0000704051-19-000059.txt : 20190517 0000704051-19-000059.hdr.sgml : 20190517 20190517135428 ACCESSION NUMBER: 0000704051-19-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Terence CENTRAL INDEX KEY: 0001573686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 19835051 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_155811565368315.xml FORM 4 X0306 4 2019-05-15 0 0000704051 LEGG MASON, INC. LM 0001573686 Johnson Terence LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 2019-05-15 4 A 0 17092 0 A 124300.28 D Common Stock 2019-05-16 4 M 0 19040 33.99 A 143340.28 D Common Stock 2019-05-16 4 S 0 18525 36.21 D 124815.28 D Stock Options (Right to buy) 33.99 2019-05-16 4 M 0 19040 0 D 2019-05-17 Common Stock 19040.0 0 D The sales reported in this Form 4 were effected for purpose of covering exercise cost, taxes, commissions and fees upon exercise of options pursuant to a Rule 10b5-1 trading plan adopted by the person on October 30, 2018. Employee stock options vest serially over 5 years commencing on May 31, 2011. Melissa A. Warren, Attorney-in-fact for Terence Johnson 2019-05-17