Corp. X 0 8,100 0 Cabot Corp. X 0 2,000 0 CACI International Inc Cl A X 0 1,300 0 Cadbury Schweppes Delaware LP X 0 8,675 0 Cadbury Schweppes P L C X 0 6,490 0 Cadence Design Systems Inc. X 0 2,985 0 Caire Inc. X 0 109 0 The Caldor Corp. X 0 175 0 Caldera Technologies Corp. X 0 600 0 Calgon Carbon Corp. X 0 6,500 0 California Federal Bank Goodwill X 0 19 0 California Fed Bank FSB X 0 8 0 California Microwave Incorporated X 0 375 0 California Water Service Grp X 0 400 0 Call Now Inc X 0 10,000 0 Callaway Golf Co X 0 16,263 0 Cambridge Technology Partners Mass X 0 13,525 0 Camden National Corp X 0 6,150 0 Camden Property Trust X 0 61,431 0 Camden Properties Trust Pfd X 0 1,000 0 Campbell Soup Co. X 0 10,885 0 Canadian General Capital Toprs X 0 1,000 0 Canadian Pacific Ltd Com X 0 12,385 0 Canadian Occidental Petroleum PFD X 0 10,900 0 Canadian Occidental Pete Ltd 9.375% X 0 1,300 0
Page 10 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Cannondale Corp. Common Stock 137798104 8 1,000 SH Canon Inc. - Spon ADR ADR 138006309 67 2,800 SH Capital Bank Common Stock 139808109 1 100 SH Capital One Financial Corp. Common Stock 14040H105 2,951 19,540 SH Capital Senior Living Corp Common Stock 140475104 8 1,100 SH Capstead Mortgage Corp. Common Stock 14067E100 19 3,525 SH Captec Net Lease Realty Inc. Common Stock 140724105 125 9,600 SH Cardinal Health Inc. Common Stock 14149Y108 279 4,221 SH Carematrix Corp. Common Stock 141706101 5 250 SH Carlisle Cos Inc. Common Stock 142339100 23 500 SH Carnival Corp. Common Stock 143658102 3,874 79,763 SH Carolina First Corp. Common Stock 143877108 183 8,300 SH Carolina Investment Partners Limited Partner 144011103 0 14 SH Carolina Power & Light Common Stock 144141108 503 13,292 SH Carolina Power & Light Co. Preferred Stock 144141306 2 25 SH Carramerica Realty Corp. Common Stock 144418100 308 13,979 SH Carramerica Realty Corp. 8.57% PFD Ser Preferred Stock 144418209 378 17,810 SH Carramerica Realty Corp. 8.5% Pfd Ser Preferred Stock 144418407 196 9,350 SH Carrollton Bancorp Common Stock 145282109 36 1,105 SH Case Corp. Common Stock 14743R103 201 7,925 SH Caseys Genl Stores Common Stock 147528103 10 710 SH Caterpillar Inc. Common Stock 149123101 2,612 56,859 SH Cato Corp New Class A Common Stock 149205106 28 3,000 SH Cavalier Homes Inc Common Stock 149507105 10 1,000 SH Page Total: 16,076 Cedar Fair, L.P. Dep Rec Common Stock 150185106 55 2,200 SH Cell Genesys Inc. Common Stock 150921104 351 71,089 SH Cellstar Corp. Common Stock 150925105 66 6,400 SH Cemex SA Sponsored ADR ADR 151290202 3 300 SH Cendant Corp. Common Stock 151313103 489 31,065 SH Cendant Corp - Income Prides Preferred Stock 151313301 14 500 SH Cenit Bancorp Inc. Common Stock 15131W109 107 5,504 SH Centerpoint Properties Corp. Common Stock 151895109 59 1,886 SH Centertrust Retail Properties Inc Common Stock 152038105 2 180 SH Centocor Inc. Common Stock 152342101 292 7,890 SH Central & Southwest Corp. Common Stock 152357109 152 6,483 SH Central Garden & Pet Co Common Stock 153527106 19 1,125 SH Central Hudson Gas & Electric Corp. Common Stock 153609102 101 2,808 SH Central Newspapers Cl A Common Stock 154647101 196 6,308 SH Central Parking Corporation Common Stock 154785109 247 7,165 SH Central Vermont Pub Svc Corp. Common Stock 155771108 9 898 SH Centura Banks Inc. Common Stock 15640T100 525 9,017 SH Century Bancorp Inc. Common Stock 156433104 14 1,000 SH Century Business Services Inc Common Stock 156490104 5 500 SH Century Pension Inc Fd LP XXIV LTD Par Limited Partner 156658106 0 4 SH Century Telephone Enterprises Inc. Common Stock 156686107 204 2,905 SH Ceridian Corp. Common Stock 15677T106 2,552 69,800 SH Cerner Corp. Common Stock 156782104 3 200 SH Cerprobe Corp. Common Stock 156787103 1 100 SH Cerus Corp. Common Stock 157085101 4 200 SH Chadmore Wireless Group Inc. Common Stock 157259102 0 200 SH Champion International Corp. Common Stock 158525105 107 2,615 SH Chancellor Media Corp. Class A Common Stock 158915108 254 5,400 SH Charter One Financial Inc. Common Stock 160903100 2,047 70,918 SH Charming Shoppes Inc. Common Stock 161133103 53 13,600 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Cannondale Corp. X 0 1,000 0 Canon Inc. - Spon ADR X 0 2,800 0 Capital Bank X 0 100 0 Capital One Financial Corp. X 0 19,540 0 Capital Senior Living Corp X 0 1,100 0 Capstead Mortgage Corp. X 0 3,525 0 Captec Net Lease Realty Inc. X 0 9,600 0 Cardinal Health Inc. X 0 4,221 0 Carematrix Corp. X 0 250 0 Carlisle Cos Inc. X 0 500 0 Carnival Corp. X 0 79,763 0 Carolina First Corp. X 0 8,300 0 Carolina Investment Partners X 0 14 0 Carolina Power & Light X 0 13,292 0 Carolina Power & Light Co. X 0 25 0 Carramerica Realty Corp. X 0 13,979 0 Carramerica Realty Corp. 8.57% PFD Ser X 0 17,810 0 Carramerica Realty Corp. 8.5% Pfd Ser X 0 9,350 0 Carrollton Bancorp X 0 1,105 0 Case Corp. X 0 7,925 0 Caseys Genl Stores X 0 710 0 Caterpillar Inc. X 0 56,859 0 Cato Corp New Class A X 0 3,000 0 Cavalier Homes Inc X 0 1,000 0 Cedar Fair, L.P. Dep Rec X 0 2,200 0 Cell Genesys Inc. X 0 71,089 0 Cellstar Corp. X 0 6,400 0 Cemex SA Sponsored ADR X 0 300 0 Cendant Corp. X 0 31,065 0 Cendant Corp - Income Prides X 0 500 0 Cenit Bancorp Inc. X 0 5,504 0 Centerpoint Properties Corp. X 0 1,886 0 Centertrust Retail Properties Inc X 0 180 0 Centocor Inc. X 0 7,890 0 Central & Southwest Corp. X 0 6,483 0 Central Garden & Pet Co X 0 1,125 0 Central Hudson Gas & Electric Corp. X 0 2,808 0 Central Newspapers Cl A X 0 6,308 0 Central Parking Corporation X 0 7,165 0 Central Vermont Pub Svc Corp. X 0 898 0 Centura Banks Inc. X 0 9,017 0 Century Bancorp Inc. X 0 1,000 0 Century Business Services Inc X 0 500 0 Century Pension Inc Fd LP XXIV LTD Par X 0 4 0 Century Telephone Enterprises Inc. X 0 2,905 0 Ceridian Corp. X 0 69,800 0 Cerner Corp. X 0 200 0 Cerprobe Corp. X 0 100 0 Cerus Corp. X 0 200 0 Chadmore Wireless Group Inc. X 0 200 0 Champion International Corp. X 0 2,615 0 Chancellor Media Corp. Class A X 0 5,400 0 Charter One Financial Inc. X 0 70,918 0 Charming Shoppes Inc. X 0 13,600 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Escrow Charter Federal Savings Common Stock 161223987 0 400 SH Chase Manhattan Corp. Common Stock 16161A108 6,563 80,711 SH Chase Manhattan Corp. New Preferred Stock 16161A207 40 1,600 SH Chase Preferred Capital Corp Preferred Stock 161637202 5 200 SH Chateau Communities Inc. Common Stock 161726104 1,565 56,906 SH Checkfree Holdings Corp Common Stock 162816102 512 12,025 SH Cheesecake Factory Inc. Common Stock 163072101 105 4,430 SH Chelsea GCA Realty, Inc. Common Stock 163262108 13 463 SH Chemtrak Inc New Common Stock 163877202 0 1,000 SH Cheung Kong Hong Kong ADR ADR 166744201 28 3,700 SH Chevron Corp. Common Stock 166751107 4,250 48,056 SH Chevy Chase Svgs Bk FSB 13% Preferred Stock 166784207 179 6,000 SH Chevy Chase 10.375% Non Cum Preferred Stock 16678M207 64 1,200 SH Chico's Fas Inc. Common Stock 168615102 2 100 SH Childrens Comprehensive Services Inc. Common Stock 16875K202 5 900 SH Chile Fund Inc. Common Stock 168834109 2 200 SH Choice Hotels Intl Inc. Common Stock 169905106 53 3,794 SH Chirex Inc. Common Stock 170038103 1,585 64,701 SH Chiron Corp.Del Common Stock 170040109 4 185 SH Choicepoint Inc. Common Stock 170388102 1 20 SH Chris Craft Industries Inc. Common Stock 170520100 23 495 SH Page Total: 22,932 Chromcraft Revington Inc Common Stock 171117104 89 6,000 SH Chromavision Medical Sys Common Stock 17111P104 1 80 SH Chubb Corp. Common Stock 171232101 2,608 44,528 SH Ciber Inc. Common Stock 17163B102 94 4,900 SH Ciena Corp. Common Stock 171779101 231 10,250 SH CIFRA SA Unsponsored ADR B ADR 171785207 5 5,227 SH Cifra SA - ADR V ADR 171785405 12 779 SH Cilcorp Inc. Common Stock 171794100 9 150 SH Cincinnati Bell Inc. Common Stock 171870108 722 32,182 SH Cincinnati Financial Corp. Common Stock 172062101 1,343 36,855 SH Cinergy Corp. Common Stock 172474108 419 15,236 SH Circuit City Stores Inc. Common Stock 172737108 1,638 21,382 SH Circuit City Stores Inc.-Carmax Common Stock 172737306 20 5,200 SH Cirrus Logic Corp. Common Stock 172755100 13 2,100 SH Cisco Systems Co. Common Stock 17275R102 9,922 90,560 SH Citation Corp - Ala Common Stock 172895104 5 500 SH Cintas Corp. Common Stock 172908105 248 3,800 SH Circus Circus Enterprises Inc. Common Stock 172909103 1,734 98,705 SH Citigroup, Inc. Common Stock 172967101 16,231 254,103 SH Citigroup Inc. 8.50% Pfd Ser T Preferred Stock 172967689 8 300 SH Citigroup Inc. 8.40% Pfd Ser K Preferred Stock 172967853 11 400 SH Citicorp Capital Trust III 7.10% PFD Preferred Stock 17303U200 20 800 SH Citigroup Capital I Tr PFD Sec 8.00% Preferred Stock 17305F201 89 3,500 SH Citigroup Capital IV Tr PFD Sec 6.85% Preferred Stock 17305J203 210 8,600 SH Citigroup Capital V 7.00% Pfd Preferred Stock 17306K209 25 1,000 SH Citizens Utilities Co - CL B Common Stock 177342201 203 26,253 SH Citizens Utilities Trust 5% Preferred Stock 177351202 4 100 SH Citrix Systems Inc. Common Stock 177376100 90 2,350 SH City Holding Co Common Stock 177835105 767 26,006 SH City Investing Co Liq Tr Unit Ben Int Common Stock 177900107 0 40 SH Cityfed Financial Corp Preferred Stock 178762308 0 200 SH City Federal Financial Jr Pfd. Series Preferred Stock 178762407 0 88 SH Claire's Stores, Inc. Common Stock 179584107 9 300 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Escrow Charter Federal Savings X 0 400 0 Chase Manhattan Corp. X 0 80,711 0 Chase Manhattan Corp. New X 0 1,600 0 Chase Preferred Capital Corp X 0 200 0 Chateau Communities Inc. X 0 56,906 0 Checkfree Holdings Corp X 0 12,025 0 Cheesecake Factory Inc. X 0 4,430 0 Chelsea GCA Realty, Inc. X 0 463 0 Chemtrak Inc New X 0 1,000 0 Cheung Kong Hong Kong ADR X 0 3,700 0 Chevron Corp. X 0 48,056 0 Chevy Chase Svgs Bk FSB 13% X 0 6,000 0 Chevy Chase 10.375% Non Cum X 0 1,200 0 Chico's Fas Inc. X 0 100 0 Childrens Comprehensive Services Inc. X 0 900 0 Chile Fund Inc. X 0 200 0 Choice Hotels Intl Inc. X 0 3,794 0 Chirex Inc. X 0 64,701 0 Chiron Corp.Del X 0 185 0 Choicepoint Inc. X 0 20 0 Chris Craft Industries Inc. X 0 495 0 Chromcraft Revington Inc X 0 6,000 0 Chromavision Medical Sys X 0 80 0 Chubb Corp. X 0 44,528 0 Ciber Inc. X 0 4,900 0 Ciena Corp. X 0 10,250 0 CIFRA SA Unsponsored ADR B X 0 5,227 0 Cifra SA - ADR V X 0 779 0 Cilcorp Inc. X 0 150 0 Cincinnati Bell Inc. X 0 32,182 0 Cincinnati Financial Corp. X 0 36,855 0 Cinergy Corp. X 0 15,236 0 Circuit City Stores Inc. X 0 21,382 0 Circuit City Stores Inc.-Carmax X 0 5,200 0 Cirrus Logic Corp. X 0 2,100 0 Cisco Systems Co. X 0 90,560 0 Citation Corp - Ala X 0 500 0 Cintas Corp. X 0 3,800 0 Circus Circus Enterprises Inc. X 0 98,705 0 Citigroup, Inc. X 0 254,103 0 Citigroup Inc. 8.50% Pfd Ser T X 0 300 0 Citigroup Inc. 8.40% Pfd Ser K X 0 400 0 Citicorp Capital Trust III 7.10% PFD X 0 800 0 Citigroup Capital I Tr PFD Sec 8.00% X 0 3,500 0 Citigroup Capital IV Tr PFD Sec 6.85% X 0 8,600 0 Citigroup Capital V 7.00% Pfd X 0 1,000 0 Citizens Utilities Co - CL B X 0 26,253 0 Citizens Utilities Trust 5% X 0 100 0 Citrix Systems Inc. X 0 2,350 0 City Holding Co X 0 26,006 0 City Investing Co Liq Tr Unit Ben Int X 0 40 0 Cityfed Financial Corp X 0 200 0 City Federal Financial Jr Pfd. Series X 0 88 0 Claire's Stores, Inc. X 0 300 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Clarcor Inc. Common Stock 179895107 1,017 59,628 SH Clayton Homes Inc. Common Stock 184190106 15 1,356 SH Clear Channel Communications Common Stock 184502102 73 1,085 SH Clearnet Communications Inc. Common Stock 184902104 7 500 SH Clemente Global Growth Fund Inc. Common Stock 185569100 46 3,500 SH Cleveland Elec Illum Co Preferred Stock 186108205 5 50 SH Cleveland Electric Illum Pfd Preferred Stock 186108502 20 200 SH Cleveland Indians Baseball Inc Cl A Common Stock 186202107 2 200 SH Clintrials Research Inc. Common Stock 188767107 329 56,070 SH Clorox Co. Common Stock 189054109 1,848 15,769 SH Coachmen Inds Inc. Common Stock 189873102 8 400 SH Coastal Corp. Common Stock 190441105 69 2,097 SH Coastal Finance I-8.375% Trust Orig Pf Preferred Stock 190463208 150 6,000 SH Coastal Physician Group Inc. Common Stock 190495101 1 3,370 SH Coastcast Corp. Common Stock 19057T108 15 1,500 SH Coca Cola Bottling Co Common Stock 191098102 25 451 SH Coca Cola Co. Common Stock 191216100 7,721 125,792 SH Coca Cola Enterprises Inc. Common Stock 191219104 112 3,700 SH Page Total: 48,243 Coeur D Alene Mines Corp. Common Stock 192108108 0 1 SH Cognizant Technology Solutions Corp Common Stock 192446102 28 1,000 SH Coherent Inc. Common Stock 192479103 55 4,000 SH Cohen & Steers Realty Income Fund Inc Common Stock 19247P107 98 12,450 SH Cohu Inc. Common Stock 192576106 2 100 SH Coleman Inc. New Common Stock 193559101 20 2,400 SH Colgate-Palmolive Co. Common Stock 194162103 2,704 29,391 SH Colonial Gas Co Common Stock 195674106 10 300 SH Colonial Properties Trust Common Stock 195872106 190 7,455 SH Colonial Properties Trust 8.75 Cum Red Preferred Stock 195872205 26 1,150 SH Colorado Medtech Inc Common Stock 19652U104 24 2,150 SH Coltec Industries Common Stock 196879100 73 4,000 SH Columbia Bancorp Common Stock 197227101 139 9,584 SH Columbia Gas System Inc. Common Stock 197648108 23 443 SH Columbia/HCA Healthcare Corp. Common Stock 197677107 1,547 81,693 SH Columbia Laboratories Inc. Common Stock 197779101 2 360 SH Comair Inc. Common Stock 199789108 227 9,618 SH Comfort Systems USA Inc Common Stock 199908104 11 750 SH Comcast Corp. Common Stock 200300101 401 6,517 SH Comcast Corp. Common Stock 200300200 2,731 43,391 SH Comed Financing I Toprs 8.48% Pfd Preferred Stock 20033V209 38 1,500 SH Comerica Inc. Common Stock 200340107 182 2,916 SH Commerce Bancorp Inc. Common Stock 200519106 354 8,583 SH Commerce Bancshares Inc. Common Stock 200525103 72 1,868 SH Commerce Capital Trust I Preferred Stock 20057P203 51 2,000 SH Commercial Assets Inc. Common Stock 201118106 1 200 SH Commercial Federal Corp. Common Stock 201647104 15 630 SH Commercial Intertech Corp. Common Stock 201709102 1 100 SH Commercial Net Lease Realty Common Stock 202218103 986 88,101 SH Commonwealth Edison Co Pref $2 Preferred Stock 202795605 11 400 SH Commonwealth Energy Sys Com Common Stock 202800108 225 5,846 SH Commscope Inc. Common Stock 203372107 1,853 88,494 SH Community Bank System Inc. Common Stock 203607106 48 2,000 SH Community Financial Group Inc. Common Stock 20365M108 51 4,000 SH Communications Systems Inc Common Stock 203900105 1 99 SH Community Savings Bankshares Common Stock 204037105 125 10,012 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Clarcor Inc. X 0 59,628 0 Clayton Homes Inc. X 0 1,356 0 Clear Channel Communications X 0 1,085 0 Clearnet Communications Inc. X 0 500 0 Clemente Global Growth Fund Inc. X 0 3,500 0 Cleveland Elec Illum Co X 0 50 0 Cleveland Electric Illum Pfd X 0 200 0 Cleveland Indians Baseball Inc Cl A X 0 200 0 Clintrials Research Inc. X 0 56,070 0 Clorox Co. X 0 15,769 0 Coachmen Inds Inc. X 0 400 0 Coastal Corp. X 0 2,097 0 Coastal Finance I-8.375% Trust Orig Pf X 0 6,000 0 Coastal Physician Group Inc. X 0 3,370 0 Coastcast Corp. X 0 1,500 0 Coca Cola Bottling Co X 0 451 0 Coca Cola Co. X 0 125,792 0 Coca Cola Enterprises Inc. X 0 3,700 0 Coeur D Alene Mines Corp. X 0 1 0 Cognizant Technology Solutions Corp X 0 1,000 0 Coherent Inc. X 0 4,000 0 Cohen & Steers Realty Income Fund Inc X 0 12,450 0 Cohu Inc. X 0 100 0 Coleman Inc. New X 0 2,400 0 Colgate-Palmolive Co. X 0 29,391 0 Colonial Gas Co X 0 300 0 Colonial Properties Trust X 0 7,455 0 Colonial Properties Trust 8.75 Cum Red X 0 1,150 0 Colorado Medtech Inc X 0 2,150 0 Coltec Industries X 0 4,000 0 Columbia Bancorp X 0 9,584 0 Columbia Gas System Inc. X 0 443 0 Columbia/HCA Healthcare Corp. X 0 81,693 0 Columbia Laboratories Inc. X 0 360 0 Comair Inc. X 0 9,618 0 Comfort Systems USA Inc X 0 750 0 Comcast Corp. X 0 6,517 0 Comcast Corp. X 0 43,391 0 Comed Financing I Toprs 8.48% Pfd X 0 1,500 0 Comerica Inc. X 0 2,916 0 Commerce Bancorp Inc. X 0 8,583 0 Commerce Bancshares Inc. X 0 1,868 0 Commerce Capital Trust I X 0 2,000 0 Commercial Assets Inc. X 0 200 0 Commercial Federal Corp. X 0 630 0 Commercial Intertech Corp. X 0 100 0 Commercial Net Lease Realty X 0 88,101 0 Commonwealth Edison Co Pref $2 X 0 400 0 Commonwealth Energy Sys Com X 0 5,846 0 Commscope Inc. X 0 88,494 0 Community Bank System Inc. X 0 2,000 0 Community Financial Group Inc. X 0 4,000 0 Communications Systems Inc X 0 99 0 Community Savings Bankshares X 0 10,012 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Comp-U-Check Inc. Common Stock 204237309 0 150 SH Companhia Cervejaria Brahma - SP ADR ADR 20440X103 2 180 SH Compania Anonima Telef De Ven-ADR ADR 204421101 35 1,900 SH Compaq Computer Corp. Common Stock 204493100 13,520 426,661 SH Compass Bancshares Inc. New Common Stock 20449H109 2,668 77,336 SH Complete Business Solutions Inc. Common Stock 20452F107 958 48,812 SH Computer Associates International Inc. Common Stock 204912109 826 23,231 SH CompUSA Inc. Common Stock 204932107 317 45,280 SH Computer Learning Centers Common Stock 205199102 1 200 SH Computer Sciences Corp. Common Stock 205363104 199 3,600 SH Compuware Corp. Common Stock 205638109 190 7,967 SH Comsat Corp. Common Stock 20564D107 39 1,350 SH Comverse Technology Inc. Common Stock 205862402 193 2,275 SH Conagra Inc. Common Stock 205887102 709 27,716 SH Conagra Capital LC-9% Cum Pfd Preferred Stock 20588V208 25 1,000 SH Page Total: 32,005 Conagra Capital LLC 9.35% Limited Partner 20588V406 13 500 SH Computer Horizons Common Stock 205908106 2 200 SH Comsat Capital LP 8.125% Cum Preferred Stock 205930209 25 1,000 SH Conectiv Inc. Common Stock 206829103 198 10,243 SH Conestoga Enterprises Inc. Common Stock 207015108 21 700 SH Conexant Systems Inc. Common Stock 207142100 76 2,734 SH Connecticut Energy Corp. Common Stock 207567108 2 100 SH CT Light & Power Co Preferred Stock 207597204 17 618 SH Connecticut Light & Power Co $2 Pfd Preferred Stock 207597303 20 700 SH CT Light & Power Co Preferred Stock 207597402 29 1,000 SH Connecticut Light & Power Co. $2.06 E Preferred Stock 207597501 6 200 SH Connecticut light & Power Co. $2.20 PF Preferred Stock 207597600 20 650 SH Connecticut Light & Power Co 7.23% Pfd Preferred Stock 207597642 154 3,150 SH Connecticut Light & Power Co $3.24 Pfd Preferred Stock 207597709 9 200 SH Connecticut Light & Power Co 6.56% Pfd Preferred Stock 207597774 27 600 SH Connecticut Light & Power Co 5.28% PFD Preferred Stock 207597782 37 1,000 SH Connecticut Water Service Inc. Common Stock 207797101 11 450 SH Conoco Inc. Common Stock 208251306 20 800 SH Conseco Inc. Common Stock 208464107 3,040 98,456 SH Conseco Inc- Cum Income Prides Ser F Preferred Stock 208464602 24 600 SH Conseco Financing Trust VI 9.00% Pfd Preferred Stock 20846M206 13 500 SH Conseco Financing Trust V 8.70% Preferred Stock 20847D205 144 5,800 SH Conso Products Co. Common Stock 20854R105 329 53,655 SH Consolidated Capital Instl Properties Limited Partner 208924100 0 24 SH Consolidated Edison Co NY Inc PFD $5 Preferred Stock 209111707 298 3,410 SH Con Edison Co Ser A 7.75% PFD QICS Preferred Stock 209111848 59 2,300 SH Consolidated Edison Inc. Common Stock 209115104 732 16,164 SH Consolidated Freightways Corp. Common Stock 209232107 6 500 SH Consolidated Natural Gas Co Common Stock 209615103 318 6,530 SH Consolidated Packaging Corp. Common Stock 209723105 0 100 SH Consolidated Products Inc. Common Stock 209798107 10 583 SH Consolidated Stores Corp. Common Stock 210149100 100 3,289 SH Consumer Portfolio Services Common Stock 210502100 1 200 SH Consumers Energy Co $4.50 Cum Pfd Preferred Stock 210518304 59 850 SH Contifinancial Corp. Common Stock 21075V107 11 1,500 SH Continental Airlines Inc. Class B Common Stock 210795308 6 150 SH Convergys Corp Common Stock 212485106 788 46,022 SH Cooper Cameron Corp. Common Stock 216640102 38 1,130 SH Cooper Companies Inc. Common Stock 216648402 10 650 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Comp-U-Check Inc. X 0 150 0 Companhia Cervejaria Brahma - SP ADR X 0 180 0 Compania Anonima Telef De Ven-ADR X 0 1,900 0 Compaq Computer Corp. X 0 426,661 0 Compass Bancshares Inc. New X 0 77,336 0 Complete Business Solutions Inc. X 0 48,812 0 Computer Associates International Inc. X 0 23,231 0 CompUSA Inc. X 0 45,280 0 Computer Learning Centers X 0 200 0 Computer Sciences Corp. X 0 3,600 0 Compuware Corp. X 0 7,967 0 Comsat Corp. X 0 1,350 0 Comverse Technology Inc. X 0 2,275 0 Conagra Inc. X 0 27,716 0 Conagra Capital LC-9% Cum Pfd X 0 1,000 0 Conagra Capital LLC 9.35% X 0 500 0 Computer Horizons X 0 200 0 Comsat Capital LP 8.125% Cum X 0 1,000 0 Conectiv Inc. X 0 10,243 0 Conestoga Enterprises Inc. X 0 700 0 Conexant Systems Inc. X 0 2,734 0 Connecticut Energy Corp. X 0 100 0 CT Light & Power Co X 0 618 0 Connecticut Light & Power Co $2 Pfd X 0 700 0 CT Light & Power Co X 0 1,000 0 Connecticut Light & Power Co. $2.06 E X 0 200 0 Connecticut light & Power Co. $2.20 PF X 0 650 0 Connecticut Light & Power Co 7.23% Pfd X 0 3,150 0 Connecticut Light & Power Co $3.24 Pfd X 0 200 0 Connecticut Light & Power Co 6.56% Pfd X 0 600 0 Connecticut Light & Power Co 5.28% PFD X 0 1,000 0 Connecticut Water Service Inc. X 0 450 0 Conoco Inc. X 0 800 0 Conseco Inc. X 0 98,456 0 Conseco Inc- Cum Income Prides Ser F X 0 600 0 Conseco Financing Trust VI 9.00% Pfd X 0 500 0 Conseco Financing Trust V 8.70% X 0 5,800 0 Conso Products Co. X 0 53,655 0 Consolidated Capital Instl Properties X 0 24 0 Consolidated Edison Co NY Inc PFD $5 X 0 3,410 0 Con Edison Co Ser A 7.75% PFD QICS X 0 2,300 0 Consolidated Edison Inc. X 0 16,164 0 Consolidated Freightways Corp. X 0 500 0 Consolidated Natural Gas Co X 0 6,530 0 Consolidated Packaging Corp. X 0 100 0 Consolidated Products Inc. X 0 583 0 Consolidated Stores Corp. X 0 3,289 0 Consumer Portfolio Services X 0 200 0 Consumers Energy Co $4.50 Cum Pfd X 0 850 0 Contifinancial Corp. X 0 1,500 0 Continental Airlines Inc. Class B X 0 150 0 Convergys Corp X 0 46,022 0 Cooper Cameron Corp. X 0 1,130 0 Cooper Companies Inc. X 0 650 0 page 14 of 63 1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Cooper Industries Common Stock 216669101 38 895 SH Cooper Tire & Rubber Co Common Stock 216831107 784 42,675 SH Coors Adolph Co. - Class B Common Stock 217016104 11 200 SH Cordiant Communications PLC Common Stock 218514206 0 30 SH Corn Products International Inc. Common Stock 219023108 199 8,332 SH Cornerstone Realty Income Common Stock 21922V102 0 1 SH Corning Inc. Common Stock 219350105 1,728 28,797 SH Corporate Express Inc. Common Stock 219888104 5 1,000 SH Correctional Services Corp. Common Stock 219921103 1 138 SH Page Total: 9,438 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Cooper Industries X 0 895 0 Cooper Tire & Rubber Co X 0 42,675 0 Coors Adolph Co. - Class B X 0 200 0 Cordiant Communications PLC X 0 30 0 Corn Products International Inc. X 0 8,332 0 Cornerstone Realty Income X 0 1 0 Corning Inc. X 0 28,797 0 Corporate Express Inc. X 0 1,000 0 Correctional Services Corp. X 0 138 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Corporate Office Properties Trust Common Stock 22002T108 6 1,000 SH CostCo Companies Inc. Common Stock 22160Q102 257 2,807 SH Cott Corp. Common Stock 22163N106 73 29,950 SH Countrywide Credit Industries Common Stock 222372104 45 1,200 SH Covance Inc. Common Stock 222816100 109 4,349 SH Covington Development Group Inc Common Stock 223141102 0 600 SH Cox Communications Inc. Cl A Common Stock 224044107 430 5,687 SH Craftmade International Inc. Common Stock 22413E104 5 300 SH Jenny Craig, Inc. Common Stock 224206102 4 1,260 SH Crane Co Common Stock 224399105 24 1,012 SH Cray Computer Corp. Common Stock 225222108 0 400 SH Crazy Eddie, Inc. Common Stock 225227107 0 800 SH Cree Research, Inc. Common Stock 225447101 9 200 SH Crescendo Pharmaceuticals CRP CL A Common Stock 225637107 1 98 SH Crescent Real Estate Equities Common Stock 225756105 319 14,841 SH Crescent Operating Inc. Common Stock 22575M100 9 2,474 SH Crestline Capital Corp Common Stock 226153104 28 1,828 SH Criimi Mae Inc. Common Stock 226603108 3 1,250 SH Crompton & Knowles Corp. Common Stock 227111101 43 2,750 SH Cross A T Co Cl A Common Stock 227478104 182 24,850 SH Cross Timbers Oil Co Common Stock 227573102 1 145 SH Cross Timber Royalty Trust Common Stock 22757R109 9 1,000 SH Crown American Realty Trust Common Stock 228186102 5 800 SH Crown Cork & Seal Co Inc. Common Stock 228255105 1,134 39,707 SH Crown Cork & Seal 4.50% Conv Pfd Preferred Stock 228255303 11 400 SH Cryomedical Science Inc. Common Stock 229049101 1 1,100 SH Cullen Frost Bankers Common Stock 229899109 6 120 SH Cummins Engine Co, Inc. Common Stock 231021106 36 1,000 SH Customtracks Corporation Common Stock 232046102 23 1,500 SH Cybercash Inc. Common Stock 232462101 10 700 SH Cyberonics Inc. Common Stock 23251P102 5 500 SH Cybex Corp. Common Stock 232522102 167 9,301 SH Cyclopss Corp. Common Stock 232537209 2 14,000 SH Cycomm International Inc. Common Stock 23255B208 1 1,700 SH Cymer Inc. Common Stock 232572107 4 200 SH Cypress Semiconductor Corp. Common Stock 232806109 74 8,210 SH Cyprus Amax Minerals Co Common Stock 232809103 22 1,820 SH Cytec Common Stock 232820100 2 72 SH CYTYC Corp. Common Stock 232946103 15 1,080 SH DII Group Inc. Common Stock 232949107 29 1,000 SH DLJ Cap Trust I Pfd Trust Sec Preferred Stock 23321W202 13 500 SH DNAP Holding Corp. Common Stock 23323K107 0 50 SH DPL Inc. Common Stock 233293109 46 2,777 SH D Q E Inc. Common Stock 23329J104 78 2,036 SH D R Horton Inc. Common Stock 23331A109 37 2,200 SH DST Systems Inc. Common Stock 233326107 793 13,205 SH D S P Group Inc. Common Stock 23332B106 1 100 SH Page Total: 4,073 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Corporate Office Properties Trust X 0 1,000 0 CostCo Companies Inc. X 0 2,807 0 Cott Corp. X 0 29,950 0 Countrywide Credit Industries X 0 1,200 0 Covance Inc. X 0 4,349 0 Covington Development Group Inc X 0 600 0 Cox Communications Inc. Cl A X 0 5,687 0 Craftmade International Inc. X 0 300 0 Jenny Craig, Inc. X 0 1,260 0 Crane Co X 0 1,012 0 Cray Computer Corp. X 0 400 0 Crazy Eddie, Inc. X 0 800 0 Cree Research, Inc. X 0 200 0 Crescendo Pharmaceuticals CRP CL A X 0 98 0 Crescent Real Estate Equities X 0 14,841 0 Crescent Operating Inc. X 0 2,474 0 Crestline Capital Corp X 0 1,828 0 Criimi Mae Inc. X 0 1,250 0 Crompton & Knowles Corp. X 0 2,750 0 Cross A T Co Cl A X 0 24,850 0 Cross Timbers Oil Co X 0 145 0 Cross Timber Royalty Trust X 0 1,000 0 Crown American Realty Trust X 0 800 0 Crown Cork & Seal Co Inc. X 0 39,707 0 Crown Cork & Seal 4.50% Conv Pfd X 0 400 0 Cryomedical Science Inc. X 0 1,100 0 Cullen Frost Bankers X 0 120 0 Cummins Engine Co, Inc. X 0 1,000 0 Customtracks Corporation X 0 1,500 0 Cybercash Inc. X 0 700 0 Cyberonics Inc. X 0 500 0 Cybex Corp. X 0 9,301 0 Cyclopss Corp. X 0 14,000 0 Cycomm International Inc. X 0 1,700 0 Cymer Inc. X 0 200 0 Cypress Semiconductor Corp. X 0 8,210 0 Cyprus Amax Minerals Co X 0 1,820 0 Cytec X 0 72 0 CYTYC Corp. X 0 1,080 0 DII Group Inc. X 0 1,000 0 DLJ Cap Trust I Pfd Trust Sec X 0 500 0 DNAP Holding Corp. X 0 50 0 DPL Inc. X 0 2,777 0 D Q E Inc. X 0 2,036 0 D R Horton Inc. X 0 2,200 0 DST Systems Inc. X 0 13,205 0 D S P Group Inc. X 0 100 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- DTE Energy CO Common Stock 233331107 80 2,075 SH Dain Rauscher Corp. Common Stock 233856103 17 500 SH Dallas Semiconductor Corp. Common Stock 235204104 10 250 SH Dana Corp. Common Stock 235811106 1,090 28,692 SH Danaher Corp. Common Stock 235851102 421 8,050 SH Danka Business Systems PLC ADR 236277109 1 200 SH DAOU System Inc. Common Stock 237015102 73 12,370 SH Darden Restaurants Inc. Common Stock 237194105 118 5,700 SH Data General Corp. Common Stock 237688106 10 1,000 SH Datastream System Inc Common Stock 238124101 9 1,050 SH Davis Real Estate Fund-B Common Stock 239103401 5 242 SH Davox Corp. Common Stock 239208101 2 300 SH Dayton Hudson Corp. Common Stock 239753106 1,545 23,192 SH De Beers Cons Mines Ltd ADR N.E. ADR 240253302 61 3,200 SH Dean Foods Co Common Stock 242361103 8 225 SH Dean Witter Realty Yield PLS II LTD Limited Partner 24241L201 0 20 SH Deere & Co Common Stock 244199105 1,771 45,841 SH Delaware Group Dividend & Common Stock 245915103 49 3,087 SH Delaware Group Glabal Dividend Common Stock 245916101 14 1,000 SH Dell Computer Corp. Common Stock 247025109 8,307 203,229 SH Delmarva Power & Light Trust Preferred Stock 247112204 26 1,000 SH Delphi Automotive Sys Corp. Common Stock 247126105 66 3,720 SH Delphi Financial Group Inc Cl A Common Stock 247131105 3 102 SH Delta Air Lines Inc. Common Stock 247361108 1,535 22,093 SH Denbury Resources Inc Common Stock 247916208 2 400 SH Deluxe Corp. Common Stock 248019101 2 70 SH Dendrite International Incorporated Common Stock 248239105 3 150 SH Denning Mobile Robotics Inc Common Stock 248570301 0 72 SH Dentsply International, Inc. Common Stock 249030107 362 15,568 SH Detroit Diesel Corp. Common Stock 250837101 181 8,040 SH Deutsche Bank Sponsored ADR ADR 251525309 12 240 SH Deutsche Telecom AG ADS ADR 251566105 4 105 SH Developers Diversified Realty Corp. Common Stock 251591103 72 5,040 SH Developers Diversified Rlty 9.50% CL A Preferred Stock 251591301 122 4,900 SH Developers Diversified Rlty 9.44% Ser Preferred Stock 251591509 25 1,000 SH Developers Divrs Realty Corp 8.375% Pf Preferred Stock 251591608 46 1,900 SH Devry Inc. Common Stock 251893103 12 400 SH Dexter Corp. Common Stock 252165105 205 6,500 SH Diageo PLC-Sponsored ADR New ADR 25243Q205 33 711 SH Dial Corp. Common Stock 25247D101 669 19,462 SH Dialog Corp. PLC Sponsored Adr ADR 252500103 1 100 SH Diamond Multimedia Systems Incorporate Common Stock 252714100 4 700 SH Diamond Offshore Drilling Inc. Common Stock 25271C102 396 12,520 SH Diamond Technology Partners Common Stock 252762109 12 500 SH Dianon System Inc. Common Stock 252826102 35 4,000 SH Diebold Inc. Common Stock 253651103 1,550 64,592 SH Digital Courier Tech Inc Common Stock 253838106 7 1,200 SH Page Total: 18,973 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- DTE