0001104659-21-091663.txt : 20210713 0001104659-21-091663.hdr.sgml : 20210713 20210713154153 ACCESSION NUMBER: 0001104659-21-091663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210709 FILED AS OF DATE: 20210713 DATE AS OF CHANGE: 20210713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Desorcy Peter CENTRAL INDEX KEY: 0001804470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33926 FILM NUMBER: 211087827 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pangaea Ventures, L.P. CENTRAL INDEX KEY: 0001645708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33926 FILM NUMBER: 211087829 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917.595.5010 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Temnein Ventures III, L.P. CENTRAL INDEX KEY: 0001863646 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33926 FILM NUMBER: 211087828 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE, SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917-595-5010 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ortelius Advisors, L.P. CENTRAL INDEX KEY: 0001804502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33926 FILM NUMBER: 211087830 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE, SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917-595-5010 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRECORA RESOURCES CENTRAL INDEX KEY: 0000007039 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 751256622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1650 HWY 6 SOUTH, SUITE 190 CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-980-5522 MAIL ADDRESS: STREET 1: 1650 HWY 6 SOUTH, SUITE 190 CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: ARABIAN AMERICAN DEVELOPMENT CO DATE OF NAME CHANGE: 20000811 FORMER COMPANY: FORMER CONFORMED NAME: ARABIAN SHIELD DEVELOPMENT CO DATE OF NAME CHANGE: 19920703 4 1 tm2122104-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-09 0 0000007039 TRECORA RESOURCES TREC 0001804502 Ortelius Advisors, L.P. 450 PARK AVENUE, SUITE 2700 NEW YORK NY 10022 0 0 1 0 0001645708 Pangaea Ventures, L.P. C/O ORTELIUS ADVISORS, L.P. 450 PARK AVENUE, SUITE 2700 NEW YORK NY 10022 0 0 1 0 0001863646 Temnein Ventures III, L.P. C/O ORTELIUS ADVISORS, L.P. 450 PARK AVENUE, SUITE 2700 NEW YORK NY 10022 0 0 1 0 0001804470 Desorcy Peter 450 PARK AVENUE, SUITE 2700 NEW YORK NY 10022 0 0 1 0 Common Stock 2021-07-09 4 P 0 54737 8.20 A 2664683 I See footnotes Common Stock 2021-07-12 4 P 0 10000 8.27 A 2674683 I See footnotes The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.06 to $8.20, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). These shares include 2,328,024 shares held by Pangaea Ventures, L.P. ("Pangaea") and 336,659 shares held by Temnein Ventures III, L.P. ("Temnein"). Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.20 to $8.30, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4). These shares include 2,328,024 shares held by Pangaea and 346,659 shares held by Temnein. ORTELIUS ADVISORS, L.P. By: Ortelius Management, LLC, its general partner By: /s/ Peter DeSorcy Name: Peter DeSorcy Title: Managing Member 2021-07-13 PANGAEA VENTURES, L.P. By: Ortelius Advisors GP I, LLC, its general partner By: /s/ Peter DeSorcy Name: Peter DeSorcy Title: Managing Member 2021-07-13 TEMNEIN VENTURES III, L.P. By: Temnein Advisors GP III, LLC, its general partner By: /s/ Peter DeSorcy Name: Peter DeSorcy Title: Managing Member 2021-07-13 /s/ Peter DeSorcy 2021-07-13