0000704051-20-000025.txt : 20200401 0000704051-20-000025.hdr.sgml : 20200401 20200401180621 ACCESSION NUMBER: 0000704051-20-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Terence CENTRAL INDEX KEY: 0001573686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 20766741 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158577876176464.xml FORM 4 X0306 4 2020-03-31 0 0000704051 LEGG MASON, INC. LM 0001573686 Johnson Terence LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 2020-03-31 4 M 0 25468 23.72 A 150834.28 D Common Stock 2020-03-31 4 M 0 31419 35.16 A 182253.28 D Common Stock 2020-03-31 4 M 0 6414 47.64 A 188667.28 D Common Stock 2020-03-31 4 M 0 25000 47.64 A 213667.28 D Common Stock 2020-03-31 4 M 0 25000 47.64 A 238667.28 D Common Stock 2020-03-31 4 M 0 25000 31.24 A 263667.28 D Common Stock 2020-03-31 4 M 0 34112 31.24 A 297779.28 D Common Stock 2020-03-31 4 M 0 33339 37.64 A 331118.28 D Common Stock 2020-03-31 4 S 0 18558 48.72 D 312560.28 D Common Stock 2020-03-31 4 S 0 159742 48.80 D 152818.28 D Stock Options (Right to buy) 23.72 2020-03-31 4 M 0 25468 0 D 2020-05-17 Common Stock 25468.0 0 D Stock Options (Right to buy) 35.16 2020-03-31 4 M 0 31419 0 D 2021-05-16 Common Stock 31419.0 0 D Stock Options (Right to buy) 47.64 2020-03-31 4 M 0 6414 0 D 2022-05-16 Common Stock 6414.0 50000 D Stock Options (Right to buy) 47.64 2020-03-31 4 M 0 25000 0 D 2022-05-16 Common Stock 25000.0 25000 D Stock Options (Right to buy) 47.64 2020-03-31 4 M 0 25000 0 D 2022-05-16 Common Stock 25000.0 0 D Stock Options (Right to buy) 31.24 2020-03-31 4 M 0 25000 0 D 2024-05-13 Common Stock 25000.0 53817 D Stock Options (Right to buy) 31.24 2020-03-31 4 M 0 34112 0 D 2024-05-13 Common Stock 34112.0 19705 D Stock Options (Right to buy) 37.64 2020-03-31 4 M 0 33339 0 D 2025-05-15 Common Stock 33339.0 33339 D The transaction reported in this Form 4 were effected for purpose of covering exercise cost, taxes, commissions and fees upon exercise of options. Employee stock options vests serially over four years commencing on May 31, 2013. Employee stock options vest serially over four years commencing on May 31, 2014. Employee stock options vest serially over four years commencing on May 31, 2015. Employee stock options vest serially over four years commencing on May 31, 2017. Employee stock options vest serially over four years commencing on May 31, 2018. Melissa A. Warren, Attorney-in-fact for Terence Johnson 2020-04-01