Energy CO X 0 2,075 0 Dain Rauscher Corp. X 0 500 0 Dallas Semiconductor Corp. X 0 250 0 Dana Corp. X 0 28,692 0 Danaher Corp. X 0 8,050 0 Danka Business Systems PLC X 0 200 0 DAOU System Inc. X 0 12,370 0 Darden Restaurants Inc. X 0 5,700 0 Data General Corp. X 0 1,000 0 Datastream System Inc X 0 1,050 0 Davis Real Estate Fund-B X 0 242 0 Davox Corp. X 0 300 0 Dayton Hudson Corp. X 0 23,192 0 De Beers Cons Mines Ltd ADR N.E. X 0 3,200 0 Dean Foods Co X 0 225 0 Dean Witter Realty Yield PLS II LTD X 0 20 0 Deere & Co X 0 45,841 0 Delaware Group Dividend & X 0 3,087 0 Delaware Group Glabal Dividend X 0 1,000 0 Dell Computer Corp. X 0 203,229 0 Delmarva Power & Light Trust X 0 1,000 0 Delphi Automotive Sys Corp. X 0 3,720 0 Delphi Financial Group Inc Cl A X 0 102 0 Delta Air Lines Inc. X 0 22,093 0 Denbury Resources Inc X 0 400 0 Deluxe Corp. X 0 70 0 Dendrite International Incorporated X 0 150 0 Denning Mobile Robotics Inc X 0 72 0 Dentsply International, Inc. X 0 15,568 0 Detroit Diesel Corp. X 0 8,040 0 Deutsche Bank Sponsored ADR X 0 240 0 Deutsche Telecom AG ADS X 0 105 0 Developers Diversified Realty Corp. X 0 5,040 0 Developers Diversified Rlty 9.50% CL A X 0 4,900 0 Developers Diversified Rlty 9.44% Ser X 0 1,000 0 Developers Divrs Realty Corp 8.375% Pf X 0 1,900 0 Devry Inc. X 0 400 0 Dexter Corp. X 0 6,500 0 Diageo PLC-Sponsored ADR New X 0 711 0 Dial Corp. X 0 19,462 0 Dialog Corp. PLC Sponsored Adr X 0 100 0 Diamond Multimedia Systems Incorporate X 0 700 0 Diamond Offshore Drilling Inc. X 0 12,520 0 Diamond Technology Partners X 0 500 0 Dianon System Inc. X 0 4,000 0 Diebold Inc. X 0 64,592 0 Digital Courier Tech Inc X 0 1,200 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Digital Equipment Corp. Preferred Stock 253849202 156 6,100 SH Escrow Digital Dictation Inc. Common Stock 25384Q998 0 30 SH Digital Lightwave, Inc. Common Stock 253855100 1 500 SH Digital River Inc. Common Stock 25388B104 12 300 SH Dillards Inc. Common Stock 254067101 184 7,265 SH Dimon Inc. Common Stock 254394109 80 21,000 SH Directrix Inc. Common Stock 25459A100 4 1,000 SH Discount Auto Parts Inc. Common Stock 254642101 129 6,000 SH The Walt Disney Co. Common Stock 254687106 9,913 318,488 SH Diversified Senior Services Inc. Common Stock 255340101 21 4,400 SH Docucorp International-W/I Common Stock 255911109 0 80 SH Dole Food Company Common Stock 256605106 18 600 SH Dollar General Corp. Common Stock 256669102 155 4,557 SH Dollar Tree Stores Inc. Common Stock 256747106 14 455 SH Dominguez Svcs Corp. Common Stock 257128108 35 1,200 SH Dominion Resources Inc. of VA Common Stock 257470104 1,410 38,165 SH Donaldson Inc. Common Stock 257651109 105 5,808 SH Donaldson Lufkin & Jenrette Common Stock 257661108 106 1,520 SH Doncasters PLC Sponsored Common Stock 257692103 8 500 SH Donnelley (R R) & Sons Co Common Stock 257867101 26 800 SH Donnelley Enterprise Solutions Inc. Common Stock 25786M108 18 850 SH Doral Financial Corp. Common Stock 25811P100 119 6,450 SH Doubleclick Inc. Common Stock 258609304 235 1,290 SH Dover Corp. Common Stock 260003108 2,926 88,990 SH Dow Chemical Co Common Stock 260543103 963 10,335 SH Downey Financial Corp. Holding Co Common Stock 261018105 21 1,120 SH Dress Barn, Inc. Common Stock 261570105 6 400 SH Dreyfus Strategic Municipal Common Stock 261932107 150 15,751 SH Dreyfus Strategic Govts Income Inc. Common Stock 261938104 9 1,000 SH Dreyfus Municipal Income, Inc. Common Stock 26201R102 9 1,000 SH Du Pont (E I) de Nemours and Co. Common Stock 263534109 8,416 144,943 SH Du Pont E I De Nemour Preferred Stock 263534208 85 1,225 SH Du Pont E I De Nemours & Co Preferred Stock 263534307 26 300 SH Duane Reade Inc. Common Stock 263578106 8 300 SH Duff & Phelps Utility & Common Stock 26432K108 255 17,100 SH Duke Cap Financing Trust I Preferred Stock 264393208 53 2,100 SH Duke Energy Corp. Common Stock 264399106 1,071 19,605 SH Duke Capital Fin Trust II Quips Preferred Stock 26439E204 63 2,500 SH Duke Realty Investments, Inc. Common Stock 264411505 957 44,495 SH Duke Realty Investment Inc. Preferred Stock 264411604 26 1,000 SH Dun & Bradstreet Corp. Common Stock 26483B106 99 2,789 SH Dupont Photomasks Inc. Common Stock 26613X101 6 150 SH Duquesne Lt Co. Preferred Stock 266228709 8 200 SH Duquesne Light Co 7.375% Preferred Stock 266228840 18 700 SH Dura Pharmaceuticals, Inc. Common Stock 26632S109 6 400 SH Dycom Industries Inc Common Stock 267475101 34 780 SH Dynex Capital Inc. Common Stock 26817Q100 377 113,866 SH Page Total: 28,337 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Digital Equipment Corp. X 0 6,100 0 Escrow Digital Dictation Inc. X 0 30 0 Digital Lightwave, Inc. X 0 500 0 Digital River Inc. X 0 300 0 Dillards Inc. X 0 7,265 0 Dimon Inc. X 0 21,000 0 Directrix Inc. X 0 1,000 0 Discount Auto Parts Inc. X 0 6,000 0 The Walt Disney Co. X 0 318,488 0 Diversified Senior Services Inc. X 0 4,400 0 Docucorp International-W/I X 0 80 0 Dole Food Company X 0 600 0 Dollar General Corp. X 0 4,557 0 Dollar Tree Stores Inc. X 0 455 0 Dominguez Svcs Corp. X 0 1,200 0 Dominion Resources Inc. of VA X 0 38,165 0 Donaldson Inc. X 0 5,808 0 Donaldson Lufkin & Jenrette X 0 1,520 0 Doncasters PLC Sponsored X 0 500 0 Donnelley (R R) & Sons Co X 0 800 0 Donnelley Enterprise Solutions Inc. X 0 850 0 Doral Financial Corp. X 0 6,450 0 Doubleclick Inc. X 0 1,290 0 Dover Corp. X 0 88,990 0 Dow Chemical Co X 0 10,335 0 Downey Financial Corp. Holding Co X 0 1,120 0 Dress Barn, Inc. X 0 400 0 Dreyfus Strategic Municipal X 0 15,751 0 Dreyfus Strategic Govts Income Inc. X 0 1,000 0 Dreyfus Municipal Income, Inc. X 0 1,000 0 Du Pont (E I) de Nemours and Co. X 0 144,943 0 Du Pont E I De Nemour X 0 1,225 0 Du Pont E I De Nemours & Co X 0 300 0 Duane Reade Inc. X 0 300 0 Duff & Phelps Utility & X 0 17,100 0 Duke Cap Financing Trust I X 0 2,100 0 Duke Energy Corp. X 0 19,605 0 Duke Capital Fin Trust II Quips X 0 2,500 0 Duke Realty Investments, Inc. X 0 44,495 0 Duke Realty Investment Inc. X 0 1,000 0 Dun & Bradstreet Corp. X 0 2,789 0 Dupont Photomasks Inc. X 0 150 0 Duquesne Lt Co. X 0 200 0 Duquesne Light Co 7.375% X 0 700 0 Dura Pharmaceuticals, Inc. X 0 400 0 Dycom Industries Inc X 0 780 0 Dynex Capital Inc. X 0 113,866 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- ECI Telecom Limited ORD Foreign Stock 268258100 48 1,375 SH Entergy London Capital LP 8.625% Cum Preferred Stock 268316205 167 6,500 SH EEX Corporation - New Common Stock 26842V207 14 2,899 SH E M C Corp. Common Stock 268648102 2,342 18,329 SH Ensco International Inc. Common Stock 26874Q100 280 21,027 SH ENI Spa - Sponsored ADR ADR 26874R108 12 190 SH E Spire Communications Inc Common Stock 269153102 41 2,950 SH Etec Systems Inc. Common Stock 26922C103 4 150 SH ETI International Inc. Common Stock 269230108 5 2,000 SH E Town Corp. Common Stock 269242103 99 2,450 SH E Trade Group Inc Common Stock 269246104 74 1,272 SH Eagle Capital Int Common Stock 269456109 0 1 SH Eagle Hardware & Garden Inc Common Stock 26959B101 47 1,241 SH Earthgrains Co Common Stock 270319106 0 4 SH Earthlink Network Inc Common Stock 270322100 30 500 SH Earthshell Corp Common Stock 27032B100 15 1,500 SH Eastern Co. Common Stock 276317104 7 300 SH Eastern Enterprises Common Stock 27637F100 24 670 SH Eastern Utils Assoc Common Stock 277173100 130 4,600 SH Eastgroup Properties Inc. Common Stock 277276101 11 675 SH Eastman Chemical Co Common Stock 277432100 39 920 SH Eastman Kodak Co Common Stock 277461109 6,393 100,082 SH Eaton Corp. Common Stock 278058102 63 879 SH Ebay Inc Com Common Stock 278642103 76 552 SH Echelon International Corp. Common Stock 278747100 1 50 SH Eclipsys Corp. Common Stock 278856109 220 10,401 SH Ecolab Common Stock 278865100 1,679 47,300 SH Edison International Common Stock 281020107 47 2,102 SH Educational Development Corp. Del Common Stock 281479105 47 18,670 SH Edwards A G Inc. Common Stock 281760108 433 13,255 SH El Paso Electric Co New Common Stock 283677854 282 37,020 SH El Paso Energy Corp Common Stock 283905107 832 25,450 SH Elan Corp. ADR ADR 284131208 541 7,750 SH Elcor Corp. Common Stock 284443108 26 750 SH Eldertrust - SBI Common Stock 284560109 13 1,400 SH Electric Lightwave Inc Cl A Common Stock 284895109 1 100 SH Electroglas, Inc. Common Stock 285324109 5 400 SH Electronic Arts Common Stock 285512109 38 802 SH Electronic Data Systems Common Stock 285661104 2,544 52,244 SH Electronics for Imaging Inc. Common Stock 286082102 27 700 SH Electrosource Inc New Common Stock 286150206 0 50 SH ELF Aquitaine ADR 286269105 70 1,045 SH Embratel Particpacoes ADR ADR 29081N100 2 100 SH The Emerging Market Income Fund Common Stock 290918101 30 2,600 SH Emerson Electric Co. Common Stock 291011104 4,122 77,874 SH Emmis Communications Corp Cl A Common Stock 291525103 25 500 SH Empresas ICA Sociedad ADR 292448107 0 70 SH Page Total: 20,905 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- ECI Telecom Limited ORD X 0 1,375 0 Entergy London Capital LP 8.625% Cum X 0 6,500 0 EEX Corporation - New X 0 2,899 0 E M C Corp. X 0 18,329 0 Ensco International Inc. X 0 21,027 0 ENI Spa - Sponsored ADR X 0 190 0 E Spire Communications Inc X 0 2,950 0 Etec Systems Inc. X 0 150 0 ETI International Inc. X 0 2,000 0 E Town Corp. X 0 2,450 0 E Trade Group Inc X 0 1,272 0 Eagle Capital Int X 0 1 0 Eagle Hardware & Garden Inc X 0 1,241 0 Earthgrains Co X 0 4 0 Earthlink Network Inc X 0 500 0 Earthshell Corp X 0 1,500 0 Eastern Co. X 0 300 0 Eastern Enterprises X 0 670 0 Eastern Utils Assoc X 0 4,600 0 Eastgroup Properties Inc. X 0 675 0 Eastman Chemical Co X 0 920 0 Eastman Kodak Co X 0 100,082 0 Eaton Corp. X 0 879 0 Ebay Inc Com X 0 552 0 Echelon International Corp. X 0 50 0 Eclipsys Corp. X 0 10,401 0 Ecolab X 0 47,300 0 Edison International X 0 2,102 0 Educational Development Corp. Del X 0 18,670 0 Edwards A G Inc. X 0 13,255 0 El Paso Electric Co New X 0 37,020 0 El Paso Energy Corp X 0 25,450 0 Elan Corp. ADR X 0 7,750 0 Elcor Corp. X 0 750 0 Eldertrust - SBI X 0 1,400 0 Electric Lightwave Inc Cl A X 0 100 0 Electroglas, Inc. X 0 400 0 Electronic Arts X 0 802 0 Electronic Data Systems X 0 52,244 0 Electronics for Imaging Inc. X 0 700 0 Electrosource Inc New X 0 50 0 ELF Aquitaine X 0 1,045 0 Embratel Particpacoes ADR X 0 100 0 The Emerging Market Income Fund X 0 2,600 0 Emerson Electric Co. X 0 77,874 0 Emmis Communications Corp Cl A X 0 500 0 Empresas ICA Sociedad X 0 70 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Encad Inc Common Stock 292503109 2 325 SH Endesa S.A. ADR ADR 29258N107 154 6,200 SH Endocare Inc. Common Stock 29264P104 8 2,000 SH Enersis SA Spons ADR ADR 29274F104 38 1,400 SH Engelhard Corp. Common Stock 292845104 4 212 SH Energy North, Inc. Common Stock 292925104 91 3,311 SH Enesco Corp Inc Common Stock 292973104 13 725 SH Enhance Financial Services Group Inc. Common Stock 293310108 83 3,650 SH Ennis Business Forms Inc. Common Stock 293389102 4 500 SH Enron Corp. Common Stock 293561106 2,162 33,653 SH Enron Oil & Gas Co Common Stock 293562104 38 2,300 SH Enserch Corp. Dep Pfd Shs Ser F Preferred Stock 293567806 24 1,000 SH Enron Cap Trust II 8.125% Perp Trust Preferred Stock 29357P201 26 1,000 SH Entergy Louisiana Cap I Cuml Preferred Stock 29364A205 25 950 SH Entergy Arkansas Cap I 8.50% Preferred Stock 29364C201 79 3,100 SH Entergy Corp. Common Stock 29364G103 66 2,385 SH Entergy Gulf States Capt I Preferred Stock 29364H200 124 4,860 SH Entergy Gulf State Utils Inc. Preferred Stock 29364L771 5 200 SH Entergy Gulf States Utilities Inc. $4. Preferred Stock 29364L805 18 400 SH Entergy Louisiana Inc. 8% Pfd Preferred Stock 29364M803 46 1,800 SH Entergy Mississippi Inc. Preferred Stock 29364N405 12 150 SH Enterprise Oil Plc ADR Preferred Stock 293779203 15 600 SH Entremed Inc Common Stock 29382F103 37 1,750 SH Enzo Biochem Inc. Common Stock 294100102 5 500 SH Equifax Inc. Common Stock 294429105 932 27,105 SH Equinox Systems Inc. Common Stock 294436100 28 3,000 SH The Equitable Companies Common Stock 29444G107 117 1,672 SH Equitable Federal Svgs Bank Common Stock 294487103 13 800 SH Equitable of Iowa Cos Capital Preferred Stock 294513205 21 800 SH Equitable Resources Inc. Common Stock 294549100 81 3,112 SH Equity Income Fd Common Stock 294700703 373 2,102 SH Equity Inns Inc. Common Stock 294703103 9 1,000 SH Equity Inv Fd Common Stock 294710553 0 12 SH Equity Office Properties Tr Common Stock 294741103 7 281 SH Equity Office Properties Tr 8.625 Ser Preferred Stock 294741608 47 1,900 SH Equity Residential Properties Trust Common Stock 29476L107 229 5,554 SH Equity Residential Properties Preferred Stock 29476L206 73 2,900 SH Equity Residential Pptys Trust 7.625% Preferred Stock 29476L792 44 1,930 SH Equity Residential Pptys Trust Preferred Stock 29476L826 52 2,000 SH Equity Residential Pptys Trust Ser G Preferred Stock 29476L859 22 1,000 SH Equity Residential Pptys Tr Ser F Pfd Preferred Stock 29476L875 48 1,900 SH Ericsson L M Tel Co ADR Cl B ADR 294821400 1,198 50,311 SH Environmental Control Products Common Stock 294905104 0 833 SH Erie Indemnity Company - Cl A Common Stock 29530P102 50 1,800 SH Espirito Santo Financial Hldg S.A. ADR 29665F200 20 1,250 SH Esterline Technologies Corp Common Stock 297425100 13 1,000 SH Ethan Allen Interiors, Inc. Common Stock 297602104 1,734 41,725 SH Page Total: 8,185 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Encad Inc X 0 325 0 Endesa S.A. ADR X 0 6,200 0 Endocare Inc. X 0 2,000 0 Enersis SA Spons ADR X 0 1,400 0 Engelhard Corp. X 0 212 0 Energy North, Inc. X 0 3,311 0 Enesco Corp Inc X 0 725 0 Enhance Financial Services Group Inc. X 0 3,650 0 Ennis Business Forms Inc. X 0 500 0 Enron Corp. X 0 33,653 0 Enron Oil & Gas Co X 0 2,300 0 Enserch Corp. Dep Pfd Shs Ser F X 0 1,000 0 Enron Cap Trust II 8.125% Perp Trust X 0 1,000 0 Entergy Louisiana Cap I Cuml X 0 950 0 Entergy Arkansas Cap I 8.50% X 0 3,100 0 Entergy Corp. X 0 2,385 0 Entergy Gulf States Capt I X 0 4,860 0 Entergy Gulf State Utils Inc. X 0 200 0 Entergy Gulf States Utilities Inc. $4. X 0 400 0 Entergy Louisiana Inc. 8% Pfd X 0 1,800 0 Entergy Mississippi Inc. X 0 150 0 Enterprise Oil Plc ADR X 0 600 0 Entremed Inc X 0 1,750 0 Enzo Biochem Inc. X 0 500 0 Equifax Inc. X 0 27,105 0 Equinox Systems Inc. X 0 3,000 0 The Equitable Companies X 0 1,672 0 Equitable Federal Svgs Bank X 0 800 0 Equitable of Iowa Cos Capital X 0 800 0 Equitable Resources Inc. X 0 3,112 0 Equity Income Fd X 0 2,102 0 Equity Inns Inc. X 0 1,000 0 Equity Inv Fd X 0 12 0 Equity Office Properties Tr X 0 281 0 Equity Office Properties Tr 8.625 Ser X 0 1,900 0 Equity Residential Properties Trust X 0 5,554 0 Equity Residential Properties X 0 2,900 0 Equity Residential Pptys Trust 7.625% X 0 1,930 0 Equity Residential Pptys Trust X 0 2,000 0 Equity Residential Pptys Trust Ser G X 0 1,000 0 Equity Residential Pptys Tr Ser F Pfd X 0 1,900 0 Ericsson L M Tel Co ADR Cl B X 0 50,311 0 Environmental Control Products X 0 833 0 Erie Indemnity Company - Cl A X 0 1,800 0 Espirito Santo Financial Hldg S.A. X 0 1,250 0 Esterline Technologies Corp X 0 1,000 0 Ethan Allen Interiors, Inc. X 0 41,725 0
Page 20 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Ethyl Corp. Common Stock 297659104 11 2,505 SH European Warrant Fd Inc. Common Stock 298792102 97 6,927 SH Everest Reinsurance Holdings Inc. Common Stock 299808105 39 1,260 SH Exactech Inc. Common Stock 30064E109 94 9,050 SH Excal Enterprises Inc Common Stock 300902103 2 800 SH Excite Inc. Common Stock 300904109 42 300 SH Exide Corp Common Stock 302051107 11 1,000 SH Exodux Communications Inc. Common Stock 302088109 38 280 SH Express Scripts Inc. CL A Common Stock 302182100 17 200 SH Exxon Corp. Common Stock 302290101 15,616 221,309 SH F & M Bancorp Common Stock 302367107 9 300 SH F & M National Corp. Common Stock 302374103 24 1,000 SH FFY Financial Corp Common Stock 30242U108 101 5,500 SH FCNB Capital Trust 8.25% Preferred Stock 30243V204 54 2,100 SH FMC Corp. Common Stock 302491303 15 300 SH F N B Corp. Common Stock 302520101 182 7,912 SH FPA Medical Management Inc. Common Stock 302543103 0 1,000 SH F P L Group Inc. Common Stock 302571104 905 16,992 SH FSI International, Incorporated Common Stock 302633102 8 1,300 SH Fw Pfd Cap Tr I 9% PFD Preferred Stock 302684204 19 750 SH FCNB Corp. Common Stock 302920103 262 13,700 SH FTI Consulting Inc. Common Stock 302941109 48 16,600 SH Fair Isaac & Co Inc. Common Stock 303250104 417 11,260 SH Fairfield Communities Inc. Common Stock 304231301 0 48 SH Family Dollar Stores Inc. Common Stock 307000109 5 200 SH Family Golf Centers Inc. Common Stock 30701A106 22 3,000 SH Farmer Brothers Co Common Stock 307675108 20 100 SH Farm Family Holdings Inc. Common Stock 307901108 16 500 SH Farmers Natl Banc Corp Common Stock 309627107 15 370 SH Fauquier Bankshares Inc. Common Stock 312082100 55 2,992 SH FDX Corp. Common Stock 31304N107 1,113 11,994 SH Freddie Mac Common Stock 313400301 3,868 67,710 SH Freddie Mac 6.688% 1998 Ser A Common Stock 313400871 759 30,500 SH Fannie Mae Common Stock 313586109 21,169 305,695 SH Fannie Mae 6.50 Non -Cum PFD Ser B Preferred Stock 313586307 5 100 SH Federal Realty Investment Trust Common Stock 313747206 708 33,392 SH Fed Rlty Invs Tr 7.95% Perpetual PFD Preferred Stock 313747404 33 1,400 SH Federal Signal Corp. Common Stock 313855108 1,950 93,398 SH Federated Department Stores Common Stock 31410H101 281 7,000 SH Federated Investors Inc ( PA ) Cl B Common Stock 314211103 39 2,150 SH Felcor Lodging Trust Inc Common Stock 31430F101 46 2,000 SH Ferro Corp. Common Stock 315405100 337 13,600 SH Fidelity Bancorp Common Stock 315831107 66 3,738 SH Fidelity Capital Trust I 8.375% PFD Preferred Stock 315931204 72 7,500 SH Fifth Third Bancorp Common Stock 316773100 272 4,118 SH Fila Holdings SPA American ADR 316850106 8 1,000 SH Filenet Corp Common Stock 316869106 1 200 SH Page Total: 48,872 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Ethyl Corp. X 0 2,505 0 European Warrant Fd Inc. X 0 6,927 0 Everest Reinsurance Holdings Inc. X 0 1,260 0 Exactech Inc. X 0 9,050 0 Excal Enterprises Inc X 0 800 0 Excite Inc. X 0 300 0 Exide Corp X 0 1,000 0 Exodux Communications Inc. X 0 280 0 Express Scripts Inc. CL A X 0 200 0 Exxon Corp. X 0 221,309 0 F & M Bancorp X 0 300 0 F & M National Corp. X 0 1,000 0 FFY Financial Corp X 0 5,500 0 FCNB Capital Trust 8.25% X 0 2,100 0 FMC Corp. X 0 300 0 F N B Corp. X 0 7,912 0 FPA Medical Management Inc. X 0 1,000 0 F P L Group Inc. X 0 16,992 0 FSI International, Incorporated X 0 1,300 0 Fw Pfd Cap Tr I 9% PFD X 0 750 0 FCNB Corp. X 0 13,700 0 FTI Consulting Inc. X 0 16,600 0 Fair Isaac & Co Inc. X 0 11,260 0 Fairfield Communities Inc. X 0 48 0 Family Dollar Stores Inc. X 0 200 0 Family Golf Centers Inc. X 0 3,000 0 Farmer Brothers Co X 0 100 0 Farm Family Holdings Inc. X 0 500 0 Farmers Natl Banc Corp X 0 370 0 Fauquier Bankshares Inc. X 0 2,992 0 FDX Corp. X 0 11,994 0 Freddie Mac X 0 67,710 0 Freddie Mac 6.688% 1998 Ser A X 0 30,500 0 Fannie Mae X 0 305,695 0 Fannie Mae 6.50 Non -Cum PFD Ser B X 0 100 0 Federal Realty Investment Trust X 0 33,392 0 Fed Rlty Invs Tr 7.95% Perpetual PFD X 0 1,400 0 Federal Signal Corp. X 0 93,398 0 Federated Department Stores X 0 7,000 0 Federated Investors Inc ( PA ) Cl B X 0 2,150 0 Felcor Lodging Trust Inc X 0 2,000 0 Ferro Corp. X 0 13,600 0 Fidelity Bancorp X 0 3,738 0 Fidelity Capital Trust I 8.375% PFD X 0 7,500 0 Fifth Third Bancorp X 0 4,118 0 Fila Holdings SPA American X 0 1,000 0 Filenet Corp X 0 200 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Financial Security Assurance Common Stock 31769P100 667 13,440 SH Fingerhut Cos. Inc. Common Stock 317867992 0 300 SH Finova Group Inc. Common Stock 317928109 5,718 110,235 SH First Australia Prime Income Fd Common Stock 318653102 75 12,284 SH First American Corp. Tenn Common Stock 318900107 37 1,000 SH First Central Financial Corp Common Stock 318908100 0 7,700 SH First Bank of Philadelphia Common Stock 319258208 13 2,550 SH First Bell Bancorp Inc. Common Stock 319301107 170 10,000 SH First Cap Instl Real Estate LTD Limited Partner 31941R404 0 250 SH First Charter Corp. Common Stock 319439105 387 20,355 SH First Ctzns Bancshares Inc. NC Common Stock 31946M103 57 700 SH Frist Comwlth Finl Corp. PA Common Stock 319829107 12 580 SH The First Commonwealth Fund Inc. Common Stock 31983F102 5 500 SH First Consulting Group Inc Common Stock 31986R103 3 231 SH First Data Corp. Common Stock 319963104 2,545 59,541 SH Fec Shareholders Tr-Dep Pref Common Stock 320135957 0 32 SH FEC Shareholders Trust Pfd Preferred Stock 320135965 0 800 SH FEC Shareholders Trust 11.50% Cum PFD Preferred Stock 320135973 0 75 SH FEC Shareholders Trust Common Stock 320135999 0 546 SH First Financial Bankshares Inc. Common Stock 32020R109 38 1,184 SH First Financial Corp. - Texas Common Stock 320222102 0 59 SH First Financial Fund Inc. Common Stock 320228109 399 54,095 SH First Frederick Financial Corp. Common Stock 320273105 52 2,646 SH First Industrial Realty Trust Common Stock 32054K103 168 7,000 SH First Ind Realty Trust Inc. 9.50% PFD Preferred Stock 32054K202 17 700 SH First Industrial Realty Tr Inc 8.625% Preferred Stock 32054K608 14 575 SH First Industrial Realty Tr Inc 7.95% D Preferred Stock 32054K806 21 1,000 SH First Mariner Bancorp Inc. Common Stock 320795107 34 2,830 SH First Maryland Bancorp Preferred Stock 320806201 117 4,600 SH First Health Group Corp. Common Stock 320960107 675 42,037 SH First Savings Bancorp Inc. Common Stock 335939104 4 200 SH First Republic Bank Common Stock 336158100 24 1,000 SH First Security Corp. Common Stock 336294103 88 4,552 SH First Tennessee Common Stock 337162101 404 11,025 SH First Union Corp. Common Stock 337358105 16,747 313,389 SH First Un Real Estate Equity & Common Stock 337400105 11 2,550 SH First United Bancshares Inc. Common Stock 33741E104 777 56,000 SH First VA Banks Inc. Common Stock 337477103 204 4,475 SH First Washington Realty Trust Common Stock 337489504 21 1,000 SH First Washington Realty Trust Pfd Preferred Stock 337489603 60 2,200 SH First Western Bancorp Common Stock 337505101 77 2,455 SH Firstservice Corp. Sub-Vtg Shs Foreign Stock 33761N109 84 6,400 SH Firstar Corporation Common Stock 33763V109 823 9,200 SH Fiserv Inc. Common Stock 337738108 31 572 SH Firstmerit Corp. Common Stock 337915102 69 2,664 SH Firstenergy Corp. Common Stock 337932107 141 5,062 SH Fischer Scientific International Inc. Common Stock 338032105 79 1,650 SH Page Total: 30,868 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Financial Security Assurance X 0 13,440 0 Fingerhut Cos. Inc. X 0 300 0 Finova Group Inc. X 0 110,235 0 First Australia Prime Income Fd X 0 12,284 0 First American Corp. Tenn X 0 1,000 0 First Central Financial Corp X 0 7,700 0 First Bank of Philadelphia X 0 2,550 0 First Bell Bancorp Inc. X 0 10,000 0 First Cap Instl Real Estate LTD X 0 250 0 First Charter Corp. X 0 20,355 0 First Ctzns Bancshares Inc. NC X 0 700 0 Frist Comwlth Finl Corp. PA X 0 580 0 The First Commonwealth Fund Inc. X 0 500 0 First Consulting Group Inc X 0 231 0 First Data Corp. X 0 59,541 0 Fec Shareholders Tr-Dep Pref X 0 32 0 FEC Shareholders Trust Pfd X 0 800 0 FEC Shareholders Trust 11.50% Cum PFD X 0 75 0 FEC Shareholders Trust X 0 546 0 First Financial Bankshares Inc. X 0 1,184 0 First Financial Corp. - Texas X 0 59 0 First Financial Fund Inc. X 0 54,095 0 First Frederick Financial Corp. X 0 2,646 0 First Industrial Realty Trust X 0 7,000 0 First Ind Realty Trust Inc. 9.50% PFD X 0 700 0 First Industrial Realty Tr Inc 8.625% X 0 575 0 First Industrial Realty Tr Inc 7.95% D X 0 1,000 0 First Mariner Bancorp Inc. X 0 2,830 0 First Maryland Bancorp X 0 4,600 0 First Health Group Corp. X 0 42,037 0 First Savings Bancorp Inc. X 0 200 0 First Republic Bank X 0 1,000 0 First Security Corp. X 0 4,552 0 First Tennessee X 0 11,025 0 First Union Corp. X 0 313,389 0 First Un Real Estate Equity & X 0 2,550 0 First United Bancshares Inc. X 0 56,000 0 First VA Banks Inc. X 0 4,475 0 First Washington Realty Trust X 0 1,000 0 First Washington Realty Trust Pfd X 0 2,200 0 First Western Bancorp X 0 2,455 0 Firstservice Corp. Sub-Vtg Shs X 0 6,400 0 Firstar Corporation X 0 9,200 0 Fiserv Inc. X 0 572 0 Firstmerit Corp. X 0 2,664 0 Firstenergy Corp. X 0 5,062 0 Fischer Scientific International Inc. X 0 1,650 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Fleet Financial Group, Inc. Common Stock 338915101 1,796 47,726 SH Fleetwood Enterprises Inc. Common Stock 339099103 1,153 40,280 SH Fletcher Challenge Ltd Forest ADR 339324402 0 10 SH Fletcher Chall Paper ADR ADR 339325102 2 250 SH Florida East Coast Inds Inc Common Stock 340632108 15 500 SH Florida Progress Common Stock 341109106 256 6,775 SH Flowers Inds Inc. Common Stock 343496105 33 1,359 SH Fluor Corp. Common Stock 343861100 144 5,335 SH Focus Enhancements Inc Common Stock 344159108 1 800 SH Focus Surgery Inc Common Stock 344163100 0 40 SH Fonar Corp. Cl A Pfd Preferred Stock 344437306 0 440 SH Food Lion Inc. Class B Common Stock 344775101 237 26,309 SH Food Lion Inc. Common Stock 344775200 493 53,557 SH Footstar Inc. Common Stock 344912100 10 322 SH Forcenergy Inc. Common Stock 345206106 1 500 SH Ford Motor Co Cap Tr I TOPRS 9.00% PFD Preferred Stock 345343206 29 1,050 SH Ford Motor Co. Common Stock 345370100 13,652 240,561 SH Fore Systems Inc. Common Stock 345449102 113 6,000 SH Forest Labs Inc. Common Stock 345838106 257 4,550 SH Forest Oil Corp Common Stock 346091606 5 700 SH Fort Dearborn Income Secs Inc. Common Stock 347200107 7 450 SH Fort James Corp. Common Stock 347471104 99 3,130 SH Fortress Group Inc. Common Stock 34956K108 20 10,000 SH Fortune Brands Inc. Common Stock 349631101 871 22,510 SH Fortune Financial Systems Common Stock 34965A109 0 1,000 SH Foster Wheeler Corp. Common Stock 350244109 214 17,620 SH Foundation Health Systems Common Stock 350404109 141 11,575 SH Fountain Pwr Boat Inds Inc. Common Stock 350755302 10 2,250 SH Four Media Co Common Stock 350872107 4 700 SH Fox Entertainment Group Inc Common Stock 35138T107 5 200 SH Franchise Finance Corp. of America Common Stock 351807102 79 3,756 SH Franco Nev Mng Ltd Common Stock 351860101 6 360 SH Franklin Covey Co. Common Stock 353469109 257 28,530 SH Franklin Electric Inc. Common Stock 353514102 13,956 214,709 SH Franklin Multi-Income Trust Common Stock 354021107 34 3,775 SH Franklin Resources Common Stock 354613101 803 28,542 SH Frederick Brewing Co Com New Common Stock 355673203 1 500 SH Freeport McMoran Copper & Gold, Inc. Common Stock 35671D105 11 1,062 SH Freeport McMoran Copper & Gold Preferred Stock 35671D501 3 200 SH Freeport McMoran Copper And Gold Common Stock 35671D857 7 605 SH Fremont General Corp. Common Stock 357288109 85 4,435 SH Fresenius National Medical Care Preferred Stock 358030203 0 312 SH Friede Goldman Intl Inc Common Stock 358430106 24 1,500 SH Friedman Billings Ramsey Grp Inc. CL A Common Stock 358433100 58 8,700 SH Frontier Corp. Common Stock 35906P105 220 4,250 SH Frontier Insurance Group Inc. Common Stock 359081106 16 1,320 SH Forntier Oil & Gas Co. Common Stock 359141108 0 110 SH Page Total: 35,127 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Fleet Financial Group, Inc. X 0 47,726 0 Fleetwood Enterprises Inc. X 0 40,280 0 Fletcher Challenge Ltd Forest X 0 10 0 Fletcher Chall Paper ADR X 0 250 0 Florida East Coast Inds Inc X 0 500 0 Florida Progress X 0 6,775 0 Flowers Inds Inc. X 0 1,359 0 Fluor Corp. X 0 5,335 0 Focus Enhancements Inc X 0 800 0 Focus Surgery Inc X 0 40 0 Fonar Corp. Cl A Pfd X 0 440 0 Food Lion Inc. Class B X 0 26,309 0 Food Lion Inc. X 0 53,557 0 Footstar Inc. X 0 322 0 Forcenergy Inc. X 0 500 0 Ford Motor Co Cap Tr I TOPRS 9.00% PFD X 0 1,050 0 Ford Motor Co. X 0 240,561 0 Fore Systems Inc. X 0 6,000 0 Forest Labs Inc. X 0 4,550 0 Forest Oil Corp X 0 700 0 Fort Dearborn Income Secs Inc. X 0 450 0 Fort James Corp. X 0 3,130 0 Fortress Group Inc. X 0 10,000 0 Fortune Brands Inc. X 0 22,510 0 Fortune Financial Systems X 0 1,000 0 Foster Wheeler Corp. X 0 17,620 0 Foundation Health Systems X 0 11,575 0 Fountain Pwr Boat Inds Inc. X 0 2,250 0 Four Media Co X 0 700 0 Fox Entertainment Group Inc X 0 200 0 Franchise Finance Corp. of America X 0 3,756 0 Franco Nev Mng Ltd X 0 360 0 Franklin Covey Co. X 0 28,530 0 Franklin Electric Inc. X 0 214,709 0 Franklin Multi-Income Trust X 0 3,775 0 Franklin Resources X 0 28,542 0 Frederick Brewing Co Com New X 0 500 0 Freeport McMoran Copper & Gold, Inc. X 0 1,062 0 Freeport McMoran Copper & Gold X 0 200 0 Freeport McMoran Copper And Gold X 0 605 0 Fremont General Corp. X 0 4,435 0 Fresenius National Medical Care X 0 312 0 Friede Goldman Intl Inc X 0 1,500 0 Friedman Billings Ramsey Grp Inc. CL A X 0 8,700 0 Frontier Corp. X 0 4,250 0 Frontier Insurance Group Inc. X 0 1,320 0 Forntier Oil & Gas Co. X 0 110 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Fulton Financial Corp. PA Common Stock 360271100 963 42,004 SH Fund American Enterprises Common Stock 360768105 296 2,225 SH Furniture Brands Intl Inc. Common Stock 360921100 53 2,389 SH RTS Fusion Systems Corp. Common Stock 361129117 0 3,450 SH Gatx Corp. Common Stock 361448103 854 25,932 SH GRC Intl Inc. Common Stock 361922107 1 100 SH GP Strategies Corp Common Stock 36225V104 4 250 SH GPU Inc. Common Stock 36225X100 260 6,980 SH G T E Corp. Common Stock 362320103 5,850 96,698 SH GTE Delaware L P 9.25% Cum PFD MIPS Preferred Stock 36232E202 5 200 SH GTE Delaware 8.75% Cumulative Monthly Preferred Stock 36232E301 77 3,000 SH GTE Florida Inc. Preferred Stock 362333205 3 150 SH GTS Duratek Inc. New Common Stock 36237J107 27 5,300 SH Gabelli Equity Tr Inc. Common Stock 362397101 230 19,354 SH Gabelli Global Multimedia Tr Common Stock 36239Q109 2 186 SH Gabelli Global Multi Media Tr Inc. Preferred Stock 36239Q208 15 600 SH Gables Residential Trust Com Common Stock 362418105 115 5,224 SH Gables Residential Trust 8.30% Cum Red Preferred Stock 362418204 56 2,300 SH Galileo International Inc. Common Stock 363547100 17 350 SH Gallagher Arthur J & Co Common Stock 363576109 1 30 SH Gallaher Group PLC-Spon ADR ADR 363595109 152 6,458 SH Gannett Co Common Stock 364730101 187 2,965 SH Gap Inc. Common Stock 364760108 870 12,922 SH Gardenburger Inc. Common Stock 365476100 8 800 SH Gargoyles Inc Common Stock 366033108 1 4,000 SH Gartner Group Incorporated Class A Common Stock 366651107 23 1,000 SH Gateway 2000 Inc. Common Stock 367833100 2,135 31,133 SH Gaylord Entertainment Co Common Stock 367905106 7 278 SH Gaylord Container Corp. Common Stock 368145108 8 1,000 SH Geltex Pharmaceuticals Inc. Common Stock 368538104 6 400 SH Gencorp Inc. Common Stock 368682100 4 225 SH Gene Logic Inc. Common Stock 368689105 8 1,580 SH Genentech Inc. Common Stock 368710307 50 560 SH General American Investors Co Common Stock 368802104 1 37 SH General Cable Corp. Common Stock 369300108 11 1,000 SH General Development Corp Common Stock 369497102 0 10 SH General Dynamics Corp. Common Stock 369550108 30 470 SH General Electric Common Stock 369604103 37,019 334,636 SH General Electric ADR 369639307 3 310 SH General Growth Properties, Inc. Common Stock 370021107 50 1,550 SH General Instrument Corp. Common Stock 370120107 226 7,450 SH General Mills Common Stock 370334104 1,026 13,580 SH General Motors Corp. Common Stock 370442105 11,716 134,862 SH General Motors Corp. - CL H New Common Stock 370442832 427 8,459 SH General Nutrition Companies Common Stock 37047F103 378 26,975 SH General Re Corp. Common Stock 370563108 12 50 SH General Semiconductor Inc. Common Stock 370787103 9 1,225 SH Page Total: 63,195 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Fulton Financial Corp. PA X 0 42,004 0 Fund American Enterprises X 0 2,225 0 Furniture Brands Intl Inc. X 0 2,389 0 RTS Fusion Systems Corp. X 0 3,450 0 Gatx Corp. X 0 25,932 0 GRC Intl Inc. X 0 100 0 GP Strategies Corp X 0 250 0 GPU Inc. X 0 6,980 0 G T E Corp. X 0 96,698 0 GTE Delaware L P 9.25% Cum PFD MIPS X 0 200 0 GTE Delaware 8.75% Cumulative Monthly X 0 3,000 0 GTE Florida Inc. X 0 150 0 GTS Duratek Inc. New X 0 5,300 0 Gabelli Equity Tr Inc. X 0 19,354 0 Gabelli Global Multimedia Tr X 0 186 0 Gabelli Global Multi Media Tr Inc. X 0 600 0 Gables Residential Trust Com X 0 5,224 0 Gables Residential Trust 8.30% Cum Red X 0 2,300 0 Galileo International Inc. X 0 350 0 Gallagher Arthur J & Co X 0 30 0 Gallaher Group PLC-Spon ADR X 0 6,458 0 Gannett Co X 0 2,965 0 Gap Inc. X 0 12,922 0 Gardenburger Inc. X 0 800 0 Gargoyles Inc X 0 4,000 0 Gartner Group Incorporated Class A X 0 1,000 0 Gateway 2000 Inc. X 0 31,133 0 Gaylord Entertainment Co X 0 278 0 Gaylord Container Corp. X 0 1,000 0 Geltex Pharmaceuticals Inc. X 0 400 0 Gencorp Inc. X 0 225 0 Gene Logic Inc. X 0 1,580 0 Genentech Inc. X 0 560 0 General American Investors Co X 0 37 0 General Cable Corp. X 0 1,000 0 General Development Corp X 0 10 0 General Dynamics Corp. X 0 470 0 General Electric X 0 334,636 0 General Electric X 0 310 0 General Growth Properties, Inc. X 0 1,550 0 General Instrument Corp. X 0 7,450 0 General Mills X 0 13,580 0 General Motors Corp. X 0 134,862 0 General Motors Corp. - CL H New X 0 8,459 0 General Nutrition Companies X 0 26,975 0 General Re Corp. X 0 50 0 General Semiconductor Inc. X 0 1,225 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Gentex Corp. Common Stock 371901109 4 200 SH Genesis Health Ventures Inc. Common Stock 371912106 12 2,500 SH Genlyte Group Inc. Common Stock 372302109 6 400 SH Genuine Parts Co. Common Stock 372460105 139 4,828 SH Genzyme Transgenics Corp. Common Stock 37246E105 8 2,000 SH Genzyme Corp.