0000704051-17-000013.txt : 20170217 0000704051-17-000013.hdr.sgml : 20170217 20170217123602 ACCESSION NUMBER: 0000704051-17-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merchant Thomas C CENTRAL INDEX KEY: 0001573664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17620537 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 wf-form4_148735294938938.xml FORM 4 X0306 4 2017-02-16 0 0000704051 LEGG MASON, INC. LM 0001573664 Merchant Thomas C LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Exec VP & General Counsel Common Stock 2017-02-16 4 M 0 7500 27.45 A 56100.78 D Common Stock 2017-02-16 4 S 0 6595 36.06 D 49505.78 D Stock Options (Right to buy) 27.45 2017-02-16 4 M 0 7500 0 D 2010-07-23 2017-07-22 Common Stock 7500.0 0 D Represents a sale of shares upon the exercise of options, to pay the option exercise price and related tax withholding. Employee stock options vested serially over five years commencing on July 23, 2010. Melissa A. Warren, Attorney-in-fact for Thomas C. Merchant 2017-02-17