0000704051-18-000063.txt : 20180518 0000704051-18-000063.hdr.sgml : 20180518 20180518141724 ACCESSION NUMBER: 0000704051-18-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180517 FILED AS OF DATE: 20180518 DATE AS OF CHANGE: 20180518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Terence CENTRAL INDEX KEY: 0001573686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 18846087 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_152666742954630.xml FORM 4 X0306 4 2018-05-17 0 0000704051 LEGG MASON, INC. LM 0001573686 Johnson Terence LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 2018-05-17 4 M 0 5781 33.25 A 113592.28 D Common Stock 2018-05-17 4 F 0 4928 39 D 108664.28 D Stock Options (Right to buy) 33.25 2018-05-17 4 M 0 5781 0 D 2018-05-18 Common Stock 5781.0 0 D The transaction reported in this Form 4 was effected for the purpose of covering exercise cost, commissions and fees upon exercise of options. Employee stock options vests serially over five years and commenced on May 31, 2011. Melissa A. Warren, Attorney-in-fact for Terence Johnson 2018-05-18