-General Division Common Stock 372917104 2,330 46,204 SH Genzyme Corp.-Tissue Repair Common Stock 372917401 16 6,862 SH Genzyme-Molecular Oncology Common Stock 372917500 9 2,378 SH Georgia-Pacific Corp. Common Stock 373298108 98 1,325 SH Georgia Pacific Corp. (Timber Group) Common Stock 373298702 38 1,700 SH Gerogia Power Cap Trust I Preferred Stock 373331206 64 2,500 SH Georgia Power Co. SR Notes Preferred Stock 373334556 25 1,000 SH Georgia Power Co 6.875% Senior Public Preferred Stock 373334564 48 1,950 SH Geoworks Corp. Common Stock 373692102 0 100 SH Getty Petroleum Marketing Common Stock 374292100 1 500 SH Giant Industries Inc. Common Stock 374508109 3 400 SH Gilead Sciences Inc. Common Stock 375558103 11 250 SH Gillette Co. Common Stock 375766102 9,626 161,946 SH Glaxo Wellcome PLC - Spons ADR ADR 37733W105 441 6,593 SH Glenayre Technologies Inc. Common Stock 377899109 3 900 SH Glenborough Realty Trust Inc. Common Stock 37803P105 8 442 SH Gliatech Inc Common Stock 37929C103 19 800 SH Glimcher Realty Trust Common Stock 379302102 64 4,475 SH Global Directmail Corp. Common Stock 379321102 13 800 SH Global Industries Ltd Common Stock 379336100 230 22,675 SH Global High Income Dollar Fund Inc. Common Stock 37933G108 17 1,500 SH Global Imaging Systems Inc Common Stock 37934A100 4 300 SH Global Marine Inc. Common Stock 379352404 162 13,765 SH Globecomm Systems Inc Common Stock 37956X103 6 1,000 SH Golden Star Resources Ltd Common Stock 38119T104 0 200 SH Golden West Finl Corp. Del Common Stock 381317106 61 635 SH Goldfield Corp. Common Stock 381370105 0 400 SH Golf Trust of America Inc. Common Stock 38168B103 54 2,400 SH Goodrich B.F. Co. Common Stock 382388106 45 1,310 SH Goodrich Petroleum Corp. Common Stock 382410405 0 375 SH Goodyear Tire & Rubber Co Common Stock 382550101 1,037 20,817 SH W.R. Grace & Co. Common Stock 38388F108 188 15,530 SH Graco Inc. Common Stock 384109104 4 200 SH Grainger WW Inc. Common Stock 384802104 2,810 65,242 SH Grand Metropolitan Delaware LP Cum Pfd Preferred Stock 386087209 46 1,625 SH Grange National Banc Corp - PA Common Stock 387026107 1 17 SH Granite Construction Co Common Stock 387328107 4 150 SH Great Lakes Chemical Corp. Common Stock 390568103 23 625 SH The Greater China Fund Common Stock 39167B102 3 460 SH Greenpoint Financial Corp. Common Stock 395384100 687 19,775 SH Grey Wolf Inc. Common Stock 397888108 5 3,500 SH Greyhound Lines Inc. Common Stock 398048108 36 5,500 SH Page Total: 18,410 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Gentex Corp. X 0 200 0 Genesis Health Ventures Inc. X 0 2,500 0 Genlyte Group Inc. X 0 400 0 Genuine Parts Co. X 0 4,828 0 Genzyme Transgenics Corp. X 0 2,000 0 Genzyme Corp.-General Division X 0 46,204 0 Genzyme Corp.-Tissue Repair X 0 6,862 0 Genzyme-Molecular Oncology X 0 2,378 0 Georgia-Pacific Corp. X 0 1,325 0 Georgia Pacific Corp. (Timber Group) X 0 1,700 0 Gerogia Power Cap Trust I X 0 2,500 0 Georgia Power Co. SR Notes X 0 1,000 0 Georgia Power Co 6.875% Senior Public X 0 1,950 0 Geoworks Corp. X 0 100 0 Getty Petroleum Marketing X 0 500 0 Giant Industries Inc. X 0 400 0 Gilead Sciences Inc. X 0 250 0 Gillette Co. X 0 161,946 0 Glaxo Wellcome PLC - Spons ADR X 0 6,593 0 Glenayre Technologies Inc. X 0 900 0 Glenborough Realty Trust Inc. X 0 442 0 Gliatech Inc X 0 800 0 Glimcher Realty Trust X 0 4,475 0 Global Directmail Corp. X 0 800 0 Global Industries Ltd X 0 22,675 0 Global High Income Dollar Fund Inc. X 0 1,500 0 Global Imaging Systems Inc X 0 300 0 Global Marine Inc. X 0 13,765 0 Globecomm Systems Inc X 0 1,000 0 Golden Star Resources Ltd X 0 200 0 Golden West Finl Corp. Del X 0 635 0 Goldfield Corp. X 0 400 0 Golf Trust of America Inc. X 0 2,400 0 Goodrich B.F. Co. X 0 1,310 0 Goodrich Petroleum Corp. X 0 375 0 Goodyear Tire & Rubber Co X 0 20,817 0 W.R. Grace & Co. X 0 15,530 0 Graco Inc. X 0 200 0 Grainger WW Inc. X 0 65,242 0 Grand Metropolitan Delaware LP Cum Pfd X 0 1,625 0 Grange National Banc Corp - PA X 0 17 0 Granite Construction Co X 0 150 0 Great Lakes Chemical Corp. X 0 625 0 The Greater China Fund X 0 460 0 Greenpoint Financial Corp. X 0 19,775 0 Grey Wolf Inc. X 0 3,500 0 Greyhound Lines Inc. X 0 5,500 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Griffon Corp. Common Stock 398433102 7,397 1,075,917 SH Gristedes Sloans Inc. Common Stock 398635102 4 2,000 SH Grossmans Inc Common Stock 399215102 0 1,500 SH Grupo Televisa, S.A. GDS ADR 40049J206 3 90 SH Guarantee Life Companies Inc. Common Stock 400740106 228 13,387 SH Guatanteed Tune-Up Inc Common Stock 400758108 0 300 SH Guaranty Financial Corp. Common Stock 401086103 7 660 SH Gucci Group NV - NY Reg Shrs ADR 401566104 207 2,575 SH Guidant Corp. Common Stock 401698105 885 14,628 SH Guilford Mills Inc. Common Stock 401794102 4 500 SH Guilford Pharmaceutical Inc. Common Stock 401829106 65 5,750 SH Gulf Island Fabrication Inc. Common Stock 402307102 15 1,400 SH Gulf Power Capt Trust I 7.625% Preferred Stock 402473201 41 1,600 SH Gulfstream Aerospace Corp. Common Stock 402734107 4 100 SH HCIA, Inc. Common Stock 403908106 3 700 SH HMT Technology Corp. Common Stock 403917107 108 30,854 SH H & Q Life Sciences Investors Common Stock 404053100 70 6,354 SH HCC Insurance Holdings Inc. Common Stock 404132102 6 300 SH HCR Manor Care Inc Common Stock 404134108 268 11,769 SH Heco Capt Tr I 8.05% Cum Qtly Preferred Stock 404151201 30 1,200 SH Heco Capital Trust II Pfd Secs Ser 7.3 Preferred Stock 40415B209 5 200 SH Hie Inc Common Stock 40419W100 5 1,000 SH HL&P Capital Trust I-8.125% Tr PFD Sr Preferred Stock 404202202 13 500 SH HRPT Proprties Trust Common Stock 40426W101 653 48,366 SH HSBC Holdings ADR 404280307 47 150 SH HSB Group Inc. Common Stock 40428N109 50 1,350 SH Hadco Corp. Common Stock 404681108 339 10,770 SH Hain Food Group Inc Common Stock 405219106 7 400 SH Halliburton Co. Common Stock 406216101 1,613 41,893 SH Halter Marine Group Inc. Common Stock 40642Y105 216 37,175 SH Hambrecht & Quist Group Inc. Common Stock 406545103 7 200 SH John Hancock Bank & Thrift Common Stock 409735107 330 35,928 SH John Hancock Income Sec Trust Common Stock 410123103 8 550 SH John Hancock Patriot Preferred Common Stock 41013J107 181 15,000 SH John Hancock Patriot Premium Common Stock 41013T105 83 7,440 SH Hanger Orthopedic Group, Inc. Common Stock 41043F208 133 9,850 SH Hannaford Brothers Inc. Common Stock 410550107 9,262 203,834 SH Hanson Plc Spon ADR New ADR 411352404 4 99 SH Harbor Federal Bancorp Inc. Common Stock 41151A108 171 10,300 SH Harcourt General Inc. Common Stock 41163G101 603 13,610 SH Harken Energy Corp. Common Stock 412552101 0 200 SH Harland John H Co Common Stock 412693103 41 3,200 SH Harley Davidson, Inc. Common Stock 412822108 8,026 139,574 SH Harleysville Group, Inc. Common Stock 412824104 6 300 SH Harleysville National Corp. - PA Common Stock 412850109 11 300 SH Harman International Industries Inc. Common Stock 413086109 72 1,967 SH Harnischfeger Industries Inc. Common Stock 413345109 17 3,000 SH Page Total: 31,249 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Griffon Corp. X 0 1,075,917 0 Gristedes Sloans Inc. X 0 2,000 0 Grossmans Inc X 0 1,500 0 Grupo Televisa, S.A. GDS X 0 90 0 Guarantee Life Companies Inc. X 0 13,387 0 Guatanteed Tune-Up Inc X 0 300 0 Guaranty Financial Corp. X 0 660 0 Gucci Group NV - NY Reg Shrs X 0 2,575 0 Guidant Corp. X 0 14,628 0 Guilford Mills Inc. X 0 500 0 Guilford Pharmaceutical Inc. X 0 5,750 0 Gulf Island Fabrication Inc. X 0 1,400 0 Gulf Power Capt Trust I 7.625% X 0 1,600 0 Gulfstream Aerospace Corp. X 0 100 0 HCIA, Inc. X 0 700 0 HMT Technology Corp. X 0 30,854 0 H & Q Life Sciences Investors X 0 6,354 0 HCC Insurance Holdings Inc. X 0 300 0 HCR Manor Care Inc X 0 11,769 0 Heco Capt Tr I 8.05% Cum Qtly X 0 1,200 0 Heco Capital Trust II Pfd Secs Ser 7.3 X 0 200 0 Hie Inc X 0 1,000 0 HL&P Capital Trust I-8.125% Tr PFD Sr X 0 500 0 HRPT Proprties Trust X 0 48,366 0 HSBC Holdings X 0 150 0 HSB Group Inc. X 0 1,350 0 Hadco Corp. X 0 10,770 0 Hain Food Group Inc X 0 400 0 Halliburton Co. X 0 41,893 0 Halter Marine Group Inc. X 0 37,175 0 Hambrecht & Quist Group Inc. X 0 200 0 John Hancock Bank & Thrift X 0 35,928 0 John Hancock Income Sec Trust X 0 550 0 John Hancock Patriot Preferred X 0 15,000 0 John Hancock Patriot Premium X 0 7,440 0 Hanger Orthopedic Group, Inc. X 0 9,850 0 Hannaford Brothers Inc. X 0 203,834 0 Hanson Plc Spon ADR New X 0 99 0 Harbor Federal Bancorp Inc. X 0 10,300 0 Harcourt General Inc. X 0 13,610 0 Harken Energy Corp. X 0 200 0 Harland John H Co X 0 3,200 0 Harley Davidson, Inc. X 0 139,574 0 Harleysville Group, Inc. X 0 300 0 Harleysville National Corp. - PA X 0 300 0 Harman International Industries Inc. X 0 1,967 0 Harnischfeger Industries Inc. X 0 3,000 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Harrah's Entertainment Inc. Common Stock 413619107 20 1,065 SH Harris Corp. Common Stock 413875105 82 2,856 SH Harris Preferred Capital Corp. 7.375% Preferred Stock 414567206 76 3,000 SH Harsco Corp. Common Stock 415864107 298 11,834 SH Hartford Capital I Inc. 7.70% Pfd Ser Preferred Stock 416315208 81 3,200 SH Hartford Capital II 8.35% Preferred Stock 416320208 88 3,400 SH Hartford Financial Services Group Inc. Common Stock 416515104 1,056 18,580 SH Hartford Life Inc. Common Stock 416592103 99 1,800 SH Hasbro Inc. Common Stock 418056107 56 1,944 SH Hatteras Income Secs Inc. Common Stock 419025101 88 6,250 SH Haven Bancorp Inc. Common Stock 419352109 3 200 SH Haverty Furniture Co Inc. Common Stock 419596101 585 23,050 SH Hawaiian Elec Inds Inc. Common Stock 419870100 19 548 SH Hawaiian Elec Industries Capt Preferred Stock 41987M201 81 3,200 SH Health Care Property Investors Inc. Common Stock 421915109 23 800 SH Hlth Care Ppty Inv 7.875% PFD Ser A Preferred Stock 421915307 23 1,000 SH Healthcare Ppty Invs Inc 8.70% Pfd Preferred Stock 421915406 26 1,100 SH Healthsouth Corp. Common Stock 421924101 2,238 215,757 SH Health Management Associates, Inc. Cl Common Stock 421933102 144 11,824 SH Healthcare Realty Trust Common Stock 421946104 289 15,236 SH Heartport Inc. Common Stock 421969106 2 350 SH Health Care REIT, Inc. Common Stock 42217K106 322 14,975 SH Health Care Reit Inc 8.875% Preferred Stock 42217K205 42 1,900 SH Healthcare Financial Partners Inc. Common Stock 42219W108 115 4,420 SH Healtheon Corp. Common Stock 422209106 9 200 SH Heartland Express Inc. Common Stock 422347104 1,452 95,600 SH Heilig-Myers Co Common Stock 422893107 26 5,035 SH Heineken N V - ADR ADR 423012202 170 3,374 SH H J Heinz Co Common Stock 423074103 4,573 96,520 SH Helix Technology Inc. Common Stock 423319102 14 921 SH Hellenic Telecommun Org - ADR ADR 423325307 6 500 SH Heller Financial Inc Cl A Common Stock 423328103 12 500 SH Helmerich & Payne Common Stock 423452101 118 5,200 SH Hercules Inc. Common Stock 427056106 19 765 SH Hercules Trust I 9.42% Preferred Stock 427097209 30 1,200 SH Hershey Foods Corp. Common Stock 427866108 1,779 31,761 SH Hewlett-Packard Co. Common Stock 428236103 20,350 300,090 SH Hibernia Corp. Class A Common Stock 428656102 653 49,748 SH Highline Inds Inc. Common Stock 431108109 0 5,000 SH Highwoods Properties Inc. Common Stock 431284108 1,579 67,022 SH Highwoods Properties Inc. 8% PFD Ser B Preferred Stock 431284306 65 2,950 SH Hillenbrand Industry Inc. Common Stock 431573104 441 9,541 SH Rts Hills Stores Co. Common Stock 431692987 0 2 SH Hilton Hotels Corp. Common Stock 432848109 64 4,544 SH Hitachi Ltd ADR 10 Com ADR 433578507 111 1,530 SH Hitox Corp. of America Common Stock 433658101 1 500 SH Hoechst AG ADR ADR 434390308 5 110 SH Page Total: 37,332 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Harrah's Entertainment Inc. X 0 1,065 0 Harris Corp. X 0 2,856 0 Harris Preferred Capital Corp. 7.375% X 0 3,000 0 Harsco Corp. X 0 11,834 0 Hartford Capital I Inc. 7.70% Pfd Ser X 0 3,200 0 Hartford Capital II 8.35% X 0 3,400 0 Hartford Financial Services Group Inc. X 0 18,580 0 Hartford Life Inc. X 0 1,800 0 Hasbro Inc. X 0 1,944 0 Hatteras Income Secs Inc. X 0 6,250 0 Haven Bancorp Inc. X 0 200 0 Haverty Furniture Co Inc. X 0 23,050 0 Hawaiian Elec Inds Inc. X 0 548 0 Hawaiian Elec Industries Capt X 0 3,200 0 Health Care Property Investors Inc. X 0 800 0 Hlth Care Ppty Inv 7.875% PFD Ser A X 0 1,000 0 Healthcare Ppty Invs Inc 8.70% Pfd X 0 1,100 0 Healthsouth Corp. X 0 215,757 0 Health Management Associates, Inc. Cl X 0 11,824 0 Healthcare Realty Trust X 0 15,236 0 Heartport Inc. X 0 350 0 Health Care REIT, Inc. X 0 14,975 0 Health Care Reit Inc 8.875% X 0 1,900 0 Healthcare Financial Partners Inc. X 0 4,420 0 Healtheon Corp. X 0 200 0 Heartland Express Inc. X 0 95,600 0 Heilig-Myers Co X 0 5,035 0 Heineken N V - ADR X 0 3,374 0 H J Heinz Co X 0 96,520 0 Helix Technology Inc. X 0 921 0 Hellenic Telecommun Org - ADR X 0 500 0 Heller Financial Inc Cl A X 0 500 0 Helmerich & Payne X 0 5,200 0 Hercules Inc. X 0 765 0 Hercules Trust I 9.42% X 0 1,200 0 Hershey Foods Corp. X 0 31,761 0 Hewlett-Packard Co. X 0 300,090 0 Hibernia Corp. Class A X 0 49,748 0 Highline Inds Inc. X 0 5,000 0 Highwoods Properties Inc. X 0 67,022 0 Highwoods Properties Inc. 8% PFD Ser B X 0 2,950 0 Hillenbrand Industry Inc. X 0 9,541 0 Rts Hills Stores Co. X 0 2 0 Hilton Hotels Corp. X 0 4,544 0 Hitachi Ltd ADR 10 Com X 0 1,530 0 Hitox Corp. of America X 0 500 0 Hoechst AG ADR X 0 110 0
Page 27 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Hollywood Entertainment Corp. Common Stock 436141105 22 1,200 SH Hollywood Park Incorporated Common Stock 436255103 41 4,000 SH Hologic Inc. Common Stock 436440101 40 4,400 SH Home Depot Inc. Common Stock 437076102 7,514 120,701 SH Home Properties of New York, Common Stock 437306103 57 2,462 SH Homebase Inc. Common Stock 43738E108 249 56,035 SH Homestake Mining Co Common Stock 437614100 3 345 SH HON Industries Inc. Common Stock 438092108 797 36,325 SH Honda Motor LTD AMER SHS ADR 438128308 9 100 SH Honeywell Inc. Common Stock 438506107 1,525 20,120 SH Hong Kong Telecom Adr ADR 438579203 136 6,935 SH Horace Mann Educators Common Stock 440327104 1,631 70,320 SH Horizon Group Properties Inc Common Stock 44041U102 1 270 SH Hormel Foods Corp. Common Stock 440452100 79 2,230 SH Hospital Staffing Svcs, Inc. Common Stock 440900108 0 60 SH Host Marriott Service Corp. Common Stock 440914109 4 628 SH Hospitality Properties Trust Common Stock 44106M102 907 33,516 SH Host Marriott Corp Common Stock 44107P104 276 24,778 SH Houghton Mifflin Co Common Stock 441560109 599 12,768 SH Household Capital Trust I 8.25% Cum PF Preferred Stock 44180E208 88 3,500 SH Household Capital Trust IV 7.25% Cum T Preferred Stock 44180R209 34 1,360 SH Household International Inc. Common Stock 441815107 959 21,021 SH Household International Inc. PFD $4.30 Preferred Stock 441815792 37 450 SH Houston Inds Inc. 7.00% Pfd Preferred Stock 442161204 10 85 SH Howmet International Inc. Common Stock 443208103 424 29,605 SH Hubbell Inc. CL A Common Stock 443510102 487 13,175 SH Hubbell Inc. CL B Common Stock 443510201 2,175 54,375 SH Hughes Supply Inc. Common Stock 444482103 566 24,860 SH Humana Inc. Common Stock 444859102 522 30,255 SH Human Genome Sciences Inc. Common Stock 444903108 3 100 SH Huntington Bancshares Inc. Common Stock 446150104 109 3,531 SH Hussmann International Inc. Common Stock 448110106 14 978 SH Hutchinson Technology Inc. Common Stock 448407106 62 2,500 SH Hutchinson Whampoa - Unsp ADR ADR 448415208 6 150 SH Hvide Marine Inc. Cl A Common Stock 448515106 15 3,460 SH ICN Pharmaceuticals Inc. Common Stock 448924100 1,715 68,104 SH IDT Corp. Common Stock 448947101 26 1,450 SH IAC Capital Trust 8.25% Trust Orig Pfd Preferred Stock 44919E206 44 1,800 SH IBP Inc. Common Stock 449223106 2 100 SH ICF Kaiser International Inc. Common Stock 449244102 0 200 SH ICG Communications Inc. Common Stock 449246107 31 1,553 SH Icos Corp. Common Stock 449295104 47 1,400 SH I.C.U. Med Inc. Common Stock 44930G107 16 1,000 SH IDEC Pharmaceutical Corp. Common Stock 449370105 45 875 SH IEM S A Amern Shs ADR 449496207 0 12 SH IFR Sys Inc. Common Stock 449507102 0 82 SH Igen International Inc. Common Stock 449536101 14 600 SH Page Total: 21,342 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Hollywood Entertainment Corp. X 0 1,200 0 Hollywood Park Incorporated X 0 4,000 0 Hologic Inc. X 0 4,400 0 Home Depot Inc. X 0 120,701 0 Home Properties of New York, X 0 2,462 0 Homebase Inc. X 0 56,035 0 Homestake Mining Co X 0 345 0 HON Industries Inc. X 0 36,325 0 Honda Motor LTD AMER SHS X 0 100 0 Honeywell Inc. X 0 20,120 0 Hong Kong Telecom Adr X 0 6,935 0 Horace Mann Educators X 0 70,320 0 Horizon Group Properties Inc X 0 270 0 Hormel Foods Corp. X 0 2,230 0 Hospital Staffing Svcs, Inc. X 0 60 0 Host Marriott Service Corp. X 0 628 0 Hospitality Properties Trust X 0 33,516 0 Host Marriott Corp X 0 24,778 0 Houghton Mifflin Co X 0 12,768 0 Household Capital Trust I 8.25% Cum PF X 0 3,500 0 Household Capital Trust IV 7.25% Cum T X 0 1,360 0 Household International Inc. X 0 21,021 0 Household International Inc. PFD $4.30 X 0 450 0 Houston Inds Inc. 7.00% Pfd X 0 85 0 Howmet International Inc. X 0 29,605 0 Hubbell Inc. CL A X 0 13,175 0 Hubbell Inc. CL B X 0 54,375 0 Hughes Supply Inc. X 0 24,860 0 Humana Inc. X 0 30,255 0 Human Genome Sciences Inc. X 0 100 0 Huntington Bancshares Inc. X 0 3,531 0 Hussmann International Inc. X 0 978 0 Hutchinson Technology Inc. X 0 2,500 0 Hutchinson Whampoa - Unsp ADR X 0 150 0 Hvide Marine Inc. Cl A X 0 3,460 0 ICN Pharmaceuticals Inc. X 0 68,104 0 IDT Corp. X 0 1,450 0 IAC Capital Trust 8.25% Trust Orig Pfd X 0 1,800 0 IBP Inc. X 0 100 0 ICF Kaiser International Inc. X 0 200 0 ICG Communications Inc. X 0 1,553 0 Icos Corp. X 0 1,400 0 I.C.U. Med Inc. X 0 1,000 0 IDEC Pharmaceutical Corp. X 0 875 0 IEM S A Amern Shs X 0 12 0 IFR Sys Inc. X 0 82 0 Igen International Inc. X 0 600 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- IMC Global Inc. Common Stock 449669100 69 3,375 SH Imco Recycling Inc. Common Stock 449681105 4 300 SH I-Link Inc. Common Stock 449927102 11 4,300 SH IMS Health Inc. Common Stock 449934108 2,678 80,843 SH IRT Property Co Common Stock 450058102 171 19,360 SH ITC Deltacom Inc. Common Stock 45031T104 202 9,250 SH ITT Educational Services Inc Common Stock 45068B109 11 300 SH IXC Communications Inc. Common Stock 450713102 2 40 SH I T T Industries Inc. Common Stock 450911102 205 5,798 SH Idacorp Inc Common Stock 451107106 297 10,114 SH IDEX Corp. Common Stock 45167R104 1 60 SH Idexx Laboratories Corp. Common Stock 45168D104 28 1,150 SH IKON Office Solutions Inc. Common Stock 451713101 249 19,449 SH Identix Inc. Common Stock 451906101 22 3,300 SH Illinois Tool Works Common Stock 452308109 239 3,860 SH Illinova Corp. Common Stock 452317100 29 1,350 SH Image Entertainment Inc. Com Common Stock 452439201 112 19,110 SH Imation Corp. Common Stock 45245A107 7 420 SH Imclone Systems Inc Common Stock 45245W109 1,374 81,450 SH Immunex Corp. Common Stock 452528102 475 5,700 SH Immunogen Inc. Common Stock 45253H101 0 100 SH Imperial Chemical Inds Plc Adr ADR 452704505 11 300 SH Immunomedics Inc. Common Stock 452907108 2 600 SH Inacom Corp. Common Stock 45323G109 129 16,680 SH Independent Bank Corp. Common Stock 453836108 302 22,043 SH Independent Capital Trust I Preferred Stock 45384F206 435 16,975 SH Independent Energy Hldgs PLC ADR ADR 45384X108 20 2,000 SH The India Fund, Inc. Common Stock 454089103 186 19,860 SH Indiana Energy Inc. Common Stock 454707100 23 1,200 SH Indiana Mich Pwr co 7.60% Common Stock 454889791 18 700 SH Industr-Matematik Intl Corp. Common Stock 455792101 11 5,400 SH Industrial Bancorp Inc. Common Stock 455882100 39 2,000 SH Industrial Distribution Group Common Stock 456061100 3 500 SH Industrial Hldgs Inc. Common Stock 456160100 2 250 SH Indymac Mtg Hldgs Inc Common Stock 456607100 30 2,799 SH Infinity Broadcasting Corp. Common Stock 45662S102 32 1,250 SH Infodata Systems Inc. New Common Stock 456650209 1 232 SH Informix Corp. Common Stock 456779107 150 20,400 SH Infoseek Corp. Common Stock 45678M107 17 225 SH Ing Groep NV Spons ADR ADR 456837103 236 4,300 SH Ingersoll-Rand Co Common Stock 456866102 760 15,315 SH Ingles Markets Inc. Common Stock 457030104 22 1,900 SH Ingram Micro Inc. Common Stock 457153104 113 4,935 SH Inktomi Corp Common Stock 457277101 26 300 SH Inland Resources Inc/Wash Common Stock 457469203 2 1,000 SH Input/Output Inc. Common Stock 457652105 41 6,500 SH Inkeepers USA Trust Common Stock 4576J0104 95 10,156 SH Page Total: 8,888 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- IMC Global Inc. X 0 3,375 0 Imco Recycling Inc. X 0 300 0 I-Link Inc. X 0 4,300 0 IMS Health Inc. X 0 80,843 0 IRT Property Co X 0 19,360 0 ITC Deltacom Inc. X 0 9,250 0 ITT Educational Services Inc X 0 300 0 IXC Communications Inc. X 0 40 0 I T T Industries Inc. X 0 5,798 0 Idacorp Inc X 0 10,114 0 IDEX Corp. X 0 60 0 Idexx Laboratories Corp. X 0 1,150 0 IKON Office Solutions Inc. X 0 19,449 0 Identix Inc. X 0 3,300 0 Illinois Tool Works X 0 3,860 0 Illinova Corp. X 0 1,350 0 Image Entertainment Inc. Com X 0 19,110 0 Imation Corp. X 0 420 0 Imclone Systems Inc X 0 81,450 0 Immunex Corp. X 0 5,700 0 Immunogen Inc. X 0 100 0 Imperial Chemical Inds Plc Adr X 0 300 0 Immunomedics Inc. X 0 600 0 Inacom Corp. X 0 16,680 0 Independent Bank Corp. X 0 22,043 0 Independent Capital Trust I X 0 16,975 0 Independent Energy Hldgs PLC ADR X 0 2,000 0 The India Fund, Inc. X 0 19,860 0 Indiana Energy Inc. X 0 1,200 0 Indiana Mich Pwr co 7.60% X 0 700 0 Industr-Matematik Intl Corp. X 0 5,400 0 Industrial Bancorp Inc. X 0 2,000 0 Industrial Distribution Group X 0 500 0 Industrial Hldgs Inc. X 0 250 0 Indymac Mtg Hldgs Inc X 0 2,799 0 Infinity Broadcasting Corp. X 0 1,250 0 Infodata Systems Inc. New X 0 232 0 Informix Corp. X 0 20,400 0 Infoseek Corp. X 0 225 0 Ing Groep NV Spons ADR X 0 4,300 0 Ingersoll-Rand Co X 0 15,315 0 Ingles Markets Inc. X 0 1,900 0 Ingram Micro Inc. X 0 4,935 0 Inktomi Corp X 0 300 0 Inland Resources Inc/Wash X 0 1,000 0 Input/Output Inc. X 0 6,500 0 Inkeepers USA Trust X 0 10,156 0
Page 29 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Insured Municipal Income Fund Common Stock 45809F104 137 9,665 SH Integrated Device Technology Common Stock 458118106 12 2,200 SH Integrated Health Services Inc. Common Stock 45812C106 434 78,908 SH Intel Corp. Common Stock 458140100 22,667 190,277 SH Intelidata Technologies Corp. Common Stock 45814T107 0 100 SH Inter Tel Incorporated Common Stock 458372109 20 1,300 SH Interface Inc. Common Stock 458665106 29 3,000 SH Inter-Digital Communications Corp. Common Stock 45866A105 0 50 SH Interim Services Inc. Common Stock 45868P100 7 476 SH Interlake Corp. Common Stock 458702982 0 1,000 SH Intermagnetics General Corp. Common Stock 458771102 8 1,000 SH Intermedia Communications Inc. Common Stock 458801107 16 600 SH Intermet Corp. Common Stock 45881K104 17 1,300 SH International Business Machines Common Stock 459200101 18,373 103,654 SH Intl Business Machine Corp 7.50% PFD A Preferred Stock 459200309 22 800 SH International Flavors & Fragrances Common Stock 459506101 277 7,370 SH International Gaming Mgmt Common Stock 459548103 0 1,100 SH International Home Foods Inc Common Stock 459655106 310 19,275 SH International Intergration Inc Common Stock 459698106 18 550 SH International Game Technology Common Stock 459902102 7 450 SH International Multifoods Corp. Common Stock 460043102 71 3,040 SH International Paper Cap TR III 7.875% Preferred Stock 460140205 43 1,700 SH International Paper Co. Common Stock 460146103 996 23,605 SH Intl Rectifier Corp. Common Stock 460254105 42 6,000 SH International Shipholding Corp. Common Stock 460321201 167 13,389 SH Intl Speedway Corp. Cl A Common Stock 460335201 26 500 SH Interneuron Pharmaceutical Common Stock 460573108 3 1,200 SH Interpublic Group Companies Inc. Common Stock 460690100 198 2,538 SH Interstate Bakeries Corp. Common Stock 46072H108 22 1,000 SH Interstate Energy Corp - Wisc Common Stock 460845100 3,082 116,317 SH Intrawest Corp. Foreign Stock 460915200 22 1,300 SH Intertan Inc. Common Stock 461120107 2 160 SH Intertechnology Solar Inc Common Stock 461126104 0 300 SH Intimate Brands Inc. Common Stock 461156101 29 605 SH Intuit Corp. Common Stock 461202103 127 1,250 SH Invesco Global Health Sciences Fund Common Stock 46128N109 244 12,725 SH Iomega Corp. Common Stock 462030107 127 24,753 SH Ionics Inc. Common Stock 462218108 11 350 SH Ipalco Enterprises Inc. Common Stock 462613100 408 18,588 SH Iron & Glass Bancorp Common Stock 462735101 27 1,200 SH Irvine Apartment Communities Inc Common Stock 463606103 16 500 SH I C Isaacs & Co Inc. Common Stock 464192103 1 1,050 SH Ispat International NV ADR 464899103 4 600 SH Isramco Inc Common Stock 465141406 0 30 SH 12 Technologies Inc. Common Stock 465754109 203 7,650 SH IVAX Corp. Common Stock 465823102 200 16,925 SH Ivillage Inc. Common Stock 46588H105 50 500 SH Page Total: 48,476 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Insured Municipal Income Fund X 0 9,665 0 Integrated Device Technology X 0 2,200 0 Integrated Health Services Inc. X 0 78,908 0 Intel Corp. X 0 190,277 0 Intelidata Technologies Corp. X 0 100 0 Inter Tel Incorporated X 0 1,300 0 Interface Inc. X 0 3,000 0 Inter-Digital Communications Corp. X 0 50 0 Interim Services Inc. X 0 476 0 Interlake Corp. X 0 1,000 0 Intermagnetics General Corp. X 0 1,000 0 Intermedia Communications Inc. X 0 600 0 Intermet Corp. X 0 1,300 0 International Business Machines X 0 103,654 0 Intl Business Machine Corp 7.50% PFD A X 0 800 0 International Flavors & Fragrances X 0 7,370 0 International Gaming Mgmt X 0 1,100 0 International Home Foods Inc X 0 19,275 0 International Intergration Inc X 0 550 0 International Game Technology X 0 450 0 International Multifoods Corp. X 0 3,040 0 International Paper Cap TR III 7.875% X 0 1,700 0 International Paper Co. X 0 23,605 0 Intl Rectifier Corp. X 0 6,000 0 International Shipholding Corp. X 0 13,389 0 Intl Speedway Corp. Cl A X 0 500 0 Interneuron Pharmaceutical X 0 1,200 0 Interpublic Group Companies Inc. X 0 2,538 0 Interstate Bakeries Corp. X 0 1,000 0 Interstate Energy Corp - Wisc X 0 116,317 0 Intrawest Corp. X 0 1,300 0 Intertan Inc. X 0 160 0 Intertechnology Solar Inc X 0 300 0 Intimate Brands Inc. X 0 605 0 Intuit Corp. X 0 1,250 0 Invesco Global Health Sciences Fund X 0 12,725 0 Iomega Corp. X 0 24,753 0 Ionics Inc. X 0 350 0 Ipalco Enterprises Inc. X 0 18,588 0 Iron & Glass Bancorp X 0 1,200 0 Irvine Apartment Communities Inc X 0 500 0 I C Isaacs & Co Inc. X 0 1,050 0 Ispat International NV X 0 600 0 Isramco Inc X 0 30 0 12 Technologies Inc. X 0 7,650 0 IVAX Corp. X 0 16,925 0 Ivillage Inc. X 0 500 0
