0001209191-19-034396.txt : 20190604
0001209191-19-034396.hdr.sgml : 20190604
20190604170809
ACCESSION NUMBER: 0001209191-19-034396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190531
FILED AS OF DATE: 20190604
DATE AS OF CHANGE: 20190604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hacker Howard
CENTRAL INDEX KEY: 0001769895
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07293
FILM NUMBER: 19877515
MAIL ADDRESS:
STREET 1: 1445 ROSS AVENUE, SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TENET HEALTHCARE CORP
CENTRAL INDEX KEY: 0000070318
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062]
IRS NUMBER: 952557091
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1445 ROSS AVENUE
STREET 2: SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75202
BUSINESS PHONE: 469-893-2200
MAIL ADDRESS:
STREET 1: 1445 ROSS AVENUE
STREET 2: SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75202
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONAL MEDICAL ENTERPRISES INC /NV/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-31
0
0000070318
TENET HEALTHCARE CORP
THC
0001769895
Hacker Howard
1445 ROSS AVENUE
SUITE 1400
DALLAS
TX
75202
0
1
0
0
EVP, Chief Compliance Officer
Common Stock
2019-05-31
4
M
0
4032
A
6466
D
Common Stock
2019-05-31
4
F
0
982
19.96
D
5484
D
Common Stock
2019-05-31
4
M
0
2188
A
7672
D
Common Stock
2019-05-31
4
F
0
533
19.96
D
7139
D
2016 May Restricted Stock Units
2019-05-31
4
M
0
4032
0.00
D
Common Stock
4032
0
D
2016 May Performance-Based Restricted Stock Units
2019-05-31
4
M
0
2188
0.00
D
Common Stock
2188
0
D
On 5/31/16, the reporting person received a grant of 12,094 time-based RSUs that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first vesting date occurred on 5/31/17, resulting in the vesting and settlement of 4,031 shares of common stock. The second vesting date occurred on 5/31/18, resulting in the vesting and settlement of 4,031 shares of common stock. The third vesting date occurred on 5/31/19, resulting in the vesting and settlement of 4,032 shares of common stock, as shown in Table I.
Restricted stock units convert into common stock on a one-for-one basis.
Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.
As previously reported, on 5/31/16, the reporting person received a target grant of 5,184 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three-year period that ended on 12/31/18. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded. The vesting date occurred on 5/31/19, resulting in the vesting and settlement of 2,188 shares of common stock, as shown in Table I.
Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.
Anthony L. Shoemaker, as Attorney-in-Fact for Howard Hacker
2019-06-04