0001209191-19-034396.txt : 20190604 0001209191-19-034396.hdr.sgml : 20190604 20190604170809 ACCESSION NUMBER: 0001209191-19-034396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190531 FILED AS OF DATE: 20190604 DATE AS OF CHANGE: 20190604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hacker Howard CENTRAL INDEX KEY: 0001769895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07293 FILM NUMBER: 19877515 MAIL ADDRESS: STREET 1: 1445 ROSS AVENUE, SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TENET HEALTHCARE CORP CENTRAL INDEX KEY: 0000070318 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 952557091 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 469-893-2200 MAIL ADDRESS: STREET 1: 1445 ROSS AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL MEDICAL ENTERPRISES INC /NV/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-31 0 0000070318 TENET HEALTHCARE CORP THC 0001769895 Hacker Howard 1445 ROSS AVENUE SUITE 1400 DALLAS TX 75202 0 1 0 0 EVP, Chief Compliance Officer Common Stock 2019-05-31 4 M 0 4032 A 6466 D Common Stock 2019-05-31 4 F 0 982 19.96 D 5484 D Common Stock 2019-05-31 4 M 0 2188 A 7672 D Common Stock 2019-05-31 4 F 0 533 19.96 D 7139 D 2016 May Restricted Stock Units 2019-05-31 4 M 0 4032 0.00 D Common Stock 4032 0 D 2016 May Performance-Based Restricted Stock Units 2019-05-31 4 M 0 2188 0.00 D Common Stock 2188 0 D On 5/31/16, the reporting person received a grant of 12,094 time-based RSUs that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first vesting date occurred on 5/31/17, resulting in the vesting and settlement of 4,031 shares of common stock. The second vesting date occurred on 5/31/18, resulting in the vesting and settlement of 4,031 shares of common stock. The third vesting date occurred on 5/31/19, resulting in the vesting and settlement of 4,032 shares of common stock, as shown in Table I. Restricted stock units convert into common stock on a one-for-one basis. Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3. As previously reported, on 5/31/16, the reporting person received a target grant of 5,184 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three-year period that ended on 12/31/18. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded. The vesting date occurred on 5/31/19, resulting in the vesting and settlement of 2,188 shares of common stock, as shown in Table I. Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting. Anthony L. Shoemaker, as Attorney-in-Fact for Howard Hacker 2019-06-04