Page 30 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- JDN Realty Corp. Common Stock 465917102 102 5,125 SH JDN Realty Corp Pfd Ser A 9.375% Preferred Stock 465917201 20 800 SH JPM Co Common Stock 465933109 5 500 SH J Alexander Corp. Common Stock 466096104 201 56,470 SH JLG Industries Inc. Common Stock 466210101 266 19,500 SH Jameson Inns Inc Common Stock 470457102 5 574 SH The Japan Equity Fund, Inc. Common Stock 471057109 60 7,000 SH Jean Philippe Fragrances Inc. Common Stock 472154301 3 455 SH Jeffbanks Inc. Common Stock 472317106 7 350 SH Jefferson-Pilot Corp. Common Stock 475070108 1,174 17,330 SH Jersey Central Power & Light Co Preferred Stock 476556204 14 200 SH The John Nuveen Co Cl A Common Stock 478035108 17 400 SH Johnson & Johnson Common Stock 478160104 10,343 110,397 SH Johnson Controls Inc. Common Stock 478366107 251 4,024 SH Johnstown America Industries Inc. Common Stock 479477101 3 200 SH Jones Apparel Group, Inc. Common Stock 480074103 6 200 SH Jones Lang Lasalle Inc Common Stock 48020Q107 9 300 SH Jos A Bank Clothiers Inc Common Stock 480838101 3 500 SH Jostens Inc. Common Stock 481088102 383 18,000 SH Juniata Valley Finl Corp Common Stock 482016102 12 350 SH Juno Lighting Inc. Common Stock 482047107 29 1,300 SH Just For Feet, Inc. Common Stock 48213P106 19 1,500 SH Justin Industries Inc. Common Stock 482171105 26 2,400 SH KLA Tencor Corp. Common Stock 482480100 10 200 SH KLM Royal Dutch Airlines ADR 482516101 131 4,728 SH K Mart Corp. Common Stock 482584109 377 22,430 SH K N Energy Inc. Common Stock 482620101 31 1,575 SH KN Energy Inc - PFD Conv Premium Equit Preferred Stock 482620507 10 300 SH K2 Inc. Common Stock 482732104 37 4,700 SH Kaiser Aluminum Corp Common Stock 483007100 11 2,000 SH Kansas City Power & Light Co Common Stock 485134100 337 13,700 SH Kansas City Power & Light Co. Preferred Stock 485134506 9 100 SH Kansas City Pwr & Lt Co 4.50 Pfd Preferred Stock 485134605 19 200 SH Kansas City Southern Ind Inc. Common Stock 485170104 3,657 64,155 SH Kaufman & Broad Home Corp. Common Stock 486168107 7 300 SH Kaydon Corp. Common Stock 486587108 2,056 71,045 SH Keane, Inc. Common Stock 486665102 605 28,380 SH Keebler Foods Co. Common Stock 487256109 335 9,175 SH Kellogg Co Common Stock 487836108 464 13,710 SH Kellwood Co Common Stock 488044108 7 300 SH Kemet Corp. Common Stock 488360108 52 4,500 SH Kemper Intermed Govt Trust Common Stock 488413105 161 22,200 SH Kemper MultiMarket Income Common Stock 48842B106 13 1,500 SH Kennametal Inc. Common Stock 489170100 40 2,300 SH Kensey Nash Corp Common Stock 490057106 2 200 SH Kent Electronics Corp. Common Stock 490553104 2 250 SH Kerr-McGee Corp. Common Stock 492386107 365 11,110 SH Page Total: 21,696 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- JDN Realty Corp. X 0 5,125 0 JDN Realty Corp Pfd Ser A 9.375% X 0 800 0 JPM Co X 0 500 0 J Alexander Corp. X 0 56,470 0 JLG Industries Inc. X 0 19,500 0 Jameson Inns Inc X 0 574 0 The Japan Equity Fund, Inc. X 0 7,000 0 Jean Philippe Fragrances Inc. X 0 455 0 Jeffbanks Inc. X 0 350 0 Jefferson-Pilot Corp. X 0 17,330 0 Jersey Central Power & Light Co X 0 200 0 The John Nuveen Co Cl A X 0 400 0 Johnson & Johnson X 0 110,397 0 Johnson Controls Inc. X 0 4,024 0 Johnstown America Industries Inc. X 0 200 0 Jones Apparel Group, Inc. X 0 200 0 Jones Lang Lasalle Inc X 0 300 0 Jos A Bank Clothiers Inc X 0 500 0 Jostens Inc. X 0 18,000 0 Juniata Valley Finl Corp X 0 350 0 Juno Lighting Inc. X 0 1,300 0 Just For Feet, Inc. X 0 1,500 0 Justin Industries Inc. X 0 2,400 0 KLA Tencor Corp. X 0 200 0 KLM Royal Dutch Airlines X 0 4,728 0 K Mart Corp. X 0 22,430 0 K N Energy Inc. X 0 1,575 0 KN Energy Inc - PFD Conv Premium Equit X 0 300 0 K2 Inc. X 0 4,700 0 Kaiser Aluminum Corp X 0 2,000 0 Kansas City Power & Light Co X 0 13,700 0 Kansas City Power & Light Co. X 0 100 0 Kansas City Pwr & Lt Co 4.50 Pfd X 0 200 0 Kansas City Southern Ind Inc. X 0 64,155 0 Kaufman & Broad Home Corp. X 0 300 0 Kaydon Corp. X 0 71,045 0 Keane, Inc. X 0 28,380 0 Keebler Foods Co. X 0 9,175 0 Kellogg Co X 0 13,710 0 Kellwood Co X 0 300 0 Kemet Corp. X 0 4,500 0 Kemper Intermed Govt Trust X 0 22,200 0 Kemper MultiMarket Income X 0 1,500 0 Kennametal Inc. X 0 2,300 0 Kensey Nash Corp X 0 200 0 Kent Electronics Corp. X 0 250 0 Kerr-McGee Corp. X 0 11,110 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Key Energy Group Inc. Common Stock 492914106 1 250 SH Keycorp New Common Stock 493267108 230 7,587 SH Keyspan Energy Corp. Common Stock 49337K106 147 5,851 SH Keystone Financial Inc. Common Stock 493482103 17 541 SH Kimberly-Clark Corp. Common Stock 494368103 1,675 34,935 SH KIMCO Realty Corp. Common Stock 49446R109 41 1,100 SH KIMCO Realty 8.5% Cumulative Preferred Stock 49446R505 35 1,400 SH Kimco Realty Cum Pfd Preferred Stock 49446R604 25 1,000 SH Kinder Morgan Energy Partners LP Common Stock 494550106 586 16,938 SH Kish Bancorp Common Stock 49771A101 13 200 SH KMart Financing I 7.75% Conv Preferred Stock 498778208 16 265 SH Knight-Ridder Inc. Common Stock 499040103 1,544 30,880 SH Koala Corp. Common Stock 499866101 3 150 SH Koger Equity Inc. Common Stock 500228101 24 1,800 SH Kohls Corp. - Wisconsin Common Stock 500255104 146 2,064 SH Koninklijke Ahold NV-SP ADR ADR 500467303 134 3,510 SH Koninklijke Philips Electronrics NV AD ADR 500472105 12,302 149,233 SH Koo Koo Roo Enterprises Inc Common Stock 500481106 0 300 SH Kranzco Realty Trust Common Stock 50076E103 100 8,473 SH Kroger Co. Common Stock 501044101 580 9,689 SH Kronos Inc. Common Stock 501052104 13 522 SH Krupp Insured Mtg LP Limited Partner 501120109 0 937 SH Kulicke & Soffa Ina Inc. Common Stock 501242101 15 600 SH Lasmo Plc 10% Ads Cum Preferred Stock 501730303 20 900 SH LCA-Vision Inc. Common Stock 501803209 4 965 SH LG & E Energy Common Stock 501917108 112 5,361 SH The LTV Corp. (New) Common Stock 501921100 3 518 SH L S B Bancshares Inc. Common Stock 502158108 42 2,158 SH LSI Logic Corp. Common Stock 502161102 34 1,100 SH LTC Properties Inc. Common Stock 502175102 94 7,645 SH LTC Healthcare Inc. Common Stock 50217R104 1 267 SH Laquinta Inns Inc. Common Stock 504195991 0 1,975 SH Labor Ready Inc. Common Stock 505401208 33 1,250 SH Ladd Furniture Inc. Common Stock 505739201 7 400 SH Lafayette Bancorporation Common Stock 505893107 32 788 SH Laidlaw Inc. New Common Stock 50730K503 4 700 SH Lake Ariel Bancorp Inc. Common Stock 507467108 12 1,157 SH Lakehead Pipeline Partner - LP Common Stock 511557100 175 3,895 SH LAM Research Corp. Common Stock 512807108 29 1,000 SH Lamar Advertising Co Common Stock 512815101 36 1,050 SH Lamson & Sessions Co. Common Stock 513696104 0 100 SH Lancaster Colony Corp. Common Stock 513847103 163 6,105 SH Lance Inc. Common Stock 514606102 14 872 SH Lancer Corp. - Tex Common Stock 514614106 124 14,021 SH Landamerica Financial Group Common Stock 514936103 3 100 SH Landry's Seafood Restaurants Inc. Common Stock 51508L103 379 59,225 SH Larson Davis Inc. Common Stock 517310108 0 400 SH Page Total: 18,969 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Key Energy Group Inc. X 0 250 0 Keycorp New X 0 7,587 0 Keyspan Energy Corp. X 0 5,851 0 Keystone Financial Inc. X 0 541 0 Kimberly-Clark Corp. X 0 34,935 0 KIMCO Realty Corp. X 0 1,100 0 KIMCO Realty 8.5% Cumulative X 0 1,400 0 Kimco Realty Cum Pfd X 0 1,000 0 Kinder Morgan Energy Partners LP X 0 16,938 0 Kish Bancorp X 0 200 0 KMart Financing I 7.75% Conv X 0 265 0 Knight-Ridder Inc. X 0 30,880 0 Koala Corp. X 0 150 0 Koger Equity Inc. X 0 1,800 0 Kohls Corp. - Wisconsin X 0 2,064 0 Koninklijke Ahold NV-SP ADR X 0 3,510 0 Koninklijke Philips Electronrics NV AD X 0 149,233 0 Koo Koo Roo Enterprises Inc X 0 300 0 Kranzco Realty Trust X 0 8,473 0 Kroger Co. X 0 9,689 0 Kronos Inc. X 0 522 0 Krupp Insured Mtg LP X 0 937 0 Kulicke & Soffa Ina Inc. X 0 600 0 Lasmo Plc 10% Ads Cum X 0 900 0 LCA-Vision Inc. X 0 965 0 LG & E Energy X 0 5,361 0 The LTV Corp. (New) X 0 518 0 L S B Bancshares Inc. X 0 2,158 0 LSI Logic Corp. X 0 1,100 0 LTC Properties Inc. X 0 7,645 0 LTC Healthcare Inc. X 0 267 0 Laquinta Inns Inc. X 0 1,975 0 Labor Ready Inc. X 0 1,250 0 Ladd Furniture Inc. X 0 400 0 Lafayette Bancorporation X 0 788 0 Laidlaw Inc. New X 0 700 0 Lake Ariel Bancorp Inc. X 0 1,157 0 Lakehead Pipeline Partner - LP X 0 3,895 0 LAM Research Corp. X 0 1,000 0 Lamar Advertising Co X 0 1,050 0 Lamson & Sessions Co. X 0 100 0 Lancaster Colony Corp. X 0 6,105 0 Lance Inc. X 0 872 0 Lancer Corp. - Tex X 0 14,021 0 Landamerica Financial Group X 0 100 0 Landry's Seafood Restaurants Inc. X 0 59,225 0 Larson Davis Inc. X 0 400 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Lasalle Hotel Properties SBI Common Stock 517942108 400 30,175 SH Laser Mortgage Management Inc. Common Stock 51806D100 15 2,750 SH Latin American Investment Fd Inc. Common Stock 518279104 10 962 SH The Latin America Equity Fund, Inc. Common Stock 51827T100 13 1,461 SH Estee Lauder Companies Common Stock 518439104 229 2,425 SH Lawson Products Inc. Common Stock 520776105 2 100 SH Leading Edge Ind Inc Common Stock 521707109 0 30,000 SH Leap Wireless International Inc. Common Stock 521863100 2 150 SH Lear Corp. Common Stock 521865105 4 100 SH Learning Co Inc. Common Stock 522008101 7 240 SH Lee Enterprises, Inc. Common Stock 523768109 1,914 65,990 SH Leeds Federal Bankshares Inc. Common Stock 524226107 7 600 SH Legato Systems Inc. Common Stock 524651106 6 120 SH Legend Properties Inc. Common Stock 52465P103 0 40 SH Leggett & Platt Inc. Common Stock 524660107 1,113 55,655 SH Legg Mason, Inc. Common Stock 524901105 1,520 45,127 SH Lehman Brothers Holdings Common Stock 524908100 187 3,122 SH Lehman Brothers Holdings 8.3% Preferred Stock 524908308 74 2,900 SH Lennar Corp. Common Stock 526057104 30 1,360 SH Leucadia National Common Stock 527288104 220 7,285 SH Level One Communications, Common Stock 527295109 78 1,600 SH Level 3 Communications Inc. Common Stock 52729N100 111 1,525 SH Lexington Corp.orate Properties Trust Common Stock 529043101 11 950 SH Lexmark Intl Group Inc. CL A Common Stock 529771107 67 600 SH Liberty All Star Growth Fd Common Stock 529900102 26 2,425 SH Liberty Corp. Common Stock 530370105 10 200 SH Liberty Property Trust Common Stock 531172104 317 15,291 SH Liberty Property Tr 8.80% Ser A Cum PF Preferred Stock 531172203 35 1,500 SH Life Re Corp. Common Stock 532160108 19 200 SH Ligand Pharmaceuticals Inc. Common Stock 53220K207 2 200 SH Lilly (Eli) & Co. Common Stock 532457108 5,936 69,937 SH Lilly Industries Inc. - CL A Common Stock 532491107 1,217 78,827 SH Limited Inc. Common Stock 532716107 9 225 SH Lincoln Elec Co Holdings Inc Common Stock 533900106 305 16,400 SH Lincoln Nat'l Cap I 8.75% CUM Preferred Stock 534177209 52 2,000 SH Lincoln National Corp. Common Stock 534187109 595 6,016 SH Lincorp Holdings Inc. Common Stock 535100101 0 199 SH Lindsay Mfg Co Common Stock 535555106 14 724 SH Litton Industries Common Stock 538021106 17 304 SH Liz Claiborne Inc. Common Stock 539320101 401 12,295 SH Lo Jack Corp. Common Stock 539451104 15 2,000 SH Lockheed Martin Corp. Common Stock 539830109 2,673 70,928 SH Lodgian Inc. Common Stock 54021P106 1 300 SH Loews Corp. Common Stock 540424108 741 9,930 SH Loewen Group Inc. Common Stock 54042L100 22 5,389 SH Lone Star Steakhouse Saloon Common Stock 542307103 134 13,100 SH Lone Star Technologies Inc. Common Stock 542312103 11 875 SH Page Total: 18,574 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Lasalle Hotel Properties SBI X 0 30,175 0 Laser Mortgage Management Inc. X 0 2,750 0 Latin American Investment Fd Inc. X 0 962 0 The Latin America Equity Fund, Inc. X 0 1,461 0 Estee Lauder Companies X 0 2,425 0 Lawson Products Inc. X 0 100 0 Leading Edge Ind Inc X 0 30,000 0 Leap Wireless International Inc. X 0 150 0 Lear Corp. X 0 100 0 Learning Co Inc. X 0 240 0 Lee Enterprises, Inc. X 0 65,990 0 Leeds Federal Bankshares Inc. X 0 600 0 Legato Systems Inc. X 0 120 0 Legend Properties Inc. X 0 40 0 Leggett & Platt Inc. X 0 55,655 0 Legg Mason, Inc. X 0 45,127 0 Lehman Brothers Holdings X 0 3,122 0 Lehman Brothers Holdings 8.3% X 0 2,900 0 Lennar Corp. X 0 1,360 0 Leucadia National X 0 7,285 0 Level One Communications, X 0 1,600 0 Level 3 Communications Inc. X 0 1,525 0 Lexington Corp.orate Properties Trust X 0 950 0 Lexmark Intl Group Inc. CL A X 0 600 0 Liberty All Star Growth Fd X 0 2,425 0 Liberty Corp. X 0 200 0 Liberty Property Trust X 0 15,291 0 Liberty Property Tr 8.80% Ser A Cum PF X 0 1,500 0 Life Re Corp. X 0 200 0 Ligand Pharmaceuticals Inc. X 0 200 0 Lilly (Eli) & Co. X 0 69,937 0 Lilly Industries Inc. - CL A X 0 78,827 0 Limited Inc. X 0 225 0 Lincoln Elec Co Holdings Inc X 0 16,400 0 Lincoln Nat'l Cap I 8.75% CUM X 0 2,000 0 Lincoln National Corp. X 0 6,016 0 Lincorp Holdings Inc. X 0 199 0 Lindsay Mfg Co X 0 724 0 Litton Industries X 0 304 0 Liz Claiborne Inc. X 0 12,295 0 Lo Jack Corp. X 0 2,000 0 Lockheed Martin Corp. X 0 70,928 0 Lodgian Inc. X 0 300 0 Loews Corp. X 0 9,930 0 Loewen Group Inc. X 0 5,389 0 Lone Star Steakhouse Saloon X 0 13,100 0 Lone Star Technologies Inc. X 0 875 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Louisiana Pacific Corp. Common Stock 546347105 25 1,330 SH Lowe's Companies, Inc. Common Stock 548661107 2,745 45,372 SH Lubrizol Corp. Common Stock 549271104 15 675 SH Lubys Cafeterias Inc. Common Stock 549282101 29 1,700 SH Lucasvarity PLC ADR ADR 549395101 20 425 SH Lucasvarity PLC ADR ADR 549395986 210 4,547 SH Lucent Technologies Inc. Common Stock 549463107 15,409 143,005 SH Lundin Oil AB-Spons GDR ADR 550375109 36 13,912 SH Lycos Inc. Common Stock 550818108 26 300 SH LYNX Therapeutics Inc. Common Stock 551812308 0 16 SH Lyondell Petrochemical Co Common Stock 552078107 18 1,300 SH M & T Bank Corp Common Stock 55261F104 39 82 SH MAF Bancorp Common Stock 55261R108 21 966 SH MBIA, Inc. Common Stock 55262C100 619 10,680 SH MBNA Corp. Common Stock 55262L100 1,712 71,706 SH MBNA Corp. 7.50% Cum Pfd Ser A Preferred Stock 55262L209 4 150 SH MBNA Capital 8.25% PFD Ser C Preferred Stock 55263V206 19 750 SH M C N Corp. Common Stock 55267J100 66 4,110 SH MCN Financing III 8.0% Conv Pfd Preferred Stock 55267J308 5 145 SH MC Shippiing Common Stock 55267Q104 1 1,300 SH MCI Capital I 8.00% Cum PFD Ser A Preferred Stock 55267Y206 152 6,000 SH MCI Worldcom Inc. Common Stock 55268B106 27,275 307,968 SH MCN Michigan LP 9.375% Cum PFD Ser A Preferred Stock 55268M201 15 600 SH M D U Resources Group, Inc. Common Stock 552690109 46 2,025 SH MCN Financing II - Tr 8.625% Pfd Preferred Stock 55270G200 15 600 SH Memc Electronic Materials Inc. Common Stock 552715104 4 700 SH Mepc Intl Capital LP 9.125% Preferred Stock 55271M206 13 500 SH MFS Charter Income Trust Common Stock 552727109 152 16,000 SH MFS Multimarket Income Trust Common Stock 552737108 34 5,231 SH MFS Municipal Income Tr Common Stock 552738106 43 5,000 SH MGIC Investment Corp. Common Stock 552848103 532 15,177 SH MGI Properties Common Stock 552885105 35 1,275 SH MFS Government Markets Income Common Stock 552939100 46 7,150 SH MGM Grand Inc. Common Stock 552953101 171 5,075 SH MP&L Capital I 8.05% Cum Qrtly Preferred Stock 553134206 63 2,500 SH MSDW Capital Trust I Preferred Stock 553538208 18 700 SH Macdermid Ind Common Stock 554273102 43 1,200 SH Macerich Co Common Stock 554382101 5 200 SH Mack-Cali Realty Corp. Common Stock 554489104 73 2,500 SH Macromedia Inc. Common Stock 556100105 23 511 SH Magna International Inc. Foreign Stock 559222401 92 1,600 SH Magnetek Inc. Common Stock 559424106 49 5,800 SH Main Street Bancorp Inc Common Stock 559906102 36 2,282 SH Mahoning National Bancorp Common Stock 560090102 54 1,976 SH Mail Well Inc. Common Stock 560321200 24 1,800 SH Mallinckrodt Inc. Common Stock 561232109 28 1,040 SH Managed Municipals Portfolio Inc. Common Stock 561662107 7 609 SH Page Total: 50,066 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Louisiana Pacific Corp. X 0 1,330 0 Lowe's Companies, Inc. X 0 45,372 0 Lubrizol Corp. X 0 675 0 Lubys Cafeterias Inc. X 0 1,700 0 Lucasvarity PLC ADR X 0 425 0 Lucasvarity PLC ADR X 0 4,547 0 Lucent Technologies Inc. X 0 143,005 0 Lundin Oil AB-Spons GDR X 0 13,912 0 Lycos Inc. X 0 300 0 LYNX Therapeutics Inc. X 0 16 0 Lyondell Petrochemical Co X 0 1,300 0 M & T Bank Corp X 0 82 0 MAF Bancorp X 0 966 0 MBIA, Inc. X 0 10,680 0 MBNA Corp. X 0 71,706 0 MBNA Corp. 7.50% Cum Pfd Ser A X 0 150 0 MBNA Capital 8.25% PFD Ser C X 0 750 0 M C N Corp. X 0 4,110 0 MCN Financing III 8.0% Conv Pfd X 0 145 0 MC Shippiing X 0 1,300 0 MCI Capital I 8.00% Cum PFD Ser A X 0 6,000 0 MCI Worldcom Inc. X 0 307,968 0 MCN Michigan LP 9.375% Cum PFD Ser A X 0 600 0 M D U Resources Group, Inc. X 0 2,025 0 MCN Financing II - Tr 8.625% Pfd X 0 600 0 Memc Electronic Materials Inc. X 0 700 0 Mepc Intl Capital LP 9.125% X 0 500 0 MFS Charter Income Trust X 0 16,000 0 MFS Multimarket Income Trust X 0 5,231 0 MFS Municipal Income Tr X 0 5,000 0 MGIC Investment Corp. X 0 15,177 0 MGI Properties X 0 1,275 0 MFS Government Markets Income X 0 7,150 0 MGM Grand Inc. X 0 5,075 0 MP&L Capital I 8.05% Cum Qrtly X 0 2,500 0 MSDW Capital Trust I X 0 700 0 Macdermid Ind X 0 1,200 0 Macerich Co X 0 200 0 Mack-Cali Realty Corp. X 0 2,500 0 Macromedia Inc. X 0 511 0 Magna International Inc. X 0 1,600 0 Magnetek Inc. X 0 5,800 0 Main Street Bancorp Inc X 0 2,282 0 Mahoning National Bancorp X 0 1,976 0 Mail Well Inc. X 0 1,800 0 Mallinckrodt Inc. X 0 1,040 0 Managed Municipals Portfolio Inc. X 0 609 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Managed High Income Portfolio Common Stock 56166C105 42 4,000 SH Mannatech Inc. Common Stock 563771104 17 1,000 SH Mannesmann AG Sponsored ADR ADR 563775303 330 2,580 SH Manpower Inc. Common Stock 56418H100 803 34,360 SH Manugistics Group Common Stock 565011103 35 5,310 SH Markel Corp. Common Stock 570535104 9 50 SH Marks & Spencer Ltd Sponsored ADR 570697607 4 100 SH Marquette Savings Bank - Wisc Common Stock 571604107 2 200 SH Marsh & McLennan Common Stock 571748102 333 4,484 SH Marshall & Ilsley Corp. Common Stock 571834100 166 3,000 SH Marriott International Cl A Common Stock 571903202 506 15,036 SH Martek Biosciences Corp. Common Stock 572901106 10 1,700 SH Martin Marietta Materials Common Stock 573284106 1,066 18,688 SH Masco Corp. Common Stock 574599106 37 1,325 SH Mascotech Inc. Common Stock 574670105 5 300 SH Mason Dixon Cap Trust $2.5175 Cum Pfd Preferred Stock 57520R200 15 500 SH Massbank Corp. Common Stock 576152102 15 400 SH Mastec Inc Common Stock 576323109 35 1,500 SH Mastech Corp. Common Stock 57632N105 28 2,150 SH Material Sciences Corp. Common Stock 576674105 144 22,630 SH Matria Healthcare Inc. Common Stock 576817100 16 5,800 SH Matlak Systems Inc. Common Stock 576901102 1 127 SH Mattel Inc. Common Stock 577081102 2,798 112,473 SH Maxon Industries Inc. Common Stock 577725104 0 27 SH Maxtor Corp. Common Stock 577729205 4 500 SH Maxim Integrated Products Inc Common Stock 57772K101 3 50 SH May Department Stores Common Stock 577778103 1,413 36,103 SH Maxxam Inc. Common Stock 577913106 11 210 SH Maverick Tube Corp. Common Stock 577914104 67 9,500 SH Maytag Corp. Common Stock 578592107 534 8,850 SH McCormick & Co Non Voting Common Stock 579780206 657 22,643 SH McDermott International Inc. Common Stock 580037109 48 1,900 SH McDonalds Corp. Common Stock 580135101 8,323 183,686 SH McDonalds Corp. 7.5% Sub Defer Preferred Stock 580135804 76 3,000 SH McDonald's Corp. 7.5% Sub Def Preferred Stock 580135887 434 17,150 SH McGraw-Hill Companies Inc. Common Stock 580645109 171 3,130 SH Mckesson HBOC Inc. Common Stock 58155Q103 1,838 27,841 SH McMoran Exploration Co Common Stock 582411104 2 98 SH McWhorter Technologies Common Stock 582803102 14 1,000 SH Mead Corp. Common Stock 582834107 139 4,530 SH Mecon Inc. Common Stock 58400M105 4 500 SH Medaphis Corp. Common Stock 584028104 71 29,050 SH Media General Inc. Class A Common Stock 584404107 494 10,565 SH MediaOne Group Inc. Common Stock 58440J104 2,321 36,544 SH Mediaone Finance Tr III PFD 9.04 12313 Preferred Stock 584458202 56 2,200 SH Medical Advisory Systems Inc. Common Stock 58449P101 13 700 SH Medical Manager Corp. Common Stock 58461C103 20 850 SH Page Total: 23,123 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Managed High Income Portfolio X 0 4,000 0 Mannatech Inc. X 0 1,000 0 Mannesmann AG Sponsored ADR X 0 2,580 0 Manpower Inc. X 0 34,360 0 Manugistics Group X 0 5,310 0 Markel Corp. X 0 50 0 Marks & Spencer Ltd Sponsored X 0 100 0 Marquette Savings Bank - Wisc X 0 200 0 Marsh & McLennan X 0 4,484 0 Marshall & Ilsley Corp. X 0 3,000 0 Marriott International Cl A X 0 15,036 0 Martek Biosciences Corp. X 0 1,700 0 Martin Marietta Materials X 0 18,688 0 Masco Corp. X 0 1,325 0 Mascotech Inc. X 0 300 0 Mason Dixon Cap Trust $2.5175 Cum Pfd X 0 500 0 Massbank Corp. X 0 400 0 Mastec Inc X 0 1,500 0 Mastech Corp. X 0 2,150 0 Material Sciences Corp. X 0 22,630 0 Matria Healthcare Inc. X 0 5,800 0 Matlak Systems Inc. X 0 127 0 Mattel Inc. X 0 112,473 0 Maxon Industries Inc. X 0 27 0 Maxtor Corp. X 0 500 0 Maxim Integrated Products Inc X 0 50 0 May Department Stores X 0 36,103 0 Maxxam Inc. X 0 210 0 Maverick Tube Corp. X 0 9,500 0 Maytag Corp. X 0 8,850 0 McCormick & Co Non Voting X 0 22,643 0 McDermott International Inc. X 0 1,900 0 McDonalds Corp. X 0 183,686 0 McDonalds Corp. 7.5% Sub Defer X 0 3,000 0 McDonald's Corp. 7.5% Sub Def X 0 17,150 0 McGraw-Hill Companies Inc. X 0 3,130 0 Mckesson HBOC Inc. X 0 27,841 0 McMoran Exploration Co X 0 98 0 McWhorter Technologies X 0 1,000 0 Mead Corp. X 0 4,530 0 Mecon Inc. X 0 500 0 Medaphis Corp. X 0 29,050 0 Media General Inc. Class A X 0 10,565 0 MediaOne Group Inc. X 0 36,544 0 Mediaone Finance Tr III PFD 9.04 12313 X 0 2,200 0 Medical Advisory Systems Inc. X 0 700 0 Medical Manager Corp. X 0 850 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Medical Resources Common Stock 58461Q409 0 45 SH Medical Technology System Inc. Common Stock 58462R505 0 1,000 SH Medicis Pharmaceutical Cl A Common Stock 584690309 32 1,050 SH Medimmune Inc. Common Stock 584699102 136 2,300 SH Medquist Inc Common Stock 584949101 0 3 SH Meditrust Corp. (Paired CTF) Common Stock 58501T306 141 11,356 SH MedPartners, Inc. Common Stock 58503X107 7 1,450 SH Medtronic Inc. Common Stock 585055106 3,415 47,599 SH Mellon Bank Corp. Common Stock 585509102 2,871 40,795 SH Mentor Income Fund Inc. Common Stock 587204108 8 1,000 SH Merant Plc Sponsored ADR ADR 587336108 4 460 SH Mercantile Bancorporation Common Stock 587342106 430 9,045 SH Mercantile Bankshares Corp. Common Stock 587405101 1,389 37,530 SH Merck & Co Inc. Common Stock 589331107 25,569 318,858 SH Mercury Finance Co Common Stock 589395102 0 500 SH Meredith Corp. Common Stock 589433101 35 1,100 SH Meridian Medical Tech Inc. Common Stock 589658103 27 5,000 SH Merisel Inc. Common Stock 589849108 1 1,000 SH Meristar Hospitality Corp Common Stock 58984Y103 625 34,341 SH Meritor Svgs Bk PA in Receivership Common Stock 590007100 3 1,100 SH Meritor Automotive, Inc. Common Stock 59000G100 9 559 SH Merrill Lynch & Co Common Stock 590188108 3,724 42,110 SH Merrill Lynch Capt Trust II Preferred Stock 59021C203 53 2,000 SH Merrimac Inds Inc. Common Stock 590262101 0 15 SH Merry Land Properties Inc Common Stock 590441101 1 223 SH Mesa Air Group Inc. Common Stock 590479101 6 1,000 SH Mesa Royalty Trust Common Stock 590660106 70 1,600 SH Mesabi Trust Common Stock 590672101 1 200 SH MESSAGEMEDIA Inc Common Stock 590787107 1 100 SH Metamor Worldwide Inc Common Stock 59133P100 70 5,000 SH Metricom Inc. Common Stock 591596101 1 200 SH Metris Companies Inc. Common Stock 591598107 4 95 SH Metro Information Services Inc. Common Stock 59162P104 124 6,835 SH Metrocorp Banchares Inc. Common Stock 591650106 183 18,912 SH Metromedia Intl Group Inc. Common Stock 591695101 26 5,400 SH Mettler-Toledo International Common Stock 592688105 2 100 SH Mexico Fund Common Stock 592835102 3 200 SH Metzler Group Inc Common Stock 592903108 100 3,200 SH Fred Meyer Inc. Common Stock 592907109 236 4,015 SH Michaels Stores Inc. Common Stock 594087108 165 6,700 SH Micros Systems Inc. Common Stock 594901100 146 4,430 SH Microsoft Corp. Common Stock 594918104 19,254 214,824 SH Microsoft Corp. Conv Pfd Ser A Preferred Stock 594918203 108 1,100 SH Micro Age Common Stock 594928103 30 5,650 SH Microvision Inc - Wash Common Stock 594960106 2 100 SH Microstrategy Inc. Common Stock 594972101 42 2,200 SH Micro Therapeutics Inc. Common Stock 59500W100 7 1,000 SH Page Total: 59,063 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Medical Resources X 0 45 0 Medical Technology System Inc. X 0 1,000 0 Medicis Pharmaceutical Cl A X 0 1,050 0 Medimmune Inc. X 0 2,300 0 Medquist Inc X 0 3 0 Meditrust Corp. (Paired CTF) X 0 11,356 0 MedPartners, Inc. X 0 1,450 0 Medtronic Inc. X 0 47,599 0 Mellon Bank Corp. X 0 40,795 0 Mentor Income Fund Inc. X 0 1,000 0 Merant Plc Sponsored ADR X 0 460 0 Mercantile Bancorporation X 0 9,045 0 Mercantile Bankshares Corp. X 0 37,530 0 Merck & Co Inc. X 0 318,858 0 Mercury Finance Co X 0 500 0 Meredith Corp. X 0 1,100 0 Meridian Medical Tech Inc. X 0 5,000 0 Merisel Inc. X 0 1,000 0 Meristar Hospitality Corp X 0 34,341 0 Meritor Svgs Bk PA in Receivership X 0 1,100 0 Meritor Automotive, Inc. X 0 559 0 Merrill Lynch & Co X 0 42,110 0 Merrill Lynch Capt Trust II X 0 2,000 0 Merrimac Inds Inc. X 0 15 0 Merry Land Properties Inc X 0 223 0 Mesa Air Group Inc. X 0 1,000 0 Mesa Royalty Trust X 0 1,600 0 Mesabi Trust X 0 200 0 MESSAGEMEDIA Inc X 0 100 0 Metamor Worldwide Inc X 0 5,000 0 Metricom Inc. X 0 200 0 Metris Companies Inc. X 0 95 0 Metro Information Services Inc. X 0 6,835 0 Metrocorp Banchares Inc. X 0 18,912 0 Metromedia Intl Group Inc. X 0 5,400 0 Mettler-Toledo International X 0 100 0 Mexico Fund X 0 200 0 Metzler Group Inc X 0 3,200 0 Fred Meyer Inc. X 0 4,015 0 Michaels Stores Inc. X 0 6,700 0 Micros Systems Inc. X 0 4,430 0 Microsoft Corp. X 0 214,824 0 Microsoft Corp. Conv Pfd Ser A X 0 1,100 0 Micro Age X 0 5,650 0 Microvision Inc - Wash X 0 100 0 Microstrategy Inc. X 0 2,200 0 Micro Therapeutics Inc. X 0 1,000 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Micro Warehouse Inc. Common Stock 59501B105 2 100 SH Microcomputer Memories Inc. Common Stock 595028101 0 1,000 SH Micromuse Inc. Common Stock 595094103 300 6,525 SH Micron Technology Inc. Common Stock 595112103 173 3,585 SH Mid-America Apartment Communities, Inc Common Stock 59522J103 14 664 SH Mid-America Apartment Communities 9.37 Preferred Stock 59522J400 27 1,200 SH Mid Atlantic Realty Trust Common Stock 595232109 195 18,984 SH Mid Atlantic Med Services Inc. Common Stock 59523C107 23 2,300 SH Midas Inc. Common Stock 595626102 11 326 SH Midamerican Energy Financing I Quips Preferred Stock 59562U208 91 3,600 SH Midamerican Energy Holdings Common Stock 59562V107 1,080 38,580 SH Midway Airlines Corp. Common Stock 598126100 24 2,081 SH Migent Software Corp. Common Stock 59862H105 0 1,000 SH Mikasa Inc. Common Stock 59862T109 7 990 SH Milacron Inc Common Stock 598709103 44 2,775 SH Millenium Chemicals Inc. Common Stock 599903101 8 405 SH Miller Herman Inc. Common Stock 600544100 9 500 SH Miller Industries Inc. Common Stock 600551105 4 800 SH Millipore Corp. Common Stock 601073109 72 2,975 SH The Mills Corp. Common Stock 601148109 163 9,113 SH Mindspring Enterprises Inc Common Stock 602683104 28 324 SH Minimed Inc Common Stock 60365K108 3 25 SH Miniscribe Corp. Common Stock 603669102 0 300 SH Minnesota Mining & Manufacturing Co. Common Stock 604059105 3,927 55,509 SH Minnesota Pwr & Light Common Stock 604110106 26 1,300 SH Mirage Resorts Inc. Common Stock 60462E104 1,636 76,980 SH Mission Capital LP 8.5% Cum Monthly Preferred Stock 605034305 52 2,000 SH Mitcham Industries Inc Common Stock 606501104 9 2,000 SH Mobil Corp. Common Stock 607059102 6,604 75,049 SH Mobilemedia Corp. Common Stock 607415106 1 2,850 SH Modis Professional Services Common Stock 607830106 104 11,471 SH Mohawk Industries Common Stock 608190104 3 115 SH Molex Inc. Common Stock 608554101 196 6,675 SH Molex Inc. Cl A Common Stock 608554200 721 27,859 SH Molten Metal Technology Common Stock 608712105 0 100 SH Momentum Business Applications Inc Cl Common Stock 60877P108 1 67 SH Robert Mondavi Corp. Cl A Common Stock 609200100 29 800 SH Monongahela Power Co Preferred Stock 610202400 4 50 SH Monsanto Co. Common Stock 611662107 6,601 143,684 SH Montana Power Co Common Stock 612085100 755 10,260 SH Monterey Pasta Company Common Stock 612570101 6 2,500 SH Montgomery Street Income Securities In Common Stock 614115103 4 200 SH Mony Group Inc. Common Stock 615337102 24 961 SH J P Morgan & Co. Common Stock 616880100 3,417 27,693 SH Morgan JP & Co Inc. Adj Rate Preferred Stock 616880209 77 850 SH Morgan Stanley Finance PLC 7.8% Cap Ut Preferred Stock 616906400 37 1,500 SH Morgan Grenfell Smallcap Fund Inc. Common Stock 617357108 5 602 SH Page Total: 26,515 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Micro Warehouse Inc. X 0 100 0 Microcomputer Memories Inc. X 0 1,000 0 Micromuse Inc. X 0 6,525 0 Micron Technology Inc. X 0 3,585 0 Mid-America Apartment Communities, Inc X 0 664 0 Mid-America Apartment Communities 9.37 X 0 1,200 0 Mid Atlantic Realty Trust X 0 18,984 0 Mid Atlantic Med Services Inc. X 0 2,300 0 Midas Inc. X 0 326 0 Midamerican Energy Financing I Quips X 0 3,600 0 Midamerican Energy Holdings X 0 38,580 0 Midway Airlines Corp. X 0 2,081 0 Migent Software Corp. X 0 1,000 0 Mikasa Inc. X 0 990 0 Milacron Inc X 0 2,775 0 Millenium Chemicals Inc. X 0 405 0 Miller Herman Inc. X 0 500 0 Miller Industries Inc. X 0 800 0 Millipore Corp. X 0 2,975 0 The Mills Corp. X 0 9,113 0 Mindspring Enterprises Inc X 0 324 0 Minimed Inc X 0 25 0 Miniscribe Corp. X 0 300 0 Minnesota Mining & Manufacturing Co. X 0 55,509 0 Minnesota Pwr & Light X 0 1,300 0 Mirage Resorts Inc. X 0 76,980 0 Mission Capital LP 8.5% Cum Monthly X 0 2,000 0 Mitcham Industries Inc X 0 2,000 0 Mobil Corp. X 0 75,049 0 Mobilemedia Corp. X 0 2,850 0 Modis