-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BBZSVflP7haxCSXNyjxuYxvz70ePCfdd2xMUB9In72MARs5JkRwpFK2ibScuqrfX 7tS7dolRVELqhS8KxfKt6w== 0000704051-05-000147.txt : 20050928 0000704051-05-000147.hdr.sgml : 20050928 20050928193719 ACCESSION NUMBER: 0000704051-05-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050926 FILED AS OF DATE: 20050928 DATE AS OF CHANGE: 20050928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN JOSEPH A CENTRAL INDEX KEY: 0001206673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 051109597 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-539-0000 MAIL ADDRESS: STREET 1: LEGG MASON INC STREET 2: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-09-26 0 0000704051 LEGG MASON INC LM 0001206673 SULLIVAN JOSEPH A LEGG MASON INC 100 LIGHT ST BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 2005-09-26 4 M 0 6000 23.87 A 78100.44 D Common Stock 2005-09-26 4 M 0 9000 35.27 A 87100.44 D Common Stock 2005-09-26 4 M 0 9000 32.69 A 96100.44 D Common Stock 2005-09-26 4 M 0 7200 26.31 A 103300.44 D Common Stock 2005-09-26 4 M 0 3600 46.39 A 106900.44 D Common Stock 2005-09-26 4 M 0 800 52.07 A 107700.44 D Common Stock 2005-09-26 4 S 0 35600 107.42 D 72100.44 D Common Stock 2005-09-26 4 M 0 9759 20.49 A 81859.44 D Common Stock 2005-09-26 4 F 1 1845 108.37 D 80014.44 D Stock Options (Right to buy) 23.87 2005-09-26 4 M 0 6000 0 D 1999-07-27 2007-07-22 Common Stock 6000 0 D Stock Options (Right to buy) 35.27 2005-09-26 4 M 0 9000 0 D 2000-07-25 2008-07-22 Common Stock 9000 0 D Stock Options (Right to buy) 32.69 2005-09-26 4 M 0 9000 0 D 2001-07-24 2009-07-22 Common Stock 9000 4500 D Stock Options (Right to buy) 26.31 2005-09-26 4 M 0 7200 0 D 2002-07-23 2010-07-22 Common Stock 7200 7200 D Stock Options (Right to buy) 46.39 2005-09-26 4 M 0 3600 0 D 2003-07-22 2011-07-22 Common Stock 3600 5400 D Stock Options (Right to buy) 52.07 2005-09-26 4 M 0 800 0 D 2004-07-20 2012-07-22 Common Stock 800 3201 D Stock Options (Right to buy) 20.49 2005-09-26 4 M 0 9759 0 D 1998-07-23 2006-07-22 Common Stock 9759 4879 D Acquisition of 42.292 shares of Common Stock pursuant to and under the conditions of the Legg Mason, Inc. Employee Stock Purchase Plan from August 11, 2005 to September 8, 2005 at prices ranging from $107.98 to $108.77. Employee stock option cumulatively exercisable annually in 20% increments commencing on the exercisable date indicated. /s/ Erin L. Clark, Attorney-in-fact for Joseph A. Sullivan 2005-09-28 -----END PRIVACY-ENHANCED MESSAGE-----