0000704051-20-000028.txt : 20200415 0000704051-20-000028.hdr.sgml : 20200415 20200415132810 ACCESSION NUMBER: 0000704051-20-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200413 FILED AS OF DATE: 20200415 DATE AS OF CHANGE: 20200415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merchant Thomas C CENTRAL INDEX KEY: 0001573664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 20793222 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158697167210007.xml FORM 4 X0306 4 2020-04-13 0 0000704051 LEGG MASON, INC. LM 0001573664 Merchant Thomas C LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Exec VP & General Counsel Common Stock 2020-04-13 4 A 0 8354.85 0 A 98947.63 D Common Stock 2020-04-13 4 F 0 4036 49.13 D 94911.63 D Represents shares issued upon vesting of performance share unit awards, as approved by the Compensation Committee of the Board of Directors of Legg Mason, Inc. on April 13, 2020. Represents shares sold to satisfy tax obligations in connection with vesting of performance share units. Melissa A. Warren, Attorney-in-fact for Thomas C. Merchant 2020-04-15