Professional Services X 0 11,471 0 Mohawk Industries X 0 115 0 Molex Inc. X 0 6,675 0 Molex Inc. Cl A X 0 27,859 0 Molten Metal Technology X 0 100 0 Momentum Business Applications Inc Cl X 0 67 0 Robert Mondavi Corp. Cl A X 0 800 0 Monongahela Power Co X 0 50 0 Monsanto Co. X 0 143,684 0 Montana Power Co X 0 10,260 0 Monterey Pasta Company X 0 2,500 0 Montgomery Street Income Securities In X 0 200 0 Mony Group Inc. X 0 961 0 J P Morgan & Co. X 0 27,693 0 Morgan JP & Co Inc. Adj Rate X 0 850 0 Morgan Stanley Finance PLC 7.8% Cap Ut X 0 1,500 0 Morgan Grenfell Smallcap Fund Inc. X 0 602 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Morgan Keegan Inc. Common Stock 617410105 307 18,550 SH Morgan St Dean Witter Discover & Co Common Stock 617446448 813 8,139 SH Morgan Stanley Global Oppty Bd Common Stock 61744R103 18 2,000 SH Morgan Stanley India Fund Common Stock 61745C105 17 1,900 SH Dean Witter Government Income Common Stock 61745P106 10 1,100 SH Morgan Stanley Dean Witter High Inc Tr Common Stock 61745P205 25 5,100 SH Morrison Health Care Inc. Common Stock 61841L108 2 100 SH Morton Intl Inc. New Common Stock 619335102 99 2,694 SH Morton Intl Inc Common Stock 619335995 129 3,602 SH Motorola Capital Trust I 6.68% Pfd Preferred Stock 620074203 74 3,100 SH Motorola Inc. Common Stock 620076109 5,544 75,682 SH Mueller Inds Inc. Common Stock 624756102 105 4,690 SH Municipal Mortgage & Equity Common Stock 62624B101 699 37,521 SH Muniyield Quality Fund Inc. Common Stock 626302103 25 1,700 SH Muniyield Insured Fund Inc. Common Stock 62630E107 24 1,602 SH Murphy Oil Co. Common Stock 626717102 29 700 SH Musicland Stores Corporation Common Stock 62758B109 4 400 SH Mutual Risk Mgmt LTD Common Stock 628351108 9 240 SH Myers Inds Inc. Common Stock 628464109 12,494 581,100 SH Mylan Laboratories Inc. Common Stock 628530107 418 15,225 SH NABI Inc. Common Stock 628716102 9 2,950 SH NB Capital Corp Dep Shs Repstg Preferred Stock 62874N607 42 1,600 SH NBT Bancorp Inc. Common Stock 628778102 458 21,961 SH NCH Corporation Common Stock 628850109 5 100 SH NCR Corp. Common Stock 62886E108 110 2,192 SH NCT Group Inc Common Stock 62888Q109 0 500 SH NB Capital TrustT I 7.84% Trust Preferred Stock 628956203 38 1,500 SH Nipsco Industries Inc. Common Stock 629140104 317 11,730 SH NUI Corp. Common Stock 629430109 8 350 SH NVP CAPTL I 8.2% Cum Qtly Inc. Preferred Stock 62944M209 23 900 SH N V R Incorporated Common Stock 62944T105 25 600 SH Nabisco Hldgs Corp. Common Stock 629526104 40 953 SH Nabors Industries Inc. Common Stock 629568106 149 8,210 SH Nalco Chemical Co Common Stock 629853102 2,133 80,300 SH Namibian Minerals Corp. Foreign Stock 629913104 13 5,000 SH Nasdaq 100 Shares Common Stock 631100104 25 240 SH National Australia Bank 7.875% Preferred Stock 632525309 9 300 SH National Beverage Corp. Common Stock 635017106 9 1,200 SH National City Corp. Common Stock 635405103 1,867 28,134 SH National Comm BanCorp. Common Stock 635449101 11 500 SH National Data Corp. Common Stock 635621105 72 1,725 SH National Diagnostics Inc. Common Stock 635641103 2 4,000 SH National Health Realty Inc. Common Stock 635905102 3 230 SH National Healthcare Corp. Common Stock 635906100 2 230 SH National Fuel Gas Co. Common Stock 636180101 8 200 SH National Golf Properties Inc. Common Stock 63623G109 183 8,307 SH National Health Invs Inc. Common Stock 63633D104 206 9,595 SH Page Total: 26,612 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Morgan Keegan Inc. X 0 18,550 0 Morgan St Dean Witter Discover & Co X 0 8,139 0 Morgan Stanley Global Oppty Bd X 0 2,000 0 Morgan Stanley India Fund X 0 1,900 0 Dean Witter Government Income X 0 1,100 0 Morgan Stanley Dean Witter High Inc Tr X 0 5,100 0 Morrison Health Care Inc. X 0 100 0 Morton Intl Inc. New X 0 2,694 0 Morton Intl Inc X 0 3,602 0 Motorola Capital Trust I 6.68% Pfd X 0 3,100 0 Motorola Inc. X 0 75,682 0 Mueller Inds Inc. X 0 4,690 0 Municipal Mortgage & Equity X 0 37,521 0 Muniyield Quality Fund Inc. X 0 1,700 0 Muniyield Insured Fund Inc. X 0 1,602 0 Murphy Oil Co. X 0 700 0 Musicland Stores Corporation X 0 400 0 Mutual Risk Mgmt LTD X 0 240 0 Myers Inds Inc. X 0 581,100 0 Mylan Laboratories Inc. X 0 15,225 0 NABI Inc. X 0 2,950 0 NB Capital Corp Dep Shs Repstg X 0 1,600 0 NBT Bancorp Inc. X 0 21,961 0 NCH Corporation X 0 100 0 NCR Corp. X 0 2,192 0 NCT Group Inc X 0 500 0 NB Capital TrustT I 7.84% Trust X 0 1,500 0 Nipsco Industries Inc. X 0 11,730 0 NUI Corp. X 0 350 0 NVP CAPTL I 8.2% Cum Qtly Inc. X 0 900 0 N V R Incorporated X 0 600 0 Nabisco Hldgs Corp. X 0 953 0 Nabors Industries Inc. X 0 8,210 0 Nalco Chemical Co X 0 80,300 0 Namibian Minerals Corp. X 0 5,000 0 Nasdaq 100 Shares X 0 240 0 National Australia Bank 7.875% X 0 300 0 National Beverage Corp. X 0 1,200 0 National City Corp. X 0 28,134 0 National Comm BanCorp. X 0 500 0 National Data Corp. X 0 1,725 0 National Diagnostics Inc. X 0 4,000 0 National Health Realty Inc. X 0 230 0 National Healthcare Corp. X 0 230 0 National Fuel Gas Co. X 0 200 0 National Golf Properties Inc. X 0 8,307 0 National Health Invs Inc. X 0 9,595 0
Page 38 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- National Health Investors Preferred Stock 63633D203 2 100 SH National Instruments Corp Common Stock 636518102 157 5,500 SH National Power ADR FINAL INS ADR 637194408 2 60 SH National Presto Industries Incorporate Common Stock 637215104 18 500 SH National Propane Partners LP Limited Partner 637250101 7 1,000 SH National R V Holdings Inc. Common Stock 637277104 22 1,000 SH National Rural Utilities Preferred Stock 637432204 51 2,000 SH National Semiconductor Inc. Common Stock 637640103 98 10,576 SH National Service Industries Inc. Common Stock 637657107 25 725 SH National Westminster Bank PLC Preferred Stock 638539700 24 900 SH National Westminster Bank PLC Preferred Stock 638539809 78 3,000 SH National Westminster Bank PLC Preferred Stock 638539882 39 1,500 SH Nationwide Financial Services, Inc. Common Stock 638612101 112 2,675 SH Nationwide Financial Svcs Cap Tr Preferred Stock 63861E204 10 400 SH Nationwide Health Properties Inc. Common Stock 638620104 75 3,970 SH Nautica Enterprises Inc. Common Stock 639089101 7 650 SH Navigant International Inc. Common Stock 63935R108 5 1,000 SH Neiman-Marcus Groups Inc. Common Stock 640204103 6 275 SH Neomagic Corp. Common Stock 640497103 2 200 SH Neoprobe Corp. Common Stock 640518106 2 1,700 SH Neopharm Inc. Common Stock 640919106 10 500 SH Networks Associates Inc. Common Stock 640938106 619 20,181 SH Nestle SA Sponsored ADR ADR 641069406 842 9,265 SH Netmanage Inc. Common Stock 641144100 0 200 SH Network Appliance Inc Common Stock 64120L104 61 1,200 SH Network Solutions Inc. - Cl A Common Stock 64121Q102 85 800 SH Neurogen Corp. Common Stock 64124E106 36 3,400 SH Nevada Power Co Common Stock 641423108 38 1,525 SH New Century Financial Corp. Common Stock 64352D101 12 1,000 SH New Century Energies Inc. Common Stock 64352U103 498 14,616 SH New England Electric System Common Stock 644001109 40 829 SH New Germany Fund Inc. Common Stock 644465106 9 751 SH New Jersey Resources Corp. Common Stock 646025106 11 300 SH New PLan Excel Realty Trust Common Stock 648053106 678 35,350 SH New Plan Excel Realty Tr Inc 8.625% PF Preferred Stock 648053502 75 3,000 SH New South Capital Tr I Tr Pfd Sec 8.5% Preferred Stock 648910206 9 900 SH New York Times Co. Common Stock 650111107 188 6,588 SH New York Times Co Conv CL B Common Stock 650111404 3 120 SH Newbridge Networks Corp. Common Stock 650901101 87 2,800 SH Newell Rubbermaid Inc. Common Stock 651229106 14,590 307,162 SH Newfield Exploration Co Common Stock 651290108 20 900 SH Newmil Bancorp Inc Common Stock 651633109 12 1,000 SH Newmont Mining Corp. Common Stock 651639106 59 3,387 SH Newpark Resources Inc. Com Par $0.01 Common Stock 651718504 3 400 SH Newport News and Shipbuilding Common Stock 652228107 96 3,036 SH The News Corp. Limited ADR 652487703 13 450 SH The News Corp. Ltd Preferred Stock 652487802 13 460 SH Page Total: 18,850 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- National Health Investors X 0 100 0 National Instruments Corp X 0 5,500 0 National Power ADR FINAL INS X 0 60 0 National Presto Industries Incorporate X 0 500 0 National Propane Partners LP X 0 1,000 0 National R V Holdings Inc. X 0 1,000 0 National Rural Utilities X 0 2,000 0 National Semiconductor Inc. X 0 10,576 0 National Service Industries Inc. X 0 725 0 National Westminster Bank PLC X 0 900 0 National Westminster Bank PLC X 0 3,000 0 National Westminster Bank PLC X 0 1,500 0 Nationwide Financial Services, Inc. X 0 2,675 0 Nationwide Financial Svcs Cap Tr X 0 400 0 Nationwide Health Properties Inc. X 0 3,970 0 Nautica Enterprises Inc. X 0 650 0 Navigant International Inc. X 0 1,000 0 Neiman-Marcus Groups Inc. X 0 275 0 Neomagic Corp. X 0 200 0 Neoprobe Corp. X 0 1,700 0 Neopharm Inc. X 0 500 0 Networks Associates Inc. X 0 20,181 0 Nestle SA Sponsored ADR X 0 9,265 0 Netmanage Inc. X 0 200 0 Network Appliance Inc X 0 1,200 0 Network Solutions Inc. - Cl A X 0 800 0 Neurogen Corp. X 0 3,400 0 Nevada Power Co X 0 1,525 0 New Century Financial Corp. X 0 1,000 0 New Century Energies Inc. X 0 14,616 0 New England Electric System X 0 829 0 New Germany Fund Inc. X 0 751 0 New Jersey Resources Corp. X 0 300 0 New PLan Excel Realty Trust X 0 35,350 0 New Plan Excel Realty Tr Inc 8.625% PF X 0 3,000 0 New South Capital Tr I Tr Pfd Sec 8.5% X 0 900 0 New York Times Co. X 0 6,588 0 New York Times Co Conv CL B X 0 120 0 Newbridge Networks Corp. X 0 2,800 0 Newell Rubbermaid Inc. X 0 307,162 0 Newfield Exploration Co X 0 900 0 Newmil Bancorp Inc X 0 1,000 0 Newmont Mining Corp. X 0 3,387 0 Newpark Resources Inc. Com Par $0.01 X 0 400 0 Newport News and Shipbuilding X 0 3,036 0 The News Corp. Limited X 0 450 0 The News Corp. Ltd X 0 460 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Nextel Communications Inc. Common Stock 65332V103 4,923 134,430 SH Niagara Corp. - Del Common Stock 653349100 3 450 SH Niagara Mohawk Holdings Inc. Common Stock 653520106 314 23,370 SH Niagara Mohawk Power 3.40% Pfd Preferred Stock 653522201 24 400 SH Niagara Mohawk Power 3.60% PFD Preferred Stock 653522300 56 900 SH Niagara Mohawk Power 3.90% Pfd Preferred Stock 653522409 76 1,130 SH Niagara Mohawk Power 4.10% Pfd Preferred Stock 653522508 61 850 SH Niagara Mhwk Pwr Preferred Stock 653522607 133 1,600 SH Niagara Mohawk Power 5.25% PFD Preferred Stock 653522706 82 900 SH Nichols Research Corp. Common Stock 653818104 274 14,520 SH Nielsen Media Research Common Stock 653929307 14 580 SH Nicor Inc. Common Stock 654086107 59 1,636 SH Nike Inc. Common Stock 654106103 941 16,311 SH Nimbus International Inc. Common Stock 654390103 9 800 SH Nipsco Capital Markets Inc. 7.75% Preferred Stock 654638105 30 1,215 SH Nissan Motor Co Ltd Sponsored ADR 654744408 4 500 SH Nobility Homes Inc. Common Stock 654892108 8 825 SH Noble Affiliates Inc. Common Stock 654894104 73 2,500 SH Nokia Corp. Sponsored ADR ADR 654902204 241 1,550 SH Noble Drilling Corp. Common Stock 655042109 29 1,650 SH Nord Res Corp. Common Stock 655555100 0 600 SH Nordstrom Inc. Common Stock 655664100 137 3,350 SH Norfolk Southern Corp. Common Stock 655844108 1,064 40,356 SH Norfolk Southern Railway Co. Preferred Stock 655855203 15 320 SH Norrel Corp. Common Stock 656301108 168 12,885 SH Norsk Hydro As Adr ADR 656531605 1 30 SH North American Advanced Materials Corp Common Stock 656911302 0 1,000 SH North Atlantic Technologies Inc New Common Stock 657335204 0 266 SH North Carolina Natural Gas Corp. Common Stock 658221106 8,399 276,497 SH North Fork Bancorp, Inc.-NY Common Stock 659424105 2,494 118,042 SH North Pittsburgh Sys Inc. Common Stock 661562108 347 25,240 SH Northeast Pennsylvania Financial Corp Common Stock 663905107 5 450 SH Northeast Utilities Common Stock 664397106 412 29,715 SH Northern Border Partnership LP Limited Partner 664785102 28 900 SH Northern Ind Pub Preferred Stock 665262879 15 310 SH Northern States Power Co Common Stock 665772109 112 4,836 SH Northern States Preferred Stock 665772208 25 400 SH Northern Telecom Ltd. Common Stock 665815106 278 4,480 SH Northern Trust Corp. Common Stock 665859104 243 2,741 SH Northland Crandbarries Inc-A Common Stock 666499108 0 300 SH Northrop Grumman Corp. Common Stock 666807102 558 9,324 SH Northwest Natural Gas Co Common Stock 667655104 7 300 SH Nova Chemicals Corp. 9.50% Tr Pfd Preferred Stock 66977W208 23 900 SH Nova Chemicals Corp. 9.04% PFD Preferred Stock 66977W307 73 2,900 SH Novartis AG-ADR ADR 66987V109 412 5,075 SH Novacare Inc. Common Stock 669930109 9 5,000 SH Novavax Inc. Common Stock 670002104 4 1,178 SH Page Total: 22,182 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Nextel Communications Inc. X 0 134,430 0 Niagara Corp. - Del X 0 450 0 Niagara Mohawk Holdings Inc. X 0 23,370 0 Niagara Mohawk Power 3.40% Pfd X 0 400 0 Niagara Mohawk Power 3.60% PFD X 0 900 0 Niagara Mohawk Power 3.90% Pfd X 0 1,130 0 Niagara Mohawk Power 4.10% Pfd X 0 850 0 Niagara Mhwk Pwr X 0 1,600 0 Niagara Mohawk Power 5.25% PFD X 0 900 0 Nichols Research Corp. X 0 14,520 0 Nielsen Media Research X 0 580 0 Nicor Inc. X 0 1,636 0 Nike Inc. X 0 16,311 0 Nimbus International Inc. X 0 800 0 Nipsco Capital Markets Inc. 7.75% X 0 1,215 0 Nissan Motor Co Ltd Sponsored X 0 500 0 Nobility Homes Inc. X 0 825 0 Noble Affiliates Inc. X 0 2,500 0 Nokia Corp. Sponsored ADR X 0 1,550 0 Noble Drilling Corp. X 0 1,650 0 Nord Res Corp. X 0 600 0 Nordstrom Inc. X 0 3,350 0 Norfolk Southern Corp. X 0 40,356 0 Norfolk Southern Railway Co. X 0 320 0 Norrel Corp. X 0 12,885 0 Norsk Hydro As Adr X 0 30 0 North American Advanced Materials Corp X 0 1,000 0 North Atlantic Technologies Inc New X 0 266 0 North Carolina Natural Gas Corp. X 0 276,497 0 North Fork Bancorp, Inc.-NY X 0 118,042 0 North Pittsburgh Sys Inc. X 0 25,240 0 Northeast Pennsylvania Financial Corp X 0 450 0 Northeast Utilities X 0 29,715 0 Northern Border Partnership LP X 0 900 0 Northern Ind Pub X 0 310 0 Northern States Power Co X 0 4,836 0 Northern States X 0 400 0 Northern Telecom Ltd. X 0 4,480 0 Northern Trust Corp. X 0 2,741 0 Northland Crandbarries Inc-A X 0 300 0 Northrop Grumman Corp. X 0 9,324 0 Northwest Natural Gas Co X 0 300 0 Nova Chemicals Corp. 9.50% Tr Pfd X 0 900 0 Nova Chemicals Corp. 9.04% PFD X 0 2,900 0 Novartis AG-ADR X 0 5,075 0 Novacare Inc. X 0 5,000 0 Novavax Inc. X 0 1,178 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Novell, Inc. Common Stock 670006105 378 15,002 SH Nstor Technologies Inc. Common Stock 67018N108 4 2,000 SH NU Skin Asia Pacific Inc. - A Common Stock 67018T105 9 400 SH Nucor Corp. Common Stock 670346105 1,453 32,975 SH Numerex Corp. NY Cl A Common Stock 67053A102 94 25,615 SH Nuveen Connecticut Premium Common Stock 67060D107 17 1,000 SH Nuveen Select Maturities Common Stock 67061T101 58 4,900 SH Nuveen Investment Quality Municipal Common Stock 67062E103 59 3,700 SH Nuveen Municipal Income Fund Common Stock 67062J102 34 2,750 SH Nuveen Select Tax-Free Income Common Stock 67063X100 43 2,800 SH Nuveen Virginia Premium Income Common Stock 67064R102 79 4,764 SH Nvest LP Units Ltd Partnership Int Common Stock 67065F107 85 3,500 SH OEA Inc Common Stock 670826106 63 7,590 SH OAO Technology Solutions Inc Common Stock 67082B105 0 80 SH OGE Energy Corp. Common Stock 670837103 90 3,982 SH Olas Inc. Common Stock 670867100 0 1,000 SH Nuveen Florida Investment Common Stock 670970102 57 3,300 SH Nuveen California Select Common Stock 670975101 27 1,600 SH Nuveen Quality Income Common Stock 670977107 103 6,293 SH Nuveen Florida Quality Income Municipa Common Stock 670978105 16 1,000 SH Nuveen Ohio Quality Income Common Stock 670980101 6 300 SH Nuveen New York Quality Income Fd Common Stock 670986108 13 800 SH Nuveen Premier Insured Common Stock 670987106 16 1,000 SH Nuveen Premier Municipal Common Stock 670988104 34 2,103 SH Oakley Inc. Common Stock 673662102 6 900 SH Oakwood Homes Corp. Common Stock 674098108 8,313 591,108 SH Objective Communications Inc. Common Stock 674421102 1 1,000 SH Occidental Petroleum Corp. Common Stock 674599105 338 18,754 SH Ocean Energy Inc Common Stock 67481E106 39 5,649 SH Ocenaeering Inc. Common Stock 675232102 12 800 SH Octel Corp. Common Stock 675727101 1 50 SH Odwalla Inc. Common Stock 676111107 1 100 SH Office Depot Inc. Common Stock 676220106 44 1,200 SH Officemax Inc. Common Stock 67622M108 166 19,260 SH Offshore Logistics Inc. Common Stock 676255102 234 20,120 SH Ogden Corp. Common Stock 676346109 319 13,260 SH Ohio Casualty Corp. Common Stock 677240103 697 17,875 SH Ohio Power Co 7.375% Common Stock 677415762 27 1,100 SH Old Guard Group Inc. Common Stock 679783100 229 18,050 SH Old Kent Financial Corp. Common Stock 679833103 600 14,195 SH Old Point Financial Corp. Common Stock 680194107 46 1,600 SH Old Republic International Corp. Common Stock 680223104 687 37,650 SH Olin Corp. Common Stock 680665205 14 1,400 SH Omnicom Group Inc. Common Stock 681919106 496 6,206 SH Omega Healthcare Investors, Inc. Common Stock 681936100 1,336 58,262 SH Omega Financial Corp. Common Stock 682092101 71 2,145 SH Omega Worldwide Inc. Common Stock 68210B108 5 1,308 SH Page Total: 16,419 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Novell, Inc. X 0 15,002 0 Nstor Technologies Inc. X 0 2,000 0 NU Skin Asia Pacific Inc. - A X 0 400 0 Nucor Corp. X 0 32,975 0 Numerex Corp. NY Cl A X 0 25,615 0 Nuveen Connecticut Premium X 0 1,000 0 Nuveen Select Maturities X 0 4,900 0 Nuveen Investment Quality Municipal X 0 3,700 0 Nuveen Municipal Income Fund X 0 2,750 0 Nuveen Select Tax-Free Income X 0 2,800 0 Nuveen Virginia Premium Income X 0 4,764 0 Nvest LP Units Ltd Partnership Int X 0 3,500 0 OEA Inc X 0 7,590 0 OAO Technology Solutions Inc X 0 80 0 OGE Energy Corp. X 0 3,982 0 Olas Inc. X 0 1,000 0 Nuveen Florida Investment X 0 3,300 0 Nuveen California Select X 0 1,600 0 Nuveen Quality Income X 0 6,293 0 Nuveen Florida Quality Income Municipa X 0 1,000 0 Nuveen Ohio Quality Income X 0 300 0 Nuveen New York Quality Income Fd X 0 800 0 Nuveen Premier Insured X 0 1,000 0 Nuveen Premier Municipal X 0 2,103 0 Oakley Inc. X 0 900 0 Oakwood Homes Corp. X 0 591,108 0 Objective Communications Inc. X 0 1,000 0 Occidental Petroleum Corp. X 0 18,754 0 Ocean Energy Inc X 0 5,649 0 Ocenaeering Inc. X 0 800 0 Octel Corp. X 0 50 0 Odwalla Inc. X 0 100 0 Office Depot Inc. X 0 1,200 0 Officemax Inc. X 0 19,260 0 Offshore Logistics Inc. X 0 20,120 0 Ogden Corp. X 0 13,260 0 Ohio Casualty Corp. X 0 17,875 0 Ohio Power Co 7.375% X 0 1,100 0 Old Guard Group Inc. X 0 18,050 0 Old Kent Financial Corp. X 0 14,195 0 Old Point Financial Corp. X 0 1,600 0 Old Republic International Corp. X 0 37,650 0 Olin Corp. X 0 1,400 0 Omnicom Group Inc. X 0 6,206 0 Omega Healthcare Investors, Inc. X 0 58,262 0 Omega Financial Corp. X 0 2,145 0 Omega Worldwide Inc. X 0 1,308 0
Page 41 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Omnipoint Corp. Common Stock 68212D102 32 2,200 SH One Valley Bancorp Inc. Common Stock 682419106 448 12,836 SH Onemain.Com Inc. Common Stock 68267P109 11 300 SH Oneok Inc. Common Stock 682680103 5 200 SH Onsale Inc Common Stock 682838107 10 300 SH Open Plan Systems Inc. Common Stock 683709109 6 2,240 SH Open Market Incorporated Common Stock 68370M100 4 300 SH Open Jt Stk Co Vimpel ADR 68370R109 5 300 SH Open Text Corp. Common Stock 683715106 20 650 SH Oppenheimer Inds Inc. Common Stock 683800106 0 2,500 SH Optelcom Inc. Common Stock 683818207 4 1,350 SH Optical Cable Corp. Common Stock 683827109 9 1,000 SH Oracle Systems Corp. Common Stock 68389X105 3,586 135,969 SH Optimark Data Systems Inc. Common Stock 683951107 2 23,000 SH Oralabs Holding Corp Common Stock 684029101 3 1,000 SH Orange & Rockland Common Stock 684065105 149 2,600 SH Orbital Sciences Corp. Common Stock 685564106 44 1,550 SH Organogenesis Inc. Common Stock 685906109 23 1,952 SH Orion Capital Corp. Common Stock 686268103 114 3,650 SH Orthodontic Centers of America Common Stock 68750P103 32 2,000 SH Orthalliance Inc. CL A Common Stock 687913103 19 2,500 SH Osicom Technologies Inc. Common Stock 688271501 0 6 SH Otter Tail Power Co Common Stock 689648103 14 360 SH Outback Steakhouse Inc. Common Stock 689899102 56 1,720 SH Overland Data Inc Common Stock 690213103 11 1,500 SH Owens & Minor Inc. New Common Stock 690732102 7 675 SH Owens Corning Common Stock 69073F103 85 2,666 SH Owosso Corp. Common Stock 691217103 18 4,500 SH Oxford Health Plans Inc. Common Stock 691471106 55 3,500 SH Oxford Tax Exempt Fund II LP Limited Partner 69181P100 5 200 SH Oxigene Inc. Common Stock 691828107 8 1,000 SH Oxy Capital Trust I 8.16% PFD Preferred Stock 692070204 30 1,200 SH PC Connection Inc. Common Stock 69318J100 73 4,220 SH PC Docs Group International Common Stock 69318L105 11 2,600 SH PECO Energy Capital L P 9% Preferred Stock 693303208 8 334 SH Peco Energy Co Common Stock 693304107 234 5,050 SH PECO Energy Co $3.80 Pfd Preferred Stock 693304206 7 100 SH PECO Energy Co $4.30 Pfd Preferred Stock 693304305 8 100 SH Peco Energy Co $4.40 Pfd Preferred Stock 693304404 47 600 SH P G & E Corp. Common Stock 69331C108 240 7,724 SH PHP Healthcare Corp. Common Stock 693344103 0 1,000 SH PLC Capital LLC 9% Cum Ser A Preferred Stock 693405201 5 200 SH PLM Equipment Growth Fund Dep Units Common Stock 693413106 7 2,239 SH PLC Systems Inc. Common Stock 69341D104 4 1,600 SH Plm Equipment Growth Fund VI Common Stock 69341H303 0 350 SH PLM Equipment Growth Fund V Common Stock 69341H402 4 1,250 SH PMC Capital Inc. Common Stock 693430100 5 600 SH Page Total: 5,466 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Omnipoint Corp. X 0 2,200 0 One Valley Bancorp Inc. X 0 12,836 0 Onemain.Com Inc. X 0 300 0 Oneok Inc. X 0 200 0 Onsale Inc X 0 300 0 Open Plan Systems Inc. X 0 2,240 0 Open Market Incorporated X 0 300 0 Open Jt Stk Co Vimpel X 0 300 0 Open Text Corp. X 0 650 0 Oppenheimer Inds Inc. X 0 2,500 0 Optelcom Inc. X 0 1,350 0 Optical Cable Corp. X 0 1,000 0 Oracle Systems Corp. X 0 135,969 0 Optimark Data Systems Inc. X 0 23,000 0 Oralabs Holding Corp X 0 1,000 0 Orange & Rockland X 0 2,600 0 Orbital Sciences Corp. X 0 1,550 0 Organogenesis Inc. X 0 1,952 0 Orion Capital Corp. X 0 3,650 0 Orthodontic Centers of America X 0 2,000 0 Orthalliance Inc. CL A X 0 2,500 0 Osicom Technologies Inc. X 0 6 0 Otter Tail Power Co X 0 360 0 Outback Steakhouse Inc. X 0 1,720 0 Overland Data Inc X 0 1,500 0 Owens & Minor Inc. New X 0 675 0 Owens Corning X 0 2,666 0 Owosso Corp. X 0 4,500 0 Oxford Health Plans Inc. X 0 3,500 0 Oxford Tax Exempt Fund II LP X 0 200 0 Oxigene Inc. X 0 1,000 0 Oxy Capital Trust I 8.16% PFD X 0 1,200 0 PC Connection Inc. X 0 4,220 0 PC Docs Group International X 0 2,600 0 PECO Energy Capital L P 9% X 0 334 0 Peco Energy Co X 0 5,050 0 PECO Energy Co $3.80 Pfd X 0 100 0 PECO Energy Co $4.30 Pfd X 0 100 0 Peco Energy Co $4.40 Pfd X 0 600 0 P G & E Corp. X 0 7,724 0 PHP Healthcare Corp. X 0 1,000 0 PLC Capital LLC 9% Cum Ser A X 0 200 0 PLM Equipment Growth Fund Dep Units X 0 2,239 0 PLC Systems Inc. X 0 1,600 0 Plm Equipment Growth Fund VI X 0 350 0 PLM Equipment Growth Fund V X 0 1,250 0 PMC Capital Inc. X 0 600 0
Page 42 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- PMI Group Inc. Common Stock 69344M101 4 85 SH P N C Financial Corp. Common Stock 693475105 4,632 83,373 SH PP&L Capt Trust 8.2% Trust Preferred Stock 693497208 79 3,100 SH P P & L Resources, Inc. Common Stock 693499105 461 18,633 SH PP&L Inc Preferred Ser B 4.50% Preferred Stock 69349X409 80 1,025 SH PPG Industries, Inc. Common Stock 693506107 648 12,652 SH PRI Automation Inc. Common Stock 69357H106 6 300 SH PSE&G Capt Trust II 8.125% Pfd Ser B Preferred Stock 69361T203 13 500 SH PS Group Holdings Inc. Common Stock 693622102 5 600 SH PWG Capital Trust I Cum Trust Preferred Stock 69366E201 26 1,000 SH PWG Capital Trust II 8.08% Pfd Preferred Stock 69366F208 20 800 SH Paccar Inc. Common Stock 693718108 118 2,874 SH PSE&G Capt Trust I 8.625% Cum Preferred Stock 693941205 8 300 SH Pacific Century Financial Corp. Common Stock 694058108 10 500 SH Pacific Gas & Elec Preferred Stock 694308206 29 1,200 SH Pacific Gulf Properties Inc. Common Stock 694396102 31 1,700 SH Pacific Telesis Finance TOPRS Preferred Stock 694887209 22 883 SH Pacific Telesis Finance II Preferred Stock 694889205 52 2,000 SH Pacific Research & Engineering Corp Common Stock 694932104 2 2,500 SH Pacificorp Common Stock 695114108 101 5,837 SH Pacificorp Capt I 8.25% Cum Preferred Stock 695115204 5 200 SH Paging Network, Inc. Common Stock 695542100 111 23,750 SH Paine Webber Group Common Stock 695629105 62 1,550 SH Pairgain Technologies Inc. Common Stock 695934109 40 4,100 SH Pall Corp. Common Stock 696429307 7 425 SH Palmetto Bancshares Inc Common Stock 697062107 0 240 SH Papa Johns International Inc. Common Stock 698813102 9 200 SH Parametric Technology Corp. Common Stock 699173100 28 1,400 SH Park Place Entertainment Corp. Common Stock 700690100 476 62,943 SH Parker Drilling Co Common Stock 701081101 4 1,200 SH Parker Hannifin Corp. Common Stock 701094104 212 6,199 SH Parkvale Financial Corp. Common Stock 701492100 367 17,379 SH Party City Corporation Common Stock 702145103 4 1,050 SH Patrick Industries Inc. Common Stock 703343103 10 750 SH Patriot American Hospitality Inc. Common Stock 703352203 8 1,622 SH Patriot American Hospitality Inc. Preferred Stock 703352401 0 10 SH Patriot Bank Corporation PA Common Stock 70335P103 9 1,000 SH Patterson Dental Co Common Stock 703412106 83 1,922 SH Paxson Communications Corp. Common Stock 704231109 21 2,505 SH Paychex Inc. Common Stock 704326107 102 2,160 SH Payless Shoesource Inc. Common Stock 704379106 15 316 SH Penn Star Oil Corp. Common Stock 707630109 0 17 SH The Penn Traffic Co Common Stock 707832101 0 500 SH Penn Virginia Corp. Common Stock 707882106 417 23,770 SH PennCorp Financial Group Inc. Common Stock 708094107 9 15,850 SH Penney (J C) Co Inc. Common Stock 708160106 2,280 56,295 SH Pennsylvania Enterprises Inc. Common Stock 708720107 85 3,535 SH Page Total: 10,714 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- PMI Group Inc. X 0 85 0 P N C Financial Corp. X 0 83,373 0 PP&L Capt Trust 8.2% Trust X 0 3,100 0 P P & L Resources, Inc. X 0 18,633 0 PP&L Inc Preferred Ser B 4.50% X 0 1,025 0 PPG Industries, Inc. X 0 12,652 0 PRI Automation Inc. X 0 300 0 PSE&G Capt Trust II 8.125% Pfd Ser B X 0 500 0 PS Group Holdings Inc. X 0 600 0 PWG Capital Trust I Cum Trust X 0 1,000 0 PWG Capital Trust II 8.08% Pfd X 0 800 0 Paccar Inc. X 0 2,874 0 PSE&G Capt Trust I 8.625% Cum X 0 300 0 Pacific Century Financial Corp. X 0 500 0 Pacific Gas & Elec X 0 1,200 0 Pacific Gulf Properties Inc. X 0 1,700 0 Pacific Telesis Finance TOPRS X 0 883 0 Pacific Telesis Finance II X 0 2,000 0 Pacific Research & Engineering Corp X 0 2,500 0 Pacificorp X 0 5,837 0 Pacificorp Capt I 8.25% Cum X 0 200 0 Paging Network, Inc. X 0 23,750 0 Paine Webber Group X 0 1,550 0 Pairgain Technologies Inc. X 0 4,100 0 Pall Corp. X 0 425 0 Palmetto Bancshares Inc X 0 240 0 Papa Johns International Inc. X 0 200 0 Parametric Technology Corp. X 0 1,400 0 Park Place Entertainment Corp. X 0 62,943 0 Parker Drilling Co X 0 1,200 0 Parker Hannifin Corp. X 0 6,199 0 Parkvale Financial Corp. X 0 17,379 0 Party City Corporation X 0 1,050 0 Patrick Industries Inc. X 0 750 0 Patriot American Hospitality Inc. X 0 1,622 0 Patriot American Hospitality Inc. X 0 10 0 Patriot Bank Corporation PA X 0 1,000 0 Patterson Dental Co X 0 1,922 0 Paxson Communications Corp. X 0 2,505 0 Paychex Inc. X 0 2,160 0 Payless Shoesource Inc. X 0 316 0 Penn Star Oil Corp. X 0 17 0 The Penn Traffic Co X 0 500 0 Penn Virginia Corp. X 0 23,770 0 PennCorp Financial Group Inc. X 0 15,850 0 Penney (J C) Co Inc. X 0 56,295 0 Pennsylvania Enterprises Inc. X 0 3,535 0
