0000704051-19-000038.txt : 20190507 0000704051-19-000038.hdr.sgml : 20190507 20190507151733 ACCESSION NUMBER: 0000704051-19-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190503 FILED AS OF DATE: 20190507 DATE AS OF CHANGE: 20190507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMOKE KURT L CENTRAL INDEX KEY: 0001206671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 19802761 MAIL ADDRESS: STREET 1: LEGG MASON, INC STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_155725663854439.xml FORM 4 X0306 4 2019-05-03 0 0000704051 LEGG MASON, INC. LM 0001206671 SCHMOKE KURT L LEGG MASON, INC 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 1 0 0 0 Common Stock 6076 D Restricted Stock Units 2019-05-03 4 A 0 407.82 0 A Common Stock 407.82 40842.46 D Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. 1-for-1 Melissa A. Warren, Attorney-in-fact for Kurt L. Schmoke 2019-05-07