8-K 1 eightk.txt CERTIFICATIONS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 9, 2002 ------------------- LEGG MASON, INC. ----------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Maryland 1-8529 52-1200960 ----------- ------- ----------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File No.) Identification No.) 100 Light Street, Baltimore, Maryland 21202 ------------------------------------------------ (Address of Principal Executive Office) (Zip Code) Registrant's Telephone Number, Including Area Code: (410) 539-0000 Not Applicable ------------------------------------- (Former name or former address, if changed since last report) Item 7. Financial Statements and Exhibits (a) Financial statements of businesses acquired. Not applicable. (b) Pro forma financial information. Not applicable. (c) Exhibits. The following exhibits are furnished pursuant to Item 9. of this Report. 99.1 Certificate of Chief Executive Officer 99.2 Certificate of Principal Financial Officer Item 9. Regulation FD Disclosure Legg Mason, Inc. is furnishing the written statements of its Chief Executive Officer and its Principal Financial Officer, which are attached hereto as Exhibits 99.1 and 99.2, to accompany its Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 as required by Section 906 of the Sarbanes-Oxley Act of 2002. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LEGG MASON, INC. Date: August 9, 2002 By: /s/ Charles J. Daley, Jr. -------------------------- Charles J. Daley, Jr. Senior Vice President and Treasurer EXHIBIT INDEX Exhibit 99.1 Certificate of Chief Executive Officer 99.2 Certificate of Principal Financial Officer