Page 43 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Pennsylvania Power Co. 4.24% Pfd Preferred Stock 709068100 19 300 SH Pennsylvania Real Estate Tr SBI Common Stock 709102107 62 3,294 SH Pennzenergy Co. Common Stock 70931Q109 16 1,491 SH Pennzoil-Quaker State Co. Common Stock 709323109 134 10,804 SH Penseco Financial Services Corp Common Stock 709570105 2 40 SH Penton Media Inc. Common Stock 709668107 7 300 SH Peoples Bancorp Inc. Common Stock 709909105 37 3,700 SH Peoples Energy Corp. Common Stock 711030106 29 883 SH Peoples Heritage Financial Group Inc. Common Stock 711147108 540 29,974 SH PeopleSoft Inc. Common Stock 712713106 84 5,770 SH Pep Boys - Manny, Moe & Jack Common Stock 713278109 1,203 78,892 SH PepsiCo, Inc. Common Stock 713448108 9,065 231,327 SH Perkin Elmer Corp. Common Stock 714041100 162 1,670 SH Perot Systems Corp. Cl A Common Stock 714265105 3 100 SH Personnel Group of America Inc. Common Stock 715338109 17 2,350 SH Petro-Canada Common Stock 71644E102 6 500 SH Petroleum & Resources Corp. Common Stock 716549100 24 728 SH Petroleo Brasileiro SA - Sponsored ADR ADR 71654V101 56 4,000 SH Petroleum Geo Services A/S SPONS ADR ADR 716597109 26 1,700 SH Petsmart, Inc. Common Stock 716768106 314 39,110 SH Pharmacia & UpJohn Inc. Common Stock 716941109 2,108 33,789 SH Pfizer Inc. Common Stock 717081103 8,971 64,653 SH Pharmaceutical Product Development Common Stock 717124101 10 300 SH Pharmerica Inc. Common Stock 717135107 3 500 SH Pharmacopeia Inc. Common Stock 71713B104 32 4,400 SH Phelps Dodge Common Stock 717265102 116 2,352 SH Philadelphia Suburban Common Stock 718009608 53 2,316 SH Philip Morris Companies Inc. Common Stock 718154107 10,368 294,634 SH Philip Services Corp. Common Stock 71819M103 8 31,522 SH Philips International Realty Corp. Common Stock 718333107 0 27 SH Phillips Petroleum Co. Common Stock 718507106 2,650 56,090 SH Phoenix Investment Partners Common Stock 719085102 17 2,000 SH Phycor Inc. Common Stock 71940F100 84 17,605 SH Piccadilly Cafeterias Inc. Common Stock 719567109 15 1,374 SH Piedmont Natural Gas Co Common Stock 720186105 164 4,699 SH Pier 1 Imports Inc. Common Stock 720279108 39 4,800 SH Pilgrim America Prime Rate TR (NEW) Common Stock 72146W103 113 12,000 SH Pinnacle Bancshares Inc Common Stock 722903101 2 200 SH Pinnacle Bankshares Corp. Common Stock 72345E102 25 822 SH Pinnacle West Capital Corp. Common Stock 723484101 33 917 SH Pioneer Hi Bred Common Stock 723686101 11 300 SH Pioneer Interest Shares Inc. Common Stock 723703104 4 300 SH Pioneer Natural Resources Co Common Stock 723787107 16 2,100 SH Pioneer Standard Common Stock 723877106 157 23,900 SH Pitney-Bowes, Inc. Common Stock 724479100 486 7,620 SH Pittsburgh & West Virginia RR Common Stock 724819107 1 150 SH Pittsburgh Home Financial Cr Common Stock 725149108 14 1,000 SH Page Total: 37,301 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Pennsylvania Power Co. 4.24% Pfd X 0 300 0 Pennsylvania Real Estate Tr SBI X 0 3,294 0 Pennzenergy Co. X 0 1,491 0 Pennzoil-Quaker State Co. X 0 10,804 0 Penseco Financial Services Corp X 0 40 0 Penton Media Inc. X 0 300 0 Peoples Bancorp Inc. X 0 3,700 0 Peoples Energy Corp. X 0 883 0 Peoples Heritage Financial Group Inc. X 0 29,974 0 PeopleSoft Inc. X 0 5,770 0 Pep Boys - Manny, Moe & Jack X 0 78,892 0 PepsiCo, Inc. X 0 231,327 0 Perkin Elmer Corp. X 0 1,670 0 Perot Systems Corp. Cl A X 0 100 0 Personnel Group of America Inc. X 0 2,350 0 Petro-Canada X 0 500 0 Petroleum & Resources Corp. X 0 728 0 Petroleo Brasileiro SA - Sponsored ADR X 0 4,000 0 Petroleum Geo Services A/S SPONS ADR X 0 1,700 0 Petsmart, Inc. X 0 39,110 0 Pharmacia & UpJohn Inc. X 0 33,789 0 Pfizer Inc. X 0 64,653 0 Pharmaceutical Product Development X 0 300 0 Pharmerica Inc. X 0 500 0 Pharmacopeia Inc. X 0 4,400 0 Phelps Dodge X 0 2,352 0 Philadelphia Suburban X 0 2,316 0 Philip Morris Companies Inc. X 0 294,634 0 Philip Services Corp. X 0 31,522 0 Philips International Realty Corp. X 0 27 0 Phillips Petroleum Co. X 0 56,090 0 Phoenix Investment Partners X 0 2,000 0 Phycor Inc. X 0 17,605 0 Piccadilly Cafeterias Inc. X 0 1,374 0 Piedmont Natural Gas Co X 0 4,699 0 Pier 1 Imports Inc. X 0 4,800 0 Pilgrim America Prime Rate TR (NEW) X 0 12,000 0 Pinnacle Bancshares Inc X 0 200 0 Pinnacle Bankshares Corp. X 0 822 0 Pinnacle West Capital Corp. X 0 917 0 Pioneer Hi Bred X 0 300 0 Pioneer Interest Shares Inc. X 0 300 0 Pioneer Natural Resources Co X 0 2,100 0 Pioneer Standard X 0 23,900 0 Pitney-Bowes, Inc. X 0 7,620 0 Pittsburgh & West Virginia RR X 0 150 0 Pittsburgh Home Financial Cr X 0 1,000 0
Page 44 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Pittston Brink's Group Common Stock 725701106 19 800 SH Pittway Corp. Class A Common Stock 725790208 16 600 SH PIXAR Inc. Common Stock 725811103 53 1,350 SH Placer Dome Inc 8.625% Ser A Cum Coprs Preferred Stock 725906200 35 1,500 SH Planet Hollywood International, Inc. Common Stock 727025108 0 200 SH Platinum Technology Inc. Common Stock 72764T101 86 3,375 SH Playboy Enterprise Inc. Common Stock 728117300 20 906 SH Playtex Products Inc. Common Stock 72813P100 922 60,935 SH Plexus Corporation Common Stock 729132100 9 325 SH Plum Creek Timber Co L P Common Stock 729237107 76 2,650 SH Pogo Producing Common Stock 730448107 0 25 SH Polaris Industries Inc. Common Stock 731068102 16 500 SH Polaroid Corp. Common Stock 731095105 278 13,840 SH Policy Management Systems Common Stock 731108106 948 30,940 SH Polo Ralph Lauren Corp. Cl A Common Stock 731572103 24 1,225 SH Polymer Group Inc Common Stock 731745105 69 7,450 SH Ponder Industries Inc Common Stock 732378203 0 600 SH Pool Energy Services Co Common Stock 732788104 16 1,050 SH Popular Inc. Common Stock 733174106 662 21,455 SH Porta Systems Corp. Common Stock 735647307 5 1,514 SH Post Properties Inc. Common Stock 737464107 108 3,000 SH Potash Corp. of Saskatchewan Foreign Stock 73755L107 1,269 23,718 SH Potlach Corp. Common Stock 737628107 1 20 SH Potomac Edison Co Preferred Stock 737662106 16 248 SH Potomac Electric Power Co Common Stock 737679100 821 35,415 SH Powell Industries Inc Common Stock 739128106 4 500 SH Powertel Inc Common Stock 73936C109 4 250 SH Preferred Networks Inc. Common Stock 739905107 0 500 SH Praxair Inc. Common Stock 74005P104 66 1,834 SH Pre Paid Legal Services Inc. Common Stock 740065107 2 100 SH Precision Castparts Corp. Common Stock 740189105 81 2,010 SH Precision Drilling Corp. Common Stock 74022D100 1 100 SH Precision Response Corp. Common Stock 740314109 36 11,000 SH Preferred Income Management Fund, Inc. Common Stock 74037Q104 12 1,000 SH Premark International Common Stock 740459102 278 8,442 SH Premier Farnell PLC Sponsored ADR ADR 74050U107 1 126 SH Premier Farnell PLC Sponsored ADR Foreign Stock 74050U206 2 102 SH Premier Laser System Inc CL A Common Stock 740522107 2 700 SH Premiere Technologies Inc. Common Stock 74058F102 118 10,400 SH Presstek Inc. Common Stock 741113104 31 3,900 SH Prestige Bancorp Inc. Common Stock 741115109 38 3,018 SH Preview Travel Inc. Common Stock 74137R101 6 300 SH T. Rowe Price Assoc. Inc. Common Stock 741477103 158 4,590 SH Prime Retail Inc. Common Stock 741570105 458 52,292 SH Prime Retail Inc. 8.50% Ser B PFD Conv Preferred Stock 741570303 47 2,955 SH Prime Bancshares Inc. Common Stock 74157H108 105 7,400 SH Prime Group Realty Trust 9.0% Preferred Stock 74158J202 77 4,250 SH Page Total: 6,994 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Pittston Brink's Group X 0 800 0 Pittway Corp. Class A X 0 600 0 PIXAR Inc. X 0 1,350 0 Placer Dome Inc 8.625% Ser A Cum Coprs X 0 1,500 0 Planet Hollywood International, Inc. X 0 200 0 Platinum Technology Inc. X 0 3,375 0 Playboy Enterprise Inc. X 0 906 0 Playtex Products Inc. X 0 60,935 0 Plexus Corporation X 0 325 0 Plum Creek Timber Co L P X 0 2,650 0 Pogo Producing X 0 25 0 Polaris Industries Inc. X 0 500 0 Polaroid Corp. X 0 13,840 0 Policy Management Systems X 0 30,940 0 Polo Ralph Lauren Corp. Cl A X 0 1,225 0 Polymer Group Inc X 0 7,450 0 Ponder Industries Inc X 0 600 0 Pool Energy Services Co X 0 1,050 0 Popular Inc. X 0 21,455 0 Porta Systems Corp. X 0 1,514 0 Post Properties Inc. X 0 3,000 0 Potash Corp. of Saskatchewan X 0 23,718 0 Potlach Corp. X 0 20 0 Potomac Edison Co X 0 248 0 Potomac Electric Power Co X 0 35,415 0 Powell Industries Inc X 0 500 0 Powertel Inc X 0 250 0 Preferred Networks Inc. X 0 500 0 Praxair Inc. X 0 1,834 0 Pre Paid Legal Services Inc. X 0 100 0 Precision Castparts Corp. X 0 2,010 0 Precision Drilling Corp. X 0 100 0 Precision Response Corp. X 0 11,000 0 Preferred Income Management Fund, Inc. X 0 1,000 0 Premark International X 0 8,442 0 Premier Farnell PLC Sponsored ADR X 0 126 0 Premier Farnell PLC Sponsored ADR X 0 102 0 Premier Laser System Inc CL A X 0 700 0 Premiere Technologies Inc. X 0 10,400 0 Presstek Inc. X 0 3,900 0 Prestige Bancorp Inc. X 0 3,018 0 Preview Travel Inc. X 0 300 0 T. Rowe Price Assoc. Inc. X 0 4,590 0 Prime Retail Inc. X 0 52,292 0 Prime Retail Inc. 8.50% Ser B PFD Conv X 0 2,955 0 Prime Bancshares Inc. X 0 7,400 0 Prime Group Realty Trust 9.0% X 0 4,250 0
Page 45 of 63
1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Primark Corp. Common Stock 741903108 31 1,470 SH Prime Bancorp Inc. Common Stock 741914105 53 2,128 SH Primus Telecommunications Group Inc. Common Stock 741929103 60 5,925 SH Pride International Inc. Common Stock 741932107 4 500 SH Princeton Video Image Inc. Common Stock 742476104 3 500 SH Prison Realty Corp Common Stock 74264N105 1,038 59,527 SH Prison Realty Corp 8% Cum PFD Sr A Preferred Stock 74264N204 176 10,000 SH Priority Healthare Corp. Common Stock 74264T201 5 119 SH Procter & Gamble Co. Common Stock 742718109 10,830 110,581 SH Professional Detailing Inc. Common Stock 74312N107 13 500 SH Progenics Pharmaceutals Inc. Common Stock 743187106 8 500 SH Progressive Corp. Common Stock 743315103 50 350 SH Progressive Savings & Loan LTD Common Stock 74337P103 0 8,775 SH Prologis Trust Common Stock 743410102 87 4,220 SH Prologis Trust Pfd Sh Ben Int Ser A Preferred Stock 743410201 60 2,450 SH Prologis Trust PFD SH BEN INT SER E Preferred Stock 743410607 40 1,700 SH Promus Hotel Corp. (Holding Co) Common Stock 74342P106 78 2,157 SH Property Capital Trust Common Stock 743437105 0 500 SH Protein Design Labs Inc. Common Stock 74369L103 2 100 SH Provident Bankshares Corp. Common Stock 743859100 797 30,507 SH Provident Companies Inc. Common Stock 743862104 30 880 SH Providian Financial Corp. Common Stock 74406A102 1,282 11,651 SH PSINet Inc. Common Stock 74437C101 198 4,645 SH Public Service Co of North Common Stock 744516105 286 10,083 SH Public Service Elec & Gas Co. 4.08% Pf Preferred Stock 744567306 8 100 SH Public Service Electric & Gas Co. Preferred Stock 744567405 8 100 SH Public Service Electric & Gas Preferred Stock 744567728 10 400 SH Public Service Enterprise Group Common Stock 744573106 991 25,945 SH Public Storage Inc. Common Stock 74460D109 1,456 58,221 SH Public Storage Inc Preferred Stock 74460D307 3 100 SH Public Storage Inc. 10% Ser E Preferred Stock 74460D703 44 1,600 SH Public Storage Inc. 8.00% Dep Shs Each Preferred Stock 74460D828 18 700 SH Public Storgae Inc 8.625% Cum Preferred Stock 74460D844 5 200 SH Public Storage Inc. 8.45% Preferred Stock 74460D869 73 2,900 SH Public Storage Inc. 8.875% Preferred Stock 74460D885 28 1,100 SH Puget Sound Power & Light Common Stock 745332106 24 1,062 SH Pulte Corp. Common Stock 745867101 8 400 SH Putnam Managed High Yield Common Stock 746819101 158 11,475 SH Putnam Master Intermediate Common Stock 746909100 369 50,414 SH Putnam Tax-Free Health Care Common Stock 746920107 56 3,650 SH QLT Phototherapeutics Inc. Common Stock 746927102 4 100 SH QMax Tech Group Common Stock 74726E107 0 3,500 SH Q M S Inc. Common Stock 74726G102 156 49,950 SH QSound Lab Inc. Common Stock 74728C109 4 1,500 SH Quadrex Corp. Common Stock 747309102 0 100 SH Quaker Chemical Corp. Common Stock 747316107 13 900 SH Quaker Oats Common Stock 747402105 512 8,190 SH Page Total: 19,075 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Primark Corp. X 0 1,470 0 Prime Bancorp Inc. X 0 2,128 0 Primus Telecommunications Group Inc. X 0 5,925 0 Pride International Inc. X 0 500 0 Princeton Video Image Inc. X 0 500 0 Prison Realty Corp X 0 59,527 0 Prison Realty Corp 8% Cum PFD Sr A X 0 10,000 0 Priority Healthare Corp. X 0 119 0 Procter & Gamble Co. X 0 110,581 0 Professional Detailing Inc. X 0 500 0 Progenics Pharmaceutals Inc. X 0 500 0 Progressive Corp. X 0 350 0 Progressive Savings & Loan LTD X 0 8,775 0 Prologis Trust X 0 4,220 0 Prologis Trust Pfd Sh Ben Int Ser A X 0 2,450 0 Prologis Trust PFD SH BEN INT SER E X 0 1,700 0 Promus Hotel Corp. (Holding Co) X 0 2,157 0 Property Capital Trust X 0 500 0 Protein Design Labs Inc. X 0 100 0 Provident Bankshares Corp. X 0 30,507 0 Provident Companies Inc. X 0 880 0 Providian Financial Corp. X 0 11,651 0 PSINet Inc. X 0 4,645 0 Public Service Co of North X 0 10,083 0 Public Service Elec & Gas Co. 4.08% Pf X 0 100 0 Public Service Electric & Gas Co. X 0 100 0 Public Service Electric & Gas X 0 400 0 Public Service Enterprise Group X 0 25,945 0 Public Storage Inc. X 0 58,221 0 Public Storage Inc X 0 100 0 Public Storage Inc. 10% Ser E X 0 1,600 0 Public Storage Inc. 8.00% Dep Shs Each X 0 700 0 Public Storgae Inc 8.625% Cum X 0 200 0 Public Storage Inc. 8.45% X 0 2,900 0 Public Storage Inc. 8.875% X 0 1,100 0 Puget Sound Power & Light X 0 1,062 0 Pulte Corp. X 0 400 0 Putnam Managed High Yield X 0 11,475 0 Putnam Master Intermediate X 0 50,414 0 Putnam Tax-Free Health Care X 0 3,650 0 QLT Phototherapeutics Inc. X 0 100 0 QMax Tech Group X 0 3,500 0 Q M S Inc. X 0 49,950 0 QSound Lab Inc. X 0 1,500 0 Quadrex Corp. X 0 100 0 Quaker Chemical Corp. X 0 900 0 Quaker Oats X 0 8,190 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Qualcomm Inc. Common Stock 747525103 585 4,700 SH Quantum Corp. Common Stock 747906105 260 14,465 SH Quest Diagnostics Inc. Common Stock 74834L100 30 1,336 SH Questar Corp. Common Stock 748356102 14 800 SH Quest Education Corporation Common Stock 74835F102 134 14,700 SH Quigley Corp. New Common Stock 74838L304 5 1,000 SH Quilmes Industrial Quins - ADR ADR 74838Y108 2 250 SH Quinenco SA Sponsored ADR ADR 748718103 4 400 SH Quintiles Transitional Corp. Common Stock 748767100 353 9,342 SH Quorum Health Group Common Stock 749084109 292 29,150 SH Qwest Communications Intl Common Stock 749121109 781 10,835 SH R & B Falcon Corp. Common Stock 74912E101 204 23,192 SH RBI Capital Trust I 9.1% Cum Trust PFD Preferred Stock 749257200 44 4,400 SH RCN Corp. Common Stock 749361101 10 300 SH R.H. Donnelly Corp. Common Stock 74955W307 4 232 SH RJR Nabisco Holdings Corp. Common Stock 74960K876 399 15,955 SH RJR Nabisco Holding 10% Tr Pfd Secs Preferred Stock 74961M202 361 14,400 SH RJR Nabisco Hldgs Cap Tr II Preferred Stock 74961V202 384 14,280 SH RPM Inc. - Ohio Common Stock 749685103 347 26,029 SH RTI International Metals Inc Common Stock 74973W107 36 3,600 SH RF Micro Divices Inc. Common Stock 749941100 106 1,103 SH Railamerica Inc. Common Stock 750753105 9 1,000 SH Rambus Inc. Common Stock 750917106 24 375 SH Ralcorp Holdings Inc. Common Stock 751028101 7 350 SH Ralston-Ralston Purina Group Common Stock 751277302 145 5,450 SH Rare Hospitality Intl Inc. Common Stock 753820109 11 770 SH Rational Software Corp. Com New Common Stock 75409P202 103 3,841 SH Raychem Corp. Common Stock 754603108 80 3,525 SH Raymond James Financial Inc. Common Stock 754730109 201 10,177 SH Rayonier Inc. Common Stock 754907103 283 7,052 SH Raytheon Co- Cl A Common Stock 755111309 852 14,745 SH Raytheon Co-Cl B Common Stock 755111408 186 3,166 SH Readers' Digest Automatic Com Exchange Common Stock 755271202 10 300 SH Realty Income Corp. Common Stock 756109104 11 500 SH Realty Parking Properties LP II-Units Limited Partner 756124202 0 800 SH Reckson Service Industries Inc. Common Stock 75621J109 3 648 SH Reckson Associates Realty Corp. Common Stock 75621K106 144 7,000 SH Redox Technology Corp. Common Stock 757722103 0 500 SH Reed Systems Inc New Common Stock 757901301 0 120 SH Reebok International Ltd Common Stock 758110100 18 1,150 SH Regal - Beloit Corp. Common Stock 758750103 210 11,614 SH Regency Realty Corporation Common Stock 758939102 17 900 SH Regions Financial Corp. Common Stock 758940100 554 15,988 SH Reliance Group Holdings Inc. Common Stock 759464100 95 12,579 SH Reliastar Financing II 8.10% Cum PFD Preferred Stock 75952F205 51 2,000 SH Reliant Energy Inc Common Stock 75952J108 334 12,805 SH Reliastar Financial Corp. Common Stock 75952U103 539 12,653 SH Page Total: 8,237 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Qualcomm Inc. X 0 4,700 0 Quantum Corp. X 0 14,465 0 Quest Diagnostics Inc. X 0 1,336 0 Questar Corp. X 0 800 0 Quest Education Corporation X 0 14,700 0 Quigley Corp. New X 0 1,000 0 Quilmes Industrial Quins - ADR X 0 250 0 Quinenco SA Sponsored ADR X 0 400 0 Quintiles Transitional Corp. X 0 9,342 0 Quorum Health Group X 0 29,150 0 Qwest Communications Intl X 0 10,835 0 R & B Falcon Corp. X 0 23,192 0 RBI Capital Trust I 9.1% Cum Trust PFD X 0 4,400 0 RCN Corp. X 0 300 0 R.H. Donnelly Corp. X 0 232 0 RJR Nabisco Holdings Corp. X 0 15,955 0 RJR Nabisco Holding 10% Tr Pfd Secs X 0 14,400 0 RJR Nabisco Hldgs Cap Tr II X 0 14,280 0 RPM Inc. - Ohio X 0 26,029 0 RTI International Metals Inc X 0 3,600 0 RF Micro Divices Inc. X 0 1,103 0 Railamerica Inc. X 0 1,000 0 Rambus Inc. X 0 375 0 Ralcorp Holdings Inc. X 0 350 0 Ralston-Ralston Purina Group X 0 5,450 0 Rare Hospitality Intl Inc. X 0 770 0 Rational Software Corp. Com New X 0 3,841 0 Raychem Corp. X 0 3,525 0 Raymond James Financial Inc. X 0 10,177 0 Rayonier Inc. X 0 7,052 0 Raytheon Co- Cl A X 0 14,745 0 Raytheon Co-Cl B X 0 3,166 0 Readers' Digest Automatic Com Exchange X 0 300 0 Realty Income Corp. X 0 500 0 Realty Parking Properties LP II-Units X 0 800 0 Reckson Service Industries Inc. X 0 648 0 Reckson Associates Realty Corp. X 0 7,000 0 Redox Technology Corp. X 0 500 0 Reed Systems Inc New X 0 120 0 Reebok International Ltd X 0 1,150 0 Regal - Beloit Corp. X 0 11,614 0 Regency Realty Corporation X 0 900 0 Regions Financial Corp. X 0 15,988 0 Reliance Group Holdings Inc. X 0 12,579 0 Reliastar Financing II 8.10% Cum PFD X 0 2,000 0 Reliant Energy Inc X 0 12,805 0 Reliastar Financial Corp. X 0 12,653 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Reliability Inc. Common Stock 759903107 9 2,300 SH Repligen Corp Common Stock 759916109 16 5,165 SH Rental Service Corp Common Stock 76009V102 200 11,450 SH Repsol S.A. ADR ADR 76026T205 49 955 SH Republic Industries Inc. Common Stock 760516104 198 16,040 SH Republic New York Group Common Stock 760719104 113 2,450 SH Republic Services Inc Common Stock 760759100 10 630 SH Res-Care Inc. Common Stock 760943100 2 100 SH Resmed Inc. Common Stock 761152107 6 200 SH Resorts World Berhad Spons ADR ADR 761191105 15 3,000 SH Reunion Industries Inc. Common Stock 761312107 112 23,028 SH Reuters Holdings PLC Spon ADR ADR 76132M102 436 5,015 SH Revlon Inc. Common Stock 761525500 22 1,100 SH Rexall Sundown Inc. Common Stock 761648104 85 4,455 SH Reynolds & Reynolds Co CL A Common Stock 761695105 57 3,000 SH Reynolds Metals Co Common Stock 761763101 621 12,852 SH Rhone-Poulenc SA - Spons ADR ADR 762426609 125 2,850 SH RIBI Immunochem Common Stock 762553105 2 1,000 SH Richfood Holdings Inc. Common Stock 763408101 490 22,735 SH Riggs National Corp. Common Stock 766570105 7 388 SH Rio Algom Ltd 9.375% Pfd Secs Due Preferred Stock 766889877 8 400 SH Rite Aid Corp. Common Stock 767754104 1,056 42,230 SH Robert Half Intl Inc. Common Stock 770323103 83 2,537 SH Roberts Pharmaceutical Corp Common Stock 770491108 10 500 SH Robroy Inds Inc. Cl A Common Stock 771078102 1 120 SH Roche Holdings Ltd Spons ADR ADR 771195104 424 3,475 SH Rockwell International Corp. Common Stock 773903109 246 5,786 SH Rogers Cantel Mobile Commn Inc. Common Stock 775102205 18 1,000 SH Rohm & Haas Common Stock 775371107 11 336 SH Rohn Industries Inc. Common Stock 775381106 16 7,100 SH Rollins Inc. Common Stock 775711104 15 900 SH Roper Industries Inc. New Common Stock 776696106 5 200 SH Roslyn Bancorp Inc. Common Stock 778162107 49 2,908 SH Ross Stores Inc. Common Stock 778296103 252 5,745 SH Rouse Capital 9.25% Cum Qtrly PFD Quip Preferred Stock 779272202 282 11,500 SH Rouse Co Common Stock 779273101 148 6,650 SH Rouse Co-Conv Pfd Ser B Preferred Stock 779273309 19 500 SH Rowan Bancorp Inc Common Stock 779379106 7 300 SH Rowan Companies Inc. Common Stock 779382100 35 2,775 SH Royal Group Technologies Ltd Common Stock 779915107 85 3,450 SH The Royal Bank of Scotland Preferred Stock 780097408 34 1,320 SH The Royal Bank of Scotland Grp Plc Pfd Preferred Stock 780097507 77 2,883 SH Royal Bank Of Scotland Group PLC Ser D Preferred Stock 780097606 5 200 SH Royal Bank of Scotland Group Preferred Stock 780097804 32 1,200 SH Royal Bank Of Scotland GRP PLC Preferred Stock 780097887 12 500 SH Royal Dutch Petroleum Co ADR ADR 780257804 4,408 84,768 SH Royce Value Tr Inc. Common Stock 780910105 547 48,382 SH Page Total: 10,461 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Reliability Inc. X 0 2,300 0 Repligen Corp X 0 5,165 0 Rental Service Corp X 0 11,450 0 Repsol S.A. ADR X 0 955 0 Republic Industries Inc. X 0 16,040 0 Republic New York Group X 0 2,450 0 Republic Services Inc X 0 630 0 Res-Care Inc. X 0 100 0 Resmed Inc. X 0 200 0 Resorts World Berhad Spons ADR X 0 3,000 0 Reunion Industries Inc. X 0 23,028 0 Reuters Holdings PLC Spon ADR X 0 5,015 0 Revlon Inc. X 0 1,100 0 Rexall Sundown Inc. X 0 4,455 0 Reynolds & Reynolds Co CL A X 0 3,000 0 Reynolds Metals Co X 0 12,852 0 Rhone-Poulenc SA - Spons ADR X 0 2,850 0 RIBI Immunochem X 0 1,000 0 Richfood Holdings Inc. X 0 22,735 0 Riggs National Corp. X 0 388 0 Rio Algom Ltd 9.375% Pfd Secs Due X 0 400 0 Rite Aid Corp. X 0 42,230 0 Robert Half Intl Inc. X 0 2,537 0 Roberts Pharmaceutical Corp X 0 500 0 Robroy Inds Inc. Cl A X 0 120 0 Roche Holdings Ltd Spons ADR X 0 3,475 0 Rockwell International Corp. X 0 5,786 0 Rogers Cantel Mobile Commn Inc. X 0 1,000 0 Rohm & Haas X 0 336 0 Rohn Industries Inc. X 0 7,100 0 Rollins Inc. X 0 900 0 Roper Industries Inc. New X 0 200 0 Roslyn Bancorp Inc. X 0 2,908 0 Ross Stores Inc. X 0 5,745 0 Rouse Capital 9.25% Cum Qtrly PFD Quip X 0 11,500 0 Rouse Co X 0 6,650 0 Rouse Co-Conv Pfd Ser B X 0 500 0 Rowan Bancorp Inc X 0 300 0 Rowan Companies Inc. X 0 2,775 0 Royal Group Technologies Ltd X 0 3,450 0 The Royal Bank of Scotland X 0 1,320 0 The Royal Bank of Scotland Grp Plc Pfd X 0 2,883 0 Royal Bank Of Scotland Group PLC Ser D X 0 200 0 Royal Bank of Scotland Group X 0 1,200 0 Royal Bank Of Scotland GRP PLC X 0 500 0 Royal Dutch Petroleum Co ADR X 0 84,768 0 Royce Value Tr Inc. X 0 48,382 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Royce Micro Cap Trust Inc. Common Stock 780915104 46 6,191 SH Ruby Tuesday Inc. Common Stock 781182100 3 200 SH Ruddick Corp. Common Stock 781258108 20 1,000 SH Ryder System Inc. Common Stock 783549108 231 8,350 SH Ryland Group Inc. Common Stock 783764103 13 500 SH SBE Inc Common Stock 783873201 8 1,700 SH SBC Communications Inc. Common Stock 78387G103 2,636 55,926 SH SBS Technologies Inc. Common Stock 78387P103 7 373 SH S C I Systems Inc. Common Stock 783890106 119 4,030 SH SI Technologies Inc Common Stock 783978109 7 2,142 SH SDL Inc. Common Stock 784076101 25 275 SH Si Handling Systems Inc. Common Stock 784255101 10 750 SH SL Green Realty Corp. Common Stock 78440X101 24 1,300 SH S L Industries Inc. Common Stock 784413106 6 500 SH SLM Holding Corp. Common Stock 78442A109 1,068 25,589 SH SLI Inc Common Stock 78442T108 165 7,875 SH SM&A Corporation Common Stock 784432106 24 2,130 SH SPS Technologies Inc. Common Stock 784626103 24 600 SH Standard & Poors DEP Receipts Common Stock 78462F103 667 5,189 SH SPSS Inc. Common Stock 78462K102 23 1,400 SH SPG Properties Inc Preferred Stock 78462M207 21 837 SH SSBH Capital I-7.20% Cum Trust Pfd Preferred Stock 784646200 275 11,100 SH SRS Labs Inc Common Stock 78464M106 9 3,000 SH STM Wireless Inc Cl A Common Stock 784776106 2 700 SH S3 Inc. Common Stock 784849101 12 1,600 SH SVB Cap I Tr Pfd Secs Preferred Stock 784868200 56 2,450 SH Sabre Group Holdings Inc. Common Stock 785905100 27 590 SH Safeco Corp. Common Stock 786429100 425 10,515 SH Safeguard Scientifics Inc. Common Stock 786449108 265 3,915 SH Safeskin Corp. Common Stock 786454108 7 1,000 SH Safeway Inc. Common Stock 786514208 2,348 45,764 SH Saga Communications Inc Cl- A Common Stock 786598102 22 1,250 SH St Joe Corp. Common Stock 790148100 91 3,745 SH St. John Knits, Inc. Common Stock 790289102 26 1,000 SH St Jude Medical Inc. Common Stock 790849103 127 5,200 SH St Jude Medical Inc.-Cash Tender Offer Common Stock 790849996 5 125 SH St. Jude Resource LTD Foreign Stock 79085J100 1 2,000 SH St. Mary Land & Exploration Common Stock 792228108 471 27,100 SH St. Paul Companies Inc. Common Stock 792860108 316 10,176 SH Saks Incorporated Common Stock 79377W108 290 11,140 SH Salant Corp. Common Stock 793897109 0 3,300 SH Salomon Brothers Worldwide Common Stock 79548T109 25 2,400 SH Salomon Inc. Common Stock 79549B107 11 200 SH Sanchez Computer Associates Common Stock 799702105 47 2,000 SH Sandy Spring Bancorp Inc Common Stock 800363103 2 90 SH Sanmina Corp. Common Stock 800907107 49 769 SH The Santa Cruz Operation Inc. Common Stock 801833104 3 500 SH Page Total: 10,060 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Royce Micro Cap Trust Inc. X 0 6,191 0 Ruby Tuesday Inc. X 0 200 0 Ruddick Corp. X 0 1,000 0 Ryder System Inc. X 0 8,350 0 Ryland Group Inc. X 0 500 0 SBE Inc X 0 1,700 0 SBC Communications Inc. X 0 55,926 0 SBS Technologies Inc. X 0 373 0 S C I Systems Inc. X 0 4,030 0 SI Technologies Inc X 0 2,142 0 SDL Inc. X 0 275 0 Si Handling Systems Inc. X 0 750 0 SL Green Realty Corp. X 0 1,300 0 S L Industries Inc. X 0 500 0 SLM Holding Corp. X 0 25,589 0 SLI Inc X 0 7,875 0 SM&A Corporation X 0 2,130 0 SPS Technologies Inc. X 0 600 0 Standard & Poors DEP Receipts X 0 5,189 0 SPSS Inc. X 0 1,400 0 SPG Properties Inc X 0 837 0 SSBH Capital I-7.20% Cum Trust Pfd X 0 11,100 0 SRS Labs Inc X 0 3,000 0 STM Wireless Inc Cl A X 0 700 0 S3 Inc. X 0 1,600 0 SVB Cap I Tr Pfd Secs X 0 2,450 0 Sabre Group Holdings Inc. X 0 590 0 Safeco Corp. X 0 10,515 0 Safeguard Scientifics Inc. X 0 3,915 0 Safeskin Corp. X 0 1,000 0 Safeway Inc. X 0 45,764 0 Saga Communications Inc Cl- A X 0 1,250 0 St Joe Corp. X 0 3,745 0 St. John Knits, Inc. X 0 1,000 0 St Jude Medical Inc. X 0 5,200 0 St Jude Medical Inc.-Cash Tender Offer X 0 125 0 St. Jude Resource LTD X 0 2,000 0 St. Mary Land & Exploration X 0 27,100 0 St. Paul Companies Inc. X 0 10,176 0 Saks Incorporated X 0 11,140 0 Salant Corp. X 0 3,300 0 Salomon Brothers Worldwide X 0 2,400 0 Salomon Inc. X 0 200 0 Sanchez Computer Associates X 0 2,000 0 Sandy Spring Bancorp Inc X 0 90 0 Sanmina Corp. X 0 769 0 The Santa Cruz Operation Inc. X 0 500 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Santa Fe Energy Resources Inc Common Stock 802012104 61 8,300 SH SAP AG Sponsored ADR ADR 803054204 36 1,385 SH Sara Lee Corp. Common Stock 803111103 2,309 93,305 SH Saul Centers Common Stock 804395101 22 1,507 SH Saville Systems Ireland Ltd ADR 805174109 69 5,650 SH Say Yes Foods Inc. Common Stock 805644101 1 1,300 SH Sbarro Inc. Common Stock 805844107 1 50 SH Scan Optic Inc. Common Stock 805894102 1 300 SH Scana Corp. Common Stock 805898103 195 8,969 SH Henry Schein Inc. Common Stock 806407102 972 38,500 SH Schering-Plough Corp. Common Stock 806605101 9,980 180,420 SH Schick Technologies Inc. Common Stock 806683108 2 400 SH Schlotzkys Inc Common Stock 806832101 1 100 SH Schlumberger Limited Common Stock 806857108 7,726 128,372 SH Schulman Inc. Common Stock 808194104 4 300 SH Schwab Charles Corp. Common Stock 808513105 1,324 13,777 SH Schweitzer-Mauduit Intl Common Stock 808541106 0 35 SH Scientific-Atlanta Inc. Common Stock 808655104 48 1,770 SH Scott Technologies Inc Common Stock 810022301 276 15,862 SH The Scotts Co Class A Common Stock 810186106 36 950 SH Scudder New Europe Fd Common Stock 810905109 29 1,500 SH Scudder New Asia Fund Inc. Common Stock 811183102 4 400 SH Sea Containers Cl B Common Stock 811371103 140 4,896 SH Sea Containers Ltd Cl A Common Stock 811371707 515 17,846 SH Seacoast Banking Corp. FLA Common Stock 811707108 37 1,400 SH Seacost Finl Services Corp Common Stock 81170Q106 38 3,831 SH Seagate Technology, Inc. Common Stock 811804103 435 14,710 SH Jos E. Seagram & Sons Inc SR Preferred Stock 811845205 169 6,700 SH Sealed Air Corp. Common Stock 81211K100 123 2,492 SH Sealed Air Corp - $2 Conv Pfd Ser A Preferred Stock 81211K209 31 626 SH Sears Roebuck & Co Common Stock 812387108 1,378 30,494 SH Sears Roebuck Accept Corp Preferred Stock 812404309 10 400 SH Security Dynamics Tech Inc. Common Stock 814208104 2 100 SH Security First Technologies Common Stock 814279105 74 1,000 SH Seitel Inc. New Common Stock 816074306 34 2,450 SH Seligman Quality Municipal Fund, Inc. Common Stock 816343107 14 1,000 SH Semtech Corp. Common Stock 816850101 13 400 SH Sempra Energy Common Stock 816851109 91 4,767 SH Sensormatic Electronics Corp. Common Stock 817265101 26 2,700 SH Sepracor Inc. Common Stock 817315104 90 800 SH Septima Enterprises Inc. Common Stock 817319304 0 18,800 SH Sequent Computer Sys Inc. Common Stock 817338106 36 4,000 SH Service Corp. International Common Stock 817565104 1,773 124,399 SH Servicemaster Co Common Stock 81760N109 115 5,678 SH 7th Level Inc. Common Stock 817916109 4 600 SH Shaw Industries Inc. Common Stock 820286102 24 1,305 SH Shaw Communication 8.45% Ser A PFD Preferred Stock 82028K606 39 1,600 SH Page Total: 28,308 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Santa Fe Energy Resources Inc X 0 8,300 0 SAP AG Sponsored ADR X 0 1,385 0 Sara Lee Corp. X 0 93,305 0 Saul Centers X 0 1,507 0 Saville Systems Ireland Ltd X 0 5,650 0 Say Yes Foods Inc. X 0 1,300 0 Sbarro Inc. X 0 50 0 Scan Optic Inc. X 0 300 0 Scana Corp. X 0 8,969 0 Henry Schein Inc. X 0 38,500 0 Schering-Plough Corp. X 0 180,420 0 Schick Technologies Inc. X 0 400 0 Schlotzkys Inc X 0 100 0 Schlumberger Limited X 0 128,372 0 Schulman Inc. X 0 300 0 Schwab Charles Corp. X 0 13,777 0 Schweitzer-Mauduit Intl X 0 35 0 Scientific-Atlanta Inc. X 0 1,770 0 Scott Technologies Inc X 0 15,862 0 The Scotts Co Class A X 0 950 0 Scudder New Europe Fd X 0 1,500 0 Scudder New Asia Fund Inc. X 0 400 0 Sea Containers Cl B X 0 4,896 0 Sea Containers Ltd Cl A X 0 17,846 0 Seacoast Banking Corp. FLA X 0 1,400 0 Seacost Finl Services Corp X 0 3,831 0 Seagate Technology, Inc. X 0 14,710 0 Jos E. Seagram & Sons Inc SR X 0 6,700 0 Sealed Air Corp. X 0 2,492 0 Sealed Air Corp - $2 Conv Pfd Ser A X 0 626 0 Sears Roebuck & Co X 0 30,494 0 Sears Roebuck Accept Corp X 0 400 0 Security Dynamics Tech Inc. X 0 100 0 Security First Technologies X 0 1,000 0 Seitel Inc. New X 0 2,450 0 Seligman Quality Municipal Fund, Inc. X 0 1,000 0 Semtech Corp. X 0 400 0 Sempra Energy X 0 4,767 0 Sensormatic Electronics Corp. X 0 2,700 0 Sepracor Inc. X 0 800 0 Septima Enterprises Inc. X 0 18,800 0 Sequent Computer Sys Inc. X 0 4,000 0 Service Corp. International X 0 124,399 0 Servicemaster Co X 0 5,678 0 7th Level Inc. X 0 600 0 Shaw Industries Inc. X 0 1,305 0 Shaw Communication 8.45% Ser A PFD X 0 1,600 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Shaw Communications Inc Pfd 8.50% Preferred Stock 82028K705 71 2,850 SH Shearson Lehman Sr Inc Fd LP-Dep Units Limited Partner 820930105 0 500 SH Shell Transport & Trading PLC ADR 822703609 71 1,746 SH Sherwin Williams Corp. Common Stock 824348106 5,512 195,970 SH Shopko Stores, Inc. Common Stock 824911101 6 200 SH Sholodge, Inc. Common Stock 825034101 5 1,100 SH Shoney's Inc. Common Stock 825039100 3 1,000 SH Shore Bancshares Inc. Common Stock 825107105 282 9,400 SH Shurgard Storage Centers Inc., CL A Common Stock 82567D104 89 3,511 SH Shurgard Storage Center Inc 8.80% Ser Preferred Stock 82567D203 13 500 SH Shurgard Storage Centers Inc. 8.70% PF Preferred Stock 82567D302 13 500 SH Siemens AG ADR New ADR 826197402 15 225 SH Sierra Health Services, Inc. Common Stock 826322109 5 400 SH Sierra Pacific Resources Common Stock 826425100 290 8,245 SH Sigma-Aldrich Corp. Common Stock 826552101 