-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DYOc4I/4OuNqYyj3nhFShurz1529p+9N8v1SEd6FD08/h4iIrMp92oVpe6Hni9sz ENU6Xi89ikGXDb5Mj4ve6g== 0001140361-02-000577.txt : 20021009 0001140361-02-000577.hdr.sgml : 20021009 20021009161557 ACCESSION NUMBER: 0001140361-02-000577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020905 FILED AS OF DATE: 20021009 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SHARA THOMAS CENTRAL INDEX KEY: 0001185280 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 575 HARBOR ROAD CITY: SOUTHPORT STATE: CT ZIP: 06490 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON UNITED BANCORP CENTRAL INDEX KEY: 0000703559 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 222405746 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08660 FILM NUMBER: 02785217 BUSINESS ADDRESS: STREET 1: 1000 MACARTHUR BLVD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 2012362600 MAIL ADDRESS: STREET 1: 1000 MACARTHUR BLVD CITY: MAHWAH STATE: NJ ZIP: 07430 FORMER COMPANY: FORMER CONFORMED NAME: HUBCO INC DATE OF NAME CHANGE: 19920703 4 1 doc1.htm Form 4
Form 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL      
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Expires: January 31, 2005
[ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instructions 1(b).
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1. Name and Address of Reporting Person*
Shara, Thomas
2. Issuer Name and Ticker or Trading Symbol
Hudson United Bancorp   (HU)

6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)      

___ Director                            ___ 10% Owner
_X_ Officer (give title below)   ___ Other (specify below)

Executive Vice President
(Last)             (First)            (Middle)

92 Frost Court
3. I.R.S. Identification Number of Reporting Person, if an entity
(voluntary)

4. Statement for Month/Day/Year

10/08/2002
(Street)

Wyckoff, NJ 07481
5. If Amendment, Date of Original (Month/Day/Year)

 
7. Individual or Joint/Group Filing
(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)             (State)             (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2A. Deemed Execution
Date, if any
(Month/Day/Year)
3. Transaction
Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions
(Instr. 3 and 4)
6. Ownership Form:
Direct (D)
or Indirect (I)
(Instr. 4)
7. Nature of Indirect
Beneficial Ownership
(Instr. 4)
Code V Amount (A)
or
(D)
Price
Hudson United Bancorp - Common Stock 09/05/2002   J (1)   215.55 A $28.53 22,279.05 I Total 401K
Hudson United Bancorp - Common Stock               65,074 D  
Hudson United Bancorp - Common Stock               7,900 D Restricted
Hudson United Bancorp - Common Stock               51,746 I Held in Family Partnership
Hudson United Bancorp - Common Stock               146,999.05   Total
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
(Over)
SEC 1474 (9-02)
FORM 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
 
1.
Title of Derivative Security
(Instr.3)
2.
Conversion or
Exercise
Price of
Derivative
Security
3.
Transaction
Date
(Month/
Day/Year)
3A.
Deemed Execution
Date, if any
(Month/
Day/Year)
4.
Transaction Code
(Instr. 8)
5.
Number of Derivative
Securities
Acquired (A) or Disposed of (D)
(Instr.3,4
and 5)
6.
Date Exercisable
and Expiration Date
(Month/Day/Year)
7.
Title and Amount of
Underlying Securities
(Instr. 3 and 4)
8.
Price of
Derivative
Security
(Instr. 5)
9.
Number of
Derivative
Securities
Beneficially
Owned Following Reported Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D) or Indirect (I)
(Instr. 4)
11.
Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
                08/28/1998 11/19/2007 Stock Options   $28.972 6,768 I (2)
                08/28/1998 11/19/2007 Stock Options   $28.979 4,900 D Options
                03/22/2004 03/22/2009 Stock Options   $29.127 113 D Options
                  (3) 12/06/2011 Stock Options   $27.46 12,000 D Options
                  (3) 08/07/2012 Stock Options   $27.39 12,000 D Options
Explanation of Responses:

(1) Dividend
(2) Transferred options and restricted shares on 12/20/01 to a limited partnership of which the reporting person and his wife are the sole general partners and the sole limited partners.
(3) 1/3 after third year; 1/3 after fourth year; 1/3 after fifth year


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/ 
**Signature of Reporting Person
Thomas Shara
10/08/2002 
Date
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.
Page 2
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