2,887 98,717 SH Sigma Design Common Stock 826565103 6 1,000 SH Silicon Graphics Inc. Common Stock 827056102 209 12,525 SH Silverleaf Resorts Inc. Common Stock 828395103 21 2,600 SH Simione Central Holdings Inc New Common Stock 828654202 18 10,500 SH Simon Property Group Inc Common Stock 828806109 679 24,737 SH Simpson Inds Inc. Common Stock 829060102 4 400 SH Sinclair Broadcast Group Inc. Common Stock 829226109 15 1,000 SH The Singer Co N.V. Common Stock 82930F109 20 5,125 SH Sizeler Property Investors, Inc. Common Stock 830137105 2 300 SH Skyline Corp. Common Stock 830830105 11 400 SH SkyMall Inc. Common Stock 830859104 3 212 SH Skytel Communications Inc Common Stock 83087Q104 2 100 SH Smartalk Teleservices Inc. Common Stock 83169A100 2 12,250 SH Smith A O Corp. Common Stock 831865209 90 4,762 SH Smith International Inc. Common Stock 832110100 12 300 SH Charles E. Smith Residential Common Stock 832197107 270 8,755 SH Smithfield Foods Common Stock 832248108 197 8,693 SH SmithKline Beecham Spons ADR ADR 832378301 1,012 14,159 SH J M Smucker Co. Common Stock 832696108 38 1,700 SH Smurfit-Stone Container Corp. Common Stock 832727101 14 742 SH Snyder Communications Inc. Common Stock 832914105 14 500 SH Snyder Oil Corp Common Stock 833482102 15 1,025 SH Societe Generale France SP ADR ADR 83364L109 3 90 SH Sodak Gaming Inc. Common Stock 833777105 1 140 SH Sodexho Marriott Services Common Stock 833793102 31 1,413 SH Solar Satellite Communication Inc. Common Stock 833953300 0 1,000 SH Softnet Systems Inc. Common Stock 833964109 76 2,075 SH Software AG Systems Inc New Common Stock 834025108 1,081 129,090 SH Solectron Corp. Common Stock 834182107 63 1,288 SH Solutia Inc. Common Stock 834376105 137 7,908 SH Sonat Inc. Common Stock 835415100 487 16,225 SH Sonex Research Inc. Common Stock 835448101 6 11,600 SH Page Total: 13,800 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Shaw Communications Inc Pfd 8.50% X 0 2,850 0 Shearson Lehman Sr Inc Fd LP-Dep Units X 0 500 0 Shell Transport & Trading PLC X 0 1,746 0 Sherwin Williams Corp. X 0 195,970 0 Shopko Stores, Inc. X 0 200 0 Sholodge, Inc. X 0 1,100 0 Shoney's Inc. X 0 1,000 0 Shore Bancshares Inc. X 0 9,400 0 Shurgard Storage Centers Inc., CL A X 0 3,511 0 Shurgard Storage Center Inc 8.80% Ser X 0 500 0 Shurgard Storage Centers Inc. 8.70% PF X 0 500 0 Siemens AG ADR New X 0 225 0 Sierra Health Services, Inc. X 0 400 0 Sierra Pacific Resources X 0 8,245 0 Sigma-Aldrich Corp. X 0 98,717 0 Sigma Design X 0 1,000 0 Silicon Graphics Inc. X 0 12,525 0 Silverleaf Resorts Inc. X 0 2,600 0 Simione Central Holdings Inc New X 0 10,500 0 Simon Property Group Inc X 0 24,737 0 Simpson Inds Inc. X 0 400 0 Sinclair Broadcast Group Inc. X 0 1,000 0 The Singer Co N.V. X 0 5,125 0 Sizeler Property Investors, Inc. X 0 300 0 Skyline Corp. X 0 400 0 SkyMall Inc. X 0 212 0 Skytel Communications Inc X 0 100 0 Smartalk Teleservices Inc. X 0 12,250 0 Smith A O Corp. X 0 4,762 0 Smith International Inc. X 0 300 0 Charles E. Smith Residential X 0 8,755 0 Smithfield Foods X 0 8,693 0 SmithKline Beecham Spons ADR X 0 14,159 0 J M Smucker Co. X 0 1,700 0 Smurfit-Stone Container Corp. X 0 742 0 Snyder Communications Inc. X 0 500 0 Snyder Oil Corp X 0 1,025 0 Societe Generale France SP ADR X 0 90 0 Sodak Gaming Inc. X 0 140 0 Sodexho Marriott Services X 0 1,413 0 Solar Satellite Communication Inc. X 0 1,000 0 Softnet Systems Inc. X 0 2,075 0 Software AG Systems Inc New X 0 129,090 0 Solectron Corp. X 0 1,288 0 Solutia Inc. X 0 7,908 0 Sonat Inc. X 0 16,225 0 Sonex Research Inc. X 0 11,600 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Sonoco Products Co Common Stock 835495102 251 10,905 SH Sonosight Inc Common Stock 83568G104 5 399 SH Sony Corp. ADR ADR 835699307 415 4,540 SH Sothebys Holdings Inc. - Cl A Ltd Vtg Common Stock 835898107 29 900 SH Source One Mtg Svc Corp. 8.42% Preferred Stock 836154203 26 1,000 SH South Carolina Elec & Gas Co 5% Pfd Preferred Stock 837004308 18 400 SH South Jersey Industries Inc. Common Stock 838518108 8 369 SH South Street Financial Corp. Common Stock 840468102 72 9,500 SH Southdown, Inc. Common Stock 841297104 85 1,592 SH Southern California Preferred Stock 842400301 21 1,000 SH Southern Co Common Stock 842587107 652 27,962 SH Southern Energy Homes Incorporated Common Stock 842814105 8 1,405 SH Southern Union Co New Common Stock 844030106 706 37,410 SH Southern Union Financing TOPRS Preferred Stock 844038208 54 2,100 SH South Trust Corp. Common Stock 844730101 247 6,617 SH Southwest Airlines Co Common Stock 844741108 865 28,579 SH Southwest Bancorporation of Texas Inc. Common Stock 84476R109 285 23,166 SH Southwest Gas Corp. Common Stock 844895102 44 1,615 SH Southwest Securities Grp Inc. Common Stock 845224104 12 428 SH Southwestern Bell Telephone Co. Preferred Stock 845335108 65 2,600 SH Sovereign Bancorp Inc. Common Stock 845905108 178 14,540 SH Spacehab Inc. Common Stock 846243103 2 300 SH Spectra Vision Inc. Cl B Common Stock 847607108 0 3,050 SH Speedway Motorsports Inc. Common Stock 847788106 13 310 SH Speizman Industries Inc. Common Stock 847805108 11 3,000 SH Spelling Entertainment Group Common Stock 847807104 0 28 SH Spieker Properties, Inc. Common Stock 848497103 10 275 SH Spieker Properties Inc 9.45% PFD Ser B Preferred Stock 848497202 10 400 SH Spieker Properties Inc 7.85% Preferred Stock 848497301 34 1,400 SH Splash Technology Holdings Inc. Common Stock 848623104 4 600 SH Sport Supply Group Inc. Common Stock 848915104 2 300 SH Sport Haley Inc. Common Stock 848925103 28 3,400 SH Springs Industries Inc. Common Stock 851783100 380 14,050 SH Sprint Corp. (FON Group) Common Stock 852061100 1,483 15,111 SH Sprint Corp. (PCS Group) Common Stock 852061506 313 7,074 SH Spyglass Inc. Common Stock 852192103 10 1,110 SH Staff Leasing Inc. Common Stock 852381102 160 11,150 SH Standard Commcl Corp. Common Stock 853258101 0 1 SH Standard Microsystems Corp. Common Stock 853626109 6 800 SH Standard Motor Prods Common Stock 853666105 8 400 SH Standard-Pacific Corp. Common Stock 85375C101 26 2,000 SH Standex Intl Corp. Common Stock 854231107 2 100 SH Stanley Furniture Co, Common Stock 854305208 39 2,002 SH Stanford Telecommunications Common Stock 854402104 72 4,670 SH Stanley Works Common Stock 854616109 42 1,640 SH Staples Inc. Common Stock 855030102 209 6,369 SH Star Gas Partners L P Common Stock 85512C105 7 500 SH Page Total: 6,917 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Sonoco Products Co X 0 10,905 0 Sonosight Inc X 0 399 0 Sony Corp. ADR X 0 4,540 0 Sothebys Holdings Inc. - Cl A Ltd Vtg X 0 900 0 Source One Mtg Svc Corp. 8.42% X 0 1,000 0 South Carolina Elec & Gas Co 5% Pfd X 0 400 0 South Jersey Industries Inc. X 0 369 0 South Street Financial Corp. X 0 9,500 0 Southdown, Inc. X 0 1,592 0 Southern California X 0 1,000 0 Southern Co X 0 27,962 0 Southern Energy Homes Incorporated X 0 1,405 0 Southern Union Co New X 0 37,410 0 Southern Union Financing TOPRS X 0 2,100 0 South Trust Corp. X 0 6,617 0 Southwest Airlines Co X 0 28,579 0 Southwest Bancorporation of Texas Inc. X 0 23,166 0 Southwest Gas Corp. X 0 1,615 0 Southwest Securities Grp Inc. X 0 428 0 Southwestern Bell Telephone Co. X 0 2,600 0 Sovereign Bancorp Inc. X 0 14,540 0 Spacehab Inc. X 0 300 0 Spectra Vision Inc. Cl B X 0 3,050 0 Speedway Motorsports Inc. X 0 310 0 Speizman Industries Inc. X 0 3,000 0 Spelling Entertainment Group X 0 28 0 Spieker Properties, Inc. X 0 275 0 Spieker Properties Inc 9.45% PFD Ser B X 0 400 0 Spieker Properties Inc 7.85% X 0 1,400 0 Splash Technology Holdings Inc. X 0 600 0 Sport Supply Group Inc. X 0 300 0 Sport Haley Inc. X 0 3,400 0 Springs Industries Inc. X 0 14,050 0 Sprint Corp. (FON Group) X 0 15,111 0 Sprint Corp. (PCS Group) X 0 7,074 0 Spyglass Inc. X 0 1,110 0 Staff Leasing Inc. X 0 11,150 0 Standard Commcl Corp. X 0 1 0 Standard Microsystems Corp. X 0 800 0 Standard Motor Prods X 0 400 0 Standard-Pacific Corp. X 0 2,000 0 Standex Intl Corp. X 0 100 0 Stanley Furniture Co, X 0 2,002 0 Stanford Telecommunications X 0 4,670 0 Stanley Works X 0 1,640 0 Staples Inc. X 0 6,369 0 Star Gas Partners L P X 0 500 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Star Technologies Inc. Common Stock 855193108 1 3,000 SH Starbucks Corp. Common Stock 855244109 83 2,970 SH Starter Corporation Common Stock 855684106 8 3,000 SH Startec Global Communications Common Stock 85569E103 4 500 SH Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 549 19,219 SH State Street Corp. Common Stock 857477103 2,661 32,382 SH Stein Mart Inc. Common Stock 858375108 249 24,850 SH Steinway Musical Instruments Common Stock 858495104 164 7,400 SH Sterling Bancshares Inc. Common Stock 858907108 23 2,250 SH Stericycle Inc Common Stock 858912108 13 1,000 SH Sterling Bancshares Capital Preferred Stock 858917206 71 2,750 SH Sterling Capital Common Stock 859160103 1 150 SH Sterling Commerce Inc. Common Stock 859205106 606 19,700 SH Stewart & Stevenson Common Stock 860342104 36 4,684 SH Stewart Enterprises CL A Common Stock 860370105 1,295 80,634 SH Stillwater Mining Co Common Stock 86074Q102 26 1,000 SH Stmicroelectronics NV - NY Shares Foreign Stock 861012102 27 275 SH Stolt Comex Seaway ADR 861567105 2 200 SH Stone Energy Corp. Common Stock 861642106 16 500 SH Storage USA, Inc. Common Stock 861907103 1,635 57,634 SH Storage Technology Corp. Common Stock 862111200 725 26,020 SH Stratosphere Corp. Common Stock 863106100 0 200 SH Strayer Education Inc. Common Stock 863236105 688 18,592 SH Stryker Corp. Common Stock 863667101 1,262 25,025 SH Sturm Ruger & Co Common Stock 864159108 381 38,130 SH Suburban Propane Partners LP Limited Partner 864482104 42 2,300 SH Sugen Inc. Common Stock 865041107 2 100 SH Suiza Foods Corp. Common Stock 865077101 713 21,170 SH Summitt Bancorp Common Stock 866005101 390 10,004 SH Summit Properties Inc. Common Stock 866239106 168 10,062 SH Summit Technology Inc. Common Stock 86627E101 13 1,150 SH Sun Communities Inc. Common Stock 866674104 2 75 SH Sun Microsystems Inc. Common Stock 866810104 7,061 56,517 SH Suburst Hospitality Corp. Common Stock 866948102 1 300 SH SunAmerica Capt Trust III Preferred Stock 86702N208 31 1,200 SH Sunbeam Corp. Common Stock 867071102 81 14,600 SH Suncor Energy Inc PFD Secs Preferred Stock 867229601 63 2,500 SH Sundstrand Corp. Common Stock 867323107 2,340 33,676 SH Sungard Data Systems Common Stock 867363103 16 400 SH Sunoco Inc Common Stock 86764P109 161 4,458 SH Sunquest Information Systems Common Stock 867654105 72 6,100 SH Sunrise Assisted Living Inc. Common Stock 86768K106 32 700 SH Sunrise Medical Inc. Common Stock 867910101 21 3,400 SH Suntrust Banks Inc. Common Stock 867914103 3,957 63,571 SH Superconductor Tech Inc. Common Stock 867931107 4 1,200 SH Sunstone Hotel Investors Inc. Common Stock 867933103 19 2,700 SH Sunsource Inc Common Stock 867948101 10 700 SH Page Total: 25,729 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Star Technologies Inc. X 0 3,000 0 Starbucks Corp. X 0 2,970 0 Starter Corporation X 0 3,000 0 Startec Global Communications X 0 500 0 Starwood Hotels & Resorts Worldwide In X 0 19,219 0 State Street Corp. X 0 32,382 0 Stein Mart Inc. X 0 24,850 0 Steinway Musical Instruments X 0 7,400 0 Sterling Bancshares Inc. X 0 2,250 0 Stericycle Inc X 0 1,000 0 Sterling Bancshares Capital X 0 2,750 0 Sterling Capital X 0 150 0 Sterling Commerce Inc. X 0 19,700 0 Stewart & Stevenson X 0 4,684 0 Stewart Enterprises CL A X 0 80,634 0 Stillwater Mining Co X 0 1,000 0 Stmicroelectronics NV - NY Shares X 0 275 0 Stolt Comex Seaway X 0 200 0 Stone Energy Corp. X 0 500 0 Storage USA, Inc. X 0 57,634 0 Storage Technology Corp. X 0 26,020 0 Stratosphere Corp. X 0 200 0 Strayer Education Inc. X 0 18,592 0 Stryker Corp. X 0 25,025 0 Sturm Ruger & Co X 0 38,130 0 Suburban Propane Partners LP X 0 2,300 0 Sugen Inc. X 0 100 0 Suiza Foods Corp. X 0 21,170 0 Summitt Bancorp X 0 10,004 0 Summit Properties Inc. X 0 10,062 0 Summit Technology Inc. X 0 1,150 0 Sun Communities Inc. X 0 75 0 Sun Microsystems Inc. X 0 56,517 0 Suburst Hospitality Corp. X 0 300 0 SunAmerica Capt Trust III X 0 1,200 0 Sunbeam Corp. X 0 14,600 0 Suncor Energy Inc PFD Secs X 0 2,500 0 Sundstrand Corp. X 0 33,676 0 Sungard Data Systems X 0 400 0 Sunoco Inc X 0 4,458 0 Sunquest Information Systems X 0 6,100 0 Sunrise Assisted Living Inc. X 0 700 0 Sunrise Medical Inc. X 0 3,400 0 Suntrust Banks Inc. X 0 63,571 0 Superconductor Tech Inc. X 0 1,200 0 Sunstone Hotel Investors Inc. X 0 2,700 0 Sunsource Inc X 0 700 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Sunsource Capital Trust 11.6% Tr PFD Preferred Stock 867949208 18 656 SH Superior Energy Services Inc. Common Stock 868157108 1 300 SH Superior Industries Intl Inc. Common Stock 868168105 513 22,065 SH Superior Services Inc. Common Stock 868316100 4 200 SH Supervalue Inc. Common Stock 868536103 69 3,340 SH Supreme Industries Inc. Common Stock 868607102 36 4,861 SH Surgical Laser Tech Inc Common Stock 868819202 2 1,220 SH Susquehanna Bancshares Inc. Common Stock 869099101 778 42,350 SH Swift Energy Co Common Stock 870738101 48 5,660 SH Swiss Chalet Inc. Common Stock 870853108 3 400 SH Sybase Inc. Common Stock 871130100 69 8,750 SH Sybron International Corp. Wis Common Stock 87114F106 2,149 85,975 SH Sykes Enterprises Inc. Common Stock 871237103 6 200 SH Sylvan Learning Systems Inc. Common Stock 871399101 196 7,147 SH Symantec Corp. Common Stock 871503108 147 8,700 SH Symbol Technologies Inc. Common Stock 871508107 40 892 SH Syncor Intl Inc. Common Stock 87157J106 6 200 SH Synopsys Inc. Common Stock 871607107 49 910 SH Synetic Inc. Common Stock 87160F109 8 144 SH Synovus Financial Corp. Common Stock 87161C105 15 750 SH Syquest Technology Inc. Common Stock 871660106 0 4,200 SH Sysco Corp. Common Stock 871829107 477 18,131 SH System Software Associates Incorporate Common Stock 871839106 3 1,200 SH T & W Financial Corp Common Stock 87215N107 3 300 SH T B C Corp. Common Stock 872180104 2 400 SH TCF Financial Corp. Common Stock 872275102 78 2,988 SH TCI Communic Financing I 8.72% PFD Preferred Stock 872285200 185 7,100 SH TCI Communications Financing II 10% PF Preferred Stock 872286208 60 2,200 SH TCI Satellite Entertainment Common Stock 872298104 0 79 SH TCW Convertible Securities Fd Common Stock 872340104 428 43,350 SH TCW/DW Term Trust 2002 Beneficial Common Stock 87234T101 9 900 SH TDS Capital II 8.04% Trust Org PFD Preferred Stock 87235R203 118 4,700 SH TDS Capital I-8.50% Trust Originated Preferred Stock 87235W202 13 500 SH Teco Energy Inc. Common Stock 872375100 156 7,845 SH Teppco Partners L P Units Rep Lim Limited Partner 872384102 54 2,150 SH TIG Holdings Inc. Common Stock 872469101 8 500 SH TJX Companies Inc. Common Stock 872540109 564 16,588 SH Sharp Drilling Incorporated Common Stock 87257P101 4 900 SH Tnp Enterprises Inc. Common Stock 872594106 316 10,975 SH TRM Copy Centers Corp. Common Stock 872636105 15 2,100 SH T R W Inc. Common Stock 872649108 138 3,040 SH TSR Inc Common Stock 872885108 11 1,500 SH TLC The Laser Center Inc Common Stock 872934104 48 1,503 SH Tu Electric Cap I 8.25% Cum PFD Preferred Stock 87305C201 13 500 SH Tu Electric Cap III 8.00% Cum PFD Preferred Stock 87305G202 75 2,990 SH Taitron Components Inc. Cl A Common Stock 874028103 40 31,005 SH Take-Two Interactive software Inc. Common Stock 874054109 11 1,400 SH Page Total: 6,984 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Sunsource Capital Trust 11.6% Tr PFD X 0 656 0 Superior Energy Services Inc. X 0 300 0 Superior Industries Intl Inc. X 0 22,065 0 Superior Services Inc. X 0 200 0 Supervalue Inc. X 0 3,340 0 Supreme Industries Inc. X 0 4,861 0 Surgical Laser Tech Inc X 0 1,220 0 Susquehanna Bancshares Inc. X 0 42,350 0 Swift Energy Co X 0 5,660 0 Swiss Chalet Inc. X 0 400 0 Sybase Inc. X 0 8,750 0 Sybron International Corp. Wis X 0 85,975 0 Sykes Enterprises Inc. X 0 200 0 Sylvan Learning Systems Inc. X 0 7,147 0 Symantec Corp. X 0 8,700 0 Symbol Technologies Inc. X 0 892 0 Syncor Intl Inc. X 0 200 0 Synopsys Inc. X 0 910 0 Synetic Inc. X 0 144 0 Synovus Financial Corp. X 0 750 0 Syquest Technology Inc. X 0 4,200 0 Sysco Corp. X 0 18,131 0 System Software Associates Incorporate X 0 1,200 0 T & W Financial Corp X 0 300 0 T B C Corp. X 0 400 0 TCF Financial Corp. X 0 2,988 0 TCI Communic Financing I 8.72% PFD X 0 7,100 0 TCI Communications Financing II 10% PF X 0 2,200 0 TCI Satellite Entertainment X 0 79 0 TCW Convertible Securities Fd X 0 43,350 0 TCW/DW Term Trust 2002 Beneficial X 0 900 0 TDS Capital II 8.04% Trust Org PFD X 0 4,700 0 TDS Capital I-8.50% Trust Originated X 0 500 0 Teco Energy Inc. X 0 7,845 0 Teppco Partners L P Units Rep Lim X 0 2,150 0 TIG Holdings Inc. X 0 500 0 TJX Companies Inc. X 0 16,588 0 Sharp Drilling Incorporated X 0 900 0 Tnp Enterprises Inc. X 0 10,975 0 TRM Copy Centers Corp. X 0 2,100 0 T R W Inc. X 0 3,040 0 TSR Inc X 0 1,500 0 TLC The Laser Center Inc X 0 1,503 0 Tu Electric Cap I 8.25% Cum PFD X 0 500 0 Tu Electric Cap III 8.00% Cum PFD X 0 2,990 0 Taitron Components Inc. Cl A X 0 31,005 0 Take-Two Interactive software Inc. X 0 1,400 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Talbot Bancshares Inc. New Common Stock 874124100 184 3,400 SH Talbots Inc. Common Stock 874161102 5 200 SH Tandy Corp. Common Stock 875382103 77 1,200 SH Tanger Factory Outlet Centers, Common Stock 875465106 90 4,700 SH Tasty Baking Co. Common Stock 876553306 9 800 SH Taubman Centers, Inc. Common Stock 876664103 54 4,400 SH Taubman Centers Inc. 8.3% Perp Pfd Preferred Stock 876664202 32 1,500 SH Taylor Capital Group Inc. Perp Pfd Ser Preferred Stock 876851205 216 8,550 SH Taylor S Cos Inc Common Stock 876867102 0 100 SH Tech Data Corp. Common Stock 878237106 96 4,200 SH Technitrol Inc. Common Stock 878555101 12 500 SH Tecumseh Producs CO CL A Common Stock 878895200 1,483 29,106 SH Tekelec Common Stock 879101103 66 9,000 SH Tektronix Inc. Common Stock 879131100 35 1,400 SH Telecentro Sul Participa - ADR ADR 879239101 1 20 SH Tele Danmark A/S Spons ADS Rep ADR 879242105 15 300 SH Telenorte Leste Participacoes ADR ADR 879246106 2 100 SH Telesudeste Celular Part- ADR ADR 879252104 0 20 SH Telebanc Financial Corp Common Stock 87925R109 1,335 16,741 SH Telebanc Capital Trust II Cum Pfd 9.00 Preferred Stock 87925Y203 490 20,300 SH Telecom Corp. of New ADR 879278208 54 1,386 SH Telecom Italia Spa Spon ADR ADR 87927W106 8 75 SH Telecominicaoes Brasileiras SA ADR ADR 879287308 420 5,210 SH Teleflex Inc. Common Stock 879369106 10,652 312,722 SH Telefonica de Argentina S.A. ADR 879378206 5 180 SH Telefonica De Espana SA Spons ADR ADR 879382208 195 1,527 SH Telefonos De Mexico SA Spons ADR ADR 879403780 418 6,385 SH Teleglobe Inc Common Stock 87941V100 48 1,592 SH Telephone & Data Systems, Inc. Common Stock 879433100 40 700 SH Telepanel Systems Inc Common Stock 87943U209 2 4,000 SH Telespectrum Worldwide Inc. Common Stock 87951U109 767 89,585 SH Telesp Participatoes SA - ADR ADR 87952K100 2 100 SH Telesp Celular Participa- ADR ADR 87952L108 2 40 SH Teligent Inc. Cl A Common Stock 87959Y103 84 2,030 SH Tellabs Inc. Common Stock 879664100 1,533 15,678 SH Tellurian Inc. Common Stock 879674109 0 2,000 SH Teltrend Inc. Common Stock 87969R106 8 500 SH Telxon Corp. Common Stock 879700102 8 900 SH Televideo Inc Common Stock 879913200 0 162 SH Templeton Global Governments Common Stock 879929107 47 7,200 SH Templeton Dragon Fund Inc. Common Stock 88018T101 281 36,540 SH Templeton Emerging Markets Common Stock 880190103 34 3,500 SH Templeton Emerging Markets Common Stock 880191101 117 10,730 SH Templeton Vietnam Opptys Fund Common Stock 88022J107 126 18,190 SH Tenet Healthcare Corp. Common Stock 88033G100 137 7,255 SH Tenneco Inc. Common Stock 88037E101 87 3,109 SH Tennessee Valley Authority QIDS Ser A Preferred Stock 880591102 89 3,500 SH Page Total: 19,366 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Talbot Bancshares Inc. New X 0 3,400 0 Talbots Inc. X 0 200 0 Tandy Corp. X 0 1,200 0 Tanger Factory Outlet Centers, X 0 4,700 0 Tasty Baking Co. X 0 800 0 Taubman Centers, Inc. X 0 4,400 0 Taubman Centers Inc. 8.3% Perp Pfd X 0 1,500 0 Taylor Capital Group Inc. Perp Pfd Ser X 0 8,550 0 Taylor S Cos Inc X 0 100 0 Tech Data Corp. X 0 4,200 0 Technitrol Inc. X 0 500 0 Tecumseh Producs CO CL A X 0 29,106 0 Tekelec X 0 9,000 0 Tektronix Inc. X 0 1,400 0 Telecentro Sul Participa - ADR X 0 20 0 Tele Danmark A/S Spons ADS Rep X 0 300 0 Telenorte Leste Participacoes ADR X 0 100 0 Telesudeste Celular Part- ADR X 0 20 0 Telebanc Financial Corp X 0 16,741 0 Telebanc Capital Trust II Cum Pfd 9.00 X 0 20,300 0 Telecom Corp. of New X 0 1,386 0 Telecom Italia Spa Spon ADR X 0 75 0 Telecominicaoes Brasileiras SA ADR X 0 5,210 0 Teleflex Inc. X 0 312,722 0 Telefonica de Argentina S.A. X 0 180 0 Telefonica De Espana SA Spons ADR X 0 1,527 0 Telefonos De Mexico SA Spons ADR X 0 6,385 0 Teleglobe Inc X 0 1,592 0 Telephone & Data Systems, Inc. X 0 700 0 Telepanel Systems Inc X 0 4,000 0 Telespectrum Worldwide Inc. X 0 89,585 0 Telesp Participatoes SA - ADR X 0 100 0 Telesp Celular Participa- ADR X 0 40 0 Teligent Inc. Cl A X 0 2,030 0 Tellabs Inc. X 0 15,678 0 Tellurian Inc. X 0 2,000 0 Teltrend Inc. X 0 500 0 Telxon Corp. X 0 900 0 Televideo Inc X 0 162 0 Templeton Global Governments X 0 7,200 0 Templeton Dragon Fund Inc. X 0 36,540 0 Templeton Emerging Markets X 0 3,500 0 Templeton Emerging Markets X 0 10,730 0 Templeton Vietnam Opptys Fund X 0 18,190 0 Tenet Healthcare Corp. X 0 7,255 0 Tenneco Inc. X 0 3,109 0 Tennessee Valley Authority QIDS Ser A X 0 3,500 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Tennessee Valley Authority Preferred Stock 880591201 25 1,000 SH Teradyne Inc. Common Stock 880770102 248 4,550 SH Terminal Applications Group Common Stock 880910104 0 6,200 SH Terra Nitrogen Co LP Limited Partner 881005201 18 2,000 SH Texaco Inc. Common Stock 881694103 2,916 51,387 SH Texas Industries Inc. Common Stock 882491103 1,516 61,117 SH Texas Instruments Inc. Common Stock 882508104 1,878 18,920 SH Texas Pacific Land Trust Common Stock 882610108 30 600 SH Texas Utilities Co. Common Stock 882848104 988 23,706 SH Texas Utils Elec Co- Dep Shs B Preferred Stock 882850415 15 540 SH Textron Capital I Trust Pfd Preferred Stock 883198202 114 4,500 SH Textron Inc. Common Stock 883203101 148 1,918 SH Theglobe.Com Inc. Common Stock 88335R101 3 50 SH Theragenics Corp. Common Stock 883375107 3 400 SH Therapeutic Antibodies Inc. Common Stock 88337M100 2 2,000 SH Thermo Electron Corp. Common Stock 883556102 48 3,575 SH Thermo Tech Technologies Inc Common Stock 88360H101 0 300 SH Thomas & Betts Corp. Common Stock 884315102 41 1,100 SH Thomas Group Inc. Common Stock 884402108 13 1,500 SH 3 Com Corp. Common Stock 885535104 773 33,143 SH 3D Systems Corp. New Common Stock 88554D205 130 21,734 SH Tidewater Inc. Common Stock 886423102 92 3,555 SH Tiffany & Co New Common Stock 886547108 34 450 SH Tilden Associates Inc Common Stock 886749209 8 10,000 SH Timberland Co Common Stock 887100105 6 100 SH Time Warner Inc. Common Stock 887315109 4,980 70,082 SH Time Warner Capital I-8.875% PFD Trust Preferred Stock 88731G204 10 400 SH Times Mirror Co Cl A New Common Stock 887364107 117 2,165 SH Timken Co Common Stock 887389104 947 58,300 SH Titan Corp. Common Stock 888266103 9 1,661 SH Titan International Inc. Common Stock 88830M102 352 45,740 SH Titanium Metals Corp. Common Stock 888339108 46 7,935 SH Today's Man Inc. Common Stock 888910205 2 1,750 SH Tokheim Corp. Common Stock 889073102 25 3,200 SH Toledo Edison Co 4 1/4% PFD Preferred Stock 889175204 125 1,925 SH Toledo Edison Co. - 4.25% Pfd Preferred Stock 889175303 100 1,550 SH Toledo Edison Co 4.56% Pfd Preferred Stock 889175402 18 350 SH Toledo Edison Co Preferred Stock 889175774 36 1,450 SH Tompkins County Trustco Inc. Common Stock 890110109 18 525 SH Tons Of Toys Inc. Com New Common Stock 890318207 0 2 SH Tootsie Roll Industries Inc. Common Stock 890516107 1,044 22,660 SH Torchmark Corp. Common Stock 891027104 19 600 SH Toronto Dominion Bank Common Stock 891160509 30 650 SH Tosco Corp. Com New Common Stock 891490302 52 2,080 SH Total Renal Care Holdings Inc. Common Stock 89151A107 34 3,063 SH Total SA Adr ADR 89151E109 876 14,360 SH Tower Realty Trust Inc. Common Stock 89185E109 97 5,125 SH Page Total: 17,987 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Tennessee Valley Authority X 0 1,000 0 Teradyne Inc. X 0 4,550 0 Terminal Applications Group X 0 6,200 0 Terra Nitrogen Co LP X 0 2,000 0 Texaco Inc. X 0 51,387 0 Texas Industries Inc. X 0 61,117 0 Texas Instruments Inc. X 0 18,920 0 Texas Pacific Land Trust X 0 600 0 Texas Utilities Co. X 0 23,706 0 Texas Utils Elec Co- Dep Shs B X 0 540 0 Textron Capital I Trust Pfd X 0 4,500 0 Textron Inc. X 0 1,918 0 Theglobe.Com Inc. X 0 50 0 Theragenics Corp. X 0 400 0 Therapeutic Antibodies Inc. X 0 2,000 0 Thermo Electron Corp. X 0 3,575 0 Thermo Tech Technologies Inc X 0 300 0 Thomas & Betts Corp. X 0 1,100 0 Thomas Group Inc. X 0 1,500 0 3 Com Corp. X 0 33,143 0 3D Systems Corp. New X 0 21,734 0 Tidewater Inc. X 0 3,555 0 Tiffany & Co New X 0 450 0 Tilden Associates Inc X 0 10,000 0 Timberland Co X 0 100 0 Time Warner Inc. X 0 70,082 0 Time Warner Capital I-8.875% PFD Trust X 0 400 0 Times Mirror Co Cl A New X 0 2,165 0 Timken Co X 0 58,300 0 Titan Corp. X 0 1,661 0 Titan International Inc. X 0 45,740 0 Titanium Metals Corp. X 0 7,935 0 Today's Man Inc. X 0 1,750 0 Tokheim Corp. X 0 3,200 0 Toledo Edison Co 4 1/4% PFD X 0 1,925 0 Toledo Edison Co. - 4.25% Pfd X 0 1,550 0 Toledo Edison Co 4.56% Pfd X 0 350 0 Toledo Edison Co X 0 1,450 0 Tompkins County Trustco Inc. X 0 525 0 Tons Of Toys Inc. Com New X 0 2 0 Tootsie Roll Industries Inc. X 0 22,660 0 Torchmark Corp. X 0 600 0 Toronto Dominion Bank X 0 650 0 Tosco Corp. Com New X 0 2,080 0 Total Renal Care Holdings Inc. X 0 3,063 0 Total SA Adr X 0 14,360 0 Tower Realty Trust Inc. X 0 5,125 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- The Town and Country Trust Common Stock 892081100 3 200 SH Toys 'R' Us Inc. Common Stock 892335100 3,376 179,468 SH Tractor Supply Co. Common Stock 892356106 137 5,355 SH Trakit Corp Common Stock 892888108 0 17 SH Trans World Music Corp Common Stock 89336Q100 13 1,200 SH Transamerica Corp. Common Stock 893485102 301 4,242 SH Transkaryotic Therapies Inc Common Stock 893735100 44 1,400 SH Transocean Offshore, Inc. Common Stock 893817106 117 4,065 SH Trans Maritima Mexican Sp ADR ADR 893868307 7 1,300 SH Transportadora Gas Sur - Sponsored ADR ADR 893870204 50 5,350 SH Travelers P&C Capital I 8.08% Preferred Stock 893931204 59 2,300 SH Travelers Property Casualty Common Stock 893939108 18 510 SH Tremont Corp. Del Com Par Common Stock 894745207 1 70 SH Trenwick Group Inc. Common Stock 895290104 4 150 SH Tri-Continental Common Stock 895436103 245 8,459 SH Tri-continental Corp. Preferred Stock 895436202 8 200 SH Triangle Bancorp Inc. Common Stock 895835106 511 30,613 SH Triangle Pharmaceuticals Inc. Common Stock 89589H104 5 500 SH Triad Guaranty Inc. Common Stock 895925105 176 13,000 SH Trident International Inc. Common Stock 895934107 8 500 SH Tricon Global Restaurants Inc. Common Stock 895953107 373 5,305 SH Tribune Co Common Stock 896047107 85 1,300 SH Trigon Healthcare Inc. Common Stock 89618L100 12 358 SH Trinet Corporate Realty Trust Common Stock 896287109 11 415 SH Trinity Industries Inc.-del Common Stock 896522109 2,102 71,555 SH Triquint Semiconductor Incorporated Common Stock 89674K103 4 200 SH Triton Energy Corporation Common Stock 896750106 0 27 SH Triteal Corp. Common Stock 896937109 0 500 SH Trizec Hahn Corp. Foreign Stock 896938107 51 2,800 SH Trustmark Corp. Common Stock 898402102 89 4,520 SH Tupperware Corp. Common Stock 899896104 176 9,790 SH Tultex Corp. Common Stock 899900104 2 2,500 SH Bartlett RE Fd II Limited Partner 8S00034 168 95 SH Bartlett RE Fd VI Limited Partner 8S00035 170 150 SH Bartlett RE Fd IV Limited Partner 8S00036 81 50 SH Bartlett RE Fd I Limited Partner 8S00037 101 50 SH Bartlett RE Fd V Limited Partner 8S00038 80 150 SH Bartlett RE Fd III Limited Partner 8S00039 36 50 SH U S Biomaterials Corp. Preferred Stock 8S00429 0 10,000 SH Hayden Hill Consolidated Mining Compan Common Stock 8S00865 0 10,500 SH Astron Corp. Common Stock 8S00961 0 4,000 SH System Planning Corp Inc Common Stock 8S01086 0 4,093 SH Consolidated Oil Corp Common Stock 8S03025 0 0 SH River Oaks Hospital Inc. Common Stock 8S04230 0 280 SH Houston Spec ASO LLC Common Stock 8S04644 0 100 SH A/F Protein Inc. Ser B Conv Pfd Preferred Stock 8S04667 50 38,462 SH Tuscarora Inc. Common Stock 900902107 44 3,740 SH Page Total: 8,719 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- The Town and Country Trust X 0 200 0 Toys 'R' Us Inc. X 0 179,468 0 Tractor Supply Co. X 0 5,355 0 Trakit Corp X 0 17 0 Trans World Music Corp X 0 1,200 0 Transamerica Corp. X 0 4,242 0 Transkaryotic Therapies Inc X 0 1,400 0 Transocean Offshore, Inc. X 0 4,065 0 Trans Maritima Mexican Sp ADR X 0 1,300 0 Transportadora Gas Sur - Sponsored ADR X 0 5,350 0 Travelers P&C Capital I 8.08% X 0 2,300 0 Travelers Property Casualty X 0 510 0 Tremont Corp. Del Com Par X 0 70 0 Trenwick Group Inc. X 0 150 0 Tri-Continental X 0 8,459 0 Tri-continental Corp. X 0 200 0 Triangle Bancorp Inc. X 0 30,613 0 Triangle Pharmaceuticals Inc. X 0 500 0 Triad Guaranty Inc. X 0 13,000 0 Trident International Inc. X 0 500 0 Tricon Global Restaurants Inc. X 0 5,305 0 Tribune Co X 0 1,300 0 Trigon Healthcare Inc. X 0 358 0 Trinet Corporate Realty Trust X 0 415 0 Trinity Industries Inc.-del X 0 71,555 0 Triquint Semiconductor Incorporated X 0 200 0 Triton Energy Corporation X 0 27 0 Triteal Corp. X 0 500 0 Trizec Hahn Corp. X 0 2,800 0 Trustmark Corp. X 0 4,520 0 Tupperware Corp. X 0 9,790 0 Tultex Corp. X 0 2,500 0 Bartlett RE Fd II X 0 95 0 Bartlett RE Fd VI X 0 150 0 Bartlett RE Fd IV X 0 50 0 Bartlett RE Fd I X 0 50 0 Bartlett RE Fd V X 0 150 0 Bartlett RE Fd III X 0 50 0 U S Biomaterials Corp. X 0 10,000 0 Hayden Hill Consolidated Mining Compan X 0 10,500 0 Astron Corp. X 0 4,000 0 System Planning Corp Inc X 0 4,093 0 Consolidated Oil Corp X 0 0 0 River Oaks Hospital Inc. X 0 280 0 Houston Spec ASO LLC X 0 100 0 A/F Protein Inc. Ser B Conv Pfd X 0 38,462 0 Tuscarora Inc. X 0 3,740 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- 24/7 Media Inc Common Stock 901314104 5 90 SH Twinlab Corp. Common Stock 901774109 3 300 SH II-IV Inc. Common Stock 902104108 37 4,750 SH Tyco International LTD Foreign Stock 902124106 2,175 30,307 SH Tyson Foods Inc. Common Stock 902494103 6 300 SH U A L Corp. Common Stock 902549500 5 58 SH UAL Corp. 12 1/4% Depository Preferred Stock 902549708 37 1,000 SH Ual Corp Capital Tr 13.25 Preferred Stock 90254Y208 13 400 SH Ucar International Inc. Common Stock 90262K109 205 14,500 SH UDS Captl I (Ultramar Diamond Preferred Stock 902655208 12 500 SH UGI Corp. Hldg Co Common Stock 902681105 58 3,457 SH UST Corp. Common Stock 902900109 8 380 SH USX Marathon Group Common Stock 902905827 144 5,220 SH U S T Inc. Common Stock 902911106 552 21,130 SH U S Restaurants PPtys Inc. Common Stock 902971100 6 300 SH U S Bancorp New Common Stock 902973106 94 2,755 SH USA Networks Inc. Common Stock 902984103 425 11,870 SH Unum Corp. Common Stock 903192102 908 19,096 SH USG Corp. Common Stock 903293405 13 260 SH U.S. Foodservice Common Stock 90331R101 9 200 SH USEC Inc Common Stock 90333E108 3 200 SH USX-U.S. Steel Group Common Stock 90337T101 5 200 SH Ultramar Diamond Shamrock Corp. Common Stock 904000106 15 675 SH Ultratech Stepper Inc. Common Stock 904034105 1 100 SH Unifi Inc. Common Stock 904677101 38 2,970 SH Unifab International Inc. Common Stock 90467L100 29 3,600 SH Unigene Labs Inc. Common Stock 904753100 1 1,400 SH Unilever PLC ADR 904767605 104 2,805 SH Unilever N V (NY Shares) ADR 904784501 382 5,750 SH Unicom Corp. Common Stock 904911104 61 1,680 SH Union Bankshares Corp. VA Common Stock 905399101 59 3,164 SH Union Camp Corp. Common Stock 905530101 5,089 75,808 SH Union Carbide Corp. Common Stock 905581104 59 1,307 SH Union Electric Co 4.50$ PFD Preferred Stock 906548508 16 200 SH Union National Bancorp Common Stock 907103105 47 1,470 SH Union Pacific Corp. Common Stock 907818108 3,241 60,659 SH Union Pacific Resources Group Inc. Common Stock 907834105 157 13,193 SH Union Planters Corp. Common Stock 908068109 1,388 31,586 SH Unionbancal Fin Tr I 7.375% Preferred Stock 90905Q109 30 1,200 SH Uniphase Corp. Common Stock 909149106 432 3,753 SH Unison Healthcare Corp. Common Stock 909196107 0 800 SH Unisource Energy Corp. Common Stock 909205106 10 920 SH Unisource Worldwide Inc. Common Stock 909208100 16 2,265 SH Unisys Corp. Common Stock 909214108 54 1,943 SH Unisys Corp. Pfd Ser A Preferred Stock 909214207 11 219 SH United Asset Management Corp. Common Stock 909420101 718 31,720 SH United Caanso Oil & Gas Ltd. Common Stock 909755100 0 160 SH Page Total: 16,679 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- 24/7 Media Inc X 0 90 0 Twinlab Corp. X 0 300 0 II-IV Inc. X 0 4,750 0 Tyco International LTD X 0 30,307 0 Tyson Foods Inc. X 0 300 0 U A L Corp. X 0 58 0 UAL Corp. 12 1/4% Depository X 0 1,000 0 Ual Corp Capital Tr 13.25 X 0 400 0 Ucar International Inc. X 0 14,500 0 UDS Captl I (Ultramar Diamond X 0 500 0 UGI Corp. Hldg Co X 0 3,457 0 UST Corp. X 0 380 0 USX Marathon Group X 0 5,220 0 U S T Inc. X 0 21,130 0 U S Restaurants PPtys Inc. X 0 300 0 U S Bancorp New X 0 2,755 0 USA Networks Inc. X 0 11,870 0 Unum Corp. X 0 19,096 0 USG Corp. X 0 260 0 U.S. Foodservice X 0 200 0 USEC Inc X 0 200 0 USX-U.S. Steel Group X 0 200 0 Ultramar Diamond Shamrock Corp. X 0 675 0 Ultratech Stepper Inc. X 0 100 0 Unifi Inc. X 0 2,970 0 Unifab International Inc. X 0 3,600 0 Unigene Labs Inc. X 0 1,400 0 Unilever PLC X 0 2,805 0 Unilever N V (NY Shares) X 0 5,750 0 Unicom Corp. X 0 1,680 0 Union Bankshares Corp. VA X 0 3,164 0 Union Camp Corp. X 0 75,808 0 Union Carbide Corp. X 0 1,307 0 Union Electric Co 4.50$ PFD X 0 200 0 Union National Bancorp X 0 1,470 0 Union Pacific Corp. X 0 60,659 0 Union Pacific Resources Group Inc. X 0 13,193 0 Union Planters Corp. X 0 31,586 0 Unionbancal Fin Tr I 7.375% X 0 1,200 0 Uniphase Corp. X 0 3,753 0 Unison Healthcare Corp. X 0 800 0 Unisource Energy Corp. X 0 920 0 Unisource Worldwide Inc. X 0 2,265 0 Unisys Corp. X 0 1,943 0 Unisys Corp. Pfd Ser A X 0 219 0 United Asset Management Corp. X 0 31,720 0 United Caanso Oil & Gas Ltd. X 0 160 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- United Capital Funding Partnership LP Preferred Stock 90978X205 73 2,900 SH United Cmnty Financial Corp. Common Stock 909839102 24 2,000 SH United Companies Financial Common Stock 909870107 2 5,610 SH United Bankshares Inc. W Va Common Stock 909907107 131 5,710 SH United Dominion Inds Ltd Common Stock 909914103 213 10,711 SH United Dominion Realty Trust Common Stock 910197102 799 77,973 SH United Dominion Realty Trust Preferred Stock 910197201 36 1,500 SH United Dominion Realty Trust Preferred Stock 910197300 54 2,200 SH United Financial Banking Companies Inc Common Stock 910305200 1 300 SH United Healthcare Corp. Common Stock 910581107 445 8,458 SH United Illuminating Co Common Stock 910637107 179 4,270 SH United International Hldgs - A Common Stock 910734102 65 1,500 SH United Mobile Homes Inc. Common Stock 911024107 117 12,700 SH United Rentals Inc. Common Stock 911363109 1,112 39,022 SH U.S. Bioscience Inc. New Common Stock 911646206 2 200 SH United States Cellular Corp. Common Stock 911684108 4 100 SH U.S. Filter Corp. Common Stock 911843209 426 13,906 SH US Air Group Common Stock 911905107 249 5,103 SH U S HOME Corp. NEW Common Stock 911920106 3 100 SH U.S. Industries, Inc. Common Stock 912080108 152 9,234 SH U.S. West Inc. Common Stock 91273H101 1,401 25,435 SH U.S. Trust Corp. New Common Stock 91288L105 189 2,550 SH United Technologies Corp. Common Stock 913017109 549 4,053 SH United Water Resources Inc. Common Stock 913190104 10 500 SH Universal Foods Corp. Common Stock 913538104 76 3,700 SH Universal Hlth Rlty Income Tr Common Stock 91359E105 20 1,000 SH Unocal Corp. Common Stock 915289102 320 8,698 SH Uromed Corp New Common Stock 917274300 0 80 SH UROCOR Inc. Common Stock 91727P105 1 200 SH U.S. Bancorp Inc. Common Stock 917292104 82 5,585 SH U S Bancorp Cap Tr I 8.45% Gtd Common Stock 91729W207 66 2,600 SH Usweb Corp. Common Stock 917327108 8 200 SH Utah Idaho Consolidated Uranium Common Stock 917440109 0 667 SH Utilicorp United Inc. Common Stock 918005109 43 1,876 SH V F Corp. Common Stock 918204108 50 1,050 SH VLSI Technology Common Stock 918270109 109 5,600 SH VSI Enterprises Inc Common Stock 91832B884 0 250 SH VWR Scientific Products Corp. Common Stock 918435108 16 700 SH Vail Resorts Inc Common Stock 91879Q109 3 200 SH Valero Energy Corp. Common Stock 91913Y100 7 300 SH The Valspar Corp. Common Stock 920355104 5,919 187,526 SH Valuevision International Inc. Cl A Common Stock 92047K107 5 400 SH Van Kampen American Capital Limited Common Stock 920913100 6 700 SH Van Kampen Merritt Trust For Common Stock 920929106 113 6,800 SH Van Kampen Merritt Tr For Common Stock 920934106 6 333 SH Van Kampen Merritt Penn Value Common Stock 92112T108 73 5,000 SH Vanderbilt Gold Corp. Common Stock 921786109 0 700 SH Page Total: 13,159 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- United Capital Funding Partnership LP X 0 2,900 0 United Cmnty Financial Corp. X 0 2,000 0 United Companies Financial X 0 5,610 0 United Bankshares Inc. W Va X 0 5,710 0 United Dominion Inds Ltd X 0 10,711 0 United Dominion Realty Trust X 0 77,973 0 United Dominion Realty Trust X 0 1,500 0 United Dominion Realty Trust X 0 2,200 0 United Financial Banking Companies Inc X 0 300 0 United Healthcare Corp. X 0 8,458 0 United Illuminating Co X 0 4,270 0 United International Hldgs - A X 0 1,500 0 United Mobile Homes Inc. X 0 12,700 0 United Rentals Inc. X 0 39,022 0 U.S. Bioscience Inc. New X 0 200 0 United States Cellular Corp. X 0 100 0 U.S. Filter Corp. X 0 13,906 0 US Air Group X 0 5,103 0 U S HOME Corp. NEW X 0 100 0 U.S. Industries, Inc. X 0 9,234 0 U.S. West Inc. X 0 25,435 0 U.S. Trust Corp. New X 0 2,550 0 United Technologies Corp. X 0 4,053 0 United Water Resources Inc. X 0 500 0 Universal Foods Corp. X 0 3,700 0 Universal Hlth Rlty Income Tr X 0 1,000 0 Unocal Corp. X 0 8,698 0 Uromed Corp New X 0 80 0 UROCOR Inc. X 0 200 0 U.S. Bancorp Inc. X 0 5,585 0 U S Bancorp Cap Tr I 8.45% Gtd X 0 2,600 0 Usweb Corp. X 0 200 0 Utah Idaho Consolidated Uranium X 0 667 0 Utilicorp United Inc. X 0 1,876 0 V F Corp. X 0 1,050 0 VLSI Technology X 0 5,600 0 VSI Enterprises Inc X 0 250 0 VWR Scientific Products Corp. X 0 700 0 Vail Resorts Inc X 0 200 0 Valero Energy Corp. X 0 300 0 The Valspar Corp. X 0 187,526 0 Valuevision International Inc. Cl A X 0 400 0 Van Kampen American Capital Limited X 0 700 0 Van Kampen Merritt Trust For X 0 6,800 0 Van Kampen Merritt Tr For X 0 333 0 Van Kampen Merritt Penn Value X 0 5,000 0 Vanderbilt Gold Corp. X 0 700 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Vantive Corp Common Stock 922091103 2 150 SH Varian Assocates Inc. Common Stock 922204102 87 2,235 SH Vastar Resources Common Stock 922380100 43 900 SH Vaxcel Inc Common Stock 922389101 0 28 SH Veeco Instruments Inc Common Stock 922417100 24 643 SH Vencor Inc. Common Stock 92260R102 1 500 SH Ventas Inc. Common Stock 92276F100 2 300 SH Venator Group Inc Common Stock 922944103 15 2,100 SH Veterinary Centers Of America Common Stock 925514101 14 1,000 SH Viacom Inc Class A Common Stock 925524100 50 600 SH Viacom Inc Class B Common Stock 925524308 211 2,516 SH Viad Corp. Common Stock 92552R109 120 4,297 SH Viad Corp. 4.75% Pfd Preferred Stock 92552R307 14 175 SH Viasoft Inc Common Stock 92552U102 2 400 SH Virgina Elec & Power Co 1998 Ser A Preferred Stock 927804617 101 4,000 SH Visio Corp. Common Stock 927914101 73 2,580 SH Virginia Power Capital Trust Preferred Stock 928082205 60 2,400 SH Viropro Inc Common Stock 928242106 0 100 SH Vishay Intertechnology Inc. Common Stock 928298108 106 7,275 SH Visx Inc Del Common Stock 92844S105 248 2,304 SH Vitalink Pharmacy Services Inc Common Stock 92846E104 4 200 SH Vitesse Semiconductor Corp. Common Stock 928497106 64 1,270 SH Vitro Sa ADR 928502301 32 5,500 SH Vivendi - Sp ADR ADR 92851S105 6 120 SH Vivus Inc Common Stock 928551100 4 1,000 SH Vlasic Foods International Common Stock 928559103 62 4,780 SH Vodafone Group Plc Spon ADR ADR 92857T107 278 1,481 SH Volkswagen AG - Sponsored ADR ADR 928662303 10 750 SH Volt Information Common Stock 928703107 12 750 SH Volvo Aktiebolaget ADR 928856400 5 200 SH WHG Bancshares Corp Common Stock 928949106 11 1,000 SH Vornado Realty Trust Common Shares Common Stock 929042109 13 372 SH Vornado Operating Co. Common Stock 92904N103 0 19 SH Vulcan Materials Co Common Stock 929160109 87 2,100 SH WD-40 Co. Common Stock 929236107 438 15,100 SH Webs Index Fund Inc - Australia Common Stock 92923H103 3 291 SH Webs Index Fund Inc - Austria Common Stock 92923H202 0 28 SH Webs Belgium Index Series Common Stock 92923H301 1 61 SH Webs Index Fund Inc - France Common Stock 92923H509 10 466 SH Webs Index Fund Inc - Germany Common Stock 92923H608 25 1,258 SH Webs Hong Kong Index Series Common Stock 92923H707 31 3,200 SH Webs - United Kingdom Index Series Common Stock 92923H798 46 2,181 SH Webs Index Fund Inc - Italy Common Stock 92923H806 2 96 SH Webs Index Fd Inc - Switzerland Common Stock 92923H814 5 293 SH Webs Index Fund Inc - Sweden Common Stock 92923H822 3 131 SH Webs Index Fund Inc Spain Common Stock 92923H830 2 75 SH Webs Index Fund Inc Singapore Free Common Stock 92923H848 1 193 SH Page Total: 2,327 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Vantive Corp X 0 150 0 Varian Assocates Inc. X 0 2,235 0 Vastar Resources X 0 900 0 Vaxcel Inc X 0 28 0 Veeco Instruments Inc X 0 643 0 Vencor Inc. X 0 500 0 Ventas Inc. X 0 300 0 Venator Group Inc X 0 2,100 0 Veterinary Centers Of America X 0 1,000 0 Viacom Inc Class A X 0 600 0 Viacom Inc Class B X 0 2,516 0 Viad Corp. X 0 4,297 0 Viad Corp. 4.75% Pfd X 0 175 0 Viasoft Inc X 0 400 0 Virgina Elec & Power Co 1998 Ser A X 0 4,000 0 Visio Corp. X 0 2,580 0 Virginia Power Capital Trust X 0 2,400 0 Viropro Inc X 0 100 0 Vishay Intertechnology Inc. X 0 7,275 0 Visx Inc Del X 0 2,304 0 Vitalink Pharmacy Services Inc X 0 200 0 Vitesse Semiconductor Corp. X 0 1,270 0 Vitro Sa X 0 5,500 0 Vivendi - Sp ADR X 0 120 0 Vivus Inc X 0 1,000 0 Vlasic Foods International X 0 4,780 0 Vodafone Group Plc Spon ADR X 0 1,481 0 Volkswagen AG - Sponsored ADR X 0 750 0 Volt Information X 0 750 0 Volvo Aktiebolaget X 0 200 0 WHG Bancshares Corp X 0 1,000 0 Vornado Realty Trust Common Shares X 0 372 0 Vornado Operating Co. X 0 19 0 Vulcan Materials Co X 0 2,100 0 WD-40 Co. X 0 15,100 0 Webs Index Fund Inc - Australia X 0 291 0 Webs Index Fund Inc - Austria X 0 28 0 Webs Belgium Index Series X 0 61 0 Webs Index Fund Inc - France X 0 466 0 Webs Index Fund Inc - Germany X 0 1,258 0 Webs Hong Kong Index Series X 0 3,200 0 Webs - United Kingdom Index Series X 0 2,181 0 Webs Index Fund Inc - Italy X 0 96 0 Webs Index Fd Inc - Switzerland X 0 293 0 Webs Index Fund Inc - Sweden X 0 131 0 Webs Index Fund Inc Spain X 0 75 0 Webs Index Fund Inc Singapore Free X 0 193 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Webs Index Fd Inc Netherlands Common Stock 92923H855 4 158 SH Webs - Mexico Index Series Fd Inc. Common Stock 92923H863 33 2,533 SH Webs Index Fund Inc - Malaysia Common Stock 92923H871 3 929 SH Japan Index Series-Webs Common Stock 92923H889 19 1,661 SH Wicor Inc Common Stock 929253102 39 1,920 SH WMS Industries Inc. Common Stock 929297109 8 1,000 SH WPP Group PLC - Sponsored ADR ADR 929309300 221 2,550 SH W P S Resources Corp. Common Stock 92931B106 334 11,331 SH WSFS Financial Corp. Common Stock 929328102 166 11,375 SH Wachovia Corp. Common Stock 929771103 3,846 47,377 SH Waddell & Reed Financial - A Common Stock 930059100 1 34 SH Waddell & Reed Financial Cl-B -W/I Common Stock 930059209 3 146 SH Wake Forest Federal Svgs & Lns Common Stock 930889100 15 1,285 SH Wal-Mart Stores Inc. Common Stock 931142103 4,336 47,033 SH Walden Residential Properties Inc. Common Stock 931210108 42 2,400 SH Walgreen Co Common Stock 931422109 933 33,038 SH Wallace Computer Services Inc. Common Stock 932270101 255 12,875 SH Walter Industries Inc Common Stock 93317Q105 6 500 SH Wang Lab Inc Common Stock 93369N109 6 300 SH Warnaco Group Inc Common Stock 934390105 22 900 SH Warner Lambert Co. Common Stock 934488107 3,199 48,327 SH Warrantech Corp New Common Stock 934648304 2 740 SH Washington Federal Inc. Common Stock 938824109 1,400 66,684 SH Washington Gas Light Co Common Stock 938837101 348 15,398 SH Washington Mutual Inc. Common Stock 939322103 1,100 26,917 SH Washington Real Estate Investors Trust Common Stock 939653101 1,052 64,501 SH Waste Management Inc Common Stock 94106L109 198 4,456 SH Waters Corp. Common Stock 941848103 66 625 SH Waterside Capital Corp Common Stock 941872103 28 3,675 SH Watson Pharmaceuticals Inc Common Stock 942683103 175 3,970 SH Wavephore Inc Common Stock 943567107 5 600 SH Waxman Industries Common Stock 944124106 1 2,100 SH Weatherford International Inc New Common Stock 947074100 357 13,659 SH Del Webb Corp. Common Stock 947423109 2 105 SH Webco Industries Inc. Common Stock 947621108 4 960 SH Webster Financial Corp. Common Stock 947890109 71 2,444 SH Weeks Corp. Common Stock 94856P102 23 800 SH Weeks Corp 8% Cum Red Pfd Ser A Preferred Stock 94856P201 22 900 SH Weingarten Realty Investors Common Stock 948741103 93 2,350 SH Weirton Steel Corp. Common Stock 948774104 3 2,300 SH Weis Markets Inc Common Stock 948849104 62 1,700 SH Welcome Search Engine Inc. Foreign Stock 949149108 16 3,000 SH Wellington Hall Ltdcom New Common Stock 949535207 0 4,000 SH Wellpoint Health Networks Inc. Common Stock 94973H108 8 100 SH Wells Fargo & Co. Common Stock 949746101 4,183 119,311 SH Wendys Financing I 5% Ser A Preferred Stock 950588202 6 100 SH Wendy's International Inc Common Stock 950590109 862 30,294 SH Page Total: 23,578 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Webs Index Fd Inc Netherlands X 0 158 0 Webs - Mexico Index Series Fd Inc. X 0 2,533 0 Webs Index Fund Inc - Malaysia X 0 929 0 Japan Index Series-Webs X 0 1,661 0 Wicor Inc X 0 1,920 0 WMS Industries Inc. X 0 1,000 0 WPP Group PLC - Sponsored ADR X 0 2,550 0 W P S Resources Corp. X 0 11,331 0 WSFS Financial Corp. X 0 11,375 0 Wachovia Corp. X 0 47,377 0 Waddell & Reed Financial - A X 0 34 0 Waddell & Reed Financial Cl-B -W/I X 0 146 0 Wake Forest Federal Svgs & Lns X 0 1,285 0 Wal-Mart Stores Inc. X 0 47,033 0 Walden Residential Properties Inc. X 0 2,400 0 Walgreen Co X 0 33,038 0 Wallace Computer Services Inc. X 0 12,875 0 Walter Industries Inc X 0 500 0 Wang Lab Inc X 0 300 0 Warnaco Group Inc X 0 900 0 Warner Lambert Co. X 0 48,327 0 Warrantech Corp New X 0 740 0 Washington Federal Inc. X 0 66,684 0 Washington Gas Light Co X 0 15,398 0 Washington Mutual Inc. X 0 26,917 0 Washington Real Estate Investors Trust X 0 64,501 0 Waste Management Inc X 0 4,456 0 Waters Corp. X 0 625 0 Waterside Capital Corp X 0 3,675 0 Watson Pharmaceuticals Inc X 0 3,970 0 Wavephore Inc X 0 600 0 Waxman Industries X 0 2,100 0 Weatherford International Inc New X 0 13,659 0 Del Webb Corp. X 0 105 0 Webco Industries Inc. X 0 960 0 Webster Financial Corp. X 0 2,444 0 Weeks Corp. X 0 800 0 Weeks Corp 8% Cum Red Pfd Ser A X 0 900 0 Weingarten Realty Investors X 0 2,350 0 Weirton Steel Corp. X 0 2,300 0 Weis Markets Inc X 0 1,700 0 Welcome Search Engine Inc. X 0 3,000 0 Wellington Hall Ltdcom New X 0 4,000 0 Wellpoint Health Networks Inc. X 0 100 0 Wells Fargo & Co. X 0 119,311 0 Wendys Financing I 5% Ser A X 0 100 0 Wendy's International Inc X 0 30,294 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Wesco Financial Corp. Common Stock 950817106 33 100 SH West Marine Inc Common Stock 954235107 1 100 SH West Penn Power Co Preferred Stock 955278502 16 200 SH West Pharmaceutical Services Common Stock 955306105 26 810 SH Westamerica Bancorp Common Stock 957090103 32 1,000 SH Western Bancorp Common Stock 957683105 6 200 SH Western Digital Corp. Common Stock 958102105 466 58,730 SH Western Gas Resources, Inc. Preferred Stock 958259202 5 200 SH Western Gas Resources Inc. Conv PFD Preferred Stock 958259301 9 300 SH Western Resources Inc Common Stock 959425109 354 13,280 SH Western Wireless Corp Cl A Common Stock 95988E204 63 1,747 SH Westernbank Puerto Rico Common Stock 959897109 25 1,587 SH Westpac Banking - Spon ADR ADR 961214301 11 300 SH Westvaco Corp. Common Stock 961548104 90 4,300 SH Wet Seal Inc Cl A Common Stock 961840105 19 525 SH Weyerhaeuser Co. Common Stock 962166104 306 5,513 SH Whirlpool Corp. Common Stock 963320106 145 2,660 SH Whitman Corp. Common Stock 96647K102 51 2,956 SH Whitney Holding Corp. Common Stock 966612103 197 5,350 SH Whole Foods Market Inc Common Stock 966837106 239 6,950 SH Wiley John & Sons Common Stock 968223206 13 300 SH Willamette Inds Common Stock 969133107 79 2,100 SH Williams Coal Seam Gas Royalty Trust Common Stock 969450105 22 2,000 SH Williams Companies Inc Common Stock 969457100 649 16,429 SH Williams Companies Preferred Stock 969457506 9 50 SH Wilmington Trust Corp. New Common Stock 971807102 46 800 SH Wind River Systems Inc Common Stock 973149107 37 2,100 SH Windmere-Durable Holdings Inc Common Stock 973411101 40 5,650 SH Winn Dixie Stores Common Stock 974280109 248 6,626 SH Winstar Communications Inc Common Stock 975515107 155 4,260 SH Winston Hotels Inc. Common Stock 97563A102 32 4,020 SH Wisconsin Energy Power Common Stock 976657106 144 5,501 SH Witco Corp. Common Stock 977385103 8 600 SH Wolverine Tube Inc Common Stock 978093102 21 1,000 SH Wolverine World Wide Common Stock 978097103 7 730 SH Woodhead Industries Inc Common Stock 979438108 214 22,060 SH World Access Inc. Common Stock 98141A101 2 200 SH World Color Press Inc Common Stock 981443104 701 33,000 SH World Container Corp Common Stock 981447105 0 950 SH World Fuel Services Corp. Common Stock 981475106 7 600 SH Wrigley (WM) Jr Co Common Stock 982526105 640 7,080 SH Wyman Gordon Co Common Stock 983085101 48 5,200 SH XEBEC Common Stock 983889106 0 300 SH Xircom Inc Common Stock 983922105 6 220 SH Xerox Corp. Common Stock 984121103 3,002 56,243 SH Xybernaut Corp Common Stock 984149104 10 2,000 SH Xylan Corp. Common Stock 984151100 5 125 SH Page Total: 8,238 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Wesco Financial Corp. X 0 100 0 West Marine Inc X 0 100 0 West Penn Power Co X 0 200 0 West Pharmaceutical Services X 0 810 0 Westamerica Bancorp X 0 1,000 0 Western Bancorp X 0 200 0 Western Digital Corp. X 0 58,730 0 Western Gas Resources, Inc. X 0 200 0 Western Gas Resources Inc. Conv PFD X 0 300 0 Western Resources Inc X 0 13,280 0 Western Wireless Corp Cl A X 0 1,747 0 Westernbank Puerto Rico X 0 1,587 0 Westpac Banking - Spon ADR X 0 300 0 Westvaco Corp. X 0 4,300 0 Wet Seal Inc Cl A X 0 525 0 Weyerhaeuser Co. X 0 5,513 0 Whirlpool Corp. X 0 2,660 0 Whitman Corp. X 0 2,956 0 Whitney Holding Corp. X 0 5,350 0 Whole Foods Market Inc X 0 6,950 0 Wiley John & Sons X 0 300 0 Willamette Inds X 0 2,100 0 Williams Coal Seam Gas Royalty Trust X 0 2,000 0 Williams Companies Inc X 0 16,429 0 Williams Companies X 0 50 0 Wilmington Trust Corp. New X 0 800 0 Wind River Systems Inc X 0 2,100 0 Windmere-Durable Holdings Inc X 0 5,650 0 Winn Dixie Stores X 0 6,626 0 Winstar Communications Inc X 0 4,260 0 Winston Hotels Inc. X 0 4,020 0 Wisconsin Energy Power X 0 5,501 0 Witco Corp. X 0 600 0 Wolverine Tube Inc X 0 1,000 0 Wolverine World Wide X 0 730 0 Woodhead Industries Inc X 0 22,060 0 World Access Inc. X 0 200 0 World Color Press Inc X 0 33,000 0 World Container Corp X 0 950 0 World Fuel Services Corp. X 0 600 0 Wrigley (WM) Jr Co X 0 7,080 0 Wyman Gordon Co X 0 5,200 0 XEBEC X 0 300 0 Xircom Inc X 0 220 0 Xerox Corp. X 0 56,243 0 Xybernaut Corp X 0 2,000 0 Xylan Corp. X 0 125 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- YPF Sociedad Anonima Sponsored ADR ADR 984245100 1,044 33,085 SH Yahoo Inc Common Stock 984332106 564 3,347 SH Yankee Energy Systems Inc Common Stock 984779108 36 1,562 SH York Finl Corp. Common Stock 986630101 23 1,575 SH York International Inc Common Stock 986670107 1,560 44,190 SH Young & Rubicam Inc. Common Stock 987425105 21 525 SH Zapata Corp. New Common Stock 989070503 9 1,000 SH Zeneca Group PLC - Spons ADR ADR 98934D106 7 149 SH Zions Bancorporation Common Stock 989701107 144 2,158 SH Zoran Corp. Common Stock 98975F101 2 100 SH Zonagen Inc. Common Stock 98975L108 11 500 SH Zweig Fund Inc Common Stock 989834106 123 11,630 SH The Zweig Total Return Fd Common Stock 989837109 83 10,030 SH Zitel Corp. Common Stock 989913108 1 400 SH McConnon & Co Ser A Pfd Preferred Stock 9901109A8 0 3 SH Lernout & Hauspie Speech Products N V Common Stock B5628B104 332 11,050 SH Deutsche Bank AG DM 5 PAR Foreign Stock D000569 75 1,450 SH DaimlerChrysler A.G. ADR D1668R123 1,642 19,133 SH Guyanor Resources Ltd S A Cl B Common Stock F47088103 0 40 SH ACE LTD Common Stock G0070K103 270 8,645 SH Amway Asia Pacific LTD Foreign Stock G0352M108 3 400 SH Bear Stearns Finance LLC Limited Partner G09198105 30 1,200 SH Coca-Cola Beverages PLC Common Stock G2249L103 2 1,200 SH Elf Overseas Limited 7.875% Cum Preferred Stock G29974113 5 187 SH Fairchild Investments Ltd Common Stock G32942107 0 167 SH Fruit of the Loom INC Cl-A Common Stock G3682L105 27 2,625 SH Gemstar International Group LTD Foreign Stock G3788V106 15 200 SH Global Crossing Ltd. Common Stock G3921A100 234 5,050 SH Globalstar Telecommunications LTD - OR Common Stock G3930H104 121 8,700 SH IPC Holdings Ltd Common Stock G4933P101 12 600 SH Irdium World Communications Ltd Cl A Common Stock G49398103 88 5,800 SH Jardine Strategic Holdings Ltd Common Stock G50764102 34 20,000 SH LaSalle RE Holding LTD 8.75% Preferred Stock G5383Q119 159 6,400 SH Loral Space & Communications Common Stock G56462107 252 17,486 SH Newscorp Overseas Limited 8.625% Cum Preferred Stock G6478B108 415 16,600 SH Renaissancere Holdings Ltd Common Stock G7496G103 14 400 SH Rhone-Poulenc Overseas Limited Preferred Stock G75495104 116 4,450 SH Santander Finance Ltd 8.125% PFD Preferred Stock G7804A210 50 1,900 SH Santander Finance 8.125% Preferred Stock G7804A236 27 1,000 SH Santa Fe International Corp. Common Stock G7805C108 21 1,150 SH Tommy Hilfiger Corp. Common Stock G8915Z102 100 1,450 SH Triton Energy Limited Common Stock G90751101 50 6,324 SH XL Capital Ltd - Class A Common Stock G98255105 35 576 SH Xoma LTD Common Stock G9825R107 15 5,000 SH INVESCO Asia Trust Common Stock H000379 31 40,000 SH Invesco Tokyo Trust Common Stock H000381 20 40,000 SH Investors U S Gold Common Stock H693020 3 10 SH Page Total: 7,822 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- YPF Sociedad Anonima Sponsored ADR X 0 33,085 0 Yahoo Inc X 0 3,347 0 Yankee Energy Systems Inc X 0 1,562 0 York Finl Corp. X 0 1,575 0 York International Inc X 0 44,190 0 Young & Rubicam Inc. X 0 525 0 Zapata Corp. New X 0 1,000 0 Zeneca Group PLC - Spons ADR X 0 149 0 Zions Bancorporation X 0 2,158 0 Zoran Corp. X 0 100 0 Zonagen Inc. X 0 500 0 Zweig Fund Inc X 0 11,630 0 The Zweig Total Return Fd X 0 10,030 0 Zitel Corp. X 0 400 0 McConnon & Co Ser A Pfd X 0 3 0 Lernout & Hauspie Speech Products N V X 0 11,050 0 Deutsche Bank AG DM 5 PAR X 0 1,450 0 DaimlerChrysler A.G. X 0 19,133 0 Guyanor Resources Ltd S A Cl B X 0 40 0 ACE LTD X 0 8,645 0 Amway Asia Pacific LTD X 0 400 0 Bear Stearns Finance LLC X 0 1,200 0 Coca-Cola Beverages PLC X 0 1,200 0 Elf Overseas Limited 7.875% Cum X 0 187 0 Fairchild Investments Ltd X 0 167 0 Fruit of the Loom INC Cl-A X 0 2,625 0 Gemstar International Group LTD X 0 200 0 Global Crossing Ltd. X 0 5,050 0 Globalstar Telecommunications LTD - OR X 0 8,700 0 IPC Holdings Ltd X 0 600 0 Irdium World Communications Ltd Cl A X 0 5,800 0 Jardine Strategic Holdings Ltd X 0 20,000 0 LaSalle RE Holding LTD 8.75% X 0 6,400 0 Loral Space & Communications X 0 17,486 0 Newscorp Overseas Limited 8.625% Cum X 0 16,600 0 Renaissancere Holdings Ltd X 0 400 0 Rhone-Poulenc Overseas Limited X 0 4,450 0 Santander Finance Ltd 8.125% PFD X 0 1,900 0 Santander Finance 8.125% X 0 1,000 0 Santa Fe International Corp. X 0 1,150 0 Tommy Hilfiger Corp. X 0 1,450 0 Triton Energy Limited X 0 6,324 0 XL Capital Ltd - Class A X 0 576 0 Xoma LTD X 0 5,000 0 INVESCO Asia Trust X 0 40,000 0 Invesco Tokyo Trust X 0 40,000 0 Investors U S Gold X 0 10 0
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1st Quarter 1999 FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) FOR POSITIONS HELD AS OF 3/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Stolt Comex Seaway SA Common Stock L8873E103 4 400 SH Stolt Nielsen SA Ord Common Stock L88742108 28 2,574 SH Check Point Software Tech Ltd Common Stock M22465104 10 225 SH Gilat Satellite Networks Ltd Ord Common Stock M51474100 8 135 SH New Dimension Software Ltd Ord Common Stock M74295102 16 300 SH ASM Lithography Holding NV ADR N07059111 144 3,200 SH Chicago Bridge & Iron Co NV Common Stock N19808109 11 900 SH Elsag Bailey Process Automation N.V. Common Stock N2925S994 8 215 SH New Holland N.V. Foreign Stock N62648105 7 650 SH Sapiens International Corp. Common Stock N7716A102 27 2,600 SH Capital Re LLC 7.65% Cum Pfd Preferred Stock P20578103 25 1,000 SH Cifra SA De CV Ser C New Common Stock P26077134 2 1,000 SH Cifra SA De CV Ser V Common Stock P26224108 0 252 SH Telefonica Cpt Peru Ser B Common Stock P3179N127 13 9,795 SH J Ray McDermott S.A. Common Stock P64658100 125 4,200 SH Pan American Beverages Inc. Common Stock P74823108 18 1,000 SH Sun International Ltd Ord Common Stock P8797T133 16 480 SH Texaco Capital LLC 6.875% Cum PFD Ser Preferred Stock P9132Z107 129 5,250 SH Texaco Capital Llc 6.4% Adj Rt Preferred Stock P9132Z115 25 1,200 SH USX Capital LLC 8.75% Cum PFD Ser A Preferred Stock P96460103 13 500 SH Brierley Investments LTD Foreign Stock Q17926108 3 13,000 SH Royal Carribean Cruise Ltd Common Stock V7780T103 16 400 SH Teekay Shipping Corp. Foreign Stock V89564104 110 6,650 SH Investor AB Stockholm Common Stock W48102102 24 550 SH Swedish Exp Credit Corp. 7.20% PFD Ser Preferred Stock W92947246 13 500 SH Walnut Capital Partners LP Common Stock WLNTLPZZZ 400 16 SH Merita OY - Ser A Foreign Stock X5314G108 11 2,000 SH Bank of East Asia Ord Common Stock Y06942109 4 2,160 SH Creative Technology Ordinary Shares Common Stock Y1775U107 140 12,225 SH Flextronics International Ltd Common Stock Y2573F102 6,119 119,986 SH 1st Quarter 1999 FORM 13F Run Date: 05/10/99 ---------------------- S.E.C. Use Only ---------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared (c)Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------ -------------------------------------------------------------------------------- Stolt Comex Seaway SA X 0 400 0 Stolt Nielsen SA Ord X 0 2,574 0 Check Point Software Tech Ltd X 0 225 0 Gilat Satellite Networks Ltd Ord X 0 135 0 New Dimension Software Ltd Ord X 0 300 0 ASM Lithography Holding NV X 0 3,200 0 Chicago Bridge & Iron Co NV X 0 900 0 Elsag Bailey Process Automation N.V. X 0 215 0 New Holland N.V. X 0 650 0 Sapiens International Corp. X 0 2,600 0 Capital Re LLC 7.65% Cum Pfd X 0 1,000 0 Cifra SA De CV Ser C New X 0 1,000 0 Cifra SA De CV Ser V X 0 252 0 Telefonica Cpt Peru Ser B X 0 9,795 0 J Ray McDermott S.A. X 0 4,200 0 Pan American Beverages Inc. X 0 1,000 0 Sun International Ltd Ord X 0 480 0 Texaco Capital LLC 6.875% Cum PFD Ser X 0 5,250 0 Texaco Capital Llc 6.4% Adj Rt X 0 1,200 0 USX Capital LLC 8.75% Cum PFD Ser A X 0 500 0 Brierley Investments LTD X 0 13,000 0 Royal Carribean Cruise Ltd X 0 400 0 Teekay Shipping Corp. X 0 6,650 0 Investor AB Stockholm X 0 550 0 Swedish Exp Credit Corp. 7.20% PFD Ser X 0 500 0 Walnut Capital Partners LP X 0 16 0 Merita OY - Ser A X 0 2,000 0 Bank of East Asia Ord X 0 2,160 0 Creative Technology Ordinary Shares X 0 12,225 0 Flextronics International Ltd X 0 119,986 0 Page Total: 7,465 Grand Total: 1,429,611
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